财信地产发展集团股份有限公司 （经2025年8月13日召开的第十一届董事会第二十次临时会议审核修订） 第一章 总则 第一条 为加强对财信地产发展集团股份有限公司（以下简称"公司"或"本 公司"）董事、高级管理人员所持本公司股份及其变动的管理，进一步明确管理 程序，根据《中华人民共和国公司法》 （以下简称"《公司法》"） 、 《中华人民共 和国证券法》 （以下简称"《证券法》"）、 《上市公司董事和高级管理人员所持本公 司股份及其变动管理规则》及深圳证券交易所《深圳证券交易所上市公司自律监 管指引第 10 号——股份变动管理》等有关法律、法规，结合本公司章程，制定 本制度。 第二条 本制度适用于公司的董事和高级管理人员所持公司股份及其变动的 管理。 第三条 董事及高级管理人员所持本公司股份，是指登记在其名下的所有本 公司股份。董事及高级管理人员从事融资融券交易的，还包括记载在其信用账户 内的本公司股份。公司董事和高级管理人员不得从事以本公司股票为标的证券的 融资融券交易。 第四条 董事会秘书具体负责管理本公司董事和高级管理人员及本制度第十 一条规定的自然人、法人或其他组织持有及买卖本公司股票行为的申报、披露和 ...

Core Viewpoint - The company has established a set of regulations governing the management of shares held by its directors and senior management, in compliance with relevant laws and regulations [4]. Group 1: Share Transfer Regulations - Directors and senior management can transfer up to 1,000 shares at once without being subject to transfer ratio limits [2]. - Shares held by directors and senior management cannot be transferred under certain conditions, including within one year of the company's stock listing and within six months after leaving the position [4]. - The number of transferable shares for directors and senior management can increase proportionally if the company conducts equity distribution during the year [3]. Group 2: Reporting and Compliance - Directors and senior management must report any changes in their shareholdings within two trading days, and the company is required to announce these changes on the Shenzhen Stock Exchange [10]. - There are specific periods during which directors and senior management are prohibited from buying or selling company shares, such as 15 days before the annual or semi-annual report announcements [12]. - The company’s board secretary is responsible for managing the data and information related to the shareholdings of directors and senior management, ensuring compliance with reporting requirements [14]. Group 3: Penalties and Modifications - Violations of the share trading regulations may result in penalties from the China Securities Regulatory Commission and the Shenzhen Stock Exchange, as well as potential internal disciplinary actions by the company [15]. - The company will revise its regulations in accordance with any new requirements issued by the China Securities Regulatory Commission or the Shenzhen Stock Exchange [16].

General Principles - The rules are established to strengthen the management of shares held by directors and senior management of Tiandi Source Co., Ltd. and their changes, in accordance with relevant laws and regulations [2][3] - These rules apply to the management of shares held by the company's directors and senior management [2] Share Trading Behavior Declaration and Information Disclosure - The company secretary is responsible for managing the identity and shareholding data of directors and senior management, and must report any violations to the Shanghai Stock Exchange [3][4] - Directors and senior management must declare their personal information within two trading days of any changes, including new appointments or resignations [3][4] - Accurate and timely reporting of shareholding data is mandatory, and any false data will incur legal responsibilities [3][4] Shareholding Changes Reporting - Directors and senior management must notify the company secretary two trading days in advance before buying or selling shares [4] - Any changes in shareholding must be reported to the Shanghai Stock Exchange within two trading days, including details such as the number of shares before and after the change [5][6] Restrictions on Share Sales - Directors and senior management are prohibited from selling shares under certain conditions, such as within six months of leaving the company or during investigations by regulatory authorities [8][9] - Violations of trading regulations will result in penalties from the China Securities Regulatory Commission and the Shanghai Stock Exchange [9] Transfer Limitations - Directors and senior management can only transfer a maximum of 25% of their total shareholding within a year, with specific exceptions for judicial enforcement or inheritance [6][7] - Newly acquired shares through various means are subject to specific transfer limits in the year of acquisition [7] Prohibited Trading Situations - Directors and senior management are not allowed to trade shares during specific periods, such as 15 days before the announcement of annual or semi-annual reports [9][10] - They are also prohibited from engaging in derivative transactions involving the company's shares [9][10] Additional Provisions - Any matters not covered by these rules will be governed by relevant laws and regulations [10] - The rules will take effect upon approval by the company's board of directors [10]

安徽鑫铂铝业股份有限公司 董事和高级管理人员持股管理制度 第一章 总则 第一条 为进一步加强安徽鑫铂铝业股份有限公司 以下简称 公司"或 本 公司"）对董事和高级管理人员持有及买卖本公司股票的管理工作，根据《中华 人民共和国公司法》 《中华人民共和国证券法》 《上市公司董事和高级管理人员所 持本公司股份及其变动管理规则》 《深圳证券交易所上市公司自律监管指引第 10 号——股份变动管理》等法律、法规、规章及规范性文件及《公司章程》，制定 本制度。 第二条 本制度适用于公司董事和高级管理人员及本制度第二十一条规定的 自然人、法人或其他组织持有及买卖公司股票管理。 第三条 本制度所指高级管理人员指公司总经理、副总经理、董事会秘书、 财务负责人以及董事会决议确认为高级管理人员的其他人员。 第四条 公司董事和高级管理人员所持本公司股票，是指登记在其名下和利 用他人账户持有的所有本公司股票。公司董事、高级管理人员委托他人代行买卖 股票，视作本人所为，也应遵守本管理制度并履行相关询问和报告义务。 第五条 公司及董事和高级管理人员在买卖公司股票及其衍生品种前，应知 悉《公司法》《证券法》等法律、法规、规章、规范性文件关于内 ...

扬州惠通科技股份有限公司 董事和高级管理人员持股管理制度 公司董事和高级管理人员对持有股份比例、持有期限、变动方式、 变动价格等作出承诺的，应当严格履行所作出的承诺。 第一章 总则 第三条 公司董事和高级管理人员所持本公司股份，是指登记在其名下和 利用他人账户持有的所有本公司股份。 公司董事和高级管理人员从事融资融券交易的，其所持本公司股份 还包括记载在其信用账户内的本公司股份。 第四条 公司及董事和高级管理人员在买卖公司股票及其衍生品种前，应 知悉《公司法》《证券法》等法律法规、规范性文件中关于内幕 交易、操纵市场、短线交易等禁止行为的规定，不得进行违法违 规的交易。 公司的董事和高级管理人员不得从事以本公司股票为标的证券的 融资融券交易。 第二章 买卖本公司股票行为的申报 （一）新任董事在股东会（或职工代表大会）通过其任职事项后 两个交易日内； （二）新任高级管理人员在董事会通过其任职事项后两个交易日 内； （三）现任董事、高级管理人员在其已申报的个人信息发生变化 第一条 为规范公司董事和高级管理人员所持本公司股份及其变动，根据 《中华人民共和国公司法》（以下简称"《公司法》"）《中华 人民共和国证券法》 ...

General Provisions - The regulations aim to strengthen the management of shares held by directors and senior management of Shanghai Tianchen Co., Ltd., ensuring compliance with relevant laws and regulations [1][2] - The definition of directors and senior management includes all directors and senior management personnel of the company [1] Shareholding Information Declaration - Directors and senior management must report their shareholding information within two trading days after any changes occur, including details such as the number of shares held before and after the change, the date, quantity, price, and reason for the change [3][4] Stock Trading Management - Directors and senior management must notify the board secretary of their trading plans at least one trading day in advance and must report any share transfers within two trading days after the transfer [5][6] - A reduction plan must be reported to the Shanghai Stock Exchange 15 trading days before the first sale, detailing the number of shares, time frame, price range, and reasons for the reduction [5][6] Prohibited Trading Situations - Directors and senior management are prohibited from engaging in short-term trading, defined as selling shares within six months of purchase or buying shares within six months of selling [8][9] - There are specific periods during which directors and senior management cannot trade shares, such as 15 days before the announcement of annual or semi-annual reports [10][11] Additional Regulations - The company must adhere to its articles of association if they impose stricter conditions on share transfers than these regulations [7] - Any violations of these regulations will result in the company reclaiming any profits made from illegal trading activities [9][10]