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“迷你”基金转型难清盘难凸显制度短板
Guo Ji Jin Rong Bao· 2025-12-31 06:18
近期,多只欲转型或清盘的"迷你"基金因持有人大会召集失败而不得不继续运作,其中不乏多只产 品连续多次尝试召集持有人大会而失败的案例。个人以为,"迷你"基金遭遇转型难清盘难凸显出现行机 制的短板。 据统计,截至12月21日,今年以来清盘的公募基金多达275只。其中,混合型基金126只,债券型基 金51只,股票型基金50只。此三种类型的基金合计227只,占比82.55%,也成为基金清盘的"重灾区"。 尽管2025年清盘的基金产品并不少,但遭遇清盘难的也比比皆是。其中的原因,主要表现为"零登 记""零投票"或投票不足等。比如,深圳某大型基金公司旗下某产品欲召开持有人大会,最终的权益登 记结果显示,参与表决的基金份额持有人及代理人所持份额为0份。另一家基金公司的旗下产品,12月 19日持有人大会因"零投票"而失败,此前该产品曾先后召开三次召集持有人大会,但都因投票不足而夭 折。 出现"零登记""零投票"或投票不足的现象,市场其实不应感到奇怪。在网络投票实施以前,上市公 司召开股东大会,投资者"零登记""零投票"的并不少见。这既与实地参加股东大会需要时间、财力等方 面的支持有关,也与投资者参会意识淡薄有关。即使在网络投 ...
关于申万菱信天添利货币基金变更快速取现业务协议的公告
登录新浪财经APP 搜索【信披】查看更多考评等级 自2025年12月22日起,申万宏源证券资产管理有限公司(以下简称"申万宏源证券资管")旗下申万宏源 天添利货币型集合资产管理计划变更管理人为申万菱信基金管理有限公司(以下简称"基金管理人")并 转型变更为申万菱信天添利货币市场基金(以下简称"本基金")。因管理人变更,原由投资者、申万宏 源证券有限公司(以下简称"申万宏源证券")与申万宏源证券资管签署的《申万宏源天添利货币型集合 资产管理计划快速取现业务协议》(以下简称"原协议")的权利和义务相应发生变更,即快速取现服务 仍由申万宏源证券提供,申万宏源证券资管将原协议项下相关权利和义务转让至基金管理人。原协议将 变更为投资者、申万宏源证券及基金管理人三方签署。新协议主要修订如下: ■ 修改后的快速取现业务协议全文详见本公告附件。 若投资者已签署原协议,若不同意上述对原协议的修订,有权解除快速取现业务协议,即后续不再使用 快速取现服务;若投资者继续使用快速取现服务的,即视为同意并接受修改后的快速取现业务协议。 投资人欲了解详细情况,可以登录本基金管理人网站(www.swsmu.com)或拨打本基金管理人的客户 ...
国元证券股份有限公司关于国元元赢30天持有期债券型 集合资产管理计划份额持有人大会表决结果暨决议生效的公告
Group 1 - The core decision of the meeting was to change the management of the Guoyuan Yuanying 30-day bond-type collective asset management plan and to transform it into the Changsheng Yuanying 30-day bond-type securities investment fund [1][5] - The voting period for the meeting was from July 1, 2025, to July 30, 2025, with a total of 193,776,296.72 shares represented, accounting for 56.06% of the total shares [2][10] - The approval rate for the proposal was 97.10%, with 188,153,215.75 shares voting in favor, meeting the legal requirements for the decision to be effective [3][10] Group 2 - The decision from the meeting will take effect from July 31, 2025, and the management will report the approved matters to the China Securities Regulatory Commission within five days [5] - A redemption choice period will be set from August 4 to August 8, 2025, during which investors can redeem their shares without incurring redemption fees [6][7] - After the redemption choice period, unredeemed shares will automatically convert to shares of the Changsheng Yuanying 30-day bond-type securities investment fund [7] Group 3 - The costs associated with the meeting, including notarization and legal fees, will not be charged to the fund's assets [4] - The effective date for the Changsheng Yuanying 30-day bond-type securities investment fund contract will be announced separately by Changsheng Fund Management Co., Ltd. [7]
桥水达里奥,“正式退休”
财联社· 2025-08-01 06:23
Core Insights - Ray Dalio, the founder of Bridgewater Associates, has sold his remaining shares and exited the board, marking the end of a leadership transition that began over a decade ago [1][2] - Bridgewater has repurchased the remaining shares held by Dalio-related entities, and the Brunei Investment Agency has acquired nearly 20% of the firm [1][4] - The transition signifies a significant shift for the world's largest hedge fund, which manages $92.1 billion in assets [1] Group 1 - The recent buyback of Dalio's shares indicates a completed transition of control to a new generation of investors at Bridgewater [1][3] - Dalio expressed excitement about passing the firm to the next generation, stating he is pleased to see Bridgewater thrive without his direct involvement [1][2] - The new investment from the Brunei Investment Agency may alter the ownership dynamics and enhance financial support for Bridgewater [4] Group 2 - Dalio's journey to retirement has been complex, with his succession plan first announced over ten years ago, culminating in the transfer of control in October 2022 [3] - Following his official retirement, Dalio continued to serve in advisory roles until his recent exit, which is seen as a pivotal moment for the industry [3] - The new ownership structure may introduce external influences into Bridgewater's operations, potentially reshaping its strategic direction [4]
华宝基金关于华宝创业板人工智能交易型开放式 指数证券投资基金发起式联接基金新增华泰证券 股份有限公司为代销机构的公告
Group 1 - The announcement details the addition of Huatai Securities Co., Ltd. as a distribution agency for the Huabao ChiNext AI ETF Fund starting from July 23, 2025, allowing investors to manage various fund-related activities through this agency [1][2][3] - Investors can consult specific business inquiries through the provided contact details of Huatai Securities and Huabao Fund Management [1][2] Group 2 - The second notice for the fund holders' meeting of the Huabao Shenzhen Innovation 100 ETF is issued, indicating that the first meeting failed to meet the required quorum [2][3][4] - The new meeting will be held via communication methods, with voting scheduled from August 4 to August 22, 2025, and the record date for eligible voters remains March 27, 2025 [4][6][11] Group 3 - The agenda for the upcoming meeting includes the proposal to transform the fund and amend the fund contract, which requires a two-thirds majority approval from participating fund holders [5][23][24] - The fund's name will change from "Huabao Shenzhen Innovation 100 ETF" to "Huabao Shenzhen 100 ETF," and the underlying index will be modified from "Shenzhen Innovation 100 Index" to "Shenzhen 100 Index" [26][27] Group 4 - The fund aims to closely track the new underlying index, with a minimum of 90% of its assets invested in the index's constituent stocks [27][40] - The fund will employ a combination of replication strategies and alternative strategies to achieve its investment objectives, including the use of stock index futures and convertible bonds [28][30][36] Group 5 - The fund management will ensure that the investment strategy aligns with regulatory requirements and market conditions, with a focus on minimizing tracking error and maintaining liquidity [37][42] - The fund's performance benchmark will be the return of the Shenzhen 100 Index, and the management fees will be set at 0.50% of the fund's net asset value [45][46][47]