Workflow
持续督导
icon
Search documents
森鹰窗业: 民生证券股份有限公司关于哈尔滨森鹰窗业股份有限公司2024年度持续督导现场检查报告
Zheng Quan Zhi Xing· 2025-05-13 08:21
Group 1 - The company, Harbin Senying Window Industry Co., Ltd., experienced a significant decline in revenue, with a year-on-year decrease of 39.71% due to the downturn in the real estate market [3] - The net profit attributable to shareholders turned negative, amounting to -42.19 million yuan, indicating a shift from profit to loss compared to the previous year [3] - The company's accounts receivable ratio stands at 14.39%, with major clients being real estate developers, which exposes the company to accounts receivable impairment risks due to the real estate market decline [3] Group 2 - The company is under continuous observation by the sponsor institution, which will monitor its performance and ensure compliance with information disclosure obligations [3] - The sponsor institution emphasizes the need for the company to strengthen its collection of receivables and actively improve its operational results [3]
中信建投证券股份有限公司 关于浙江联翔智能家居股份有限公司 首次公开发行股票并上市之 保荐总结报告书
Zheng Quan Ri Bao· 2025-05-12 22:26
Core Viewpoint - Zhejiang Lianxiang Intelligent Home Co., Ltd. has undergone its initial public offering (IPO) and is subject to continuous supervision by the sponsor, CITIC JianTou Securities Co., Ltd. The company has faced challenges, including a significant profit loss and changes in its fundraising projects, which have been addressed through corrective measures and ongoing oversight [1][4][6]. Group 1: Company Overview - Zhejiang Lianxiang Intelligent Home Co., Ltd. issued 25,906,750 shares of A-shares on May 20, 2022, approved by the China Securities Regulatory Commission [1]. - The company has a continuous supervision period that ended on December 31, 2024, during which the sponsor was responsible for ensuring compliance with regulations [1][2]. Group 2: Sponsor Responsibilities - The sponsor actively coordinated with various intermediaries during the IPO process, conducted due diligence, and responded to feedback from the China Securities Regulatory Commission [2]. - Continuous supervision included monitoring the company's operational status, internal control systems, related party transactions, and the use of raised funds [2][3]. Group 3: Major Events and Responses - The company revised its 2023 profit forecast, initially expecting a net profit of between 7.0092 million and 10.2088 million yuan, but later reported a net loss of 13.2881 million yuan [4]. - The company received warning letters from regulatory bodies for the profit forecast discrepancy and has since taken corrective actions [4][5]. Group 4: Fundraising Project Changes - The completion dates for several fundraising projects have been extended multiple times, with the latest deadlines set for December 31, 2025, for two projects and June 30, 2025, for another [6][8]. - Adjustments to the investment amounts for specific projects were made, reallocating funds while ensuring compliance with regulatory requirements [7][8]. Group 5: Compliance and Disclosure - The company has complied with legal requirements by providing accurate and complete information to the sponsor and other intermediaries [10]. - The sponsor has confirmed that the company has adhered to information disclosure regulations, ensuring that all reports were timely and accurate [13].
*ST沐邦: 国金证券股份有限公司关于江西沐邦高科股份有限公司2024年度持续督导报告书
Zheng Quan Zhi Xing· 2025-05-12 14:04
国金证券股份有限公司 关于江西沐邦高科股份有限公司 根据中国证券监督管理委员会(以下简称"中国证监会")出具的《关于同 意江西沐邦高科股份有限公司向特定对象发行股票注册的批复》 (证监许可〔2023〕 "公司"、 "发行 人")向特定对象发行人民币普通股 91,007,017 股,每股发行价 15.58 元,募集 资 金 总 额 为 人 民 币 1,417,889,324.86 元 , 扣 除 不 含 增 值 税 发 行 费 用 人 民 币 月 6 日,扣除相关承销保荐费人民币 12,587,843.96 元后的募集资金余款人民币 荐机构")担任本次向特定对象发行股票的保荐机构,履行持续督导职责期限至 根据《证券发行上市保荐业务管理办法》《上海证券交易所股票上市规则》 《上海证券交易所上市公司自律监管指引第 11 号——持续督导》等有关法规和 规范性文件的要求,就沐邦高科本次向特定对象发行股票上市日至 2024 年 保荐机构名称:国金证券股份有限公司 被保荐公司简称:沐邦高科 保荐代表人姓名:丁峰 联系电话:021-68826021 保荐代表人姓名:周刘桥 联系电话:021-68826021 一、持续督导工作 ...
三羊马: 申港证券股份有限公司关于三羊马(重庆)物流股份有限公司向不特定对象发行可转换公司债券之持续督导保荐总结报告书
Zheng Quan Zhi Xing· 2025-05-11 08:21
Core Points - The report summarizes the continuous supervision and sponsorship of San Yang Ma (Chongqing) Logistics Co., Ltd. regarding its issuance of convertible bonds, which was approved by the China Securities Regulatory Commission (CSRC) [1][2] - The company issued 2.1 million convertible bonds with a total fundraising amount of RMB 210 million, with a maturity of 6 years and a face value of RMB 100 per bond [1][2] - The bonds are set to be listed on the Shenzhen Stock Exchange on November 17, 2023, with the continuous supervision period lasting until December 31, 2024 [1][2] Group 1: Sponsorship and Supervision - The sponsor, Shen Gang Securities, conducted thorough due diligence and prepared necessary documentation for the bond issuance, complying with relevant regulations [2][3] - During the continuous supervision phase, the sponsor ensured the issuer adhered to internal control systems to prevent resource misappropriation by major shareholders and related parties [2][3] - The issuer's management was urged to closely monitor operational performance and ensure timely information disclosure [3] Group 2: Financial Performance and Challenges - The issuer's net profit and net profit excluding non-recurring gains and losses are expected to decline significantly in 2024 compared to 2023, primarily due to increased financial expenses from bond interest and rising credit impairment losses [2][3] - The sponsor has been proactive in addressing the issuer's performance changes and ensuring compliance with disclosure obligations [3] Group 3: Compliance and Fund Management - The issuer has complied with legal and regulatory requirements during the continuous supervision period, maintaining good communication with the sponsor [3][4] - The management and use of raised funds have been verified to align with CSRC and Shenzhen Stock Exchange regulations, with no violations reported [4][5] - As of December 31, 2024, the remaining funds from the bond issuance will continue to be supervised by the sponsor [5]
京源环保: 关于公司首次公开发行股票并在科创板上市及2022年向不特定对象发行可转换公司债券之保荐总结报告书
Zheng Quan Zhi Xing· 2025-05-09 11:12
方正证券承销保荐有限责任公司 主要办公地址 北京市朝阳区朝阳门南大街10号兆泰国际中心A座15层 关于江苏京源环保股份有限公司 首次公开发行股票并在科创板上市及2022年向不特定对象发行 可转换公司债券之保荐总结报告书 方正证券承销保荐有限责任公司(以下简称"方正承销保荐"或"保荐机构") 作为江苏京源环保股份有限公司(以下简称"京源环保"或"公司")持续督导之 保荐机构,履行持续督导职责期限自2022年7月8日至2024年12月31日。目前,持续督 导期已届满,公司首次公开发行股票并在科创板上市及2022年向不特定对象发行可转 换公司债券募集资金尚未使用完毕。现根据《证券发行上市保荐业务管理办法》《上 海证券交易所科创板股票上市规则》《上海证券交易所科创板上市公司自律监管指 引第1号——规范运作》等有关法律法规规定,出具本持续督导保荐总结报告书,并就 公司剩余募集资金的管理及使用情况继续履行持续督导责任。 一、保荐机构及保荐代表人承诺 或重大遗漏,保荐机构及保荐代表人对其真实性、准确性、完整性承担法律责任。 监会")对保荐总结报告书相关事项进行的任何质询和调查。 办法》的有关规定采取的监管措施。 二、保荐机 ...
概伦电子: 招商证券股份有限公司关于上海概伦电子股份有限公司首次公开发行股票并在科创板上市持续督导保荐总结报告书
Zheng Quan Zhi Xing· 2025-05-09 10:49
招商证券关于概伦电子首次公开发行股票并在科创板上市持续督导保荐总结报告书 招商证券股份有限公司 理办法》的有关规定采取的监管措施。 二、保荐机构基本情况 项目 内容 关于上海概伦电子股份有限公司 首次公开发行股票并在科创板上市持续督导保荐总结报告书 招商证券股份有限公司(以下简称"招商证券"或"保荐机构")作为上海 概伦电子股份有限公司(以下简称"概伦电子"或"公司")首次公开发行股票 并上市持续督导阶段的保荐机构,根据《证券发行上市保荐业务管理办法》等有 关规定,对概伦电子首次公开发行股票并在科创板上市进行尽职推荐和持续督导, 持续督导期限自 2021 年 12 月 28 日至 2024 年 12 月 31 日。目前,持续督导期限 已满,本保荐机构根据《证券发行上市保荐业务管理办法》的有关规定对概伦电 子出具保荐总结报告书,具体情况如下: 一、保荐机构及保荐代表人承诺 性陈述或重大遗漏,保荐机构及保荐代表人对其真实性、准确性、完整性承担法 律责任。 的任何质询和调查。 保荐机构名称 招商证券股份有限公司 注册地址 深圳市福田区福田街道福华一路111号 主要办公地址 深圳市福田区福田街道福华一路111号 法定 ...
江盐集团: 申港证券股份有限公司关于江西省盐业集团股份有限公司2024年度持续督导年度报告书
Zheng Quan Zhi Xing· 2025-05-09 09:01
申港证券股份有限公司 关于江西省盐业集团股份有限公司 保荐人名称:申港证券股份有限公司 被保荐公司简称:江盐集团 (以下简称"申港证券") 保荐代表人姓名:安超 联系电话:021-20639666 保荐代表人姓名:王东方 联系电话:021-20639666 根据中国证券监督管理委员会(以下简称"证监会") 《关于同意江西省盐业 集团股份有限公司首次公开发行股票注册的批复》 (证监许可〔2023〕581 号), 同意公司首次公开发行股票的注册申请并经上海证券交易所同意,公司首次向社 会公众公开发行人民币普通股(A 股)股票 160,000,000 股,发行价格为每股人 民币 10.36 元,募集资金总额为人民币 1,657,600,000.00 元,扣除各项发行费 用 ( 不 含 税 ) 人 民 币 106,767,271.48 元 后 , 实 际 募 集 资 金 净 额 为 人 民 币 行费用实际支付调整所致,差额资金留存在超募资金账户统一管理。上述募集资 金已全部到位,并经大信会计师事务所审验,于 2023 年 4 月 4 日出具《验资报 告》(大信验字2023第 6-00002 号)。 方式开展持续督导工 ...
曲美家居: 华泰联合证券有限责任公司关于曲美家居集团股份有限公司2024年持续督导年度报告书
Zheng Quan Zhi Xing· 2025-05-09 09:01
曲美家居集团股份有限公司 2024 年持续督导年度报告书 华泰联合证券有限责任公司 关于曲美家居集团股份有限公司 保荐机构名称:华泰联合证券有限责任公司 被保荐公司简称:曲美家居集团股份有限公司 保荐代表人姓名:陈奕彤 联系电话:010-56839300 保荐代表人姓名:张芸维 联系电话:010-56839300 根据《证券法》《证券发行上市保荐业务管理办法》《上海证券交易所股票 上市规则》和《上海证券交易所上市公司自律监管指引第 11 号——持续督导》 等有关法律、法规的规定,华泰联合证券有限责任公司(以下简称"华泰联合证 券"或"保荐机构")作为曲美家居集团股份有限公司(以下简称"曲美家居"、 "公司"或"发行人")2023 年向特定对象发行股票的保荐机构,对曲美家居 进行持续督导。现就 2024 年度持续督导工作总结如下: 一、持续督导工作情况 序号 工作内容 完成持续督导情况 建立健全并有效执行持续督导工作制度,并 保荐机构已建立健全并有效执行了 计划。 体情况制定了相应的工作计划。 根据中国证监会相关规定,在持续督导工作 保荐机构已与公司签订保荐协议,明 开始前,与上市公司或相关当事人签署持续 督导 ...
实朴检测: 国泰海通证券股份有限公司关于实朴检测技术(上海)股份有限公司2024年度持续督导跟踪报告
Zheng Quan Zhi Xing· 2025-05-09 09:01
国泰海通证券股份有限公司 关于实朴检测技术(上海)股份有限公司 保荐人名称:国泰海通证券股份有限公司 被保荐公司简称:实朴检测 保荐代表人姓名:曾军 联系电话:021-23180000 保荐代表人姓名:石冰洁 联系电话:021-23180000 一、保荐工作概述 项目 工作内容 (1)是否及时审阅公司信息披露文件 是 (2)未及时审阅公司信息披露文件的次数 0 的情况 (1)是否督导公司建立健全规章制度(包 括但不限于防止关联方占用公司资源的制 是 度、募集资金管理制度、内控制度、内部审计 制度、关联交易制度) (2)公司是否有效执行相关规章制度 是 (1)查询公司募集资金专户次数 2 (2)公司募集资金项目进展是否与信息披 是 露文件一致 (1)列席公司股东大会次数 0 (2)列席公司董事会次数 0 (3)列席公司监事会次数 0 (1)现场检查次数 2 (2)现场检查报告是否按照本所规定报送 是 项目 工作内容 公司2024年存在关联交易未履行必要的审 议程序及信息披露程序情形,保荐机构在 获悉此事后对公司进行了专项现场检查。 (3)现场检查发现的主要问题及整改情况 公司已履行关联交易审议程序,追认上述 关 ...
比依股份: 中信证券股份有限公司关于浙江比依电器股份有限公司首次公开发行股票并上市持续督导保荐总结报告书
Zheng Quan Zhi Xing· 2025-05-09 08:39
Group 1 - The issuer, Zhejiang Biyi Electric Appliance Co., Ltd., successfully completed its initial public offering (IPO) on February 15, 2022, issuing 46.665 million shares at a price of 12.50 RMB per share, raising a total of 583.31 million RMB, with a net amount of 518.57 million RMB after deducting issuance costs [1][2] - The continuous supervision period by the sponsor, CITIC Securities, spans from February 18, 2022, to December 31, 2024, during which the company is monitored for compliance with regulations and effective execution of internal controls [2][3] - During the supervision period, there were no significant issues requiring intervention from the sponsor, indicating a stable operational environment for the company [3] Group 2 - The company has established and effectively executed systems to prevent the controlling shareholder and related parties from misappropriating company resources, as well as to safeguard the interests of the company against potential misconduct by directors and senior management [2][3] - The sponsor has conducted regular checks and provided recommendations for improvements, ensuring that the company adheres to its commitments and maintains compliance with relevant regulations [2][3][4] - The management of raised funds has been compliant with legal requirements, with dedicated accounts for storage and usage, and no violations in the use of these funds have been reported [4][3] Group 3 - The company has successfully implemented an information disclosure system in accordance with legal regulations, ensuring transparency and accountability in its operations [3][4] - As of December 31, 2024, the company has not fully utilized the raised funds from its IPO, and the sponsor will continue to oversee the usage of these remaining funds [4][3] - There have been no additional reporting requirements from the China Securities Regulatory Commission or the stock exchange during the supervision period [4]