Core Points - The document outlines the management procedures for the shares held by the board members and senior management of the company, emphasizing compliance with relevant laws and regulations [1][2][4] - It specifies the restrictions on trading company shares by directors and senior management, particularly during sensitive periods and under certain conditions [5][6][8] Shareholding Management - The company’s board members and senior management must comply with regulations from the China Securities Regulatory Commission and the Shenzhen Stock Exchange regarding their shareholdings [4][5] - Additional restrictions may apply to the transfer of shares held by directors and senior management, especially in cases of public or private share issuance and equity incentive plans [6][7] Share Trading Management - Directors and senior management are prohibited from trading company shares during specific periods, such as 15 days before the annual or semi-annual report announcements [5][6] - They must notify the board secretary in writing before executing any trading plans, who will then verify compliance with disclosure and significant event regulations [5][9] Information Reporting - Directors and senior management are required to report their personal and family members' shareholding information to the Shenzhen Stock Exchange within specified timeframes [9][10] - Any changes in shareholdings must be disclosed within two trading days, including details such as the number of shares held before and after the transaction [10][11] Accountability - The company reserves the right to demand resignation from directors or senior management who violate share trading regulations and cause harm to the company [22] - Serious violations of laws or regulations regarding share trading will be reported to regulatory authorities for penalties [23]

Core Viewpoint - The company has established a set of regulations governing the management of shares held by its directors and senior management, in compliance with relevant laws and regulations [4]. Group 1: Share Transfer Regulations - Directors and senior management can transfer up to 1,000 shares at once without being subject to transfer ratio limits [2]. - Shares held by directors and senior management cannot be transferred under certain conditions, including within one year of the company's stock listing and within six months after leaving the position [4]. - The number of transferable shares for directors and senior management can increase proportionally if the company conducts equity distribution during the year [3]. Group 2: Reporting and Compliance - Directors and senior management must report any changes in their shareholdings within two trading days, and the company is required to announce these changes on the Shenzhen Stock Exchange [10]. - There are specific periods during which directors and senior management are prohibited from buying or selling company shares, such as 15 days before the annual or semi-annual report announcements [12]. - The company’s board secretary is responsible for managing the data and information related to the shareholdings of directors and senior management, ensuring compliance with reporting requirements [14]. Group 3: Penalties and Modifications - Violations of the share trading regulations may result in penalties from the China Securities Regulatory Commission and the Shenzhen Stock Exchange, as well as potential internal disciplinary actions by the company [15]. - The company will revise its regulations in accordance with any new requirements issued by the China Securities Regulatory Commission or the Shenzhen Stock Exchange [16].

General Principles - The rules are established to strengthen the management of shares held by directors and senior management of Tiandi Source Co., Ltd. and their changes, in accordance with relevant laws and regulations [2][3] - These rules apply to the management of shares held by the company's directors and senior management [2] Share Trading Behavior Declaration and Information Disclosure - The company secretary is responsible for managing the identity and shareholding data of directors and senior management, and must report any violations to the Shanghai Stock Exchange [3][4] - Directors and senior management must declare their personal information within two trading days of any changes, including new appointments or resignations [3][4] - Accurate and timely reporting of shareholding data is mandatory, and any false data will incur legal responsibilities [3][4] Shareholding Changes Reporting - Directors and senior management must notify the company secretary two trading days in advance before buying or selling shares [4] - Any changes in shareholding must be reported to the Shanghai Stock Exchange within two trading days, including details such as the number of shares before and after the change [5][6] Restrictions on Share Sales - Directors and senior management are prohibited from selling shares under certain conditions, such as within six months of leaving the company or during investigations by regulatory authorities [8][9] - Violations of trading regulations will result in penalties from the China Securities Regulatory Commission and the Shanghai Stock Exchange [9] Transfer Limitations - Directors and senior management can only transfer a maximum of 25% of their total shareholding within a year, with specific exceptions for judicial enforcement or inheritance [6][7] - Newly acquired shares through various means are subject to specific transfer limits in the year of acquisition [7] Prohibited Trading Situations - Directors and senior management are not allowed to trade shares during specific periods, such as 15 days before the announcement of annual or semi-annual reports [9][10] - They are also prohibited from engaging in derivative transactions involving the company's shares [9][10] Additional Provisions - Any matters not covered by these rules will be governed by relevant laws and regulations [10] - The rules will take effect upon approval by the company's board of directors [10]

General Principles - The management system for the shareholding of directors and senior management of Anhui Xinbo Aluminum Industry Co., Ltd. is established to strengthen the management of stock holdings and trading by directors and senior management [1][2] - This system applies to directors, senior management, and other specified individuals or organizations holding or trading the company's stocks [1] Trading Regulations - Directors and senior management must notify the board secretary in writing before trading company stocks, and the board secretary must verify the situation regarding information disclosure and significant events [2][3] - There are restrictions on the transfer of shares held by directors and senior management, including a limit of 25% of their total holdings per year, with exceptions for certain circumstances [4][5] Reporting and Disclosure - Directors and senior management must ensure that their stock trading data submitted to the Shenzhen Stock Exchange is accurate and timely, and they bear legal responsibility for any discrepancies [3][4] - Any changes in shareholding must be reported to the board secretary two trading days in advance, and the board must disclose this information to the Shenzhen Stock Exchange [10][11] Lock-up Periods - Shares held by directors and senior management are subject to lock-up periods under specific conditions, such as one year after the company's stock listing and six months after leaving their positions [8][9] - Upon leaving, directors and senior management must report their departure and have their shares locked for six months, with specific conditions for unlocking after this period [6][7] Prohibited Trading Periods - Directors and senior management are prohibited from trading company stocks during certain periods, including 15 days before annual and semi-annual reports and five days before quarterly reports [10][11] Penalties for Violations - Any violations of the trading regulations will result in the company reclaiming any profits made from such trades, and severe cases may lead to disciplinary actions against the responsible individuals [13]

扬州惠通科技股份有限公司 董事和高级管理人员持股管理制度 公司董事和高级管理人员对持有股份比例、持有期限、变动方式、 变动价格等作出承诺的，应当严格履行所作出的承诺。 第一章 总则 第三条 公司董事和高级管理人员所持本公司股份，是指登记在其名下和 利用他人账户持有的所有本公司股份。 公司董事和高级管理人员从事融资融券交易的，其所持本公司股份 还包括记载在其信用账户内的本公司股份。 第四条 公司及董事和高级管理人员在买卖公司股票及其衍生品种前，应 知悉《公司法》《证券法》等法律法规、规范性文件中关于内幕 交易、操纵市场、短线交易等禁止行为的规定，不得进行违法违 规的交易。 公司的董事和高级管理人员不得从事以本公司股票为标的证券的 融资融券交易。 第二章 买卖本公司股票行为的申报 （一）新任董事在股东会（或职工代表大会）通过其任职事项后 两个交易日内； （二）新任高级管理人员在董事会通过其任职事项后两个交易日 内； （三）现任董事、高级管理人员在其已申报的个人信息发生变化 第一条 为规范公司董事和高级管理人员所持本公司股份及其变动，根据 《中华人民共和国公司法》（以下简称"《公司法》"）《中华 人民共和国证券法》 ...

General Provisions - The regulations aim to strengthen the management of shares held by directors and senior management of Shanghai Tianchen Co., Ltd., ensuring compliance with relevant laws and regulations [1][2] - The definition of directors and senior management includes all directors and senior management personnel of the company [1] Shareholding Information Declaration - Directors and senior management must report their shareholding information within two trading days after any changes occur, including details such as the number of shares held before and after the change, the date, quantity, price, and reason for the change [3][4] Stock Trading Management - Directors and senior management must notify the board secretary of their trading plans at least one trading day in advance and must report any share transfers within two trading days after the transfer [5][6] - A reduction plan must be reported to the Shanghai Stock Exchange 15 trading days before the first sale, detailing the number of shares, time frame, price range, and reasons for the reduction [5][6] Prohibited Trading Situations - Directors and senior management are prohibited from engaging in short-term trading, defined as selling shares within six months of purchase or buying shares within six months of selling [8][9] - There are specific periods during which directors and senior management cannot trade shares, such as 15 days before the announcement of annual or semi-annual reports [10][11] Additional Regulations - The company must adhere to its articles of association if they impose stricter conditions on share transfers than these regulations [7] - Any violations of these regulations will result in the company reclaiming any profits made from illegal trading activities [9][10]