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私募基金管理人职责分工不清、控制关系较弱等问题都是风险
Sou Hu Cai Jing· 2025-10-03 03:43
据中国证券投资基金业协会,为持续提升私募基金登记备案透明度,便于行业及时了解登记备案最新情 况,更好服务行业规范健康发展,协会根据市场需求不定期发布《私募基金登记备案动态》(以下简称 《动态》),供行业参考。 《动态》立足回应行业关切,明确自律监管要求,促进沟通交流,提升服务水平,聚焦私募基金登记备 案最新实践,力求对实践中的共性问题、典型问题、热点和难点问题进行解析,内容编排上包括总体情 况、政策法规、案例分析、案例提示等多种形式,具体根据市场需求调整完善。 根据近期私募基金备案情况,总结管理人变相开展通道业务、管理人需具备持续展业能力、投资者不具 备出资能力、管理人违规担任有限合伙人或私募基金违规担任普通合伙人等四类典型问题,形成案例并 配套分析说明对外发布,充分发挥案例示范引导作用,帮助行业正确理解备案规则,引导行业自觉筑牢 信义义务基石,提高规范运作水平。 其中,管理人变相开展通道业务涉及情形如下: 案例一:管理人与执行事务合伙人职责分工不清、收费不合理,未切实履行受托管理职责 【案例分析】根据《私募投资基金监督管理条例》(以下简称《私募条例》)第二十七条第一款、《私 募投资基金登记备案办法》(以下简 ...
献策“十五五” | 张成刚:“十五五”要加快完善制度支持和规范发展新就业形态
Sou Hu Cai Jing· 2025-08-11 01:16
Core Insights - The new employment forms based on digital economy and artificial intelligence are becoming a significant part of China's employment landscape, with a focus on promoting flexible employment while ensuring labor rights protection during the "14th Five-Year Plan" period [3][4]. Group 1: Characteristics of Flexible Employment and New Employment Forms - During the "14th Five-Year Plan" period, flexible employment and new employment forms are expected to expand significantly, becoming a major growth point for employment [4]. - The development of the digital economy will create more new business models and opportunities for flexible employment, with "one-person armies" emerging as a new entrepreneurial model [4][5]. - The rise of digital gig platforms is enhancing labor matching efficiency, with new employment forms primarily seen in sectors like ride-hailing, food delivery, e-commerce, and short video creation [4][5]. Group 2: Improvement in Employment Quality - The quality of flexible employment is continuously improving, moving away from being associated solely with low-end jobs [5]. - Digital platforms are enhancing standardization, management, and transparency in flexible employment, leading to increased income levels for some flexible workers, surpassing traditional employment [5][6]. - The proliferation of flexible employment is encouraging continuous learning and skill enhancement among workers, contributing to human capital accumulation and improved employment quality [5][6]. Group 3: Challenges in Labor Rights Protection - There are significant shortcomings in the protection of rights for flexible employment and new employment form workers, primarily due to ambiguous legal relationships and unclear definitions of "incomplete labor relationships" [6][7]. - The high costs associated with social insurance for flexible workers deter participation, and tax issues related to income and labor remuneration remain problematic for platform companies [6][7]. - The mechanisms for handling labor disputes are inadequate, leading to high costs and long durations for workers seeking to protect their rights [6][7]. Group 4: Recommendations for Rights Protection - The "14th Five-Year Plan" period should focus on establishing a comprehensive labor rights protection system tailored to new employment forms, ensuring legal coverage for all workers [7][8]. - There is a need for policies that better align with the characteristics of new employment methods and income patterns, as well as mechanisms for stable income growth [7][8]. - Enhancing skills training support and optimizing platform governance mechanisms are essential to improve the working environment for flexible employment [8][9].