Core Viewpoint - The ongoing legal dispute between Tianfeng Securities and its former vice president Guo Shengbei has resurfaced, highlighting historical issues within the company and attracting public attention due to recent regulatory scrutiny [2][4][10]. Group 1: Legal Proceedings - Tianfeng Securities Shanghai Proprietary Division has filed a labor contract dispute case against Guo Shengbei, with the hearing scheduled for December 11, 2025, at the Shanghai First Intermediate People's Court [2][3]. - The case number is (2025) Hu 01 Min Zhong 12766, and it is being handled by the Civil Trial Court [3]. Group 2: Background of the Dispute - Guo Shengbei publicly questioned Tianfeng Securities' internal issues in August 2023, targeting former chairman Yu Lei and former executive vice president Zhai Chenxi, and reported his findings to the China Securities Regulatory Commission (CSRC) [4][10]. - Tianfeng Securities disclosed in November 2025 that it was under investigation by the CSRC, coinciding with reports of Yu Lei and Zhai Chenxi going missing [4][10]. Group 3: Financial Performance and Management Issues - Guo Shengbei's departure from Tianfeng Securities in July 2022 was followed by a significant profit decline, with the company projecting an 85% year-on-year decrease in net profit for the first half of 2022, attributed to a drop in proprietary business income [6][7]. - Guo Shengbei claims he became a scapegoat for the company's losses, asserting that he had suggested reducing exposure to credit bonds, which was opposed by higher management [8][10]. Group 4: Compensation and Internal Policies - Following the financial losses, Tianfeng Securities issued a "Responsibility Decision" that included a 40% salary reduction for Guo Shengbei and the withholding of bonuses, which he later contested [7][8]. - Guo Shengbei's public letter revealed that he had reported the company's internal issues to the CSRC, indicating ongoing concerns about the company's management practices [9][11]. Group 5: Regulatory Scrutiny and Historical Context - The CSRC's investigation into Tianfeng Securities is linked to historical issues with its former major shareholder, the "Contemporary System," raising concerns about the company's governance and compliance [10][11]. - The investigation coincides with the disappearance of former executives Yu Lei and Zhai Chenxi, further complicating the company's situation [10].

登录新浪财经APP 搜索【信披】查看更多考评等级 12月16日，卓锦股份（维权）发布公告称，控股股东、实际控制人、董事长兼总经理卓未龙先生与公司董事兼副总经理陈奉连先生于 2025 年12月12日收到杭州市公安局出具的《取保候审决定书》，所涉及违规披露事项与公司 2023年5月被中国证券监督管理委员会浙江监管局行 政处罚系同一事项。 2021年下半年，卓锦股份将部分成本以保证金名义计入往来款，虚减营业成本2796.52万元，进而虚增利润总额2705.67万元，分别占当期披 露金额的11.47%、57.84%，导致公司披露的2021年年报财务数据及相关信息不真实、不准确，2021年年报存在虚假记载。 卓锦股份表示，目前，卓未龙先生与陈奉连先生能够正常履职，公司日常经营运作正常。 来源：中国水网 12月16日，卓锦股份发布公告称，控股股东、实际控制人、董事长兼总经理卓未龙先生与公司董事兼副总经理陈奉连先生于 2025 年12月12 日收到杭州市公安局出具的《取保候审决定书》，所涉及违规披露事项与公司 2023年5月被中国证券监督管理委员会浙江监管局行政处罚系 同一事项。 就上述行政处罚查询显示，2023年5月19 ...

Core Viewpoint - Shanghai Broadband Technology Co., Ltd. (*ST HuKe) has received a notice from the China Securities Regulatory Commission (CSRC) regarding a formal investigation for suspected violations of information disclosure laws [1][2][3] Group 1: Investigation Details - The CSRC issued the notice on December 12, 2025, under the case number 0032025030, indicating that the company is under investigation for potential violations of the Securities Law and the Administrative Penalty Law of the People's Republic of China [1][2][3] - As of the announcement date, the company has not received a final conclusion from the CSRC regarding the investigation, and the outcome will be determined by the CSRC's findings [1][2][3] Group 2: Investor Compensation - Investors who purchased *ST HuKe shares before December 12, 2025, and sold or still hold them after December 13, 2025, may be eligible for compensation [1][2][3] - Required documentation for compensation claims includes original transaction statements for *ST HuKe shares, a copy of the investor's ID, and a securities account inquiry issued by the brokerage [2][3]

Core Viewpoint - The company *ST HuKe is under investigation by the China Securities Regulatory Commission for suspected violations of information disclosure laws, which has implications for its stock performance and investor claims [2][7]. Company Overview - The company's business scope includes investments in high-tech industries, industrial investments, investment management, technical services, technical training, and the production and sales of electronic and communication equipment, integrated circuit design, and various steel products [1][7]. - Major products and services include mobile communication terminals, integrated circuit chips, network communication and computer products, and specialized steel pipes [1][7]. Regulatory Actions - On December 12, 2025, the company received a notice of investigation from the China Securities Regulatory Commission due to suspected information disclosure violations [2][7]. Financial Adjustments - On January 24, 2025, the company announced corrections to previous accounting errors, changing its revenue recognition method from gross to net, affecting financial reports from Q3 2023 to Q3 2024 [5][10]. - The adjustments will be applied retroactively to the relevant financial statements [5][10]. Stock Performance and Investor Claims - Following the investigation and financial adjustments, the stock performance has been affected, leading to two specific compensation periods for investors [6][11]. - The first compensation period is for investors who bought shares between August 29, 2023, and January 24, 2025, and sold or held them after January 25, 2025 [6][11]. - The second compensation period is for investors who bought shares before December 12, 2025, and sold or held them after December 13, 2025 [6][12].

Group 1 - The chairman and vice president of Zhuojin Co., Ltd. have been released on bail pending trial due to violations related to information disclosure, which are linked to a previous administrative penalty by the China Securities Regulatory Commission (CSRC) [2][5] - Zhuojin Co., Ltd. stated that the information disclosure violations do not involve circumstances that would lead to mandatory delisting, and the company continues to operate normally [4] - The company was fined 3 million CNY for the violations, with the chairman and other executives also receiving individual fines [6] Group 2 - Zhuojin Co., Ltd. reported a significant decline in revenue, with a total operating income of 71.6 million CNY for the first three quarters of 2023, a decrease of 61.57% year-on-year [6] - The net loss attributable to the parent company for the same period was 52.16 million CNY, indicating an expanded loss compared to previous periods [6] - The company’s main business includes "comprehensive environmental governance services" and "environmental product sales and services," placing it within the ecological protection and environmental governance industry [6]

【导读】卓锦股份董事长及副总被取保候审 中国基金报记者 李智 12月15日， 卓锦股份 发布公告称， 控股股东、实际控制人、董事长兼总经理卓未龙与董事兼副总经理陈奉 连 被取保候审 。 董事长及副总被取保候审 12月15日，卓锦股份发布公告称，公司控股股东、实际控制人、董事长兼总经理卓未龙与公司董事兼副总经理陈奉连收到杭州市公安局出 具的《取保候审决定书》，所涉及违规披露事项与公司2023年5月被中国证券监督管理委员会浙江监管局行政处罚系同一事项。根据《中 华人民共和国刑事诉讼法》第六十七条的规定，杭州市公安局决定对其取保候审，期限自2025年12月12日起算。 卓锦股份 表示， 根据《上海证券交易所股票上市规则》的相关规定，公司上述信息披露违法行为不涉及重大信息披露违法强制退市情形。 目前，卓未龙与陈奉连能够正常履职，公司日常经营运作正常，各项工作有序开展。公司将持续关注上述事项的进展情况，并严格按照有 关 法律法规 的规定和要求，及时履行信息披露义务。 因 2021年年报存在虚假记载 卓锦股份 高管曾被处罚 2023年2月3日，卓锦股份因涉嫌信息披露违法违规，被中国证监会立案调查。 5月19日，卓锦股份收 ...

登录新浪财经APP 搜索【信披】查看更多考评等级 受损股民可至新浪股民维权平台登记该公司维权：http://wq.finance.sina.com.cn/ 关注@新浪证券、微信关注新浪券商基金、百度搜索新浪股民维权、访问新浪财经客户端、 新浪财经首页都能找到我们！ 证监会一份立案告知书，让*ST沪科（维权）的信息披露问题成为市场焦点，而在这份通知背后，一系 列法律追索权的大门已经为受损股民打开。 一、涉信息披露违法违规 2025年12月12日，上海宽频科技股份有限公司（证券简称：*ST沪科）收到中国证监会下发的《立案告 知书》。 因公司涉嫌信息披露违法违规，根据《中华人民共和国证券法》等法律法规，中国证监会已正式决定对 公司立案调查。 根据历史案例，上市公司一旦被证监会立案调查，最终被认定为信息披露违法违规并受到处罚的可能性 较大，立案调查期间，公司将面临投资者的集体诉讼。 至于违规细节，公告中并未披露，具体还需等待监管调查。上海沪紫律师事务所刘鹏律师表示，暂定于 2025年12月12日（含当日）之前买入，并在2025年12月13日之后卖出或仍持有而亏损的即可参与维权， 挽回损失。（*ST沪科维权入口） 随着 ...

登录新浪财经APP 搜索【信披】查看更多考评等级 受损股民可至新浪股民维权平台登记该公司维权：http://wq.finance.sina.com.cn/ 关注@新浪证券、微信关注新浪券商基金、百度搜索新浪股民维权、访问新浪财经客户端、 新浪财经首页都能找到我们！ 2025年12月12日晚间，*ST沪科发布《关于收到中国证券监督管理委员会立案告知书的公告》。公告显 示：上海宽频科技股份有限公司于2025年12月12日收到中国证券监督管理委员会下发的《立案告知书》 （编号：证监立案字0032025030号）。因涉嫌信息披露违法违规，根据《中华人民共和国证券法》《中 华人民共和国行政处罚法》等法律法规，中国证券监督管理委员会决定对公司立案。 此前在2025年11月28日，*ST 沪科曾发布《关于非经营性资金占用事项的进展公告》，*ST 沪科表示截 至本公告披露日，上海宽频科技股份有限公司原控股股东南京斯威特集团有限公司及其关联方违规占用 上市公司资金余额为人民币348，612，206.20元，占最近一期经审计净资产的921.63%，资金占用问题 全部为 2000 年至 2007 年期间，公司原控股股东南京斯威特集 ...

Core Viewpoint - Guangdong Zijing Information Storage Technology Co., Ltd. has been forced to delist due to major violations, with significant legal consequences for its executives [1][11]. Legal Consequences - The company was fined 37 million RMB for fraudulently issuing securities [4][14]. - The actual controller Zheng Mu received a combined prison sentence of 7 years and 6 months for multiple offenses, including fraud and failure to disclose important information [4][14]. - Other executives, including Luo Tiewei and Li Yanxia, received varying prison sentences, with the highest being 7 years for Luo Tiewei [5][15]. Company Background - Zijing Storage was established on April 15, 2010, and primarily engaged in the research, manufacturing, and sales of storage devices [6][18]. - The company was listed on the National Equities Exchange and Quotations (NEEQ) in April 2016 and later on the Sci-Tech Innovation Board in February 2020, raising a total of 1.023 billion RMB [7][19]. Financial Misconduct - From 2017 to 2019, the company engaged in financial fraud, including inflating revenue and profits through false contracts and documents [7][19]. - The inflated profits accounted for 34.83% of total profits in 2017 and 32.25% in 2018, with 42.97% of revenue in the first half of 2019 being fraudulent [8][19]. Performance Decline - After going public, the company's performance deteriorated, with a revenue drop of 6.69% in 2021 and a net loss of 229 million RMB, a decline of 379.85% [8][20]. - The company faced regulatory scrutiny and was investigated for information disclosure violations, leading to its delisting in July 2023 [9][20]. Investor Compensation - The case set a precedent for investor compensation in the Sci-Tech Innovation Board, with intermediary institutions committing 1.275 billion RMB for investor payouts [9][21]. - By June 30, 2023, 97.22% of affected investors had reached settlements, receiving a total of 1.086 billion RMB in compensation [9][21].

公告称，目前，公司各项生产经营活动正常有序开展，上述事项不会对公司经营和管理造成重大影响。 公司将积极配合中国证监会立案调查工作，并按照有关法律法规等规定和要求，及时做好信息披露。 2025年前三季度，*ST沪科共实现营业收入544.03万元，同比下降63.7%；实现归属于上市公司股东的净 利润为106.2万元，同比增长448.84%。 12月12日晚，*ST沪科发布公告称，公司收到中国证券监督管理委员会下发的《立案告知书》。因涉嫌 信息披露违法违规，根据《中华人民共和国证券法》《中华人民共和国行政处罚法》等法律法规，中国 证券监督管理委员会决定对公司立案。 值得一提的是，*ST沪科于11月28日晚间对外披露关于非经营性资金占用事项的进展公告。公告显示， 截至公告披露日，公司原控股股东南京斯威特集团有限公司及其关联方违规占用上市公司资金余额约为 3.49亿元，占最近一期经审计净资产的921.63%。公司拟通过公开挂牌转让所持有的南京斯威特集团及 其关联公司因历史遗留问题产生的全部债权及其他或有债权，同时解除公司全部或有负债。上述事项尚 需通过国资委备案、董事会、股东大会审议批准，并以公开挂牌转让方式实施，能否 ...