登录新浪财经APP 搜索【信披】查看更多考评等级 会计雅苑-会计审计资讯平台。本文来自公司公告，由会计雅苑收集整理，如需转载请联系来源。 上述违法事实，有相关公告、合同、财务资料、文件资料、情况说明、询问笔录等证据证明。 2024 年 4 月 30 日，沈阳远大智能工业集团股份有限公司（以下简称"公司"）收到中国证券监督管理委员会（以下简称"中国证监会"）下发的《中国证券 监督管理委员会立案告知书》（编号：证监立案字 0022024001 号），因公司涉嫌信息披露违法违规，根据《中华人民共和国证券法》《中华人民共和国 行政处罚法》等法律法规，中国证监会决定对公司立案。 2025 年 11 月 28 日，公司及相关当事人收到中国证券监督管理委员会辽宁监管局（以下简称"辽宁证监局"）出具的《行政处罚事先告知书》（[2025]6 号）。 经查明，远大智能涉嫌违法的事实如下： 一、涉嫌利用伪造的《验收证明》提前确认电梯销售收入，导致《2019 年年度报告》《2020 年年度报告》《2021 年年度报告》《2022 年半年度报告》存 在虚假记载 2019 年 3 月至 2022 年 6 月，远大智能在部分非买断式电梯产 ...

Core Viewpoint - The company, Hainan Haide Capital Management Co., Ltd., is under investigation by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure laws, involving both the company and its actual controller, Mr. Wang Guangxi [1]. Group 1 - The company received a notice of investigation from the CSRC on November 28, 2025, due to alleged violations of information disclosure regulations [1]. - The company had previously faced issues with historical non-operating fund occupation, which was fully returned by April 24, 2025, and received a warning letter from the Hainan Regulatory Bureau on April 28, 2025 [2]. - The company has taken measures to enhance compliance and governance, including training for key personnel on relevant regulations and establishing long-term corrective measures to prevent similar issues in the future [2]. Group 2 - The company assures that its production and operational activities are currently normal and orderly, and the investigation will not have a significant impact on its management and operations [2]. - The company is committed to cooperating with the CSRC and will fulfill its information disclosure obligations in accordance with relevant laws and regulations [2].

Core Points - Yongtai Energy Group Co., Ltd. announced that its chairman and actual controller, Wang Guangxi, received a notice from the China Securities Regulatory Commission (CSRC) regarding an investigation for suspected information disclosure violations [1] - The company clarified that the investigation pertains to Wang Guangxi personally and is unrelated to Yongtai Energy, asserting that it will not impact the company's operational decisions or normal business activities [1] - Yongtai Energy emphasized that its current production and operational status remains normal and stable, and all relevant information will be disclosed through designated media [1] Company Information - Yongtai Energy's stock code is 600157, and its stock abbreviation is Yongtai Energy [1] - The company is committed to adhering to information disclosure regulations as a listed company [1] - The company has stated that all information should be verified through official announcements published in designated media outlets [1]

Core Viewpoint - Tianfeng Securities has been investigated by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure and illegal financing, potentially linked to historical issues with its former major shareholder, Contemporary Group [2][6]. Group 1: Company Overview - Tianfeng Securities was established in 2000 and is headquartered in Wuhan, Hubei Province, being the only provincial state-owned securities company in Hubei [7]. - The company went public on the Shanghai Stock Exchange in October 2018, with a registered capital of 10.074 billion CNY [7]. - As of December 31, 2024, Tianfeng Securities had total assets nearing 100 billion CNY, with 29 branches, 77 business offices, and over 3,000 employees [7]. Group 2: Financial Performance - In the first three quarters of 2025, Tianfeng Securities reported operating revenue of 2.112 billion CNY, representing a year-on-year increase of 57.53% [7]. - The net profit attributable to shareholders for the same period was 153 million CNY, showing a significant year-on-year growth of 128.55% [7]. Group 3: Stock Market Information - As of November 28, the stock price of Tianfeng Securities was 4.83 CNY per share, with a total market capitalization of approximately 48.7 billion CNY [8]. - The stock has experienced a 52-week high of 6.12 CNY and a low of 3.57 CNY [9].

Group 1 - The core viewpoint of the article indicates that Tianfeng Securities is currently operating normally and is cooperating with the China Securities Regulatory Commission (CSRC) during the investigation related to the previous major shareholder's fund occupation issue [3] - The investigation is linked to the fund occupation matter disclosed in Tianfeng Securities' 2022 annual report, where the funds and interest were fully repaid by the end of 2022 [3] - The report highlights that the original major shareholder, Wuhan Contemporary Technology Industry Group Co., Ltd., occupied funds through third parties, and the market had anticipated the investigation as a matter of time [3] Group 2 - The regulatory investigation, while causing short-term reputational impact, is expected to clarify responsibilities and reduce uncertainties, allowing Tianfeng Securities to move forward without historical burdens [4] - The investigation signifies a complete separation from the historical issues associated with the former major shareholder, Contemporary Group [4] - For the first three quarters of 2025, Tianfeng Securities reported a total revenue increase of 57.53% to 2.112 billion yuan, with a net profit increase of 128.55% to 153 million yuan [4] - Breakdown of revenue shows that brokerage business net income rose from 518 million yuan to 772 million yuan, investment banking net income increased from 494 million yuan to 587 million yuan, and self-operated business net income slightly increased to 1.267 billion yuan, while credit business net loss narrowed to -95.4 million yuan from -133.4 million yuan [4]

Group 1 - Tianfeng Securities received a notice from the China Securities Regulatory Commission (CSRC) regarding an investigation for suspected violations of information disclosure and illegal financing [1] - The company stated that its operations are currently normal and it will cooperate with the CSRC during the investigation while adhering to legal and regulatory disclosure obligations [1] - Tianfeng Securities was established in 2000 and is the only provincial state-owned securities company in Hubei, listed on the Shanghai Stock Exchange in October 2018 [4] Group 2 - As of the first three quarters of 2025, Tianfeng Securities reported revenue of 2.112 billion yuan, a year-on-year increase of 57.53%, and a net profit of 153 million yuan, marking a return to profitability [4] - The total assets of Tianfeng Securities reached 92.496 billion yuan, with total liabilities of 64.571 billion yuan as of the end of the third quarter of 2025 [4] - The company has faced multiple regulatory penalties this year for compliance issues, including warnings from the Shanghai Securities Regulatory Bureau for its asset management subsidiary [4][5] Group 3 - As of November 28, 2023, Tianfeng Securities' stock price was 4.83 yuan per share, with a market capitalization of 48.7 billion yuan [6]

Core Viewpoint - Tianfeng Securities has been investigated by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure and illegal financing, which may be linked to historical issues related to fund occupation by its former major shareholder, the "Dangdai Group" [2][5][10]. Group 1: Regulatory Investigation - On November 28, Tianfeng Securities received a notice from the CSRC regarding the investigation, citing violations of the Securities Law and the Administrative Penalty Law [5]. - The investigation is believed to be associated with the fund occupation issues disclosed in the 2022 annual report, which were fully repaid by the end of 2022 [2][8]. - Market analysts had anticipated that an investigation was imminent, and the formal notice confirms these expectations [9]. Group 2: Corporate Governance Changes - Following the acquisition by Hubei Hongtai Group, which now holds 28.33% of Tianfeng Securities, the company aims to sever ties with the historical issues linked to the "Dangdai Group" [10]. - Since the new management took control in 2023, Tianfeng Securities has implemented a strategic overhaul to improve its internal governance and operational mechanisms [11]. Group 3: Financial Performance - In the third quarter, Tianfeng Securities reported a revenue of 889 million yuan, a year-on-year increase of 43.94%, and a net profit of 122 million yuan, marking a return to profitability [11]. - For the first three quarters, the company achieved a total revenue of 2.112 billion yuan, up 57.53% year-on-year, with a net profit of 153 million yuan [11]. - The increase in revenue is attributed to higher net income from fees and commissions, as well as investment gains [11].

Core Viewpoint - Yongtai Energy announced that the China Securities Regulatory Commission has decided to file a case against Hainan Haide Capital Management Co., Ltd. and Mr. Wang Guangxi for suspected violations of information disclosure laws, which are unrelated to the company and will not affect its operations [2]. Group 1 - The case involves the actual controller of Yongtai Energy, but the matters are not related to the company [2]. - Yongtai Energy confirmed that its production and operations are currently normal and stable, with a positive development outlook [2]. - The company will fulfill its information disclosure obligations as required by regulations [2]. Group 2 - Mr. Wang Guangxi, born in October 1969, is the actual controller of Haide Capital and holds multiple positions including Chairman of Yongtai Group and Yongtai Energy [2].

Core Viewpoint - Yongtai Energy (600157.SH) announced that its chairman and actual controller, Mr. Wang Guangxi, received a notice of investigation from the China Securities Regulatory Commission (CSRC) due to alleged violations of information disclosure by Hainan Haide Capital Management Co., Ltd. and Mr. Wang [1] Group 1 - The CSRC has decided to initiate an investigation against Mr. Wang Guangxi [1] - The investigation is related to the actual controller of the company, but the matters involved are unrelated to the company itself [1] - The company asserts that this investigation will not affect its operational decisions or normal business activities [1]

海德股份（000567）(000567.SZ)公告，公司于2025年11月28日收到中国证券监督管理委员会下发的 《立案告知书》，因涉嫌信息披露违法违规，中国证监会决定对公司及实际控制人王广西先生进行立案 调查。 ...