北京市中伦（深圳）律师事务所 关于深圳市三态电子商务股份有限公司 2025 年第二次临时股东大会 法律意见书 北京市中伦（深圳）律师事务所 关于深圳市三态电子商务股份有限公司 2025 年第二次临时股东大会的 二〇二五年九月 北京 • 上海 • 深圳 • 广州 • 武汉 • 成都 • 重庆 • 青岛 • 杭州 • 南京 • 海口 • 东京 • 香港 • 伦敦 • 纽约 • 洛杉矶 • 旧金山 • 阿拉木图 Beijing • Shanghai • Shenzhen • Guangzhou • Wuhan • Chengdu • Chongqing • Qingdao • Hangzhou • Nanjing • Haikou • Tokyo • Hong Kong • London • New York • Los Angeles • San Francisco • Almaty 法律意见书 法律意见书 致：深圳市三态电子商务股份有限公司 根据《中华人民共和国公司法》（下称"《公司法》"）、《上市公司股东 会规则》（下称"《股东会规则》"）等有关法律、行政法规、规范性文件及《深 圳市三态电子商务股份有限公司章 ...

证券代码：301558 证券简称：三态股份 公告编号：2025-043 深圳市三态电子商务股份有限公司 2025年第二次临时股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1、本次股东大会未出现否决议案的情形； 2、本次股东大会不涉及变更以往股东大会决议的情况。 一、会议召开和出席情况 网络投票时间为：通过深圳证券交易所交易系统进行网络投票的具体时间为 2025年9月16日9:15—9:25，9:30—11:30和13:00—15:00；通过深圳证券交易所互 联网投票系统投票的具体时间为2025年9月16日9:15—15:00的任意时间。 2、会议召开地点：深圳市南山区西丽街道松坪山社区朗山路19号源政创业 大厦A座十层会议室。 3、会议召开方式：现场投票与网络投票相结合的方式 4、会议召集人：公司董事会 5、会议主持人：董事邓章斌先生 6、会议召开的合法、合规性：公司董事会召集本次股东大会符合《中华人 民共和国公司法》《中华人民共和国证券法》《深圳证券交易所创业板股票上市 规则》《深圳证券交易所上市公司自律监管指引第2号——创业 ...

Group 1 - The company, SanTai Co., Ltd. (301558), reported that as of September 10, 2025, the total number of shareholders is 30,372 [1]

Core Viewpoint - The Supervisory Board of Shenzhen SanTai E-commerce Co., Ltd. has verified and approved the list of incentive recipients for the 2025 Restricted Stock Incentive Plan, confirming compliance with relevant laws and regulations [1][2][4]. Summary by Sections Incentive Plan Overview - The 2025 Restricted Stock Incentive Plan (Draft) has been reviewed by the Supervisory Board, which found that the recipients meet the conditions set forth in the Company Law and the Management Measures [2][4]. - The incentive recipients include directors, core technical (business) personnel, and other employees deemed worthy of incentives by the Board, excluding independent directors, supervisors, and shareholders holding more than 5% of the company's shares [2][4]. Compliance and Conditions - The recipients do not fall under any disqualifying conditions as outlined in the relevant regulations, such as being deemed inappropriate candidates by the stock exchange or the China Securities Regulatory Commission (CSRC) within the last 12 months [4]. - The Supervisory Board has agreed to set September 2, 2025, as the grant date, with a grant price of 4.67 yuan per share for the restricted stock [4].

Group 1 - The company held its sixth supervisory board meeting on September 2, 2025, with all three supervisors present, and the meeting complied with relevant laws and regulations [1] - The supervisory board approved the adjustment of the list of incentive objects and the number of restricted stock grants for the 2025 incentive plan, with a unanimous vote of 3 in favor [1][2] - The adjusted incentive objects and grant quantities meet the conditions set forth in the relevant regulations and do not harm the interests of shareholders [1][2] Group 2 - The supervisory board also approved the proposal to grant restricted stocks to the incentive objects, confirming that the grant date is September 2, 2025, at a price of 4.67 yuan per share [2][3] - A total of 7.124583 million restricted shares will be granted to 53 eligible incentive objects [3] - The eligibility criteria for the incentive objects comply with the Company Law and relevant regulations, ensuring the legality and validity of the grant [3]

Core Points - The company announced the approval of adjustments to the 2025 restricted stock incentive plan, including changes to the list of recipients and the number of shares to be granted [1] - The sixth meeting of the sixth supervisory board was held to review and approve the proposals related to the incentive plan [1] Summary by Categories - **Incentive Plan Adjustments** - The company has made adjustments to the list of recipients for the 2025 restricted stock incentive plan [1] - The number of shares to be granted under this plan has also been modified [1] - **Supervisory Board Meeting** - The adjustments were approved during the sixth meeting of the sixth supervisory board [1] - The meeting focused on reviewing the proposals related to the incentive plan [1]

Group 1 - The company announced the approval of multiple proposals during the sixth meeting of the sixth board of directors, including adjustments to the list of incentive objects and the number of restricted stock grants for the 2025 incentive plan [2]

Group 1 - The company announced adjustments to its 2025 restricted stock incentive plan, reducing the number of initial grant recipients from 56 to 53 due to the departure of 3 individuals [2] - The total number of restricted stocks granted was adjusted from 8.439299 million shares to 8.119299 million shares, while the initial grant quantity was reduced from 7.444583 million shares to 7.124583 million shares [2] - The reserved portion of the stock grant remains unchanged despite the adjustments [2]

深圳市三态电子商务股份有限公司 2025 年限制性股票激励计划首次授予激励对象名单 （授予日） 一、限制性股票激励计划分配情况表 | | | | | 获授的限制 | 占授予限制 | 占公司股 | | --- | --- | --- | --- | --- | --- | --- | | 序号 | 姓名 | 国籍 | 职务 | 性股票数量 | 性股票总数 | 本总额的 | | | | | | （万股） | 的比例 | 比例 | | 1 | 於灿兵 | 中国 | 董事 | 20.0000 | 2.46% | 0.03% | | 核心技术（业务）人员以及公司董事会认为应当激 | | | | 692.4583 | 85.29% | 0.88% | | 励的其他员工（52 | | 人） | | | | | | 预留部分 | | | | 99.4716 | 12.25% | 0.13% | | 合计 | | | | 811.9299 | 100.00% | 1.03% | 注：1、上述任何一名激励对象通过全部在有效期内的股权激励计划获授的本公司股票累计数均未超过公司 总股本的 1%。公司全部有效期内的激励计划所涉及的标的 ...

证券简称：三态股份 证券代码：301558 上海荣正企业咨询服务（集团）股份有限公司 关于 深圳市三态电子商务股份有限公司 2025 年限制性股票激励计划 调整及授予相关事项 之 独立财务顾问报告 2025 年 9 月 | （二）咨询方式 14 | | --- | 二、声明 本独立财务顾问对本报告特作如下声明： （一）本独立财务顾问报告所依据的文件、材料由三态股份提供，本计划所 涉及的各方已向独立财务顾问保证：所提供的出具本独立财务顾问报告所依据 的所有文件和材料合法、真实、准确、完整、及时，不存在任何遗漏、虚假或 误导性陈述，并对其合法性、真实性、准确性、完整性、及时性负责。本独立 财务顾问不承担由此引起的任何风险责任。 （二）本独立财务顾问仅就本次股权激励计划对三态股份股东是否公平、合 理，就本次授予事项发表意见，不构成对三态股份的任何投资建议，对投资者 依据本报告所做出的任何投资决策而可能产生的风险，本独立财务顾问均不承 担责任。 （三）本独立财务顾问未委托和授权任何其他机构和个人提供未在本独立财 务顾问报告中列载的信息和对本报告做任何解释或者说明。 一、释义 | 三 态 股 份 、 本 公 | | | ...