国泰海通证券股份有限公司 关联交易管理办法 第一章 总则 第一条 为规范国泰海通证券股份有限公司（以下简称公司）的关联交易， 保护公司和全体股东的合法权益，根据《中华人民共和国公司法》、《中华人民 共和国证券法》、《上海证券交易所股票上市规则》（以下简称《上交所上市规 则》，其中上海证券交易所以下简称上交所）、《上海证券交易所上市公司自律 监管指引第 5 号——交易与关联交易》、《香港联合交易所有限公司证券上市规 则》（以下简称《联交所上市规则》，其中香港联合交易所以下简称联交所）等 有关法律、法规、部门规章、规范性文件以及公司股票上市地上市规则（以下合 称相关规则），结合《国泰海通证券股份有限公司章程》（以下简称《公司章程》） 及公司实际情况，制定本办法。 第二条 根据中国证券监督管理委员会（以下简称中国证监会）及上交所 的相关规定，关联交易是指公司或者其控股子公司及控制的其他主体与公司关联 人之间发生的转移资源或义务的事项。 根据联交所的规定，关连交易是指公司或其附属公司与关连人士进行的交 易以及与第三方进行的指定类别交易（如《联交所上市规则》第14A章所界定）。 第三条 公司关联交易应当定价公允、决策程 ...

山西华阳集团新能股份有限公司 关联交易管理制度 第一章 总 则 第一条 为保证山西华阳集团新能股份有限公司股份有限公司（以下简称"公 司"）与关联方之间的关联交易符合公平、公正、公开的原则，确保公司的关联 交易行为不损害公司和非关联股东的合法权益，根据《中华人民共和国公司法》 《中华人民共和国证券法》《上海证券交易所股票上市规则》等有关法律、法规、 规范性文件及《山西华阳集团新能股份有限公司股份有限公司章程》（以下简称 "《公司章程》"）的有关规定，结合公司实际情况，制订本制度。 第二条 公司与关联人之间的关联交易除遵守有关法律、法规、规范性文件 及《公司章程》规定外，还需遵守本制度的有关规定。 第三条 公司与关联人之间的关联交易应签订书面协议。协议的签订应当遵 循平等、自愿、等价、有偿的原则，协议内容应明确、具体。 第四条 关联交易活动应遵循公平、公正、公开的原则,关联交易的价格原则 上不能偏离市场独立第三方的价格或收费的标准。 第五条 公司股东、董事、高级管理人员不得利用其关联关系损害公司利益。 违反规定的，给公司造成损失的，应当承担赔偿责任。 第二章 关联交易及关联人 第六条 关联交易是指公司、控股子公 ...

淮河能源（集团）股份有限公司 关联交易管理制度 （2025 年 8 月 29 日，公司八届十五次董事会修订） 第一章 总则 第一条 为规范淮河能源（集团）股份有限公司（以下简称"公司"）关联 交易行为，提高公司规范运作水平，保护公司和全体股东的合法权益，根据《中 华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》（以 下简称"《证券法》"）、《上海证券交易所股票上市规则》（以下简称"《股票上市 规则》"）、《上海证券交易所上市公司自律监管指引第 5 号——交易与关联交易》 以及其他规范性文件和本公司章程，结合公司实际，制定本制度。 第二条 公司关联交易应当定价公允、决策程序合规、信息披露规范。公司 应当积极通过资产重组、整体上市等方式减少关联交易。 第三条 公司临时报告和定期报告中非财务报告部分的关联人及关联交易的 披露应当遵守《股票上市规则》和《公开发行证券的公司信息披露内容与格式准 则第 2 号--年度报告的内容与格式》的规定。 定期报告中财务报告部分的关联人及关联交易的披露应当遵守《企业会计准 则第 36 号—关联方披露》的规定。 第四条 本制度适用于公司及公司子公司、公司控制的其 ...

Core Points - The document outlines the management system for related party transactions of Leshan Giant Star Animal Husbandry Co., Ltd, ensuring fairness, justice, and transparency in transactions with related parties [2][3][4] Group 1: General Principles - The system is established to protect the legitimate rights and interests of the company and non-related shareholders, in accordance with relevant laws and regulations [2] - The board's audit committee is responsible for controlling and managing related party transactions [2] - Related party transactions must be documented in written agreements that adhere to principles of equality, voluntariness, equivalence, and compensation [2][3] Group 2: Identification of Related Parties and Transactions - Related parties include individuals or entities that directly or indirectly control the company or hold more than 5% of its shares [3][4] - Related transactions encompass various activities such as asset purchases, financial assistance, and guarantees [4][5][6] Group 3: Reporting and Decision-Making Procedures - Company directors and significant shareholders must report their related relationships to the company [6][7] - Related directors must abstain from voting on related transactions, and decisions require a majority of non-related directors [6][7][8] Group 4: Transaction Approval Requirements - Transactions exceeding 3 million RMB with related entities or 300,000 RMB with related individuals require board approval [8][9] - Transactions that significantly impact the company's net assets must be audited and submitted for shareholder approval [9][10] Group 5: Pricing and Fairness - Related party transaction pricing must be fair and based on market standards or reasonable costs plus profit [31][32] - The audit committee must evaluate the fairness of transaction pricing and provide recommendations [36][37]

北京海天瑞声科技股份有限公司 关联交易管理办法 第一条 为规范北京海天瑞声科技股份有限公司（以下简称"公司"）及其控 股子公司与公司关联人之间的关联交易决策程序，防止关联交易损害公司及股东 的利益，根据《中华人民共和国公司法》 《上海证券交易所科创板股票上市规则》 等相关法律法规及《北京海天瑞声科技股份有限公司章程》 （以下简称"《公司章 程》"），制定本办法。 第二条 本办法所称关联交易是指公司或其合并报表范围内的子公司等其他 主体与公司关联人之间发生的可能引致资源或义务转移的事项，具体包括： 第三条 本办法所称关联人、关联股东、关联董事按照法律、法规、规范性 文件以及监管机构的有关规定确定。公司与公司合并报表范围内的子公司等其他 主体之间发生的关联交易不适用本办法。 第六条 公司控股股东及其他关联人与公司发生的经营性资金往来中，应当 严格限制占用公司资金。控股股东及其他关联人不得要求公司为其垫支工资、福 利、保险、广告等期间费用，也不得互相代为承担成本和其他支出。 第七条 公司不得以下列方式将资金直接或间接地提供给控股股东及其他 关联人使用： 第八条 公司关联交易审批的权限划分如下： （一）购买或者出售资 ...

Core Viewpoint - Guosen Securities is convening its second extraordinary general meeting of shareholders in 2025 to discuss several key proposals, including amendments to the company's articles of association and the election of independent directors [1][3]. Proposal Summaries Proposal 1: Amendment of Articles of Association - The company proposes to amend its articles of association to comply with the newly revised Company Law of the People's Republic of China and other relevant regulations, including renaming the shareholder meeting rules [1][2]. Proposal 2: Acquisition of Wanhe Securities - The company plans to issue A-shares to acquire a 96.08% stake in Wanhe Securities at a price of 8.25 yuan per share, resulting in the issuance of 10,241,743,060 shares. This will necessitate amendments to the articles of association regarding registered capital and total shares [2][3]. Proposal 3: Election of Independent Director - Zhang Shouwen is nominated as an independent director candidate for the fifth board of directors. He has a strong academic background and no conflicts of interest with the company or its major shareholders [5][6]. Proposal 4: Abolishment of Supervisory Board - The company proposes to abolish the supervisory board and related rules, aligning with the revised Company Law and current operational needs [4]. Proposal 5: Revision of Related Party Transaction Management System - The company intends to revise its related party transaction management system to ensure compliance with updated regulations and to protect the interests of all shareholders, particularly minority shareholders [7][8].

Core Points - The article outlines the decision-making system for related party transactions of Zhejiang Sunshine Lighting Electric Group Co., Ltd, aiming to standardize transactions and protect investors' rights [2][3] - The system emphasizes the legality, necessity, reasonableness, and fairness of related party transactions, ensuring that they do not harm the interests of the company and its stakeholders [2][3] - The document specifies the definitions of related parties and related relationships, including both legal entities and natural persons [3][4] Summary by Sections General Principles - The company must ensure that related party transactions are conducted fairly and transparently, adhering to relevant regulations and the company's articles of association [2] - Related party transactions should not be used to manipulate financial indicators or harm the company's interests [2] Related Parties and Relationships - Related parties include legal entities and natural persons that have significant control or ownership over the company [3][4] - The document outlines specific criteria for identifying related parties, including ownership thresholds and control relationships [3][4] Basic Principles of Related Transactions - Related party transactions must be priced fairly, follow compliant decision-making procedures, and ensure proper information disclosure [5] - The principles include equality, voluntariness, and fairness, with a focus on protecting the rights of minority shareholders [5][6] Pricing and Management of Related Transactions - The pricing of related party transactions should follow established methods, including cost-plus, resale price, and comparable uncontrolled price methods [6][7] - If pricing cannot be determined by these methods, the company must disclose the pricing principles and justify their fairness [7] Disclosure and Decision-Making - Certain related party transactions require board approval and must be disclosed, particularly those exceeding specified monetary thresholds [8][9] - The document specifies that related directors must abstain from voting on transactions where they have a conflict of interest [9][10] Exemptions from Review and Disclosure - Certain transactions, such as those providing unilateral benefits without obligations, may be exempt from the usual review and disclosure requirements [14][15] - The company must disclose relevant details about related transactions, including parties involved, transaction nature, and pricing basis [15] Final Provisions - The document states that related transactions conducted by subsidiaries controlled by the company are treated as company transactions [25] - The decision-making system will be revised as necessary by the company's board of directors and will take effect upon shareholder approval [27][28]

Core Points - The document outlines the management system for related party transactions of Shanghai Environment Group Co., Ltd, aiming to ensure fairness and protect the rights of shareholders [1][2][3] - The system applies to the company and its subsidiaries, defining related parties and the types of transactions that fall under this regulation [1][2][3] Related Party Transactions and Related Parties - Related parties include both legal entities and natural persons that have significant control or ownership over the company [2][3] - Related transactions encompass various activities such as asset purchases, financial assistance, and management services [2][3][4] Principles of Related Party Transactions - Related party transactions must adhere to principles of honesty, fairness, and transparency [4][5] - The pricing of these transactions should be fair and based on market standards or reasonable costs [3][4][5] Decision-Making and Approval Process - Transactions exceeding certain thresholds require approval from independent directors and must be disclosed [5][6] - The company must follow specific procedures for reviewing and approving related party transactions, especially those involving significant amounts [5][6][7] Disclosure and Reporting Requirements - The company is obligated to disclose related party transactions according to stock exchange regulations [36][37] - Directors and major shareholders must report related party relationships to the board for proper management [18][19] Additional Provisions - The document includes provisions for financial assistance to related parties, ensuring that such transactions are properly evaluated and approved [24][25] - It also outlines the need for risk assessment and management when engaging in financial transactions with related parties [12][13]

Core Viewpoint - The document outlines the management measures for related party transactions of Robotech Intelligent Technology Co., Ltd, ensuring fairness and compliance with relevant laws and regulations [2][3]. Group 1: General Principles - The purpose of the management measures is to standardize related party transactions and ensure their fairness based on various laws and regulations [2]. - Related party transactions include a wide range of activities such as asset purchases, financial support, and management contracts [2][3]. - Certain activities, such as purchasing daily operational materials, are excluded from the definition of related party transactions [3]. Group 2: Definition of Related Parties - Related parties include both legal entities and natural persons that have a special relationship with the company [3][4]. - Legal entities that are considered related parties include those that directly or indirectly control the company or are controlled by the same entity [4]. - Natural persons who hold more than 5% of the company's shares or are company directors or senior management are also classified as related parties [4][5]. Group 3: Principles of Related Party Transactions - Related party transactions must adhere to principles of honesty, fairness, and transparency, with prices generally aligning with market standards [5][6]. - Written agreements are required for related party transactions, ensuring clarity and mutual consent [5][6]. Group 4: Pricing and Management of Related Party Transactions - Pricing for related party transactions should primarily follow market prices; if unavailable, cost-plus pricing or negotiated prices may be used [5][6]. - The board of directors or independent directors can seek independent financial advice if there are doubts about the fairness of transaction prices [6][7]. Group 5: Approval and Disclosure Procedures - Transactions exceeding specified thresholds must be reviewed by the board of directors and disclosed in a timely manner [7][8]. - Related party transactions that exceed certain amounts must be submitted for shareholder approval, with specific disclosure requirements [8][9]. Group 6: Special Cases and Exemptions - Certain transactions, such as public tenders or those involving cash contributions, may be exempt from the usual approval processes [10][11]. - Daily related party transactions can be estimated and disclosed annually, with adjustments made for any significant deviations [10][11]. Group 7: Voting Procedures for Shareholders - Related shareholders must abstain from voting on matters that constitute related party transactions [12][13]. - The board must determine whether a matter constitutes a related party transaction and notify related shareholders accordingly [12][13]. Group 8: Execution of Related Party Transaction Contracts - Approved related party transactions must be implemented by the management according to the board's decisions [16][17]. - Any significant changes to approved contracts require consent from the original approving body [16][17].

北京佰仁医疗科技股份有限公司 关联交易管理制度 北京佰仁医疗科技股份有限公司 关联交易管理制度 第一章 总则 第一条 为保证北京佰仁医疗科技股份有限公司（以下简称"公司"）与关联 人之间的关联交易符合公平、公正、公开的原则，确保公司的关联交易行为不损 害公司和非关联股东的合法权益，根据《中华人民共和国公司法》、《中华人民 共和国证券法》、《上海证券交易所科创板股票上市规则》（以下简称"《上市 规则》"）等法律、法规、规范性文件及《北京佰仁医疗科技股份有限公司章程》 （以下简称"《公司章程》"）的有关规定，制定本制度。 （三）公司董事、高级管理人员； （四）与本条第（一）款、第（二）款和第（三）款所述关联自然人关系密 切的家庭成员，包括配偶、年满 18 周岁的子女及其配偶、父母及配偶的父母、 兄弟姐妹及其配偶、配偶的兄弟姐妹、子女配偶的父母； （五）直接持有公司 5%以上股份的法人或其他组织； （六）直接或间接控制公司的法人或其他组织的董事、监事、高级管理人员 或其他主要负责人； （七）由本条第（一）款至第（六）款所列关联法人或关联自然人直接或者 间接控制的，或者由前述关联自然人（独立董事除外）担任董事、高级管 ...