本报讯日前，郑商所公布2025年8月自律监管统计信息。为切实履行一线监管职责，保护投资者合法权 益，郑商所持续依规开展自律监管。2025年8月，郑商所处理异常交易行为15起，其中自成交14起，频 繁报撤单1起，已通过会员单位对上述达到异常交易处理标准的客户进行监管提示。(齐宣) ...

Group 1 - Beijing Stock Exchange has imposed disciplinary actions on Yunnan Biovalley Pharmaceutical Co., Ltd. for fund occupation and failure to disclose significant matters, marking the first disciplinary action against a listed company by the exchange [1] - From August 2021 to March 2022, the controlling shareholder, Shenzhen Jinsha River Investment Co., Ltd., occupied a total of 356 million yuan of company funds through endorsements of bank acceptance bills and entrusted third-party financial management, with a maximum daily occupation balance of 277 million yuan [1] - The disciplinary actions included public reprimands for the controlling shareholder and the actual controller, as well as criticism for the company's former financial director and board secretary, and the two sponsoring representatives from Huaron Securities [1] Group 2 - The failure of the sponsoring institutions to effectively supervise the company’s information disclosure system and timely report significant matters to the exchange has been highlighted, emphasizing the need for improved responsibilities of intermediary institutions [2] - The comprehensive registration system reform requires a fair entry system and improved information disclosure system, raising the standards for securities intermediary institutions to fulfill their responsibilities [2] - The controlling shareholders of listed companies are reminded to adhere to laws and regulations, avoid abusing their rights, and not to harm the interests of the company and other shareholders [3] Group 3 - Regulatory authorities are urged to strengthen self-regulation and enforce market discipline, ensuring that controlling shareholders are deterred from misappropriating company funds [3] - The need for securities intermediary institutions to enhance their independence, professionalism, and ethical standards is emphasized to prevent collusion in fraudulent activities [2][3]

Core Viewpoint - The event "2025 Futures Assist Green Finance Development" aims to enhance the quality of services in the futures market and promote high-quality development in the sector through investor education and regulatory measures [1]. Group 1: Investor Education - The Guangzhou Futures Exchange emphasizes the importance of investor education to prevent illegal securities and futures activities, enhancing investors' awareness and understanding of risks associated with financial investments [3]. - Various educational products have been developed, including videos, Q&A comics, and trading manuals, to improve investors' knowledge and promote correct trading concepts [3]. - The exchange has actively participated in the China International Financial Trading Expo to showcase the achievements of the futures market and educate traders [3]. Group 2: Regulatory Measures - The Guangzhou Futures Exchange is committed to strengthening self-regulatory measures and collaborating with financial regulatory bodies to combat illegal activities in the market [4]. - Since 2025, the exchange has issued warnings to four individuals involved in two violations and has referred one case of suspected illegal trading to the China Securities Regulatory Commission [3]. - The exchange continues to enhance daily trading monitoring and improve regulatory measures for high-frequency trading to ensure market integrity [3].