证券代码：839680 证券简称：*ST 广道 公告编号：2025-053 公司于 2025 年 6 月 13 日收到中国证监会《告知书》，根据收到的《告知 书》认定情况，公司可能触及《北京证券交易所股票上市规则》10.5.1 条规定的 重大违法行为，可能被实施重大违法强制退市。 深圳市广道数字技术股份有限公司 公司于 2025 年 6 月 13 日公告了公司股票可能被实施重大违法强制退市的 第一次风险提示的公告（公告号：2025-047）。 关于公司股票可能被实施重大违法强制退市的第三次风险提示 公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担个别及连带法律责任。 特别提示：公司存在重大违法强制退市风险。深圳市广道数字技术股份有限 公司（以下简称"公司"）于 2024 年 12 月 4 日被中国证券监督管理委员会（以下 简称"中国证监会"）立案调查。公司于 2025 年 6 月 13 日收到中国证券监督管理 委员会《行政处罚事先告知书》（【2025】12 号）（以下简称"《告知书》"）， 根据《告知书》认定情况，公司 ...

Group 1 - The company faces a significant risk of being forcibly delisted due to major legal violations, as indicated by the investigation initiated by the China Securities Regulatory Commission (CSRC) on December 4, 2024 [1][2] - On June 13, 2025, the company received a notice from the CSRC, which stated that it may have committed major violations as per the Beijing Stock Exchange listing rules, potentially leading to forced delisting [2] - The company has not yet received a formal penalty decision regarding the investigation and is committed to cooperating fully with the CSRC while adhering to disclosure obligations [2] Group 2 - The company announced the possibility of being forcibly delisted for the first time on June 13, 2025, following the receipt of the CSRC notice [2] - If the company receives a formal penalty decision that triggers major violation circumstances, it must apply for a trading suspension and disclose relevant information promptly [2] - The Beijing Stock Exchange will make a decision on whether to terminate the company's stock listing in accordance with laws and regulations [2]

证券代码：839680 证券简称：*ST 广道 公告编号：2025-052 深圳市广道数字技术股份有限公司 一、公司股票可能被实施重大违法强制退市的风险暨立案调查进展情况 公司于 2024 年 12 月 4 日晚收到中国证券监督管理委员会(以下简称"中国证 监会")出具的《立案告知书》(证监会立案字 007202442 号)，因涉嫌信息披露违 法违规被立案调查。 公司于 2025 年 6 月 13 日收到中国证监会《告知书》，根据收到的《告知 书》认定情况，公司可能触及《北京证券交易所股票上市规则》10.5.1 条规定的 重大违法行为，可能被实施重大违法强制退市。 公司于 2025 年 6 月 13 日公告了公司股票可能被实施重大违法强制退市的 第一次风险提示的公告（公告号：2025-047）。 公司尚未收到就上述立案调查事项的正式处罚决定，公司将全力配合中国证 监会的相关工作,并严格按照相关要求履行信息披露义务。 二、其他说明及风险提示 1、如根据正式的处罚决定书，公司可能触及重大违法强制退市情形，公司 股票将被终止上市。 关于公司股票可能被实施重大违法强制退市的第二次风险提示 公告 本公司及董事会全体成员 ...

Group 1 - The recent regulatory actions against companies like Guangdao Digital and Dongxu Optoelectronics signal a zero-tolerance approach towards financial fraud in the securities market [2][3] - Guangdao Digital was penalized for fabricating contracts and invoices, resulting in a revenue inflation of 1.465 billion yuan, which constituted over 85% of its reported revenue during the period from 2018 to mid-2024 [2] - Dongxu Optoelectronics was found to have fabricated business activities and misappropriated 9.595 billion yuan, leading to a penalty of 378 million yuan, which is only 5% of the raised funds [2][3] Group 2 - The current regulatory penalties are significantly harsher compared to previous years, where fines were typically in the range of 300,000 to 500,000 yuan, indicating a shift towards more stringent enforcement [3] - Despite the increased penalties, there are concerns that the current measures may not fully deter companies from engaging in financial fraud, as the penalties may still be perceived as insufficient relative to the harm caused to investors [3] - To restore investor confidence in the A-share market, it is crucial to enhance the transparency and authenticity of information provided by listed companies, alongside ensuring that investors' interests are adequately protected [4]

证券代码：839680 证券简称:*ST 广道 公告编号：2025-051 深圳市广道数字技术股份有限公司股票交易异常波动公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带法律责任。 一、股票交易异常波动的具体情况 公司股票最近 2 个有成交的交易日（2025 年 6 月 17 日-2025 年 6 月 18 日）涨跌幅偏离 值累计达到-40.91%，根据《北京证券交易所交易规则（试行）》的有关规定，属于股票交易 异常波动情形。 二、公司关注并核实的相关情况 1、 核实对象： 公司控股股东、实际控制人及一致行动人，持股 5%以上股东，在任的董事、监事及高 级管理人员。 2、 核实方式： 电话询问、口头询问、微信询问等方式。 3、 核实结论： 公司于 2025 年 6 月 13 日收到中国证监会下发的《行政处罚事先告知书》(【2025】12 号)(以下简称"《告知书》")，根据收到的《告知书》认定情况，公司可能触及《北京证券交 易所股票上市规则》10.5.1 条规定的重大违法行为，可能被实施重大违法强制退市。根据《 ...

Group 1 - The State Council emphasized the need to promote the construction of "good houses" and integrate it into urban renewal mechanisms, providing policy support in planning, land, finance, and other areas to stabilize the real estate market [4][5] - The People's Bank of China announced a 400 billion yuan reverse repurchase operation to maintain liquidity in the banking system, with a term of 182 days [4] - The CSRC released new regulations for algorithmic trading in the futures market to enhance monitoring and risk management [4] Group 2 - The National Development and Reform Commission allocated 80 billion yuan for urban renewal projects, benefiting approximately 1.7 million people [5] - A series of adjustments to A-share indices took effect on June 16, including major indices like the Shanghai Composite and Shenzhen Component [5][6] - Shenzhen is expected to pilot a secondary listing for red-chip stocks, providing a more efficient listing channel for tech companies [6] Group 3 - Global markets experienced significant volatility on June 13 due to escalating geopolitical tensions in the Middle East, with major indices in the US and Europe declining [7] - The Israeli airstrikes have resulted in significant casualties in Iran, further heightening regional tensions [7] Group 4 - GAC Group committed to ensuring the completion of dealer rebates within two months [10] - Kweichow Moutai adjusted its 2024 profit distribution plan, increasing the dividend to 27.673 yuan per share [10] - *ST Guandao faces potential delisting due to financial fraud, with trading suspended for one day [10] Group 5 - Huatai Securities reported that the conflict between Israel and Iran has led to increased oil price volatility [14] - CITIC Securities noted that new models of real estate development will more effectively address structural supply-demand mismatches [15] - The computer industry is expected to maintain a positive trend, with a focus on AI applications and smart vehicles [17]

Core Viewpoint - The company *ST Guangdao (839680.BJ)* is facing significant penalties and potential delisting due to serious financial fraud involving inflated revenue and costs from 2018 to mid-2024, with inflated amounts constituting 83.30% to 99.39% of reported figures [2][3][4]. Financial Fraud Details - The Shenzhen Securities Regulatory Commission has identified that Guangdao Digital systematically inflated its revenue and costs through the creation of false contracts, invoices, and other documents, leading to substantial misrepresentation in financial reports [4][6]. - Specific inflated revenue figures include 143 million, 192 million, 223 million, 249 million, 304 million, 283 million, and 72 million for the years 2018 to mid-2024, representing 87.34% to 99.39% of reported amounts [4]. - Corresponding inflated costs were 65 million, 85 million, 117 million, 133 million, 163 million, 152 million, and 39 million, with similar high percentages of misrepresentation [4]. Regulatory Actions - The Shenzhen Securities Regulatory Commission plans to impose a total fine of 40.5 million yuan on the company and its executives, with the chairman and general manager facing individual fines of 15 million yuan and 5 million yuan respectively [5][6]. - The company may face mandatory delisting due to the severity of the violations, as indicated in the administrative penalty notice [6]. Audit Firm's Responsibility - The auditing firm Zhongshen Huawen has provided unqualified audit opinions for six consecutive years, raising questions about its diligence and potential liability for failing to detect the fraud [3][8]. - Experts suggest that the audit firm may face administrative penalties, civil liabilities, and reputational damage due to its role in the oversight failure [9][10]. Industry Implications - The case highlights systemic risks in financial fraud and weaknesses in audit regulation, prompting calls for enhanced technological measures and stricter enforcement to ensure the integrity of financial reporting [9][11]. - Recommendations include the adoption of electronic confirmations, big data analysis for anomaly detection, and improved accountability mechanisms for audit firms [11].

Core Viewpoint - Shenzhen Guangdao Digital Technology Co., Ltd. (*ST Guangdao) has been found to have engaged in financial fraud by fabricating sales and procurement documents, leading to significant inflation of reported revenue and costs, which may result in severe penalties including potential delisting from the Beijing Stock Exchange [1][3][6] Summary by Sections Company Actions and Findings - *ST Guangdao inflated its revenue by amounts ranging from 71.65 million to 2.49 billion CNY over several years, with the inflated figures constituting up to 99.39% of reported revenue in certain periods [3][4] - The fraudulent activities persisted for six and a half years, indicating a long-term pattern of misconduct [3][6] Regulatory Response - The Shenzhen Securities Regulatory Bureau has proposed a fine of 10 million CNY for the company and 15 million CNY for the chairman and actual controller, Jin Wenming, along with fines for other board members [1][6] - The regulatory body is considering a lifetime ban from the securities market for Jin Wenming and Zhao Lu, the financial head, due to their direct involvement in the fraud [6][8] Independent Directors' Accountability - Independent director An Xiumei, who has been with the company since September 2020, claimed ignorance of the fraudulent activities but failed to provide evidence of due diligence [2][5] - Other independent directors also expressed limited knowledge of the company's operations, yet they signed off on financial reports that contained false information [4][5] Investor Protection Measures - Minmetals Securities has initiated a plan for advance compensation to investors affected by the fraudulent disclosures, proposing a fund of approximately 220 million CNY for this purpose [8][9] - The firm aims to fulfill its responsibilities as a gatekeeper in the securities market and mitigate investor losses resulting from *ST Guangdao's actions [8][9]

Core Viewpoint - Shenzhen Guangdao Digital Technology Co., Ltd. (referred to as "Guangdao Digital" or "*ST Guangdao") is facing severe penalties from the Shenzhen Securities Regulatory Bureau for financial fraud, including the fabrication of sales and procurement contracts to inflate revenue and costs [1][2][3][4]. Group 1: Financial Misconduct - Guangdao Digital allegedly inflated its revenue by a total of 1.43 billion, 1.92 billion, 2.23 billion, 2.49 billion, 3.04 billion, 2.83 billion, and 716.46 million from 2018 to the first half of 2024, representing 87.34%, 95.39%, 98.96%, 85.87%, 99.39%, 98.14%, and 88.11% of the reported amounts for those periods [1]. - The company also inflated its operating costs by 646.5 million, 854.2 million, 1.17 billion, 1.33 billion, 1.63 billion, 1.52 billion, and 38.63 million during the same period, accounting for 84.53%, 91.17%, 98.41%, 83.30%, 99.13%, 92.26%, and 83.81% of the reported amounts [1]. Group 2: Regulatory Actions - The Shenzhen Regulatory Bureau plans to impose a maximum penalty on Guangdao Digital, including a fine of 10 million and warnings for key individuals involved, with fines totaling 15 million for the controlling shareholder Jin Wenming [3][4]. - Jin Wenming and Zhao Lu are also facing lifetime bans from the securities market due to their roles in the financial misconduct, which severely disrupted market order [4]. Group 3: Potential Consequences - Guangdao Digital may face mandatory delisting due to serious violations as per the Beijing Stock Exchange's listing rules, with a trading suspension for one day following the announcement [5][6]. - The company has already been flagged for financial delisting risks due to an audit report that expressed an inability to provide an opinion on its 2024 annual financial statements [5]. Group 4: Investor Protection Measures - The North Exchange and related institutions are preparing to offer advance compensation to eligible investors who suffered losses due to the company's fraudulent activities [7]. - Advance compensation is a voluntary civil settlement process for investors affected by significant legal violations, with previous cases already established in the market [7].

五矿证券有限公司 | 项目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是，保荐机构对上市公司信息披露文件进行了 | | | 事先或事后审阅，包括股东会会议决议及公 | | | 告、董事会会议决议及公告、监事会会议决议 | | | 及公告、募集资金使用和管理的相关报告和其 | | | 他临时公告等文件，对信息披露文件的内容及 | | | 格式、履行的相关程序进行了检查。 | | （2）未及时审阅公司信息披露文件的次 | 无 | | 数 | | | 2.督导公司建立健全并有效执行规章制 | | | 度的情况 | | | （1）是否督导公司建立健全规章制度 （包括但不限于防止关联方占用公司资源 | 是，保荐机构已协助和督促上市公司建立相应 | | | 的内部制度、决策程序及内控机制，以符合法 | | 的制度、募集资金管理制度、内控制度、 | 律法规和上市规则的要求。 | | 内部审计制度、关联交易制度） | | | （2）公司是否有效执行相关规章制度 | 否，经核查公司内控失效，相关制度未能有效 | | | 执行。 | | 3.募 ...