General Principles - The company establishes an association transaction management system to regulate related party transactions, enhance operational standards, and protect the rights of shareholders [2][3] - The company must ensure the legality, necessity, reasonableness, and fairness of related party transactions, maintaining independence and avoiding financial manipulation [2][3] Definition of Related Parties - Related parties include both legal entities and natural persons that have significant control or ownership over the company, such as those holding more than 5% of shares [3][4] - The company must maintain a list of related parties and their relationships, which should be reported to the board of directors [4][5] Decision-Making Procedures for Related Transactions - Transactions with related parties exceeding certain thresholds must be approved by independent directors and disclosed to shareholders [4][5] - Specific thresholds include transactions over RMB 300,000 with natural persons and RMB 3 million with legal entities, which also must exceed 0.5% of the company's latest audited net assets [4][5] Types of Related Transactions - Related transactions encompass a wide range of activities, including asset purchases, financial support, and joint investments [5][6] - The company is prohibited from providing financial assistance to related parties, with exceptions for non-controlling related companies under specific conditions [6][7] Pricing and Disclosure - Related transactions must be documented with written agreements that specify pricing policies, and any significant changes in terms must undergo re-evaluation and approval [14][15] - The company is required to conduct due diligence on the transaction's legitimacy and the counterparty's creditworthiness, potentially involving third-party audits [14][15] Governance and Voting Procedures - Related directors must abstain from voting on transactions involving their interests, ensuring that decisions are made by a majority of non-related directors [11][12] - Related shareholders must also abstain from voting on matters that could benefit them directly [12][13] Implementation and Amendments - The association transaction management system becomes effective upon approval by the shareholders' meeting, with the board authorized to amend it as necessary [15]

Core Viewpoint - The article outlines the management system for related party transactions of Ningbo Keli Sensor Technology Co., Ltd, emphasizing the need for fairness, transparency, and compliance with relevant laws and regulations to protect the rights of the company and its shareholders [2][19]. Group 1: General Principles - The management system aims to standardize related party transactions, ensuring their fairness and protecting the legal rights of the company and its shareholders [2]. - The system is binding on shareholders, directors, management, and various departments within the company [2]. - Related party transactions must be documented in written agreements that adhere to principles of equality, voluntariness, equivalence, and compensation [2][3]. Group 2: Pricing Principles - Related party transactions should follow fair pricing principles, ideally aligning with market prices or independent third-party standards [3]. - The pricing methods include state pricing, market pricing, cost-plus pricing, and negotiated pricing based on the specific circumstances of the transaction [3][4]. Group 3: Types of Related Party Transactions - Related party transactions encompass a wide range of activities, including asset purchases or sales, financial assistance, guarantees, leasing, management contracts, and more [6][7]. - The definition of related parties includes both legal entities and natural persons who meet specific criteria, such as holding significant shares or being in key management positions [7][8]. Group 4: Avoidance Procedures - Directors and shareholders with related interests must abstain from voting on related party transactions to ensure impartiality [11][12]. - The procedures for disclosing and avoiding conflicts of interest are clearly outlined, requiring proactive disclosure from involved parties [13][14]. Group 5: Disclosure and Approval - Transactions exceeding 3 million yuan or 0.5% of the company's latest audited net assets must be submitted for board approval and disclosed promptly [19][20]. - The company must provide detailed disclosures regarding the nature of the transaction, pricing policies, and the impact on the company's financial status [14][15]. Group 6: Execution and Compliance - All related party transactions require written agreements and must adhere to the approved procedures for execution [18][19]. - The company is prohibited from providing financial assistance to related parties unless specific conditions are met, including board approval [22][23].

辽宁成大股份有限公司 关联交易管理制度 第一章 总则 第一条 为规范辽宁成大股份有限公司（以下简称"公司"）的关联交易行 为，提高公司规范运作水平，保护公司和全体股东的合法权益，根据《中华人民 共和国公司法》《中华人民共和国证券法》（以下简称"《证券法》"）、《上 海证券交易所股票上市规则》（以下简称"《上市规则》"）、《上海证券交易 所上市公司自律监管指引第5号——交易与关联交易》等有关法律法规、规范性 文件及《辽宁成大股份有限公司章程》（以下简称"《公司章程》"）的有关规 定，制定本制度。 第二条 公司的关联交易应当遵循以下基本原则： （一）符合诚实信用的原则； （二）具有合法性、必要性、合理性，定价公允； （三）公司进行关联交易应当签订书面协议，遵循平等自愿、等价有偿的原 则，协议内容应明确、具体； （四）关联交易程序应当符合相关法律法规的规定。 第二章 关联人及关联交易的认定 第三条 公司的关联人包括关联法人（或者其他组织）和关联自然人。 具有以下情形之一的法人（或者其他组织），为公司的关联法人（或者其他 组织）： （一）直接或者间接控制公司的法人（或者其他组织）； （二）由前项所述法人（或者其他组织 ...

深圳光峰科技股份有限公司 关联交易管理制度 （2025 年 8 月修订） 第一章 总则 第一条 为保证深圳光峰科技股份有限公司（以下简称"公司"）与关联方 之间发生的关联交易符合公平、公正、公开的原则，维护公司及全体股东的合法 利益，根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人 民共和国证券法》《上海证券交易所科创板股票上市规则》和其他有关法律、法 规和规范性文件及《公司章程》，制定本制度。 公司董事、高级管理人员； 与第（一）项、第（二）项、第（三）项所述关联自然人关系密切 的家庭成员，包括配偶、年满 18 周岁的子女及其配偶、父母及配偶的父母、兄 弟姐妹及其配偶、配偶的兄弟姐妹、子女配偶的父母； 直接持有公司 5%以上股份的法人或其他组织及其一致行动人； 直接或间接控制公司的法人或其他组织的董事、监事、高级管理人 员或其他主要负责人； 由第（一）项至第（六）项所列关联法人或关联自然人直接或者间 接控制的，或者由前述关联自然人（独立董事除外）担任董事、高级管理人员的 法人或其他组织，但公司及其控股子公司除外； 第二条 公司发生关联交易，应当保证关联交易的合法性、必要性、合理性 和公允性， ...

Core Viewpoint - The company has established a set of regulations to standardize related party transactions, ensuring that such transactions do not harm the interests of the company and non-related shareholders [1][2]. Group 1: Principles of Related Party Transactions - Related party transactions must adhere to principles of honesty, equality, voluntariness, fairness, openness, and impartiality [1][2]. - Transactions involving controlling shareholders and actual controllers must be based on equal, voluntary, equivalent, and compensated principles, with written agreements required [1][2]. - Related party transactions should not harm the interests of the company and non-related shareholders, and related shareholders and directors must abstain from voting on such matters [7][10]. Group 2: Definition and Types of Related Party Transactions - Related party transactions include various activities such as purchasing raw materials, selling products, providing or receiving services, and financial assistance [6][7]. - The company must recognize related party transactions that involve transferring resources or obligations between the company and its related parties [6][7]. Group 3: Management and Reporting of Related Parties - Directors, senior management, and shareholders holding more than 5% of shares must report related party information to the company [13][17]. - The company must maintain a list of related parties and manage the reporting of related party relationships [17][20]. Group 4: Approval and Disclosure Procedures - Related party transactions must be approved by the board of directors and disclosed to shareholders, especially if they exceed certain financial thresholds [30][31]. - Independent directors must provide independent opinions on related party transactions before they are submitted for board approval [7][18]. Group 5: Restrictions on Fund Occupation - Controlling shareholders and related parties are prohibited from occupying company funds through various means, including unauthorized loans or payments [45][46]. - The company must take effective measures to prevent related parties from interfering with its operations and harming its interests [5][46].

国泰海通证券股份有限公司 关联交易管理办法 第一章 总则 第一条 为规范国泰海通证券股份有限公司（以下简称公司）的关联交易， 保护公司和全体股东的合法权益，根据《中华人民共和国公司法》、《中华人民 共和国证券法》、《上海证券交易所股票上市规则》（以下简称《上交所上市规 则》，其中上海证券交易所以下简称上交所）、《上海证券交易所上市公司自律 监管指引第 5 号——交易与关联交易》、《香港联合交易所有限公司证券上市规 则》（以下简称《联交所上市规则》，其中香港联合交易所以下简称联交所）等 有关法律、法规、部门规章、规范性文件以及公司股票上市地上市规则（以下合 称相关规则），结合《国泰海通证券股份有限公司章程》（以下简称《公司章程》） 及公司实际情况，制定本办法。 第二条 根据中国证券监督管理委员会（以下简称中国证监会）及上交所 的相关规定，关联交易是指公司或者其控股子公司及控制的其他主体与公司关联 人之间发生的转移资源或义务的事项。 根据联交所的规定，关连交易是指公司或其附属公司与关连人士进行的交 易以及与第三方进行的指定类别交易（如《联交所上市规则》第14A章所界定）。 第三条 公司关联交易应当定价公允、决策程 ...

山西华阳集团新能股份有限公司 关联交易管理制度 第一章 总 则 第一条 为保证山西华阳集团新能股份有限公司股份有限公司（以下简称"公 司"）与关联方之间的关联交易符合公平、公正、公开的原则，确保公司的关联 交易行为不损害公司和非关联股东的合法权益，根据《中华人民共和国公司法》 《中华人民共和国证券法》《上海证券交易所股票上市规则》等有关法律、法规、 规范性文件及《山西华阳集团新能股份有限公司股份有限公司章程》（以下简称 "《公司章程》"）的有关规定，结合公司实际情况，制订本制度。 第二条 公司与关联人之间的关联交易除遵守有关法律、法规、规范性文件 及《公司章程》规定外，还需遵守本制度的有关规定。 第三条 公司与关联人之间的关联交易应签订书面协议。协议的签订应当遵 循平等、自愿、等价、有偿的原则，协议内容应明确、具体。 第四条 关联交易活动应遵循公平、公正、公开的原则,关联交易的价格原则 上不能偏离市场独立第三方的价格或收费的标准。 第五条 公司股东、董事、高级管理人员不得利用其关联关系损害公司利益。 违反规定的，给公司造成损失的，应当承担赔偿责任。 第二章 关联交易及关联人 第六条 关联交易是指公司、控股子公 ...

淮河能源（集团）股份有限公司 关联交易管理制度 （2025 年 8 月 29 日，公司八届十五次董事会修订） 第一章 总则 第一条 为规范淮河能源（集团）股份有限公司（以下简称"公司"）关联 交易行为，提高公司规范运作水平，保护公司和全体股东的合法权益，根据《中 华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》（以 下简称"《证券法》"）、《上海证券交易所股票上市规则》（以下简称"《股票上市 规则》"）、《上海证券交易所上市公司自律监管指引第 5 号——交易与关联交易》 以及其他规范性文件和本公司章程，结合公司实际，制定本制度。 第二条 公司关联交易应当定价公允、决策程序合规、信息披露规范。公司 应当积极通过资产重组、整体上市等方式减少关联交易。 第三条 公司临时报告和定期报告中非财务报告部分的关联人及关联交易的 披露应当遵守《股票上市规则》和《公开发行证券的公司信息披露内容与格式准 则第 2 号--年度报告的内容与格式》的规定。 定期报告中财务报告部分的关联人及关联交易的披露应当遵守《企业会计准 则第 36 号—关联方披露》的规定。 第四条 本制度适用于公司及公司子公司、公司控制的其 ...

Core Points - The document outlines the management system for related party transactions of Leshan Giant Star Animal Husbandry Co., Ltd, ensuring fairness, justice, and transparency in transactions with related parties [2][3][4] Group 1: General Principles - The system is established to protect the legitimate rights and interests of the company and non-related shareholders, in accordance with relevant laws and regulations [2] - The board's audit committee is responsible for controlling and managing related party transactions [2] - Related party transactions must be documented in written agreements that adhere to principles of equality, voluntariness, equivalence, and compensation [2][3] Group 2: Identification of Related Parties and Transactions - Related parties include individuals or entities that directly or indirectly control the company or hold more than 5% of its shares [3][4] - Related transactions encompass various activities such as asset purchases, financial assistance, and guarantees [4][5][6] Group 3: Reporting and Decision-Making Procedures - Company directors and significant shareholders must report their related relationships to the company [6][7] - Related directors must abstain from voting on related transactions, and decisions require a majority of non-related directors [6][7][8] Group 4: Transaction Approval Requirements - Transactions exceeding 3 million RMB with related entities or 300,000 RMB with related individuals require board approval [8][9] - Transactions that significantly impact the company's net assets must be audited and submitted for shareholder approval [9][10] Group 5: Pricing and Fairness - Related party transaction pricing must be fair and based on market standards or reasonable costs plus profit [31][32] - The audit committee must evaluate the fairness of transaction pricing and provide recommendations [36][37]

北京海天瑞声科技股份有限公司 关联交易管理办法 第一条 为规范北京海天瑞声科技股份有限公司（以下简称"公司"）及其控 股子公司与公司关联人之间的关联交易决策程序，防止关联交易损害公司及股东 的利益，根据《中华人民共和国公司法》 《上海证券交易所科创板股票上市规则》 等相关法律法规及《北京海天瑞声科技股份有限公司章程》 （以下简称"《公司章 程》"），制定本办法。 第二条 本办法所称关联交易是指公司或其合并报表范围内的子公司等其他 主体与公司关联人之间发生的可能引致资源或义务转移的事项，具体包括： 第三条 本办法所称关联人、关联股东、关联董事按照法律、法规、规范性 文件以及监管机构的有关规定确定。公司与公司合并报表范围内的子公司等其他 主体之间发生的关联交易不适用本办法。 第六条 公司控股股东及其他关联人与公司发生的经营性资金往来中，应当 严格限制占用公司资金。控股股东及其他关联人不得要求公司为其垫支工资、福 利、保险、广告等期间费用，也不得互相代为承担成本和其他支出。 第七条 公司不得以下列方式将资金直接或间接地提供给控股股东及其他 关联人使用： 第八条 公司关联交易审批的权限划分如下： （一）购买或者出售资 ...