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5月9日重要资讯一览
Group 1 - The People's Bank of China has issued a notice to establish a service consumption and elderly re-lending program with a total quota of 500 billion yuan, aimed at enhancing financial support for key service sectors and the elderly industry [2] - The central bank's monetary policy report emphasizes the implementation of a moderately loose monetary policy, ensuring liquidity is sufficient and aligning social financing scale with economic growth [3] - The China Securities Regulatory Commission (CSRC) is seeking public opinion on a revised management method for the securities settlement risk fund to enhance risk prevention capabilities [4] Group 2 - The Shenzhen Municipal Financial Management Bureau and Shenzhen Securities Regulatory Bureau have released an action plan to leverage capital markets in building an industrial financial center from 2025 to 2026 [6] - Companies such as Sanhua Intelligent Control have received approval for issuing overseas listed shares (H-shares), while Wenchan Co. has secured a new customer for a three-in-one motor shell project [8] - Faraday Future reported a revenue of $300,000 in the first quarter of 2025, with financing cash inflows exceeding operational outflows [8]
证监会,重磅部署!近20项规章项目将推出
21世纪经济报道· 2025-05-09 14:00
Group 1 - The core viewpoint of the article emphasizes the China Securities Regulatory Commission (CSRC) is set to implement a series of regulatory measures aimed at enhancing the quality of public funds and overall capital market development over the next three years [1][5] - The CSRC has released the "Action Plan for Promoting High-Quality Development of Public Funds," which will be followed by a series of supporting documents, including regulations and industry implementation plans [1] - The 2025 legislative work plan includes 19 regulatory projects, with 8 key projects expected to be introduced within the year and 11 additional projects under research for future implementation [2][4] Group 2 - The already published regulations cover various aspects of the market, including public funds, private funds, futures, and listed companies [3] - Key projects targeted for introduction in 2025 include the "Securities Fund Investment Consulting Business Management Measures" and revisions to existing regulations such as the "Major Asset Restructuring Management Measures for Listed Companies" [4] - The CSRC aims to strengthen regulatory oversight in key areas of the capital market, ensuring the protection of small and medium investors' rights and interests [5]
证监会,最新部署!
证券时报· 2025-05-09 11:56
中国证监会印发2025年度立法工作计划。 为深入贯彻党的二十届三中全会和中央经济工作会议精神,落实新"国九条"部署要求,进一步做好2025年证券 期货监管规章制定等立法工作,加强资本市场法律制度建设,中国证监会结合监管工作实践和市场各方关注, 于近日制定了2025年度立法工作计划,对全年的立法工作做了总体部署。中国证监会将按照立法工作计划积极 推动各项制度文件出台。 纳入中国证监会2025年度立法工作计划的规章项目共有19件,包括"力争年内出台的重点项目"8件以及"需要抓 紧研究、择机出台的项目"11件,立法的重心是加强资本市场重点领域监管,维护市场平稳健康发展,切实保护 广大中小投资者合法权益。 校对: 彭其华 家创长机场 创业企业已报名 一是强化对资本市场相关行为的监管,切实维护公开、公平、公正的市场秩序。 其中,"力争年内出台的重点项 目"5件,包括制定《证券基金投资咨询业务管理办法》《衍生品交易监督管理办法》;修订《证券发行与承销 管理办法》(已公布)、《上市公司信息披露管理办法》(已公布)、《上市公司重大资产重组管理办法》。 "需要抓紧研究、择机出台的项目"3件,包括制定《私募投资基金信息提供管理办 ...
证监会,最新印发!
券商中国· 2025-05-09 11:09
一是强化对资本市场相关行为的监管,切实维护公开、公平、公正的市场秩序。其中,"力争年内出台的重点 项目"5件,包括制定《证券基金投资咨询业务管理办法》《衍生品交易监督管理办法》;修订《证券发行与承 销管理办法》(已公布)、《上市公司信息披露管理办法》(已公布)、《上市公司重大资产重组管理办 法》。"需要抓紧研究、择机出台的项目"3件,包括制定《私募投资基金信息提供管理办法》和修订《证券投 资基金托管业务管理办法》《公开募集证券投资基金运作管理办法》。 二是加强对资本市场相关主体的规范,进一步夯实资本市场发展基础。其中,"力争年内出台的重点项目"1 件,包括修订《期货公司监督管理办法》。"需要抓紧研究、择机出台的项目"3件,包括制定《公开募集不动 产投资基金监督管理暂行办法》和修订《期货从业人员管理办法》《证券期货基金经营机构信息科技管理办 法》。 三是深入推进依法行政,进一步提高资本市场监管执法效能。其中,"力争年内出台的重点项目"2件,包括制 定《中国证监会行政处罚裁量基本规则》(已公布);修订《中国证监会派出机构监管职责规定》(已公 布)。"需要抓紧研究、择机出台的项目"5件,包括制定《证券期货市场监督管 ...
实控人曾称严监管重要,天相财富一个月被罚两次
Nan Fang Du Shi Bao· 2025-05-08 10:15
一个月被罚两次!近日,北京天相财富管理顾问有限公司(下称"天相财富")青岛分公司因为误导性宣 传等原因被青岛证监局开罚单,而就在半个月前,天相财富总公司也因夸大、误导性宣传等多个原因被 北京证监局开罚单。 南都湾财社记者了解到,去年,天相财富也曾因为违规"吃"罚单,而这家屡屡被罚的第三方投顾机构, 其实际控制人为资深资本市场专家,有着"中国证券市场的拓荒者、建设者与批评者"的称号。 一个月两次被罚,均涉及误导性宣传 青岛证监局近日发布的处罚信息显示,天相财富青岛分公司存在误导性营销宣传和聘用未在中国证券业 协会注册登记的员工直接从事证券投资咨询业务的营销、客服工作两项问题。基于此,青岛证监局对该 公司采取出具警示函措施,并将相关情况记入证券期货市场诚信档案。 林义相。 据媒体报道,1993年,林义相放弃法国储蓄与信托银行的高薪工作,转身投入中国资本市场建设的大 潮,成为中国证监会的首位高级专家,主要负责资本市场的基础设施建设工作。后来其又回归市场,任 华夏证券公司(中信建投前身)副总经理,再后来则"下海"创办证券投资咨询公司。 近些年,林义相频频对我国资本市场提出批评。比如,在去年接受媒体采访时,他表示,部分 ...