21世纪经济报道记者杨娜娜 上海报道 一纸高达1.77亿元的罚单，揭开了又一例"老鼠仓"案件。 近日，浙江证监局公布的行政处罚决定书显示，在不到一年的时间里，当事人林艺平利用职务便利实施"老鼠仓"行为，违法所得超8800万元。由于金额巨 大，违法行为情节严重，林艺平被采取"没一罚一"处罚，合计罚没金额超过1.77亿元，同时被采取5年证券市场禁入措施。 浙江证监局调查发现，2022年10月至2023年9月期间，林艺平在杭州某某科技任职，承担交易策略前端开发，产品风控，部分产品交易测试、决策、下单、 监控等工作。监管认定，其行为已"实质上实施了私募基金从业人员的履职行为"。 期间，林艺平不仅能够查询前述两家私募未公开的敏感信息，还直接参与信息的获取与加工，实质上触及了私募机构的核心投资机密。 掌握内部信息的林艺平并未安于本职。他通过实际控制和操作"林某治"名下的国金证券账户和东莞证券账户，以及"何某龙"名下的东莞证券账户和中信证券 账户，在杭州的IP地址下进行交易并盈利。 林艺平的操作手法极其隐蔽。"林某治"账户的交易资金由他自行筹措，盈亏自负；而"何某龙"的账户则直接借用账户内原有资金进行交易，盈亏同样由他承 ...

Core Viewpoint - The public fund industry is crucial for the modern financial system, serving the real economy and promoting industrial upgrades. The recent recognition of Dongxing Fund's general manager, Huang Yan, under the "Fengze Plan" highlights the company's achievements and its role in enhancing financial development in the Fengtai District [1][3]. Company Development - Dongxing Fund, as a wholly-owned public fund management company under Dongxing Securities, has established extensive cooperation with local listed companies in bond issuance, investment financing, and financial services, enhancing the integration of industry and finance [3]. - The company emphasizes the integration of party building with business development, optimizing governance structures, and improving investment research systems and risk control mechanisms [3][9]. - Dongxing Fund aims to deepen its investment research, sales, and risk control capabilities, focusing on a diversified product line and establishing itself as a boutique public fund [5][11]. Investment Strategy - The company is actively leveraging its quantitative products and implementing differentiated competitive strategies to enhance its market position and drive significant growth in equity scale [5][7]. - Dongxing Fund recognizes the rapid growth of index investment, particularly ETFs, and plans to capitalize on this trend by developing various index products and Smart Beta offerings to create more value for clients [7]. Risk Management - The company has established a comprehensive risk control system covering investment decision-making, operational management, market risk, and credit risk, ensuring stable development [9][11]. - Dongxing Fund is committed to enhancing its professional capabilities and service levels while maintaining a strong focus on risk management to safeguard its operations [9][15]. Future Outlook - The company is set to transition from scale expansion to quality enhancement by 2025, aligning with national strategic areas such as technological innovation and green industries [13]. - Dongxing Fund is implementing fee reductions for money market funds to benefit investors, aiming to improve their overall experience and satisfaction [13].