中泰证券股份有限公司 关于威海邦德散热系统股份有限公司 2022 年度公司治理专项自查及规范活动的专项核查报告 中泰证券股份有限公司（以下简称"中泰证券"或"保荐机构"）作为威海 邦德散热系统股份有限公司（以下简称"邦德股份"或"公司"）向不特定合格 投资者公开发行股票并在北京证券交易所上市的保荐机构，根据《证券发行上市 保荐业务管理办法》《北京证券交易所上市公司持续监管办法（试行）》《北京 证券交易所证券发行上市保荐业务管理细则》《北京证券交易所股票上市规则（试 行）》等相关法律、法规和规范性文件的规定，对公司 2022 年度公司治理专项 自查及规范活动情况进行了核查，具体情况如下： 一、上市公司基本情况 公司属性为民营企业。 公司存在实际控制人，公司的实际控制人为吴国良，实际控制人能够实际支 配的公司有表决权股份总数占公司有表决权股份总数的比例为 74.77%。 公司存在控股股东，控股股东为吴国良，控股股东持有公司有表决权股份总 数占公司有表决权股份总数的比例为 74.77%。 公司控股股东、实际控制人及其控制的其他企业不存在接受他人表决权委托 的情况。公司控股股东、实际控制人及其控制的其他企业不存在与他 ...

证券代码：838171 证券简称：邦德股份 公告编号：2023-020 威海邦德散热系统股份有限公司 关于召开 2022 年年度股东大会通知公告（提供网络投票） 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、会议召开基本情况 （一）股东大会届次 本次会议为 2022 年年度股东大会。 （二）召集人 本次股东大会的召集人为董事会。 （三）会议召开的合法性、合规性 本次股东大会会议的召集符合《公司法》等相关法律、行政法规和《公司章 程》的规定。 （四）会议召开方式 本次会议采用现场投票和网络投票相结合方式召开。 （五）会议召开日期和时间 1、现场会议召开时间：2023 年 5 月 5 日 14：00。 2、网络投票起止时间：2023 年 5 月 4 日 15:00—2023 年 5 月 5 日 15:00。 登记在册的股东可通过中国证券登记结算有限责任公司（以下简称"中国结算"） 持有人大会网络投票系统对有关议案进行投票表决，为有利于投票意见的顺利提 交，请拟参加网络投票的投资者在上述时间内及早登录中 ...

Corporate Governance - The company has established a sound internal control management system to ensure compliance with relevant laws and regulations[166]. - The company has established a comprehensive governance mechanism that ensures adequate protection and equal rights for all shareholders, particularly minority shareholders[167]. - Major decisions during the reporting period were made in strict compliance with the company's articles of association and relevant regulations, ensuring legality and effectiveness[169]. - The company amended its articles of association on June 23, 2022, to reflect changes in registered capital and company type following its public offering[170]. - The board of directors held 9 meetings during the reporting period, addressing significant matters including the election of board members and the appointment of key executives[171]. - The supervisory board convened 7 meetings, focusing on the election of supervisory board members and the appointment of the supervisory board chairman[172]. - The company has established a sound corporate governance structure, ensuring compliance with relevant laws and regulations during decision-making processes[176]. - The independent directors attended 9 board meetings and 1 shareholder meeting, actively fulfilling their responsibilities[179]. - The company maintains independence in operations, with no reliance on the controlling shareholder, and has a complete R&D, production, supply, and sales system[182]. - The company has independent financial management, with a dedicated finance department and no shared bank accounts with shareholders[185]. - The company has a robust investor relations management system, ensuring timely and accurate information disclosure to shareholders and potential investors[177]. - The company’s independent board members have actively participated in meetings and provided independent opinions on significant matters[180]. - The company has not encountered any major risk issues during the supervisory activities of the supervisory board[181]. - The company’s governance and operational practices comply with the requirements of the Beijing Stock Exchange regulations[176]. - The company established a complete and independent governance structure, including a shareholders' meeting, board of directors, and supervisory board, ensuring independent operations without mixed management[186]. Financial Performance - The company's operating revenue for 2022 was CNY 337,758,215.16, representing a 46.11% increase compared to CNY 231,170,036.40 in 2021[24]. - The net profit attributable to shareholders for 2022 was CNY 77,961,896.03, a significant increase of 114.15% from CNY 36,405,220.17 in 2021[24]. - The total assets at the end of 2022 reached CNY 509,100,956.28, marking a 65.91% increase from CNY 306,860,846.04 at the end of 2021[26]. - The company's gross profit margin improved to 34.35% in 2022, up from 31.05% in 2021[24]. - The weighted average return on equity based on net profit attributable to shareholders was 22.11% in 2022, compared to 15.46% in 2021[24]. - The net cash flow from operating activities for 2022 was CNY 63,232,780.81, a remarkable increase of 239.05% from CNY 18,650,152.80 in 2021[28]. - Cash and cash equivalents increased by 469.92% to CNY 154.17 million, representing 30.28% of total assets[48]. - Accounts receivable rose by 72.43% to CNY 67.99 million, driven by increased sales and customer orders[49]. - Fixed assets increased by 115.54% to CNY 159.72 million, primarily due to the transfer of construction in progress[52]. - The company reported a decrease of 9,397,000 restricted shares, resulting in 75.05% of shares now being subject to trading restrictions[122]. - The total amount raised from the public offering of shares was RMB 141,750,000.00, with a net amount of RMB 123,841,673.34 after deducting issuance costs[139]. - The actual use of raised funds as of December 31, 2022, included RMB 68,778,132.24 for the digital production project of heat exchangers and RMB 94,716.00 for the R&D center construction project[141]. Research and Development - The company increased its R&D efforts, adding 10 new patents related to automotive cooling systems and heat exchangers[5]. - The company holds 38 utility model patents as of December 31, 2022, reflecting its commitment to research and development[37]. - The company has established a technical cooperation with Harbin Institute of Technology, enhancing its innovation capabilities[37]. - The company plans to enhance product innovation through collaboration with universities and technology experts[44]. - The company incurred R&D expenses of CNY 13,615,014.75, which accounted for 4.03% of operating income, a decrease from 4.73% in the previous year[84]. - The total number of R&D personnel increased from 61 to 67, with R&D personnel now representing 14.02% of the total workforce, up from 11.90%[85]. - The company has committed to increasing R&D investment and optimizing production processes to enhance product quality and operational efficiency[102]. - The company is actively developing new products in collaboration with technical experts and institutions like Harbin Institute of Technology[102]. Market and Sales - Export business revenue accounted for 87.07% of total operating revenue in 2022, indicating a strong reliance on international markets[12]. - The company achieved operating revenue of CNY 337.76 million, a year-on-year increase of 46.11%[48]. - The company expanded its international sales, with overseas revenue accounting for CNY 294.08 million, a growth of 45.79%[61]. - Marketing strategies include participation in major trade shows and maintaining relationships with existing customers to attract new clients[45]. - The company emphasizes customer relationship management and marketing strategies to expand its client base and enhance brand visibility[104]. Tax and Financial Management - The company benefits from a reduced corporate income tax rate of 15% due to its high-tech enterprise status, which is subject to renewal every three years[12]. - The company received export tax rebates totaling RMB 25.5287 million, which represented 28.53% of the total profit for the period[13]. - The company is committed to maintaining its high-tech enterprise qualification to mitigate the impact of potential changes in tax policies[109]. - The company has a tax rate of 15% due to its high-tech enterprise status, which is subject to renewal every three years[109]. Operational Risks - The company faces risks from fluctuations in the RMB to USD exchange rate, which could impact revenue due to its high export ratio[12]. - Labor costs are a significant component of the company's main business costs, and any substantial increase could adversely affect profitability[12]. Shareholder Commitments - The company has committed to stabilizing its stock price for three years after listing on the Beijing Stock Exchange, with a commitment made in November 2021[118]. - The actual controller and major shareholders have pledged to limit share sales and reduce associated risks, with commitments ongoing until June 2025[118]. - The company has undertaken to avoid any competition with its controlling shareholders, ensuring no conflicts of interest arise[118]. - The company has made a commitment to fill the dilution of immediate returns, enhancing investor confidence and returns[118]. - The company has also committed to reducing and avoiding related party transactions to maintain transparency and integrity[118]. - The commitments made by shareholders and management include a promise to stabilize stock prices and avoid conflicts of interest[118]. - The company has issued various commitment letters regarding share sales, immediate return dilution, and related party transactions[118]. - The commitments are part of the company's strategy to expand its operational scale and optimize investor return mechanisms[118]. - The company has been actively fulfilling its commitments since November 2021, with ongoing compliance expected until the end of the specified periods[118]. Employee and Management Structure - The company reported a total of 563 employees at the end of the period, an increase of 128 employees from the beginning of the year[157]. - The chairman and general manager, Wu Guoliang, received a pre-tax remuneration of 331,600 RMB, while the total remuneration for all directors, supervisors, and senior management was determined according to the company's salary system[156]. - The company added 130 new employees during the reporting period, with a notable increase in production personnel from 291 to 415[157]. - The company has implemented a differentiated salary policy based on job roles, with executives receiving a basic annual salary[159]. - The company has not established any stock incentive plans during the reporting period[157]. - The company has a total of 5 board members and 3 supervisors, ensuring a balanced governance structure[154]. Audit and Compliance - The audit report indicates no reservations, confirming that the financial statements fairly represent the company's financial position as of December 31, 2022[200]. - The audit firm, Dahua Certified Public Accountants, has provided services for four years, with an audit fee of 400,000 yuan[198]. - The company has not reported any significant defects in its accounting system or internal management during the year[166]. - The company has established a comprehensive investor protection mechanism, ensuring investors' rights are safeguarded[195].

证券代码：838171 证券简称：邦德股份 公告编号：2023-012 威海邦德散热系统股份有限公司 第三届董事会第十次会议决议公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、会议召开和出席情况 （一）会议召开情况 1.会议召开时间：2023 年 4 月 10 日 2.会议召开地点：公司会议室 3.会议召开方式：现场表决 4.发出董事会会议通知的时间和方式：2023 年 3 月 31 日以书面方式发出 5.会议主持人：董事长吴国良 6.召开情况合法、合规、合章程性说明： 本次会议的召集、召开符合《中华人民共和国公司法》等法律、法规和《公 司章程》的有关规定。 （二）会议出席情况 会议应出席董事 5 人，出席和授权出席董事 5 人。 二、议案审议情况 （一）审议通过《关于<2022 年度总经理工作报告>的议案》 1.议案内容： 《2022 年度总经理工作报告》 2.议案表决结果：同意 5 票；反对 0 票；弃权 0 票。 3.回避表决情况： 本议案尚需提交股东大会审议。 （六）审议通过《关于<2 ...

2022 年度募集资金存放与使用情况的专项核查报告 中泰证券股份有限公司（以下简称"中泰证券"或"保荐机构"）作为威海 邦德散热系统股份有限公司（以下简称"邦德股份"或"公司"）向不特定合格 投资者公开发行股票并在北京证券交易所上市的保荐机构，根据《上市公司监管 指引第 2 号-上市公司募集资金管理和使用的监管要求（2022 年修订）》《证券 发行上市保荐业务管理办法》《北京证券交易所上市公司持续监管办法（试行）》 《北京证券交易所证券发行上市保荐业务管理细则》《北京证券交易所股票上市 规则（试行）》等相关法律、法规和规范性文件的规定，对公司 2022 年度募集 资金存放与使用情况进行了核查，具体情况如下： 中泰证券股份有限公司 关于威海邦德散热系统股份有限公司 一、募集资金基本情况 （一）实际募集资金金额、资金到位情况 2022 年 5 月 11 日，公司收到中国证券监督管理委员会《关于同意威海邦德 散热系统股份有限公司向不特定合格投资者公开发行股票注册的批复》（证监许 可〔2022〕956 号），同意公司向不特定合格投资者公开发行股票的注册申请。 公司本次发行价格为 7.00 元/股，发行股数为 2,02 ...

威海邦德散热系统股份有限公司 募集资金存放与使用情况鉴证报告 大华核字|2023|002213 号 大华会计师事务所(特殊普通合伙) Da Hua Certified Public Accountants (Special General Partnership) 您可使几手机"扫一扫"成测入"注册会计师行业统一流管平台（http://www.bys.www.mi）"辽行 "强调节" 威海邦德散热系统股份有限公司 募集资金存放与使用情况鉴证报告 （2022年度） 目 录 页 次 一、董事会的责任 募集资金存放与使用情况鉴证报告 1-2 ri 威海邦德散热系统股份有限公司 2022 年度 1-4 募集资金存放与使用情况的专项报告 威海邦德散热系统股份有限公司全体股东: 我们审核了后附的威海邦德散热系统股份有限公司(以下简称邦 德股份)《2022年度募集资金存放与使用情况的专项报告》(以下简 称"募集资金专项报告"）。 邦德股份董事会的责任是按照中国证券监督管理委员会《上市公 司监管指引第 2 号 -- 上市公司募集资金管理和使用的监管要求 (2022年修订)》及北京证券交易所发布的《北京证券交易所股票上 市规则 ...

证券代码：838171 证券简称：邦德股份 公告编号：2023-011 威海邦德散热系统股份有限公司 募集资金存放与实际使用情况的专项报告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带法律责任。 二、募集资金管理情况 为规范公司募集资金管理，保护投资者合法权益，根据《北京证券交易所上市公司持续 监管办法（试行）》、《北京证券交易所股票上市规则（试行）》等相关规定，以及公司制定的 《募集资金管理制度》相关要求，公司已对募集资金采取了专户存储管理制度，并与中泰证 券股份有限公司、存放募集资金的商业银行签署了《募集资金三方监管协议》。 截至 2022 年 12 月 31 日，公司严格按照《募集资金三方监管协议》的规定存放与使用募 集资金，三方监管协议得到切实履行。 三、本报告期募集资金的实际使用情况 （一）募投项目情况 公司本次公开发行股票募集资金总额为人民币 141,750,000.00 元，扣除发行费用后的募 集资金净额为人民币 123,841,673.34 元。上述募集资金到位情况已由大华会计师事务所（特 殊普通 ...

证券代码：838171 证券简称：邦德股份 公告编号：2023-013 会议应出席监事 3 人，出席和授权出席监事 3 人。 二、议案审议情况 威海邦德散热系统股份有限公司 第三届监事会第七次会议决议公告 本公司及监事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、会议召开和出席情况 （一）会议召开情况 5.会议主持人：监事会主席薛成 6.召开情况合法、合规、合章程性说明： 本次会议的召集、召开符合《中华人民共和国公司法》等法律、法规和《公 司章程》的有关规定。 （二）会议出席情况 （一）审议通过《关于<2022 年度监事会工作报告>的议案》 1.议案内容： 《2022 年度监事会工作报告》 2.议案表决结果：同意 3 票；反对 0 票；弃权 0 票。 3.回避表决情况 1.会议召开时间：2023 年 4 月 10 日 2.会议召开地点：公司会议室 3.会议召开方式：现场表决 4.发出监事会会议通知的时间和方式：2023 年 3 月 31 日 以书面方式发出 本议案不涉及关联交易事项，无需回避表决。 本议案尚需 ...

证券代码：838171 证券简称：邦德股份 公告编号：2023-018 威海邦德散热系统股份有限公司拟续聘会计师事务所公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 涉及会计师事务所提供的资料、信息，会计师事务所保证其提供、报送或披 露的资料、信息真实、准确、完整，不得有虚假记载、误导性陈述或者重大遗漏。 一、拟续聘会计师事务所的基本情况 （一）机构信息 公司拟聘任大华会计师事务所（特殊普通合伙）为 2023 年年度的审计机构。 1.基本信息 会计师事务所名称：大华会计师事务所（特殊普通合伙） 2021 年审计业务收入（经审计）：275,105.65 万元 2021 年证券业务收入（经审计）：123,612.01 万元 2021 年上市公司审计客户家数：449 家 成立日期：2012 年 2 月 9 日 组织形式：特殊普通合伙 注册地址：北京市海淀区西四环中路 16 号院 7 号楼 1101 首席合伙人：梁春 2022 年度末合伙人数量：272 人 2022 年度末注册会计师人数：1,603 人 ...

证券代码：838171 证券简称：邦德股份 公告编号：2023-009 威海邦德散热系统股份有限公司 关于提请股东大会授权董事会以简易程序向特定对象发行股票的公 告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 2023 年 4 月 10 日，威海邦德散热系统股份有限公司（以下简称"公司"） 召开第三届董事会第十次会议，审议通过了《关于提请股东大会授权董事会以简 易程序向特定对象发行股票的议案》，同意董事会拟提请股东大会授权董事会以 简易程序向特定对象发行融资总额低于人民币 1 亿元且低于公司最近一年末净 资产 20%的股票，授权期限自公司 2022 年年度股东大会审议通过之日起至公司 2023 年年度股东大会召开之日止。上述事项尚需提交 2022 年年度股东大会审议。 本次授权具体情况如下： 一、具体内容 （一）发行证券的种类和数量 本次发行股票采用以简易程序向特定对象发行的方式，发行对象为符合中国 证监会及北京证券交易所规定的法人、自然人或其他合法投资组织。证券投资基 金管理公司、证券公司、合格境 ...