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较大幅度提高奖励标准 证券期货违法行为吹哨人奖励工作规定公开征求意见
Yang Shi Xin Wen Ke Hu Duan· 2025-09-30 13:42
为深入贯彻党中央、国务院决策部署,进一步完善举报制度,有效回应市场关切,弘扬公正担当的吹哨 人文化,更好适应资本市场高质量发展和监管执法工作要求,结合举报工作实践,中国证监会会同财政 部修订完善了《证券期货违法违规行为举报工作暂行规定》(证监会公告〔2020〕7号),形成了《证券 期货违法行为吹哨人奖励工作规定(征求意见稿)》,现向社会公开征求意见。 (文章来源:央视新闻客户端) 《证券期货违法行为吹哨人奖励工作规定(征求意见稿)》提到,严重破坏证券期货市场秩序,严重危害 金融安全,严重侵害投资者合法权益的重大案件纳入奖励案件范围。可奖励案件条件从罚没款金额10万 元提升为100万元。按要求补充相关材料信息的匿名吹哨人,以及在违法行为中起次要或者辅助作用的 吹哨人,符合条件的也可予以奖励。同时补充了奖励消极条件,明确吹哨人撤销、撤回线索和妨碍、阻 碍违法行为查处的不予奖励。提高奖金比例,奖励金额由案件罚没款金额1%提升为3%。提供重大违法 行为线索的,奖金上限也从10万元提升为50万元。提供的案件线索在全国范围内有重大影响,或者涉案 数额特别巨大,或者吹哨人为内部知情人员的,每案奖金上限从30万元、60万元统 ...
中国证监会与新加坡金管局召开第九届中新证券期货监管圆桌会
证监会发布· 2025-09-25 11:16
2025年9月19日,中国证监会与新加坡金管局在山西大同成功召开第九届中新证 券期货监管圆桌会。中新证券期货监管圆桌会是贯彻落实习近平主席2015年11月访新 成果,推进两国监管机构与行业代表对话,深化资本市场务实合作的一个重要平台。 中国证监会副主席李明和新加坡金管局副行长何恒心出席会议并分别致辞。双方 回顾了两国领导人关于深化中新多领域创新合作的重要共识,积极评价近年来两国资 本市场领域合作取得的成果,包括持续深化ETF互通、加强指数合作、支持对方金融 机构在境内投资展业等。双方就各自资本市场改革发展最新举措、投资者保护机制、 期货和衍生品监管、非银行金融机构风险监测、上市公司监管等议题进行广泛深入的 交流。双方同意进一步深化资本市场务实合作,利用圆桌会议等机制加强交流互鉴, 助力建设中新全方位高质量的前瞻性伙伴关系。新加坡金管局助理行长林端利,中国 证监会、新加坡金管局相关部门负责人,双方证券交易所代表等约50人参会。 ...
香港证券及期货专业总会:成立“内地企业出海专班”有助强化香港国际金融中心角色
Zhi Tong Cai Jing· 2025-09-17 08:48
港府在新一份施政报告中提到,将整合香港的外地办事处,成立"内地企业出海专班"。香港证券及期货 专业总会表示,这有利金融服务、财资中心设立、专业服务等,且促进跨境资本合作,有助强化香港国 际金融中心角色,带动本地专业服务增长。 至于就《施政报告》提出提升市场竞争力的一系列措施,香港证券及期货专业总会称,股市、扩展债券 与衍生品类别、构建货币市场等加强措施,回应市场对流动性及产品需求,巩固香港离岸人民币枢纽地 位。"科企专线"、研究T+1结算及吸引海外企业上市等安排,将增强市场活力。 不过,香港证券及期货专业总会指出,仅管香港的联通功能有助连结国内外资本、促进跨境资金流动与 创新,但机遇须以专业、合规为前提,市场扩展必须同步加强监管协调、风险管理和基建建设,同时持 续培育人才、推动金融科技与绿色金融等创新,并保障投资者利益与市场诚信。 ...
成交活跃度有所回落
Qi Huo Ri Bao Wang· 2025-08-07 00:53
Market Performance - The A-share market showed a strong upward trend, with the Shanghai Composite Index rising by 0.45%, the Shenzhen Index increasing by 0.64%, and the ChiNext Index gaining 0.66% by the end of the trading day [1] Options Market Activity - Overall trading activity in the options market decreased, while open interest continued to grow. Specific trading volumes and open interest for various ETFs were reported, including: - Shanghai 50 ETF options: trading volume of 702,198 contracts, open interest of 1,453,965 contracts, and a trading value of 258 million yuan - CSI 300 ETF options: trading volume of 680,224 contracts, open interest of 1,344,430 contracts, and a trading value of 364 million yuan - CSI 500 ETF options: trading volume of 1,310,638 contracts, open interest of 1,294,242 contracts, and a trading value of 1.15 billion yuan - Other ETFs also showed significant trading volumes and open interest [2] Implied Volatility - Implied volatility for options increased across the board but remained at relatively low levels. The weighted implied volatility for various ETFs was reported as follows: - Shanghai 50 ETF options: 0.1427 - CSI 300 ETF options: 0.1509 - CSI 500 ETF options: 0.1543 - Other ETFs had higher implied volatilities, with the highest being 0.2588 for the E Fund Sci-Tech 50 ETF options [3] Market Sentiment and Strategy - The A-share market remains strong, with a neutral to slightly positive market sentiment. Investors are encouraged to consider buying strategies, as the market is expected to continue rising. Strategies such as buying on dips or rolling out of put options are recommended for those holding stocks to enhance returns [4]
证监会:探索数据要素与金融服务深度融合新模式
Sou Hu Cai Jing· 2025-06-24 03:45
Core Viewpoint - The China Securities Regulatory Commission (CSRC) is promoting the "Data Element ×" competition to enhance the integration of data elements in the financial services sector, focusing on innovation and addressing real-world challenges in the securities and futures industry [1][2]. Group 1: Competition Themes - The competition includes four main themes: governance of public opinion in capital markets under artificial intelligence, development of green finance through multi-dimensional data, enhancement of data analysis capabilities in financial services, and strengthening the futures market's ability to serve the real economy and manage risks [1][2]. Group 2: Objectives and Goals - The competition aims to accelerate the release of multiplier effects by encouraging participants to innovate and explore new models that integrate data elements with financial services, thereby bringing new development opportunities to the securities and futures industry [1]. - It seeks to assist the real economy by guiding participants to optimize service processes and improve service quality, addressing issues like financing difficulties and costs for the real economy [1]. - The initiative promotes the concept of green finance by encouraging participants to build data models that assess environmental and social risks associated with financial activities, directing resources towards green and low-carbon sectors [2]. - The competition emphasizes the use of big data and artificial intelligence to enhance the precision and effectiveness of regulatory measures in the securities and futures industry, enabling real-time risk monitoring and management [2]. Group 3: Future Collaboration - The CSRC plans to maintain close cooperation with the National Data Bureau to ensure the successful organization of the "Data Element ×" competition by 2025 [2].
【5.15投资者保护日】理性认识市场,远离非法证券期货陷阱!
天天基金网· 2025-05-16 10:51
Core Viewpoint - The article emphasizes the increasing sophistication and concealment of illegal securities and futures activities, highlighting the need for investors to enhance their risk awareness and ability to identify such traps [1]. Group 1: Identifying Illegal Securities and Futures Traps - **Check Business Qualifications**: Securities and futures activities require approval from the China Securities Regulatory Commission (CSRC). Engaging with unqualified institutions poses a risk of fraud. Investors can verify a company's qualifications through the CSRC website and other official exchanges [2]. - **Examine Marketing Methods**: Legitimate institutions use cautious language and disclose risks, while illegal operators often employ exaggerated claims and promises of guaranteed returns to lure investors. Terms like "instant wealth" or "expert guidance" are red flags [3]. - **Scrutinize Remittance Accounts**: Illegal activities often involve personal or non-institutional accounts for fund transfers. Legitimate firms only operate through company accounts. Investors should be wary of any requests for payments to personal accounts [4]. - **Verify Website URLs**: Illegal websites typically have nonsensical URLs or slight variations of legitimate sites. Investors should cross-check URLs against official regulatory websites to avoid falling into traps [5].