天津国安盟固利新材料科技 股份有限公司 募集资金存放与使用情况专 项报告的鉴证报告 2024年度 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://www.fr.cnof.gov.cn）" 我行 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://z 报告编码: 沪2656E05W 立信会计师事务所(特殊普通合伙) DO CHINA SHU LUN PAN CERTIFIED PUBLIC ACCOUNTA 关于天津国安盟固利新材料科技股份有限公司 2024年度募集资金存放与使用情况 专项报告的鉴证报告 信会师报字[2025]第ZA11765号 天津国安盟固利新材料科技股份有限公司全体股东: 一、黄事会的责任 盟固利公司董事会的责任是按照中国证券监督管理委员会《上市 公司监管指引第2号 -- 上市公司募集资金管理和使用的监管要求 (2022年修订)》(证监会公告(2022)15号)、《深圳证券交易所 上市公司自律监管指引第2号 -- 创业板上市公司规范运作》以及《深 圳证券交易所创业板上市公司自律监管指南第2号 -- 公告格式》的 相关规定编制募集资金专项报告。这种责 ...

天津国安盟固利新材料科技股 份有限公司 涉及财务公司关联交易的专项 说明 2024 年度 关于天津国安盟固利新材料科技股份有限公司 2024 年度 涉及财务公司关联交易的专项说明 信会师报字[2025]第 ZA11769 号 立信会计师事务所(特殊普通合伙) BDO CHINA SHU LUN PAN CERTIFIED PUBLIC ACCOUNTANTS LI 言会计师事务所(特殊普通合伙) HINA SHU LUN PAN CERTIFIED PUBLIC ACCOUNTANTS LLP 本报告仅供贵公司为披露 2024 年年度报告的目的使用,不得用 作任何其他目的。 天津国安盟固利新材料科技股份有限公司全体股东: 我们审计了天津国安盟固利新材料科技股份有限公司(以下简称 "贵公司")2024年度的财务报表,包括 2024年 12月 31 日的合并及 母公司资产负债表、2024年度合并及母公司利润表、合并及母公司 现金流量表、合并及母公司所有者权益变动表和相关财务报表附注, 并于 2025 年 4 月 24 日出具了报告号为信会师报字[2025]第 ZA11762 号的无保留意见审计报告。 贵公司管理层 ...

核查意见 华泰联合证券有限责任公司 专项核查意见 华泰联合证券有限责任公司（以下简称"华泰联合证券"或"保荐人"）作 为天津国安盟固利新材料科技股份有限公司（以下简称"盟固利"或"公司"） 首次公开发行股票并在创业板上市持续督导阶段的保荐人，根据《证券发行上市 保荐业务管理办法》《深圳证券交易所创业板股票上市规则》《深圳证券交易所 上市公司自律监管指引第 2 号——创业板上市公司规范运作》《深圳证券交易所 上市公司自律监管指引第 7 号——交易与关联交易》《深圳证券交易所上市公司 自律监管指引第 13 号——保荐业务》及《关于规范上市公司与企业集团财务公 司业务往来的通知》等有关规定，对盟固利 2024 年度涉及财务公司关联交易的 存款、贷款等金融业务进行了专项核查，核查情况及核查意见如下： 一、财务公司基本情况 亨通财务有限公司（以下简称"财务公司"）是 2013 年 9 月 18 日经国务院 银行业监督管理机构批准开业的非银行金融机构，具有独立的法人资格，持有有 效的《营业执照》和《金融许可证》。 公司名称：亨通财务有限公司 注册地址：江苏省苏州市吴江经济技术开发区中山北路 2288 号 企业类型：有限责 ...

核查意见 华泰联合证券有限责任公司 关于天津国安盟固利新材料科技股份有限公司 调整募集资金投资项目投资计划的核查意见 华泰联合证券有限责任公司（以下简称"华泰联合证券"或"保荐人"）作 为天津国安盟固利新材料科技股份有限公司（以下简称"盟固利"或"公司"） 首次公开发行股票并在创业板上市持续督导阶段的保荐人，根据《证券发行上市 保荐业务管理办法》《深圳证券交易所创业板股票上市规则》《深圳证券交易所 上市公司自律监管指引第 2 号——创业板上市公司规范运作》《上市公司监管指 引第 2 号——上市公司募集资金管理和使用的监管要求》等规定，对公司调整募 集资金投资项目投资计划的事项进行了审慎尽职调查，具体核查情况如下： 一、募集资金投资项目建设进展及募资金使用情况 经公司 2021 年第三次临时股东大会审议通过，公司首次公开发行股票募集 资金投资项目为"年产 1 万吨锂离子电池正极材料产业化项目"。该项目"拟按 照高镍 NCA 三元材料产品要求建设 4 条高镍锂离子电池正极材料生产线，1 条 高镍三元材料中试线，设计产能为年产 1 万吨，可同时生产高镍 NCA 三元材料、 Ni8 系 NCM 三元材料、Ni9 系 ...

天津国安盟固利新材料科技股 份有限公司 营业收入扣除情况表鉴证报告 2024年度 "您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://acon6.gov.co）"进行变 "您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（lutp://aconof.gov.co）"进行变得的 关于天津国安盟固利新材料科技股份有限公司2024年度 营业收入扣除情况表的鉴证报告 信会师报字[2025]第ZA11766号 天津国安盟固利新材料科技股份有限公司全体股东: 我们审计了天津国安盟固利新材料科技股份有限公司(以下简称 "盟固利公司")2024年度的财务报表,包括 2024年 12月 31日的合并 及母公司资产负债表、2024年度合并及母公司利润表、合并及母公司 现金流量表、合并及母公司所有者权益变动表和相关财务报表附注, 并于 2025 年 4 月 24 日出具了报告号为信会师报字[2025]第 ZA11762 号的无保留意见审计报告。 在对上述财务报表执行审计的基础上,我们接受委托,对后附的 盟固利公司2024年度营业收入扣除情况表(以下简称"营业收入扣除情 况表")执行了合理保证的鉴证业务 ...

核查意见 华泰联合证券有限责任公司 关于天津国安盟固利新材料科技股份有限公司 2024 年度证券与衍生品投资情况的核查意见 华泰联合证券有限责任公司（以下简称"华泰联合证券"或"保荐人"）作 为天津国安盟固利新材料科技股份有限公司（以下简称"盟固利"或"公司"） 首次公开发行股票并在创业板上市持续督导阶段的保荐人，根据《证券发行上市 保荐业务管理办法》《深圳证券交易所创业板股票上市规则》《深圳证券交易所 上市公司自律监管指引第 2 号——创业板上市公司规范运作》等有关规定，对盟 固利 2024 年度证券与衍生品投资情况进行了审慎核查，具体核查情况如下： 一、证券与衍生品投资审议批准情况 公司于 2023 年 12 月 18 日召开的第三届董事会第二十四次会议和第三届监 事会第十七次会议、于 2024 年 1 月 3 日的召开 2024 年第一次临时股东大会，审 议通过了《关于开展商品期货套期保值业务的议案》，同意公司开展最高保证金 额度不超过人民币 4,320 万元的商品期货套期保值业务，预计任一交易日持有的 最高合约价值不超过人民币 4 亿元，额度在审批有效期内可循环滚动使用。授权 期限自股东大会审议通过之 ...

关于天津国安盟固利新材料科技 股份有限公司 非经营性资金占用及其他关联资 金往来情况的专项报告 l F 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://acc.mof.gov.cn）"进行查 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://acc.mof.gov.cn）"进行查询 关于天津国安盟固利新材料科技股份有限公司 非经营性资金占用及其他关联资金往来情况 的专项报告 信会师报字[2025]第 ZA11764 号 天津国安盟围利新材料科技股份有限公司全体股东: 我们审计了天津国安盟国利新材料科技股份有限公司股份有限 公司(以下简称"盟固利")2024年度的财务报表,包括2024年12月 31 日的合并及母公司资产负债表、2024年度合并及母公司利润表、 合并及母公司现金流量表、合并及母公司所有者权益变动表和相关财 务报表附注,并于2024年4月24日出具了报告号为信会师报字[2025] 第 ZA11762 号的无保留意见审计报告。 (此页无正文) FIED PUB/ 中国注册会计师: 盟固利公司管理层根据中国证券监督管理委员会《上市公司监管 指引第 8号 - ...

Financial Performance - The company's operating revenue for 2024 was ¥1,793,910,394.54, a decrease of 23.98% compared to ¥2,359,885,981.39 in 2023[22]. - The net profit attributable to shareholders for 2024 was -¥71,665,709.34, representing a decline of 219.43% from ¥60,006,692.06 in 2023[22]. - The cash flow from operating activities for 2024 was ¥114,826,839.42, down 67.30% from ¥351,142,966.85 in 2023[22]. - The total assets at the end of 2024 were ¥3,281,163,948.21, a decrease of 12.40% from ¥3,745,540,598.94 at the end of 2023[22]. - The company reported a basic earnings per share of -¥0.1559 for 2024, compared to ¥0.1426 in 2023, marking a decline of 209.33%[22]. - Total revenue for 2024 was approximately ¥1.79 billion, a decrease of 23.98% compared to ¥2.36 billion in 2023[67]. - Revenue from lithium battery cathode materials was approximately ¥1.72 billion, accounting for 95.74% of total revenue, down 22.55% from ¥2.22 billion in 2023[67]. - Sales of cobalt acid lithium decreased by 44.89% to approximately ¥763.46 million, while ternary materials increased by 14.65% to approximately ¥954.00 million[69]. - Domestic sales accounted for 100% of total revenue, with overseas sales dropping by 80.05% to approximately ¥28,808.85[67]. - Gross profit margin for lithium battery cathode materials was 5.81%, down 1.41% year-on-year[69]. Market and Industry Trends - The global sales of new energy passenger vehicles in 2024 reached 16.38 million units, a year-on-year increase of 26%[34]. - The domestic sales of electric two-wheelers in 2024 were 49.5 million units, a decline of 11.6%[36]. - The global installed capacity of power batteries in 2024 was approximately 840.6 GWh, an increase of 19% year-on-year[38]. - The domestic power battery installation volume in 2024 was 548.4 GWh, reflecting a growth of 41.5% compared to the previous year[38]. - The global lithium battery output for electric tools grew by 25.4% to 2.63 billion units, with the market size reaching 13.07 billion yuan[40]. - The global production of lithium cobalt oxide was 103,200 tons, a year-on-year increase of 31.78%, while domestic production reached 93,900 tons, up 18.84%[41]. - By 2025, global sales of new energy vehicles are expected to exceed 21 million units, with a penetration rate of 23.2%, and China's sales projected to reach 16.1 million units, surpassing a 50% penetration rate[113]. - The global electric tool production is expected to reach 401 million units by 2025, driving a demand for 27 GWh of new energy batteries[114]. Research and Development - The company plans to maintain its core competitiveness and will continue to invest in R&D, cost reduction, and market expansion to create greater value for customers and long-term returns for shareholders[5]. - The company is focused on the research and development of new energy battery cathode materials, including lithium cobalt oxide and ternary materials, to meet the growing demand in various applications[32]. - The company focuses on R&D of lithium cobalt oxide and ternary cathode materials, covering voltage platforms from 4.2V to 4.53V[42]. - The company has developed advanced materials including lithium-rich manganese-based and solid-state electrolytes to drive the development of the new energy battery industry[42]. - The company achieved a significant increase in production efficiency through intelligent upgrades in the production process, leading to industry-leading equipment efficiency[51]. - The company has signed strategic cooperation agreements with several leading industry clients and suppliers to enhance collaboration across the supply chain[50]. - The number of R&D personnel increased to 209 in 2024, a 10.00% rise from 190 in 2023, with R&D personnel now constituting 30.90% of the workforce[83]. - R&D expenditure reached ¥68,597,480.56 in 2024, representing 3.82% of operating revenue, up from 2.28% in 2023[83]. - The company is developing next-generation NCA products with higher capacity and safety features, currently in joint development with strategic clients[58]. - The company is focusing on the development of sodium-ion battery materials, with successful initial certifications and plans for small batch shipments[82]. Risk Management - The company faces risks related to raw material price fluctuations, product technology iteration, intensified market competition, and accounts receivable[6][7]. - The company has established a comprehensive risk management system for accounts receivable, including a credit evaluation agency and a customer credit evaluation system[127]. - The company has implemented a warning system for accounts receivable, allowing for early detection and timely measures to prevent risks[127]. - The company has established a dynamic monitoring mechanism for raw material prices to mitigate risks associated with price volatility[123]. - The company is implementing lean manufacturing and cost control measures to enhance product competitiveness and improve production efficiency[63]. - The company aims to stabilize its economic benefits through effective hedging strategies against market price fluctuations[100]. - The company has established strict internal controls for its hedging activities, ensuring alignment with production and operational needs[101]. Corporate Governance - The company has maintained compliance with corporate governance regulations, ensuring transparency and protecting investor rights[133]. - The board consists of 9 members, including 3 independent directors, complying with relevant legal requirements[136]. - The company has effectively communicated with investors, responding to over 60 inquiries and publishing 69 announcements during the reporting period[139]. - The company has established a performance management and incentive mechanism to enhance employee motivation and effectiveness[141]. - The company operates independently from its controlling shareholders in terms of assets, personnel, finance, and business operations[144]. - The company held a temporary shareholders' meeting on January 1, 2024, with an investor participation rate of 61.68%[145]. - The company approved the proposal for futures hedging business during the meeting[145]. - The company has a strong emphasis on technological advancement and innovation, as indicated by the qualifications of its new leadership team[150][151]. Sustainability and Social Responsibility - The company is committed to low-carbon and environmentally friendly practices, focusing on production optimization and green power applications[199]. - The company achieved a total green electricity consumption of approximately 52757.846 MWh, leading to a reduction of carbon emissions by 46653.76 kg[193]. - The company actively engaged in carbon management with core suppliers, promoting the completion of ISO14021 certification for a circular system[193]. - The company emphasizes social responsibility, organizing various community service activities and addressing employee feedback through a "Top Ten Practical Matters" project list[195]. - The newly built distributed photovoltaic project has a capacity of 1 MWp, generating 1185.04 MWh of solar power and reducing carbon emissions by 1047.93 kg in 2024[193]. Employee Management - The total number of employees at the end of the reporting period is 676, including 658 from the parent company and 18 from major subsidiaries[175]. - The professional composition includes 405 production personnel, 23 sales personnel, 209 technical personnel, 10 financial personnel, and 29 administrative personnel[176]. - The company's compensation policy focuses on employee motivation, incorporating a multi-faceted salary system that includes base salary, performance bonuses, and annual bonuses[177]. - The company provides comprehensive social security and welfare benefits, including training and health check-ups, to enhance employee belonging and support sustainable development[177]. - The company has implemented a comprehensive internal and external training system to enhance employee skills and reduce operational risks[186].

Financial Performance - The company's revenue for Q1 2025 was ¥435,593,434.51, representing a 24.57% increase compared to ¥349,691,014.28 in the same period last year[5] - The net profit attributable to shareholders was a loss of ¥23,658,380.59, a significant decline of 897.85% from a profit of ¥2,965,268.62 in the previous year[5] - The gross profit margin was negatively impacted, leading to a total profit loss of ¥28,753,840.80, a drastic decline of 3995.03% compared to the previous year[8] - The company's net profit margin is under pressure due to rising operating costs, with total operating costs outpacing revenue growth[19] - The company reported a net profit of -23,768,857.49, compared to a net profit of 1,130,622.09 in the previous period, indicating a significant decline[20] - Operating profit was -28,761,997.62, a sharp decrease from 91,762.07 in the prior period[20] - Total comprehensive income amounted to -25,150,731.10, compared to -248,809.55 in the prior period, reflecting a substantial loss[20] Cash Flow and Assets - The net cash flow from operating activities improved to ¥88,139,316.88, a 479.60% increase from a negative cash flow of ¥23,219,040.36 in Q1 2024[5] - The company's cash and cash equivalents decreased to ¥289,753,490.11 from ¥329,346,296.30, a decline of 12.0%[15] - Cash and cash equivalents at the end of the period totaled 153,751,857.95, an increase from 119,375,447.43 at the end of the previous period[23] - The company reported a total cash outflow from investing activities of -4,799,370.59, compared to -17,099,790.97 in the previous period[22] - Cash inflow from financing activities was -52,228,004.95, a slight improvement from -59,808,988.67 in the previous period[23] Shareholder Information - Total number of common shareholders at the end of the reporting period is 44,955[10] - The largest shareholder, Hengtong New Energy Technology Co., Ltd., holds 33.79% of shares, totaling 155,324,310 shares, with 30,000,000 shares pledged[10] - The second-largest shareholder, Lu Chunquan, holds 4.35% of shares, totaling 20,000,000 shares[10] - The company has a total of 186,822,434 restricted shares, all of which are subject to lock-up until August 9, 2026[13] - The top 10 shareholders collectively hold significant stakes, with the largest three shareholders accounting for over 41% of total shares[10] Research and Development - Research and development expenses increased by 33.75% to ¥21,527,595.72, up from ¥16,094,869.98 in Q1 2024, indicating a focus on innovation[8] - Research and development expenses increased to ¥21,527,595.72, representing a rise of 33.9% compared to ¥16,094,869.98 in the previous period[19] Operational Challenges - The company reported a significant increase in accounts payable, which rose by 76.32% to ¥361,474,934.84, attributed to increased material costs[8] - The company's total assets decreased by 1.36% to ¥3,236,566,350.96 from ¥3,281,163,948.21 at the end of the previous year[5] - Accounts receivable decreased to ¥878,873,480.04 from ¥986,270,277.27, a reduction of 10.9%[15] - Inventory increased to ¥468,838,039.36, up 12.0% from ¥418,597,259.54[15] - Total liabilities decreased to ¥1,362,843,600.99 from ¥1,382,290,467.14, a reduction of 1.4%[17] Future Outlook - The company plans to focus on expanding its market presence and investing in new technologies to drive future growth[19] - The company has not provided specific future performance guidance or outlook in the current report[14] - The company has not disclosed any new product developments or market expansion strategies in the current report[14] - No significant mergers or acquisitions were mentioned in the conference call[14]

天津国安盟固利新材料科技股份有限公司 2024 年度独立董事述职报告 各位股东： 2024年度，作为天津国安盟固利新材料科技股份有限公司（以下简称"公 司"或"盟固利"）的独立董事，本人严格按照《公司法》《证券法》《上市 公司独立董事管理办法》等有关法律、法规、规范性文件及《公司章程》《独 立董事工作制度》《独立董事专门会议工作制度》的规定和要求，本着对全体 股东负责的态度，勤勉、忠实地履行独立董事职责，积极维护公司利益和股东 特别是中小股东的合法权益。现将本人2024年度履行独立董事职责情况作汇报 如下： 一、独立董事的基本情况 （一）独立董事工作履历、专业背景及兼职情况 本人高学平，1964年出生，中国国籍，无境外永久居留权，毕业于南开大 学无机化学专业，博士研究生学历。1999年4月至2015年6月担任南开大学化学 学院研究员，2015年6月至今担任南开大学材料科学与工程学院研究员，2021年 6月至今担任天津国安盟固利新材料科技股份有限公司独立董事。 （二）独立性说明 | 独立董事 | 任职状态 | 应出席董 | 实际出席董 事会次数（ | 委托出席 董事会次 | 缺席董事 | 是否连续 两次未亲 | ...