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华大智造: 中信证券股份有限公司关于深圳华大智造科技股份有限公司首次公开发行部分限售股上市流通的核查意见
Zheng Quan Zhi Xing· 2025-09-01 16:18
Core Viewpoint - The report outlines the verification opinion of CITIC Securities regarding the listing and circulation of restricted shares for Shenzhen BGI Intelligent Manufacturing Technology Co., Ltd. (BGI Intelligent) following its initial public offering (IPO) on the STAR Market [1][2]. Summary by Sections 1. Type of Restricted Shares for Listing - The restricted shares being listed are part of the shares held by pre-IPO shareholders, totaling 200,177,511 shares, which accounts for 48.06% of the company's total share capital [2][12]. - The lock-up period for these shares is 36 months, expiring on September 9, 2025 [2]. 2. Changes in Share Capital Since Formation of Restricted Shares - After the IPO, the total share capital of the company was 413,110,000 shares [2]. - Following the exercise of stock options in October 2022, May 2023, and October 2024, the total share capital increased to 416,516,155 shares [3]. 3. Commitments Related to Restricted Shares - Shareholders have made commitments regarding the lock-up and reduction of their holdings, including a commitment not to transfer or manage their shares for 36 months post-IPO [4][5]. - In the event of a reduction in holdings after the lock-up period, the reduction must not exceed 2% of the total shares held in the fourth and fifth fiscal years after the IPO [6][7]. 4. Verification of Compliance - The report confirms that all shareholders holding restricted shares have adhered to their commitments made during the IPO process [11]. - The verification by CITIC Securities indicates that the listing and circulation of restricted shares comply with relevant laws and regulations [12].
振华风光: 中信证券股份有限公司关于贵州振华风光半导体股份有限公司首次公开发行部分限售股上市流通的核查意见
Zheng Quan Zhi Xing· 2025-08-18 16:33
Core Viewpoint - The report outlines the verification opinion of CITIC Securities regarding the listing and circulation of restricted shares from the initial public offering (IPO) of Guizhou Zhenhua Wind Power Semiconductor Co., Ltd. on the Sci-Tech Innovation Board, confirming compliance with relevant regulations and commitments made by shareholders [1][13]. Summary by Sections 1. Type of Restricted Shares - The restricted shares being listed for circulation are part of the company's IPO, with a total of 50,000,000 shares issued, resulting in a total share capital of 200,000,000 shares. Among these, 157,219,262 shares are restricted and 42,780,738 shares are unrestricted [1][2]. 2. Changes in Share Capital - Since the formation of the restricted shares, there have been no changes in the company's share capital due to profit distribution or capital reserve transfers [2]. 3. Commitments Related to Restricted Shares - Shareholders have made specific commitments regarding the circulation and reduction of shares post-IPO, including a six-month lock-up period that may extend if the closing price falls below the issue price [3][4]. - If any income is gained from not fulfilling these commitments, it must be returned to the issuer within five days [3][12]. 4. Verification of Shareholder Commitments - As of the date of the verification opinion, all shareholders have adhered to their commitments, and there are no issues affecting the listing of the restricted shares [12][13]. 5. Listing Details of Restricted Shares - A total of 86,082,358 restricted shares will be listed for circulation, representing 43.0412% of the company's total share capital. The circulation date is set for August 26, 2025, with a lock-up period of 36 months from the IPO date [13][15].
帝奥微: 中信建投证券股份有限公司关于江苏帝奥微电子股份有限公司首次公开发行部分限售股上市流通的核查意见
Zheng Quan Zhi Xing· 2025-08-14 16:38
中信建投证券股份有限公司 关于江苏帝奥微电子股份有限公司 首次公开发行部分限售股上市流通的核查意见 中信建投证券股份有限公司(以下简称"中信建投证券"、"本保荐机构") 作为江苏帝奥微电子股份有限公司(以下简称"帝奥微"、"公司")首次公开 发行股票并在科创板上市的保荐机构,根据《证券发行上市保荐业务管理办法》 《上海证券交易所科创板股票上市规则》《上海证券交易所上市公司自律监管指 引第 11 号——持续督导》等有关规定,对帝奥微首次公开发行部分限售股上市 流通事项进行了审慎核查,具体情况如下: 上市流通。 一、本次上市流通的限售股类型 根据中国证券监督管理委员会(以下简称"中国证监会")于 2022 年 6 月 批复》(证监许可〔2022〕1249 号),同意公司首次公开发行股票的注册申请。 公司首次公开发行人民币普通股 6,305 万股,并于 2022 年 8 月 23 日在上海证券 交易所科创板挂牌上市。公司首次公开发行 A 股前总股本为 189,150,000 股,首 次公开发行 A 股后总股本为 252,200,000 股,其中有限售条件流通股 195,263,160 股,占公司发行后总股本的 77 ...
新奥股份: 新奥股份关于非公开发行限售股上市流通公告
Zheng Quan Zhi Xing· 2025-08-12 10:16
证券代码:600803 证券简称:新奥股份 公告编号:临 2025-063 新奥天然气股份有限公司 新奥股份以发行股份及支付现金相结合的方式购买新奥科技发展有限公司 (以下简称"新奥科技")、新奥集团股份有限公司(以下简称"新奥集团")和新奥 控股投资股份有限公司(以下简称"新奥控股")持有的新奥(舟山)液化天然气有 限公司(以下简称"新奥舟山")90%股权(以下简称"本次交易")。其中,公司向 新奥科技发行股份购买其持有的新奥舟山 45%股权(以下简称"本次发行"),向新 奥科技、新奥集团、新奥控股支付现金分别购买其持有的新奥舟山 25%、15%和 称"新奥天津")支付。本次交易完成后,公司通过全资子公司新奥天津间接持有新 奥舟山上述 90%股权。 公司于 2022 年 7 月 29 日收到中国证券监督管理委员会(以下简称"中国证监 会")核发的《关于核准新奥天然气股份有限公司向新奥科技发展有限公司发行股 份 购 买 资 产 的 批 复 》( 证 监 许 可 [2022]1660 号 ), 核 准 公 司 向 新 奥 科 技 发 行 根据本次交易方案,自重组定价基准日至股票发行期间,公司如有派息、送 股、配 ...
北京浩瀚深度信息技术股份有限公司首次公开发行限售股上市流通公告
Core Points - The company, Beijing Haohan Depth Information Technology Co., Ltd., is set to list 10,808,518 shares of restricted stock for public trading on August 18, 2025, following its initial public offering [2][4][24] - The total number of shares listed for trading represents 6.83% of the company's total share capital [23][24] - Due to the company's stock price being below the issuance price for 20 consecutive trading days within six months post-listing, the lock-up period for certain shareholders has been automatically extended by six months until February 18, 2026 [4][25] Summary by Sections 1. Listing Details - The stock listing type is for the first issuance of restricted shares, with a total of 10,808,518 shares to be listed [2][3] - The shares will be available for trading starting from August 18, 2025 [4][24] 2. Shareholder Lock-up Commitments - The lock-up period for 2,979,737 shares held by certain shareholders has been extended due to the stock price condition [4][25] - The shareholders involved include Zhang Yue, Lei Zhenming, Liu Fang (who has left the company), Wang Hongli, and Jiao Xiangjing [4][25] 3. Share Capital Changes - Following the initial public offering, the company's total share capital increased from 157,146,667 shares to 158,346,667 shares due to a stock incentive plan [7] - The total number of restricted shares listed for trading is part of the initial public offering, with one shareholder, Beijing Zhicheng Guangyi Investment Management Center, holding these shares [6][7] 4. Compliance and Verification - The underwriting institution has confirmed that the shareholders have adhered to their respective lock-up commitments, and the listing of restricted shares complies with relevant laws and regulations [22]
路维光电: 国信证券股份有限公司关于深圳市路维光电股份有限公司首次公开发行部分限售股上市流通的核查意见
Zheng Quan Zhi Xing· 2025-08-08 16:23
Core Viewpoint - The report outlines the verification opinion of Guosen Securities regarding the listing and circulation of part of the restricted shares of Shenzhen Luwei Optoelectronics Co., Ltd. after its initial public offering on the Sci-Tech Innovation Board [1][15]. Group 1: Restricted Shares Details - The restricted shares being listed for circulation are part of the company's initial public offering, totaling 77,621,400 shares, which accounts for 40.15% of the company's total share capital. The lock-up period is set for 36 months from the date of the company's IPO, with circulation starting on August 18, 2025 [2][14]. - The company’s total share capital was 133,333,600 shares as of December 31, 2022, which increased to 193,333,720 shares after a capital increase of 60,000,120 shares [2][14]. Group 2: Shareholder Commitments - The four shareholders holding the restricted shares have committed not to transfer or entrust the management of their shares for 36 months post-IPO. If the closing price falls below the issue price at the end of the six-month period after listing, the lock-up period will automatically extend for another six months [3][4]. - Shareholders are also required to comply with relevant regulations regarding share reduction and must return any gains from violations of these commitments to the company [6][9]. Group 3: Verification and Compliance - Guosen Securities has verified that all shareholders have adhered to their commitments regarding the restricted shares, and the listing and circulation of these shares comply with relevant laws and regulations [14][15].
浩瀚深度: 北京浩瀚深度信息技术股份有限公司首次公开发行限售股上市流通公告
Zheng Quan Zhi Xing· 2025-08-08 16:11
证券代码:688292 证券简称:浩瀚深度 公告编号:2025-041 转债代码:118052 转债简称:浩瀚转债 北京浩瀚深度信息技术股份有限公司 首次公开发行限售股上市流通公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏,并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示: ? 本次股票上市类型为首发限售股份;股票认购方式为网下,上市股数为 本次股票上市流通总数为10,808,518股。 ? 本次股票上市流通日期为2025 年 8 月 18 日。 ? 因公司上市后 6 个月内公司股票连续 20 个交易日的收盘价均低于发行价, 张跃、雷振明、刘芳(已离职)、王洪利、徼向京间接持有的 2,979,737 股公司首 次公开发行前股份的锁定期自动延长 6 个月至 2026 年 2 月 18 日,上述股东将会 自行遵守承诺。 一、本次上市流通的限售股类型 经中国证券监督管理委员会《关于同意北京浩瀚深度信息技术股份有限公司 首次公开发行股票注册的批复》(证监许可〔2022〕1233 号)同意公司首次公开 发行股票的注册申请,并经上海证券交易所同意,公司于 2022 ...
巍华新材: 关于首次公开发行前已发行的部分限售股及战略配售限售股上市流通的公告
Zheng Quan Zhi Xing· 2025-08-08 12:13
Core Points - The announcement details the upcoming listing and circulation of restricted shares for Zhejiang Wehua New Materials Co., Ltd, with a total of 115,488,000 shares set to be released on August 14, 2025 [1][2][8] - The shares consist of both pre-IPO restricted shares and strategic placement shares, with the strategic placement shares totaling 17,268,000 shares [2][3] - The total number of shares after the IPO will be 345,340,000, with restricted shares accounting for 33.44% of the total share capital [1][2][10] Summary by Sections Type of Restricted Shares - The restricted shares being listed include pre-IPO restricted shares and all strategic placement shares, with a lock-up period of 12 months [2][3] - The total number of restricted shares corresponds to 33 shareholders, with 98,220,000 shares from pre-IPO and 17,268,000 from strategic placements [2][3] Changes in Share Capital - Since the formation of the restricted shares, there have been no changes in the company's share capital due to distributions or capital increases [2] Commitments Related to Restricted Shares - Shareholders have made commitments regarding the restricted shares, including limitations on the transfer of shares during their tenure as directors or executives [3][4][5][6] - Specific commitments include not transferring shares for six months after leaving the company and adhering to any regulatory changes regarding lock-up periods [4][5][6] No Fund Occupation by Major Shareholders - As of the announcement date, there are no instances of fund occupation by controlling shareholders or their affiliates [7] Verification by Intermediaries - The underwriting institution, CITIC Securities, has confirmed that the shareholders have complied with their commitments regarding the restricted shares, and the listing details meet regulatory requirements [7] Listing Details - The total number of shares to be listed is 115,488,000, with the listing date confirmed as August 14, 2025 [8][10] - The breakdown of the share capital structure shows a reduction in restricted shares and an increase in unrestricted shares post-listing [10]
汇成股份: 国泰海通证券股份有限公司关于合肥新汇成微电子股份有限公司首次公开发行股票部分限售股上市流通的核查意见
Zheng Quan Zhi Xing· 2025-08-08 10:19
国泰海通证券股份有限公司 关于合肥新汇成微电子股份有限公司 首次公开发行部分限售股上市流通的核查意见 国泰海通证券股份有限公司(以下简称"国泰海通"或"保荐机构")作为 合肥新汇成微电子股份有限公司(以下简称"汇成股份"或"公司")首次公开 发行股票并在科创板上市及持续督导的保荐机构,根据《证券发行上市保荐业务 管理办法》 《上海证券交易所科创板股票上市规则》 《上海证券交易所科创板上市 公司自律监管指引第 1 号——规范运作》等法律法规的相关规定,对汇成股份首 次公开发行部分限售股上市流通事项进行了核查,核查情况及核查意见如下: 一、本次上市流通的限售股类型 中国证券监督管理委员会于 2022 年 6 月 15 日出具《关于同意合肥新汇成微 (证监许可〔2022〕1256 号), 电子股份有限公司首次公开发行股票注册的批复》 同意公司首次公开发行股票的注册申请。公司首次向社会公开发行人民币普通股 (A 股)166,970,656 股,并于 2022 年 8 月 18 日在科创板上市交易,发行完成 后总股本为 834,853,281 股,其中有限售条件流通股 718,870,676 股,占发行后总 股本次限售 ...
南亚新材: 光大证券关于南亚新材料科技股份有限公司2022年度向特定对象发行股票限售股上市流通的核查意见.pdf
Zheng Quan Zhi Xing· 2025-07-31 16:15
光大证券股份有限公司关于 南亚新材料科技股份有限公司 光大证券股份有限公司(以下简称"光大证券"或"保荐机构")作为南 亚新材料科技股份有限公司(以下简称"南亚新材"或"公司")2022 年度向 特定对象发行 A 股股票并在科创板上市及进行持续督导的保荐机构,根据《证 券发行上市保荐业务管理办法》《上海证券交易所科创板股票上市规则》《科 创板上市公司持续监管办法(试行)》及《上海证券交易所上市公司自律监管 指引第 11 号——持续督导》等有关规定,对公司 2022 年度向特定对象发行股 票限售股上市流通的事项进行了核查,核查情况如下: 一、本次上市流通的限售股类型 根据中国证券监督管理委员会于 2023 年 6 月 29 日出具的《关于同意南亚 新材料科技股份有限公司向特定对象发行股票注册的批复》(证监许可 〔2023〕1441 号),同意南亚新材向特定对象发行股票的注册申请。公司本次 新增股份 6,190,000 股,本次发行新增股份的登记托管手续已于 2024 年 2 月 7 日在中国证券登记结算有限责任公司上海分公司办理完成。至此公司总股本由 露于上海证券交易所网站(www.sse.com.cn)的《向 ...