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燕麦科技: 关联交易管理制度
Zheng Quan Zhi Xing· 2025-07-27 16:13
深圳市燕麦科技股份有限公司 关联交易管理制度 深圳市燕麦科技股份有限公司 第一章 总则 第一条 为进一步加强深圳市燕麦科技股份有限公司(以下简称"本公司" 或"公司")关联交易管理,明确管理职责和分工,维护公司股东和债权人的合 法利益,特别是中小投资者的合法利益,保证公司与关联方之间订立的关联交易 合同符合公平、公正、公开的原则,依据《中华人民共和国公司法》《上海证券 交易所科创板股票上市规则》(以下简称"《上市规则》")、《公司章程》以 及其它有关法律、法规、规章的规定,制定本制度。 第二条 本制度所称关联交易,是指公司或合并报表范围内的子公司等其 他主体与公司关联人之间发生的交易,包括: (一)购买或者出售资产; (二)对外投资(购买低风险银行理财产品的除外) ; (三)转让或受让研发项目; (四)签订许可使用协议; (五)提供担保(含对控股子公司担保等) ; (六)租入或者租出资产; (七)委托或者受托管理资产和业务; (八)赠与或者受赠资产; (九)债权、债务重组; (十)提供财务资助(含有息或者无息借款、委托贷款等); (十一)放弃权利(含放弃优先购买权、优先认购权等) ; (十二)购买原材料、燃料 ...
江苏新能: 江苏新能与江苏省国信集团财务有限公司之关联交易管理制度(2025年7月25日修订)
Zheng Quan Zhi Xing· 2025-07-25 16:37
Core Viewpoint - The document outlines the management system for related party transactions between Jiangsu New Energy Development Co., Ltd. and Jiangsu Guoxin Group Financial Co., Ltd., emphasizing compliance with relevant laws and regulations while ensuring the safety and independence of the company's financial assets [1][2]. Group 1: Regulatory Framework - The company must adhere to the Company Law of the People's Republic of China and other relevant regulations when engaging in financial transactions with Guoxin Financial Company [1]. - The company is prohibited from conducting financial transactions with any group financial company not approved by the National Financial Supervision Administration [2]. Group 2: Transaction Guidelines - Financial transactions such as deposits and loans must follow a voluntary principle and require a systematic risk prevention mechanism to safeguard the company's funds [2][5]. - A financial service agreement must be signed for any financial transactions, detailing the terms, transaction types, expected limits, pricing, and risk control measures [3]. Group 3: Disclosure and Reporting - The company is required to disclose expected business conditions annually, including maximum deposit limits, loan amounts, and total credit limits [3][4]. - Continuous disclosure of related party transactions involving Guoxin Financial Company must be included in regular reports, with a risk assessment report submitted alongside annual reports [5][6]. Group 4: Risk Management - The company must develop a risk disposal plan to address potential risks affecting the safety of deposited funds, with clear responsibilities assigned [4]. - An annual special report from the auditing firm regarding related party transactions must be submitted, detailing the amounts and balances of deposits and loans [6].
能辉科技: 关联交易管理制度
Zheng Quan Zhi Xing· 2025-07-25 16:14
Core Points - The document outlines the regulations and procedures for related party transactions of Shanghai Nenghui Technology Co., Ltd, ensuring fairness and protection of the rights of non-related shareholders [1][2][3] Group 1: Related Parties and Relationships - Related parties include both legal entities and natural persons that have a significant influence or control over the company [3][4] - Legal entities that are considered related parties include those that directly or indirectly control the company or hold more than 5% of its shares [2][4] - Natural persons considered related parties include shareholders holding more than 5% of shares, directors, and senior management [2][5] Group 2: Related Transactions - Related transactions involve the transfer of resources or obligations between the company and its related parties, including asset purchases, investments, and financial support [4][5] - The company must ensure that related transactions do not deviate from market prices and are conducted on an equal and voluntary basis [4][5] Group 3: Decision-Making and Disclosure Procedures - Transactions exceeding 300,000 yuan with related legal entities or 30,000 yuan with related natural persons require board approval and must be disclosed [5][6] - Related transactions that exceed 3 million yuan and account for more than 5% of the company's net assets must be submitted for shareholder approval [5][6] Group 4: Exemptions and Special Cases - Certain transactions, such as public tenders or those providing unilateral benefits to the company, may be exempt from shareholder approval [6][7] - The company must disclose any related transactions that may significantly impact its financial status or operational results [9][10] Group 5: Record Keeping and Compliance - The board secretary is responsible for maintaining records of related transaction decisions and resolutions [12][13] - The regulations may be amended by the board in accordance with relevant laws and company articles, subject to shareholder approval [12][13]
新点软件: 新点软件关联交易管理办法(2025年7月修订)
Zheng Quan Zhi Xing· 2025-07-25 16:14
Core Viewpoint - The document outlines the management measures for related party transactions of Guotai Xindian Software Co., Ltd, aiming to ensure the legality, fairness, and reasonableness of such transactions, while protecting the rights of the company and minority shareholders [1] Group 1: General Principles - The internal control of related party transactions should adhere to principles of honesty, equality, voluntariness, fairness, openness, and impartiality, without harming the interests of the company and non-related shareholders [1] - The company must disclose related parties and transactions in accordance with relevant accounting standards and regulations [1] Group 2: Definition of Related Parties and Transactions - Related parties include individuals or entities that control the company, hold more than 5% of shares, or are closely related to such individuals [2] - Related transactions encompass various activities such as asset purchases or sales, investments, project transfers, and financial assistance [3][4] Group 3: Approval Procedures for Related Transactions - Transactions exceeding certain thresholds must be approved by independent directors and the board, with specific monetary limits set for different types of transactions [7][8] - Related transactions that exceed 1% of the company's total assets or market value must be submitted for shareholder approval, accompanied by evaluation or audit reports [8] Group 4: Disclosure and Reporting - The company is required to disclose related transactions in annual and semi-annual reports, and any agreements lasting over three years must undergo re-evaluation every three years [12] - Independent directors must approve related transactions, and they may seek independent financial advice for their judgments [13] Group 5: Pricing of Related Transactions - Related transactions must be documented with written agreements that specify pricing policies, ensuring that prices are fair and based on market standards or reasonable costs [18][19] - Various pricing methods are outlined, including cost-plus, resale price, and comparable uncontrolled price methods [20][21]
赛伦生物: 赛伦生物:关联交易管理制度(2025年7月)
Zheng Quan Zhi Xing· 2025-07-24 16:33
第四条 关联交易活动应遵循公平、公正、公开的原则和诚实信用原则, 不得损害公司和非关联股东的合法权益,关联交易的价格原则上不能偏离市场 独立第三方的价格或收费的标准。 第五条 关联交易是指公司或者控股子公司与公司关联人发生的转移资源 或义务的事项,包括但不限于下列事项: (十七)根据实质重于形式原则认定的其他通过约定可能引致资源或者义 务转移的事项,包括向与关联人共同投资的公司提供大于其股权比例或投资比 例的财务资助、担保以及放弃向与关联人共同投资的公司同比例增资或优先受 让权等; 第一章 总 则 第一条 为保证上海赛伦生物技术股份有限公司(以下简称"公司")与 关联方之间的关联交易符合公平、公正、公开的原则,确保公司的关联交易行 为不损害公司和非关联股东的合法权益,根据《中华人民共和国公司法》、《 中华人民共和国证券法》、《上海证券交易所科创板股票上市规则》(以下简 称"《上市规则》")等有关法律、法规、规范性文件及《上海赛伦生物技术 股份有限公司章程》(以下简称"《公司章程》")等的规定,结合公司实际 情况,制订本制度。 第二条 公司与关联人之间的关联交易除遵守有关法律、法规、规范性文 件及《公司章程》的 ...
中金辐照: 《中金辐照股份有限公司关联交易管理制度》
Zheng Quan Zhi Xing· 2025-07-22 16:16
中金辐照股份有限公司 关联交易管理制度 中金辐照股份有限公司 关联交易管理制度 第一章 总则 第一条 为保证公司与关联人之间发生的关联交易符合公平、公正、公开的 原则,确保公司关联交易行为不损害公司和全体股东的利益,根据法律、法规、 规范性文件、公司章程及其细则,制定本制度。 第二条 公司的关联交易是指公司或其控股子公司与关联人之间发生的转 移资源或义务的事项。 第三条 公司在确认和处理关联关系与关联交易时,需遵循并贯彻以下基本 原则: (一)尽量避免或减少与关联人之间的关联交易; (二)确定关联交易价格时,应遵循公平、公正、公开以及等价有偿的基本 商业原则; (三)对于发生的关联交易,应切实履行信息披露的有关规定; 第七条 具有以下情形之一的法人,为公司的关联法人: (一)直接或间接地控制公司的法人或者其他组织; (二)由前项所述法人直接或间接控制的除公司及其控股子公司以外的法人 或者其他组织; (三)由第八条所列公司的关联自然人直接或间接控制的、或担任董事(独 立董事除外)、高级管理人员的,除公司及其控股子公司以外的法人或者其他组 织; (四)公司在进行关联交易时,应当遵循诚实信用原则,不得损害全体股东 ...
起帆电缆: 起帆电缆关联交易管理制度
Zheng Quan Zhi Xing· 2025-07-21 16:16
上海起帆电缆股份有限公司 关联交易管理制度 上海起帆电缆股份有限公司 关联交易管理制度 上海起帆电缆股份有限公 司 关联交易管理制度 上海起帆电缆股份有限公司 关联交易管理制度 目 录 上海起帆电缆股份有限公司 关联交易管理制度 第一章 总 则 第一条 为规范上海起帆电缆股份有限公司(以下简称"公司")关联交易 行为,保护广大投资者特别是中小投资者的合法权益,根据《中华人民共和国公 司法》、《中华人民共和国证券法》、《上海证券交易所股票上市规则》(以下 简称"《上市规则》")和《上海证券交易所上市公司自律监管指引第1号—规 范运作》、《上海证券交易所上市公司自律监管指引第5号—交易与关联交易》、 《企业会计准则第 36 号—关联方披露》等法律、法规和规范性文件以及《上海 起帆电缆股份有限公司章程》(以下简称"《公司章程》")的相关规定,制定 本制度。 第二条 公司关联交易应当定价公允、决策程序合规、信息披露规范。公司 应当积极通过资产重组、整体上市等方式减少关联交易。 第三条 董事会审计委员会履行公司关联交易控制和日常管理的职责。 第二章 关联人与关联交易 第四条 公司的关联人包括关联法人(或其他组织)和关联 ...
中航重机: 中航重机关联交易管理办法(2025年7月修订)
Zheng Quan Zhi Xing· 2025-07-20 10:14
General Principles - The company aims to strengthen the management of related party transactions to control risks and ensure compliance with principles of openness, fairness, and justice, thereby protecting the rights of the company and all shareholders [1] - Related party transactions should be minimized, and when they occur, they must adhere to market principles, ensuring that prices do not deviate from those offered by independent third parties [1][2] - The board of directors and shareholders must avoid voting on related party transactions if they have a conflict of interest [1][4] Definition of Related Parties - Related parties include both legal entities and natural persons that have a significant stake or control over the company [2][3] - Legal entities that control the company or are controlled by the same entity are considered related parties [2] - Natural persons who hold more than 5% of the company's shares or are directors or senior management are classified as related parties [2][3] Related Transactions - Related transactions involve the transfer of resources or obligations between the company and its related parties, including asset purchases, financial support, and management services [5][6] - The board must ensure that related directors abstain from voting on related transactions, and decisions must be made by a majority of non-related directors [5][6] Decision-Making and Disclosure - Transactions exceeding certain thresholds must be submitted for board or shareholder approval, with specific monetary limits set for related natural persons and legal entities [13][14] - For significant transactions, the company must disclose audit or evaluation reports to ensure transparency [8][12] Daily Related Transactions - Daily related transactions must follow specific procedures for approval and disclosure, including annual reporting on their execution [19][20] - The company can estimate annual transaction amounts and must disclose any significant deviations from these estimates [19][20] Exemptions from Related Transaction Rules - Certain transactions that provide unilateral benefits to the company without any obligations, such as receiving cash gifts or debt relief, may be exempt from related transaction rules [12]
朗科科技: 关联交易管理制度(2025年7月)
Zheng Quan Zhi Xing· 2025-07-18 16:26
Core Points - The article outlines the management system for related party transactions of Shenzhen Longke Technology Co., Ltd, emphasizing the need to protect the legal interests of shareholders and creditors, particularly minority investors [2][3] - The company aims to ensure that related party transactions are conducted fairly, openly, and justly, adhering to principles of voluntary, equal, and good faith agreements [2][6] Group 1: General Principles - The company should minimize related party transactions and ensure that transaction prices are determined based on fair market value or cost plus reasonable profit [2][6] - Related directors and shareholders must abstain from voting on matters involving related party transactions [2][10] - Independent financial advisors may be engaged to provide opinions on necessary transactions [2][6] Group 2: Definition and Scope of Related Party Transactions - Related party transactions include various activities such as asset purchases, external investments, financial assistance, guarantees, leasing, and management contracts [2][3] - Related parties encompass both legal entities and natural persons that have significant influence or control over the company [3][4] Group 3: Decision-Making Procedures - Transactions exceeding RMB 300,000 with related natural persons or RMB 3 million with related legal entities require board approval, and those exceeding 5% of the company's net assets must be submitted to the shareholders' meeting [8][9] - Related directors must abstain from voting on related party transactions, ensuring decisions are made by non-related directors [9][10] Group 4: Pricing and Management of Related Party Transactions - Pricing for related party transactions should primarily follow market prices, with alternative methods including cost plus reasonable profit or negotiated agreements [6][7] - The financial department is responsible for tracking market price changes and reporting to the board [7][11] Group 5: Disclosure Requirements - The company must disclose related party transactions in accordance with stock exchange requirements, ensuring transparency [11][12] - Daily related party transactions should be estimated annually, and any significant deviations must be disclosed [12][13] Group 6: Exemptions from Approval - Certain transactions, such as public tenders or those with government-set prices, may be exempt from the usual approval and disclosure processes [14][15] - Transactions that do not involve significant financial implications for the company may also be exempt from formal procedures [14][15]
中欣氟材: 关联交易决策制度(2025年7月)
Zheng Quan Zhi Xing· 2025-07-18 13:13
Group 1 - The article outlines the decision-making system for related party transactions of Zhejiang Zhongxin Fluorine Material Co., Ltd, aiming to standardize management and protect the interests of shareholders, especially minority investors [1][2] - Related parties include both legal entities and natural persons who have significant control or influence over the company, such as those holding more than 5% of shares or serving as directors and senior management [2][3] - The company must report related party relationships to the Shenzhen Stock Exchange in a timely manner, ensuring transparency in financial and operational decisions [2][3] Group 2 - Related party transactions are defined as resource or obligation transfers between the company and its related parties, including asset purchases, financial support, and management services [9][10] - The company must adhere to principles of honesty, equality, and fairness in related party transactions, ensuring that related parties abstain from voting on matters where they have a conflict of interest [10][11] - Transactions exceeding certain thresholds, such as 30 million yuan or 5% of the company's net assets, require disclosure and approval from the shareholders' meeting [18][19] Group 3 - The pricing of related party transactions must be fair and based on government pricing, market prices, or reasonable cost-plus methods, ensuring that the company does not suffer from unfair pricing practices [14][15] - The company is required to sign written agreements for related party transactions, clearly stating pricing policies and any significant changes must undergo the necessary approval processes [13][14] - Independent directors must approve related party transactions, and the board must ensure that the transactions are necessary and fair, focusing on the pricing policies and their implications for the company [32][33] Group 4 - The company must disclose related party transactions and their terms, including pricing and payment methods, to maintain transparency and accountability [25][26] - In cases of significant changes in related party relationships, the company is exempt from certain approval processes for ongoing agreements but must disclose these changes [28][29] - The audit committee has the authority to supervise related party transactions, ensuring compliance with regulations and fair pricing practices [38][39]