本公司及董事会全体成员保证公告内容的真实、准确和完整,没有虚假记载、 误导性陈述或者重大遗漏,并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 【导读】因期货投资巨亏未及时披露，北交所乳企 " 第一股 " 被证监会立案调查 中国基金报记者 杨晨 7 月 4 日晚间， 北交所乳企 " 第一股 " 骑士乳业 （证券代码： 832786 ）发布公告称， 因期货投资巨亏未及时披露，涉嫌信息披露 违法违规 ，公司及相关当事人董事长兼总经理党涌涛、董事兼董秘陈勇、董事兼财务负责人王喜临，当日收到证监会下发的《立案告知 书》。 内蒙古骑士乳业集团股份有限公司 关于公司及相关当事人收到中国证券监督管理委员会立 案告知书的公告 内蒙古骑士乳业集团股份有限公司(以下简称"公司")及相关当事人(董 事长、总经理党涌涛先生;公司董事、董事会秘书陈勇先生:公司董事、财务负 责人王喜临女士)于 2025年7月4日收到中国证券监督管理委员会(以下简称 "中国证监会")下发的《立案告知书》。 因公司期货投资亏损未及时履行信息 披露义务,涉嫌信息披露违法违规,根据《中华人民共和国证券法》《中华人民 共和国行政处罚法》等法律法规,中 ...

Core Points - San Sheng Education has been fined 15 million yuan for violations related to information disclosure after being delisted from the A-share market nearly a year ago [1][7] - The company experienced a significant stock price drop of 46% on the first day of its delisting transition period [8] Summary by Sections Administrative Penalty - The Beijing Securities Regulatory Bureau has issued an administrative penalty decision against San Sheng Education and several related parties for illegal information disclosure practices [2] - The company failed to disclose multiple related party transactions and other critical information as required by law, including non-operating fund occupation by related parties [2][4] Violations and Findings - Specific violations include not timely disclosing the actual controller, related party transactions, and false records in acquisition disclosures [3][4] - The actual controller of San Sheng Education was found to have changed without proper disclosure, leading to a misrepresentation of control [3][5] Penalty Details - The penalties include a warning and a fine of 5 million yuan for failing to fulfill information disclosure obligations, and an additional 10 million yuan for false records and major omissions [6][7] - Multiple individuals involved in the violations received warnings and varying fines [7] Delisting Background - San Sheng Education was delisted from the A-share market due to an inability to provide a valid annual report for 2023, leading to a trading suspension and eventual termination of its stock listing [8] - The stock price fell to 0.27 yuan per share on the first day of the delisting transition period and further dropped to 0.13 yuan before being delisted [8]

退市近1年又收罚单。 曾为A股上市公司的三盛智慧教育科技股份有限公司（以下简称"三盛教育"）及多位相关当事人日前收到罚单，其中三盛教育被罚1500万元。 值得注意的是，该公司一年前从A股市场退市，在退市整理期股价曾单日暴跌46%。 三盛智慧收罚单 北京证监局日前披露的一份行政处罚决定书显示，三盛教育及多位相关当事人因信息披露违法违规行为被立案调查，本案现已调查、办理终结。 上述行政处罚决定书认为，三盛教育存在多项违法事实，包括未按规定及时披露林荣滨关联方非经营性资金占用导致的关联交易、未按规定2022年半年度报 告中披露林荣滨关联方非经营性资金占用导致的关联交易、未如实披露实际控制人、未按规定及时披露曾赳雄关联方非经营性资金占用导致的关联交易、未 按规定及时披露对外担保、三盛教育收购麻栗坡天雄新材料有限公司股权相关信息披露存在虚假记载、三盛教育子公司购买资产相关信息披露存在虚假记 载、未按规定及时披露天雄新材的关联交易、未在法定期限内披2023年年度报告。 比如，对于未如实披露实际控制人事项，行政处罚决定书指出，2022年9月28日，三盛教育的控股股东福建卓丰投资合伙企业（有限合伙）（以下简称"卓丰 投资"） ...

Core Viewpoint - Shanghai Huaming Intelligent Terminal Equipment Co., Ltd. is facing administrative penalties from the China Securities Regulatory Commission (CSRC) for violations related to information disclosure, specifically concerning improper accounting treatment of expenses and potential profit inflation [1][2][3] Group 1: Administrative Penalties - The CSRC has issued a notice indicating that the company and its executives are suspected of violating securities laws, leading to a formal investigation and potential penalties [1][2] - The company is proposed to receive a warning and a fine of 1.5 million yuan for its violations [4][6] - Individual executives, including Zhang Liang, Zhang Yejun, Fan Lina, and Han Zhi, are also facing fines ranging from 500,000 to 700,000 yuan [6] Group 2: Violations and Financial Impact - The company’s subsidiary, Juyi Technology, improperly classified certain expenses as research and development costs instead of sales expenses, leading to inflated profit figures [2][3] - The misclassification resulted in an inflated profit total of 35.7037 million yuan, which accounted for 16.90% of the reported profit for the period [2] - The company has acknowledged the discrepancies and has taken steps to correct the financial statements, including a retrospective adjustment of the financial reports [5]

Core Viewpoint - Knight Dairy Industry is under investigation by the China Securities Regulatory Commission (CSRC) for failing to disclose significant futures trading losses in a timely manner, which may constitute violations of information disclosure regulations [1][2][3] Group 1: Investigation and Regulatory Actions - Knight Dairy Industry and its executives received a notice of investigation from the CSRC due to alleged violations related to the disclosure of futures trading losses [1] - The company is cooperating with the investigation and has committed to fulfilling its disclosure obligations as required by law [1] - An administrative penalty notice has been issued, indicating that the company failed to disclose significant losses from futures trading in accordance with regulations [1] Group 2: Financial Impact of Futures Trading - As of January 17, 2024, Knight Dairy's futures trading accounts reported cumulative losses of 9.02 million yuan, representing 12.6% of the company's audited net profit for 2022 [2] - The maximum cumulative loss reached 17.51 million yuan by February 27, 2024, accounting for 24.45% of the 2022 net profit [2] - By August 13, 2024, cumulative losses increased to 38.73 million yuan, which is 38.21% of the audited net profit for 2023 [2] Group 3: Accountability of Executives - The chairman and general manager, Party Yongtao, failed to report significant trading losses to the board and did not ensure timely disclosure, thus being directly responsible for the violations [3] - The financial director, Wang Xilin, was aware of the losses but did not prompt timely disclosure, also bearing direct responsibility [3] - The board secretary, Chen Yong, neglected to monitor the trading risks and failed to organize timely reports, contributing to the violations [3] Group 4: Proposed Penalties - The Inner Mongolia Securities Regulatory Bureau plans to impose a fine of 2 million yuan on Knight Dairy and issue warnings to the involved executives [3] - Specific fines proposed include 800,000 yuan for Party Yongtao, 400,000 yuan for Wang Xilin, and 200,000 yuan for Chen Yong [3]

Group 1 - The company and relevant parties (Chairman Party Yongtao, Director Chen Yong, Director Wang Xilin) received a notice from the China Securities Regulatory Commission (CSRC) on July 4, indicating that the company failed to timely disclose information regarding futures investment losses, suspected of violating information disclosure regulations [1] - The CSRC decided to initiate a case against the company and relevant parties on June 26, 2025 [1]

Core Viewpoint - The company *ST Huike (300561)* has received a notice from the China Securities Regulatory Commission (CSRC) regarding an investigation into alleged violations of information disclosure laws [1] Group 1 - The company was notified on July 4, 2025, about the investigation and is cooperating with the CSRC [1] - The company assures that all its production and operational activities are currently running normally [1]

Core Viewpoint - The company, Oriental Fashion Driving School Co., Ltd. (603377), is facing a suspension of its stock and convertible bonds due to failure to complete required rectifications by the deadline of June 19, 2025, as mandated by the Shanghai Stock Exchange regulations [1][4]. Group 1: Company Financials and Compliance - As of December 31, 2024, the company had a fund occupation balance of approximately 387 million yuan, which has not been repaid by the controlling shareholder and related parties [4]. - The company has not completed the required fund recovery within the six-month period set by regulatory authorities, leading to the suspension of its stock and convertible bonds [4]. - If the company rectifies the issues within the suspension period, its stock and convertible bonds may resume trading; otherwise, it faces delisting risks [4]. Group 2: Regulatory Actions and Investigations - The company is under investigation by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure laws, with the investigation ongoing [4]. - The actual controller and former chairman of the company, Xu Xiong, has been arrested on charges of manipulating the securities market as of September 2023 [4]. Group 3: Company Background - Oriental Fashion Driving School Co., Ltd. was established on August 12, 2005, and is primarily engaged in motor vehicle driving training and aviation training [5].

Core Viewpoint - Guangji Pharmaceutical is under investigation by the China Securities Regulatory Commission (CSRC) for accounting irregularities, leading to significant financial penalties and ongoing operational challenges [1][2]. Group 1: Regulatory Actions - On July 2, Guangji Pharmaceutical received an administrative penalty notice from the Hubei Securities Regulatory Bureau, proposing a warning and a fine of 1.5 million yuan due to revenue recognition issues [1][2]. - The company reported inflated revenues in its financial statements for the first three quarters of 2022, with overstatements of 45.6 million yuan, 137 million yuan, and 138 million yuan, respectively, accounting for 25.49%, 26.68%, and 20.49% of the reported revenues for those periods [2]. - The CSRC had previously issued a warning letter to Guangji Pharmaceutical and its personnel in November 2023 for similar violations [2]. Group 2: Financial Performance - Guangji Pharmaceutical has faced continuous losses, reporting net losses of 140 million yuan in 2023 and 295 million yuan in 2024, with a further loss of 36.3 million yuan in the first quarter of 2025 [5]. - The company attributes its poor performance to low market prices for its main products, reduced market demand, and decreased earnings from joint ventures [5]. - Despite the ongoing challenges, the company claims that its operations remain normal and does not expect significant impacts from the regulatory actions on its business [3]. Group 3: Future Outlook - The company has recently appointed a new management team and aims to improve its operational performance, although it acknowledges that recovery will take time [5]. - Guangji Pharmaceutical is currently not subject to mandatory delisting under the Shenzhen Stock Exchange regulations, indicating that it does not meet the criteria for severe violations [3].

广济药业（000952）公告，公司收到中国证券监督管理委员会湖北监管局出具的《行政处罚事先告知 书》。因公司涉嫌信息披露违法违规，湖北监管局拟决定对公司给予警告，并处以150万元罚款；对时 任董事长阮澍给予警告，并处以80万元罚款；对时任财务总监胡明峰给予警告，并处以80万元罚款。公 司不触及重大违法强制退市的情形，也不触及其他风险警示情形。本次行政处罚最终结果以湖北监管局 出具的《行政处罚决定书》为准。 ...