悍高集团股份有限公司关联交易管理制度 悍高集团股份有限公司 第一章 总 则 第一条 为保证悍高集团股份有限公司（以下简称"公司"）与关联人之间发 生的关联交易符合公平、公正、公开的原则，确保公司关联交易行为不损害公司 和股东的利益，特别是中小投资者的合法利益，根据《中华人民共和国公司法》 《中华人民共和国证券法》（以下简称"《证券法》"）《深圳证券交易所股票上市 规则》 （以下简称"《股票上市规则》"）、《悍高集团股份有限公司章程》（以下简 称"《公司章程》"）及其他有关法律、法规和规范性文件的规定，特制定本制度。 第二条 公司的关联交易是指公司及其控股子公司与公司关联人之间发生的 转移资源或义务的事项。 第三条 公司的关联交易应当遵循以下基本原则： （一）平等、自愿、等价、有偿的原则； （二）公平、公正、公开的原则； （三）关联人如在股东会上享有表决权，除特殊情况外，均应对关联交易事 项回避表决； （四）与关联人有任何利害关系的董事，在董事会就该关联交易事项进行表 决时，应当回避；若因特殊情况无法回避，应按本制度规定程序参与表决，但必 须单独出具声明； （五）公司董事会应当根据客观标准判断该关联交易是否对公 ...

《证券公司治理准则》 《上市公司独立董事管理办法》 《上海证券交易所股票上市规则》 （以下简称《上交所上市规则》 首创证券股份有限公司 关联（连）交易管理制度 （草案） （H 股发行上市后适用） 二零二五年八月 （于 2025 年 8 月 28 日经公司 2025 年第一次临时股东会审议通过） 目 录 第四章 关联（连）交易的认定、发起、决策及披露程序 ...... 9 第五章 日常关联（连）交易披露和决策程序的特别规定 ..... 17 首创证券股份有限公司关联（连）交易管理制度 首创证券股份有限公司 关联（连）交易管理制度 第一章 总则 第一条 为加强首创证券股份有限公司（以下简称公司）的 关联（连）交易管理，规范公司关联（连）交易行为，实现公司 与公司关联（连）方关联（连）交易事项规范运作，维护公司及 股东的合法权益，根据《中华人民共和国公司法》《中华人民共 和国证券法》 ）、 《上海证券交易所上市公司自律监管指引第 5 号——交易与关 联交易》 《香港联合交易所有限公司证券上市规则》 （以下简称《香 港上市规则》）等有关法律、行政法规、部门规章和规范性文件 以及《首创证券股份有限公司章程》 （以下简称 ...

广东安达智能装备股份有限公司 关联交易管理制度 广东安达智能装备股份有限公司 关联交易管理制度 第一章 总则 第一条 为了更好地规范广东安达智能装备股份有限公司（以下简称"公司"） 关联交易行为，保证公司与关联人所发生关联交易的合法性、公允性、合理性， 充分保障股东、特别是中小股东和公司的合法权益，根据《中华人民共和国公司 法》《中华人民共和国证券法》《上市公司治理准则》《上海证券交易所科创板股 票上市规则》 （以下简称"《上市规则》"）、 《上海证券交易所上市公司自律监管指 引第 5 号——交易与关联交易》等相关法律、法规和规范性文件以及《广东安达 智能装备股份有限公司章程》（以下简称"《公司章程》"）的有关规定，结合 公司实际情况，制定本制度。 第二条 公司将关联交易合同的订立、变更及履行情况纳入企业管理，公司 与关联人之间的关联交易除遵守有关法律、法规和规范性文件及《公司章程》的 规定外，还需遵守本制度的有关规定。 本制度适用于公司及公司所有控股子公司。 第三条 公司在确认和处理有关关联人之间关联关系与关联交易时，应遵循 并贯彻以下原则： （一） 尽量避免或减少与关联人之间的关联交易。 （二） 确定关联 ...

Core Viewpoint - The document outlines the management measures for related party transactions of Suzhou Minxin Microelectronics Technology Co., Ltd, ensuring that such transactions are legal, fair, and reasonable, while protecting the rights of investors, especially minority shareholders [1][2]. Group 1: General Principles - The company aims to regulate related party transactions to ensure legality, fairness, and reasonableness, while maintaining the independence of the company [1][2]. - Related party transactions must not conceal relationships or evade disclosure obligations [1][2]. Group 2: Definition of Related Parties and Transactions - Related parties include individuals or entities that directly or indirectly control the company, hold more than 5% of shares, or have close familial relationships with significant shareholders [2][3]. - Related transactions encompass various activities such as asset purchases, investments, and guarantees, which may lead to resource or obligation transfers [3][4]. Group 3: Daily Management and Reporting - The company's securities department is responsible for maintaining a list of related parties and reporting any changes to the board [5][6]. - The finance department monitors transaction amounts and ensures compliance with disclosure obligations [6][7]. Group 4: Pricing Principles for Related Transactions - Related transactions must be documented with clear pricing policies, ensuring fairness based on market prices or reasonable costs [7][8]. - If pricing cannot be determined by standard methods, the company must disclose the pricing principles and justify their fairness [7][8]. Group 5: Review Procedures and Disclosure - Transactions exceeding certain thresholds require approval from independent directors and must be disclosed promptly [8][9]. - Transactions involving guarantees must also follow strict approval processes and provide necessary disclosures [9][10]. Group 6: Exemptions and Special Provisions - Certain transactions, such as cash subscriptions for public offerings, may be exempt from standard review and disclosure processes [10][11]. - Daily related transactions can be estimated annually, with adjustments made for amounts exceeding initial estimates [12][13]. Group 7: Financial Interactions with Related Parties - The company must adhere to strict procedures when engaging in financial transactions with controlling shareholders and their affiliates [14][15]. - Direct or indirect funding to controlling shareholders or related parties is prohibited under specific conditions [15][16]. Group 8: Final Provisions - The management measures will take effect upon approval by the shareholders' meeting and will be interpreted by the board of directors [17].

成都华微电子科技股份有限公司 关联交易决策制度 第一章 总则 第一条 为了规范成都华微电子科技股份有限公司（以下简称 公司）的关联交易，保证公司与各关联人所发生的关联交易的合 法性、公允性、合理性；为了保证公司各项业务能够通过必要的 关联交易顺利地开展，保障股东和公司的合法权益，根据《中华 人民共和国公司法》、证券交易所规则和《公司章程》等有关规 定，制定本制度。 公司因交易或者关联交易导致被担保方成为公司的关联人， 在实施该交易或者关联交易的同时，应当就存续的关联担保履行 相应审议程序和信息披露义务。董事会或者股东会未审议通过该 关联担保事项的，交易各方应当采取提前终止担保等有效措施。 第二条 公司关联交易应当定价公允、决策程序合规、信息披 露规范。 第三条 公司在处理与关联人之间的关联交易时，不得损害公 司及非关联股东的合法权益。 第四条 公司控制的子公司和附属公司发生的关联交易，视同 本公司行为，适用本制度。 第二章 关联交易决策程序 第五条 公司的关联人包括关联法人和关联自然人。具体范围 以证券交易所规则和《公司章程》的相关规定为准。 第六条 公司董事、高级管理人员、持股百分之五以上的股东 及其一致行 ...

General Principles - The company establishes an association transaction management system to regulate related party transactions, enhance operational standards, and protect the rights of shareholders [2][3] - The company must ensure the legality, necessity, reasonableness, and fairness of related party transactions, maintaining independence and avoiding financial manipulation [2][3] Definition of Related Parties - Related parties include both legal entities and natural persons that have significant control or ownership over the company, such as those holding more than 5% of shares [3][4] - The company must maintain a list of related parties and their relationships, which should be reported to the board of directors [4][5] Decision-Making Procedures for Related Transactions - Transactions with related parties exceeding certain thresholds must be approved by independent directors and disclosed to shareholders [4][5] - Specific thresholds include transactions over RMB 300,000 with natural persons and RMB 3 million with legal entities, which also must exceed 0.5% of the company's latest audited net assets [4][5] Types of Related Transactions - Related transactions encompass a wide range of activities, including asset purchases, financial support, and joint investments [5][6] - The company is prohibited from providing financial assistance to related parties, with exceptions for non-controlling related companies under specific conditions [6][7] Pricing and Disclosure - Related transactions must be documented with written agreements that specify pricing policies, and any significant changes in terms must undergo re-evaluation and approval [14][15] - The company is required to conduct due diligence on the transaction's legitimacy and the counterparty's creditworthiness, potentially involving third-party audits [14][15] Governance and Voting Procedures - Related directors must abstain from voting on transactions involving their interests, ensuring that decisions are made by a majority of non-related directors [11][12] - Related shareholders must also abstain from voting on matters that could benefit them directly [12][13] Implementation and Amendments - The association transaction management system becomes effective upon approval by the shareholders' meeting, with the board authorized to amend it as necessary [15]

Core Viewpoint - The article outlines the management system for related party transactions of Ningbo Keli Sensor Technology Co., Ltd, emphasizing the need for fairness, transparency, and compliance with relevant laws and regulations to protect the rights of the company and its shareholders [2][19]. Group 1: General Principles - The management system aims to standardize related party transactions, ensuring their fairness and protecting the legal rights of the company and its shareholders [2]. - The system is binding on shareholders, directors, management, and various departments within the company [2]. - Related party transactions must be documented in written agreements that adhere to principles of equality, voluntariness, equivalence, and compensation [2][3]. Group 2: Pricing Principles - Related party transactions should follow fair pricing principles, ideally aligning with market prices or independent third-party standards [3]. - The pricing methods include state pricing, market pricing, cost-plus pricing, and negotiated pricing based on the specific circumstances of the transaction [3][4]. Group 3: Types of Related Party Transactions - Related party transactions encompass a wide range of activities, including asset purchases or sales, financial assistance, guarantees, leasing, management contracts, and more [6][7]. - The definition of related parties includes both legal entities and natural persons who meet specific criteria, such as holding significant shares or being in key management positions [7][8]. Group 4: Avoidance Procedures - Directors and shareholders with related interests must abstain from voting on related party transactions to ensure impartiality [11][12]. - The procedures for disclosing and avoiding conflicts of interest are clearly outlined, requiring proactive disclosure from involved parties [13][14]. Group 5: Disclosure and Approval - Transactions exceeding 3 million yuan or 0.5% of the company's latest audited net assets must be submitted for board approval and disclosed promptly [19][20]. - The company must provide detailed disclosures regarding the nature of the transaction, pricing policies, and the impact on the company's financial status [14][15]. Group 6: Execution and Compliance - All related party transactions require written agreements and must adhere to the approved procedures for execution [18][19]. - The company is prohibited from providing financial assistance to related parties unless specific conditions are met, including board approval [22][23].

辽宁成大股份有限公司 关联交易管理制度 第一章 总则 第一条 为规范辽宁成大股份有限公司（以下简称"公司"）的关联交易行 为，提高公司规范运作水平，保护公司和全体股东的合法权益，根据《中华人民 共和国公司法》《中华人民共和国证券法》（以下简称"《证券法》"）、《上 海证券交易所股票上市规则》（以下简称"《上市规则》"）、《上海证券交易 所上市公司自律监管指引第5号——交易与关联交易》等有关法律法规、规范性 文件及《辽宁成大股份有限公司章程》（以下简称"《公司章程》"）的有关规 定，制定本制度。 第二条 公司的关联交易应当遵循以下基本原则： （一）符合诚实信用的原则； （二）具有合法性、必要性、合理性，定价公允； （三）公司进行关联交易应当签订书面协议，遵循平等自愿、等价有偿的原 则，协议内容应明确、具体； （四）关联交易程序应当符合相关法律法规的规定。 第二章 关联人及关联交易的认定 第三条 公司的关联人包括关联法人（或者其他组织）和关联自然人。 具有以下情形之一的法人（或者其他组织），为公司的关联法人（或者其他 组织）： （一）直接或者间接控制公司的法人（或者其他组织）； （二）由前项所述法人（或者其他组织 ...

深圳光峰科技股份有限公司 关联交易管理制度 （2025 年 8 月修订） 第一章 总则 第一条 为保证深圳光峰科技股份有限公司（以下简称"公司"）与关联方 之间发生的关联交易符合公平、公正、公开的原则，维护公司及全体股东的合法 利益，根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人 民共和国证券法》《上海证券交易所科创板股票上市规则》和其他有关法律、法 规和规范性文件及《公司章程》，制定本制度。 公司董事、高级管理人员； 与第（一）项、第（二）项、第（三）项所述关联自然人关系密切 的家庭成员，包括配偶、年满 18 周岁的子女及其配偶、父母及配偶的父母、兄 弟姐妹及其配偶、配偶的兄弟姐妹、子女配偶的父母； 直接持有公司 5%以上股份的法人或其他组织及其一致行动人； 直接或间接控制公司的法人或其他组织的董事、监事、高级管理人 员或其他主要负责人； 由第（一）项至第（六）项所列关联法人或关联自然人直接或者间 接控制的，或者由前述关联自然人（独立董事除外）担任董事、高级管理人员的 法人或其他组织，但公司及其控股子公司除外； 第二条 公司发生关联交易，应当保证关联交易的合法性、必要性、合理性 和公允性， ...

Core Viewpoint - The company has established a set of regulations to standardize related party transactions, ensuring that such transactions do not harm the interests of the company and non-related shareholders [1][2]. Group 1: Principles of Related Party Transactions - Related party transactions must adhere to principles of honesty, equality, voluntariness, fairness, openness, and impartiality [1][2]. - Transactions involving controlling shareholders and actual controllers must be based on equal, voluntary, equivalent, and compensated principles, with written agreements required [1][2]. - Related party transactions should not harm the interests of the company and non-related shareholders, and related shareholders and directors must abstain from voting on such matters [7][10]. Group 2: Definition and Types of Related Party Transactions - Related party transactions include various activities such as purchasing raw materials, selling products, providing or receiving services, and financial assistance [6][7]. - The company must recognize related party transactions that involve transferring resources or obligations between the company and its related parties [6][7]. Group 3: Management and Reporting of Related Parties - Directors, senior management, and shareholders holding more than 5% of shares must report related party information to the company [13][17]. - The company must maintain a list of related parties and manage the reporting of related party relationships [17][20]. Group 4: Approval and Disclosure Procedures - Related party transactions must be approved by the board of directors and disclosed to shareholders, especially if they exceed certain financial thresholds [30][31]. - Independent directors must provide independent opinions on related party transactions before they are submitted for board approval [7][18]. Group 5: Restrictions on Fund Occupation - Controlling shareholders and related parties are prohibited from occupying company funds through various means, including unauthorized loans or payments [45][46]. - The company must take effective measures to prevent related parties from interfering with its operations and harming its interests [5][46].