Core Viewpoint - Emperor Capital (00717.HK) expects to achieve a net profit of no less than HKD 120 million for the fiscal year ending September 30, 2025, a significant increase from the previous year's profit of HKD 66.4 million [1] Group 1: Financial Performance - The anticipated increase in net profit is primarily attributed to a substantial reduction in the impairment provisions for margin loans and other loans and advances [1] - Additionally, the group's revenue is expected to rise, contributing to the overall profit growth [1]

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完 整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部分內容而產生或因倚賴該等內 容而引致的任何損失承擔任何責任。 (於百慕達註冊成立之有限公司) (股份代號 : 717) 正面盈利預告 本公告乃由英皇資本集團有限公司 (「本公司」，連同其附屬公司統稱「本集團」) 根據香 港聯合交易所有限公司證券上市規則第13.09(2)(a)條及香港法例第571章證券及期貨條例第 XIVA部之內幕消息條文而作出。 英皇資本集團有限公司 主席 楊玳詩 香港，2025年11月19日 - 1 - 於本公告日期，董事會成員為： 執行董事： 楊玳詩女士 范敏嫦女士 本公司董事會 (「董事會」) 謹此知會本公司股東及潛在投資者，根據對本集團所得最新財 務資料進行之初步評估，本集團預期於截至 2025 年 9 月 30 日止年度 (「本年度」) 將錄得 不少於 120,000,000 港元之淨溢利 (2024 年：66,400,000 港元)。其淨溢利上升主要是由於本 年度 (i) 本集團之孖展貸款以及其他貸款及墊款之減值撥備淨額大幅減少；及 ...

FF301 | 1. 股份分類 | 普通股 | 股份類別 | 不適用 | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 00717 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 500,000,000,000 | HKD | | 0.01 HKD | | 5,000,000,000 | | 增加 / 減少 (-) | | | 0 | | | HKD | | 0 | | 本月底結存 | | | 500,000,000,000 | HKD | | 0.01 HKD | | 5,000,000,000 | 本月底法定/註冊股本總額： HKD 5,000,000,000 第 1 頁 共 10 頁 v 1.1.1 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2025年10月31日 狀態: 新提交 致：香港交易及結算所有限公司 ...

Market Overview - The market has shown volatility, with significant declines in major indices and stocks over the past two weeks, including a drop of over 13% in the Ample Hang Seng Technology Index and over 14% in the Hang Seng Biotechnology Index [1] - Notable declines in individual stocks include Tencent, which fell nearly 80 yuan, and SMIC, which dropped over 26% [1] - Despite a rise in gold prices by over $150, gold stocks like Zijin Mining and Shandong Gold experienced weekly declines [1] Financial Data Insights - As of the end of September, M2 growth was at 8.4% and M1 growth at 7.2%, indicating enhanced liquidity and economic activity [2] - PMI has been below 50 for six consecutive months, suggesting weak production expansion intentions among enterprises [2] - A significant increase in household deposits by 760 billion yuan in September indicates a shift towards saving rather than investing in the stock market [2] Corporate Developments - In the U.S. market, AI-related developments dominated headlines, with OpenAI partnering with Broadcom for AI chips and Apple launching the M5 chip [5] - Oracle Cloud plans to deploy 50,000 AMD chips, and Nvidia announced a $40 billion acquisition of Aligned, marking significant corporate activity in the AI sector [5] - Major investment banks reported substantial increases in fee income, with Goldman Sachs seeing a 42% rise, driven by a surge in merger and acquisition activity [5] IPO and New Listings - Recent IPOs in Hong Kong showed strong initial performance, with companies like Zhida Technology and Xuanzhu Biotechnology seeing significant gains in their dark pool trading [6] - However, some listings faced challenges, such as delays and underperformance, indicating a mixed sentiment in the IPO market [6] Historical Context and Investment Strategy - Historical analysis of the Persian Wars highlights the importance of strategic decision-making in both warfare and investment, emphasizing the need for calculated risks and emotional balance [9][10] - The current market environment suggests that maintaining a balanced investment approach, with a reserve of cash for opportunities, is prudent [11][12]

FF301 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2025年9月30日 狀態: 新提交 致：香港交易及結算所有限公司 FF301 公司名稱: Emperor Capital Group Limited 英皇資本集團有限公司（於百慕達註冊成立之有限公司） 呈交日期: 2025年10月3日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | 不適用 | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 00717 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 500,000,000,000 | HKD | | 0.01 HKD | | 5,000,000,000 | | 增加 / 減少 (-) | | | 0 | | | HKD | | 0 | | 本月底結存 | | | 500,000,000 ...

FF301 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2025年8月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: Emperor Capital Group Limited 英皇資本集團有限公司（於百慕達註冊成立之有限公司） 呈交日期: 2025年9月3日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | 不適用 | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 00717 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | 500,000,000,000 | HKD | | 0.01 | HKD | | 5,000,000,000 | | 增加 / 減少 (-) | | | 0 | | | HKD | | 0 | | 本月底結存 | | | 500,000,000,000 HK ...

FF301 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2025年7月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: Emperor Capital Group Limited 英皇資本集團有限公司（於百慕達註冊成立之有限公司） 呈交日期: 2025年8月4日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | 不適用 | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 00717 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | 500,000,000,000 | HKD | | 0.01 | HKD | | 5,000,000,000 | | 增加 / 減少 (-) | | | 0 | | | HKD | | 0 | | 本月底結存 | | | 500,000,000,000 HK ...

Financial Performance - Total revenue for the quarter reached $402.634 million, a year-over-year increase of 31%[5] - The company reported a net income of $100.534 million, translating to an earnings per share (EPS) of $0.83[5] - The net loss for the quarter was $(190.351) million, reflecting a significant increase in operational costs[10] - The company reported a net income of $177,550 million, which is a 3.5% increase from the previous year[13] - The company reported a net loss of $275 million for the quarter, highlighting challenges in profitability despite revenue growth[29] - The company reported a net loss of $898,816 million for the quarter, indicating a significant decline from the previous year's profit[34] - The company reported a total revenue of 7,788 million for the current fiscal year[43] - The company reported a revenue of $35 million for the fiscal year 2024/2025, indicating a significant growth compared to previous periods[50] User Engagement - User data showed a significant growth with 297,607 active users, representing a 100% increase compared to the previous year[5] - User data showed a total of 1.812784 million active users, representing a growth of 5% compared to the previous quarter[11] - User data showed a total of 3,199,289 active users, reflecting a growth of 9.9% compared to the previous year[13] - User data indicates a total of 6,740,846 active users, showcasing strong user engagement and growth[30] - User data showed an increase in active users, contributing to a 15% year-over-year growth in engagement metrics[21] - User data showed a significant increase, with 5,931 million active users reported[43] - User engagement metrics showed a 20% increase in active users year-over-year, reflecting strong market demand[50] Future Guidance - Future guidance indicates an expected revenue growth of 25% for the next quarter, projecting revenues to reach approximately $500 million[6] - The company expects revenue guidance for the next quarter to be between $439.694 million and $439.694 million, indicating a stable outlook[11] - The company provided guidance for the next fiscal year, projecting revenues between $400 million and $450 million, indicating a growth rate of approximately 10-15%[26] - Future guidance projects continued revenue growth, with expectations to exceed $56.120 billion in the upcoming fiscal year[30] - Future guidance suggests a continued upward trend in revenue, with expectations of reaching 26,442 million in the next quarter[41] - The company has set a performance guidance of 25% revenue growth for the next fiscal year, supported by strong sales forecasts[50] Product Development - The company is investing in new product development, with a budget allocation of $52.721 million for R&D initiatives[5] - New product launches are anticipated to contribute an additional $73.066 million in revenue in the upcoming quarter[12] - New product launches contributed to a revenue increase of $1,260,778 million, indicating a strong market response[14] - New product launches are expected to drive additional revenue, with an estimated contribution of $60.757 million from upcoming releases[27] - New product development efforts have led to the introduction of innovative technologies, enhancing market competitiveness[39] - New product launches are expected to contribute an additional $5 million in revenue in the next quarter, driven by innovative features and customer feedback[50] Market Expansion - Market expansion plans include entering three new international markets by the end of 2025, aiming for a 15% market share in each[6] - The company is focusing on market expansion strategies, particularly in the Asia-Pacific region, aiming for a 15% increase in market share by 2025[12] - The company is focusing on market expansion, with plans to enter new regions and increase its user base significantly[14] - The company is focusing on market expansion strategies, aiming to penetrate new geographical regions and increase market share[42] - The company plans to expand its market presence in Asia, targeting a 10% increase in market share by 2025[35] - The company plans to enhance its market presence through targeted marketing strategies and partnerships[31] - The company plans to enhance its market presence by entering three new regions by the end of 2025, aiming for a 15% market share in these areas[50] Research and Development - Research and development expenses increased to $6.189 million, highlighting the company's commitment to innovation[11] - Research and development efforts are ongoing, with a budget allocation of $552,006 million aimed at enhancing product offerings[14] - Research and development expenses increased to $4.493 million, highlighting the commitment to innovation and new technology[25] - A notable increase in R&D investment is expected, with a focus on advancing product capabilities and technological advancements[40] - The company is investing $10 million in research and development for new technologies aimed at enhancing user experience and operational efficiency[50] Strategic Acquisitions - The company is exploring potential acquisitions to enhance its technology portfolio, with a focus on firms specializing in AI and machine learning[6] - A strategic acquisition is in progress, expected to close by Q2 2025, which could add approximately $147.602 million in annual revenue[12] - The company is exploring potential mergers and acquisitions to strengthen its market presence and diversify its product portfolio[14] - The company is exploring strategic acquisitions to enhance its market position, with a budget of $50 million allocated for potential deals[21] - The company is exploring potential acquisitions to enhance its technology portfolio, with a budget of $1,110,583 million allocated for this purpose[36] - A strategic acquisition is in progress, which is projected to increase the company's market capitalization by 10% upon completion[50] Operational Efficiency - The company reported a decrease in operational costs by 5%, improving overall profitability margins[22] - The company aims to improve operational efficiency to mitigate losses and enhance overall profitability moving forward[29] - The company aims to reduce operational costs by 2.5% through efficiency improvements in the next fiscal year[36] - The company reported a 30% reduction in operational costs due to efficiency improvements and cost-cutting measures[50] - The company reported a 5,250 million increase in operational efficiency, contributing to overall profitability[38] Customer Satisfaction - The overall customer satisfaction rate improved to 90%, reflecting a 5% increase from the previous quarter[6] - Customer satisfaction ratings improved to 90%, up from 85% last year, indicating successful implementation of new service strategies[50] Marketing Strategies - A new marketing strategy was announced, expected to increase distribution channels by 20% over the next year[6] - A new marketing strategy is being implemented, aiming to increase brand awareness and customer acquisition by 20% in the next fiscal year[26] - The company has outlined a strategic plan for potential acquisitions to bolster its market position and diversify its product offerings[39]

Revenue Performance - Total revenue increased by 117% to HKD 402,634,000 for the six months ended March 31, 2025, compared to HKD 185,386,000 in 2024[4] - Wealth management solutions revenue surged by 463% to HKD 297,607,000, accounting for 73.9% of total revenue[4][8] - Total revenue for the six months ended March 31, 2025, was HKD 402,634,000, a significant increase from HKD 185,386,000 in the same period of 2024, representing a growth of 117.8%[17] - Total revenue for the six months ended March 31, 2025, was HKD 402,634,000, a significant increase from HKD 185,386,000 in the same period of 2024, representing a growth of 117.9%[29] - Commission and fee income reached HKD 271,263,000, compared to HKD 30,751,000 in the previous year, marking an increase of 786.5%[17] - Commission and fee income from securities trading reached HKD 37,095,000, compared to HKD 22,627,000 in the prior year, reflecting a growth of 64.0%[29] Profitability - Net profit rose by 35% to HKD 56,120,000, with basic earnings per share increasing by 34% to HKD 0.83[5] - The company reported a pre-tax profit of HKD 56,395,000, up from HKD 41,427,000, indicating a growth of 36.3%[17] - The company reported a profit for the period of HKD 56,120,000, up from HKD 41,627,000 in the previous year, indicating a year-over-year increase of 34.7%[34] - Basic earnings per share increased to HKD 0.83 from HKD 0.62, representing a rise of 33.9%[17] Financial Position - The group maintains a zero debt ratio with no bank borrowings as of March 31, 2025[12] - Cash and bank deposits totaled HKD 2,072,800,000, up from HKD 1,520,800,000 in the previous year[12] - Total assets as of March 31, 2025, were HKD 5,127,530,000, compared to HKD 4,977,052,000 as of September 30, 2024, an increase of 3%[18] - The net asset value stood at HKD 3,512,200,000, slightly up from HKD 3,456,080,000, reflecting a growth of 1.6%[18] - The company’s total liabilities increased to HKD 1,907,422,000 from HKD 1,813,521,000, a rise of 5.2%[18] Operational Highlights - Loan segment revenue decreased by 22% to HKD 100,534,000, representing 25.0% of total revenue[9] - Corporate finance revenue slightly increased to HKD 4,493,000, making up 1.1% of total revenue[10] - The wealth management segment generated HKD 297,607,000 in revenue, while the loan segment contributed HKD 172,568,000, indicating strong performance across divisions[26] Employee and Governance - Employee costs increased to HKD 39,100,000, with a total of 195 employees as of March 31, 2025[14] - The company has complied with the corporate governance code, although it deviated from the provision that the roles of Chairman and CEO should be separate[53] - The board consists of experienced directors, with half being independent non-executive directors, ensuring a balanced distribution of power and authority[53] Legal and Compliance - The company has initiated legal proceedings against borrowers with a total outstanding amount of approximately HKD 493,000,000, with an impairment provision of about HKD 320,000,000 as of March 31, 2025[38] - The company did not declare any interim dividend for the period, consistent with the previous year[35] - The company has implemented revised Hong Kong Financial Reporting Standards, which did not have a significant impact on the financial statements for the current or prior periods[21] Market Strategy - The group plans to strengthen its wealth management team to capitalize on opportunities in the market despite geopolitical uncertainties[11] - The new capital investor entry scheme launched in 2024 is expected to provide significant opportunities for tailored investment services[7] Impairment and Receivables - The total impairment provision for loans and advances was HKD 898,816,000, with a net amount of HKD 1,110,583,000 after deducting the provision[37] - The impairment provision for accounts receivable was HKD 931,436,000, a reduction of 28.3% from HKD 1,298,376,000 in the previous period[44] - As of March 31, 2025, the total receivables from fixed-rate loans amounted to HKD 676,807,000, a decrease of 22.6% from HKD 875,088,000 as of September 30, 2024[39] - The overdue receivables from fixed-rate loans were HKD 274,346,000, down 44.2% from HKD 492,062,000 in the previous period[39] - The total accounts receivable from securities trading business was HKD 1,548,663,000, down 22.5% from HKD 1,998,150,000 as of September 30, 2024[44] Securities and Trading - The total accounts payable from securities trading business was HKD 1,824,625,000, an increase of 4.2% from HKD 1,750,576,000 as of September 30, 2024[48] - The total value of unsecured loans was approximately HKD 386,000,000, an increase of 27.4% from HKD 303,000,000 in the previous period[42]

Financial Performance - Total revenue increased by 20.5% to HK$531.6 million for the year ended 30 September 2024, compared to HK$441.0 million in 2023[9] - The Group achieved a net profit of HK$66.4 million, a turnaround from a net loss of HK$160.6 million in 2023[11] - Basic earnings per share improved to HK0.98 cent, compared to a basic loss per share of HK2.38 cents in the prior year[11] - Revenue from the wealth solutions segment increased by 165.6% to HK$278.0 million in 2024, accounting for 52.3% of the Group's total revenue[22] - Revenue from the financing segment was HK$242.8 million in 2024, representing a decrease from HK$323.1 million in 2023, and accounted for 45.7% of total revenue[24] - Revenue from the corporate finance segment was HK$10.8 million in 2024, down from HK$13.3 million in 2023, making up 2.0% of total revenue[26] - The Group's total revenue for 2024 was HK$531.6 million, compared to HK$441.0 million in 2023, reflecting a growth of 20.5%[1] - The Group's net profit for 2024 was HK$66.4 million, an increase from HK$403.6 million in 2023[1] - The Group's earnings per share (EPS) for 2024 was HK$0.98, compared to HK$2.38 in 2023[1] Impairment and Asset Quality - Net impairment allowances significantly decreased by 60.6% to HK$158.9 million, down from HK$403.6 million in the previous year[11] - An impairment allowance of HK$158.9 million was recognized in the current year, a decrease from HK$403.6 million in 2023, reflecting improved asset quality[39] - The total gross carrying amount of advances to twenty customers in margin financing was approximately HK$562.4 million as of September 30, 2024, with an impairment provision of approximately HK$112.4 million made for the year[41] - An impairment provision of approximately HK$9.1 million was made on advances to two customers in margin financing, with a total gross carrying amount of approximately HK$34.2 million as of September 30, 2024[41] - An impairment reversal of approximately HK$99.4 million was made on advances to ten customers in margin financing, with a total gross carrying amount of approximately HK$649.9 million as of September 30, 2024[43] - The net provision for impairment of loans and advances amounted to approximately HK$149.2 million[43] Market Environment and Outlook - The macroeconomic environment faced challenges including geopolitical tensions and inflationary pressures, impacting capital markets[12] - Investment sentiment improved in the second half of the year, aided by measures enhancing mutual access between Mainland China and Hong Kong capital markets[13] - The Group expects positive market influences from further interest rate cuts and government stimulus measures, which are anticipated to boost demand for financial services[30] - The Group's future outlook remains cautious due to geopolitical tensions and interest rate volatility, prompting a pragmatic approach to business operations[31] Corporate Governance and Management - The Company is committed to maintaining high standards of corporate governance, ensuring accountability, responsibility, and transparency towards stakeholders[139] - The Company complied with the Corporate Governance Code provisions, except for the separation of roles between the chairman and chief executive officer[140] - The Board consists of six Directors, including three Executive Directors and three Independent Non-Executive Directors (INEDs), ensuring a diverse mix of skills and experience[148] - The Board Diversity Policy aims to achieve a balance of skills, experience, and perspectives, considering factors such as gender, age, and professional background[151] - The Company is focused on workforce engagement, employee retention, and training as part of its corporate governance strategy[146] Employee and Talent Management - Total staff costs for the year were approximately HK$73.9 million, an increase from HK$72.0 million in 2023, reflecting a year-over-year increase of 2.6%[49] - The Group's management emphasizes competitive remuneration and benefits, including medical and life insurance, to attract and retain talent[49] - The share option scheme has been adopted to provide incentives or rewards to the staff, enhancing employee engagement and performance[50] - The increase in account executives indicates a strategic move to enhance client service and operational capacity[49] Strategic Initiatives and Future Plans - The Group is focusing on expanding its revenue sources by introducing new services and products[22] - The Group's strategic focus includes expanding its presence in financial services and enhancing corporate governance practices[59] - The company is focusing on market expansion and new product development as part of its future strategy[92] - The company plans to continue its research and development efforts to enhance its product offerings[92] Financial Position and Liquidity - As of September 30, 2024, the Group's current assets were HK$4,977.1 million, an increase from HK$4,712.5 million in 2023, while current liabilities were HK$1,813.5 million, slightly up from HK$1,792.0 million in 2023[33] - The Group's bank balances, cash, and pledged bank deposits totaled HK$1,520.8 million as of September 30, 2024, compared to HK$1,162.3 million in 2023, indicating a significant increase in liquidity[34] - The Group had no bank borrowings as of September 30, 2024, resulting in a gearing ratio of zero, down from 6.2% in 2023[34] Shareholder Information - The Board has resolved not to recommend any final dividend for the year, consistent with 2023[51] - The Company did not pay any interim dividend for the year 2023, and no final dividend was recommended for the year either[70] - As of September 30, 2024, the Company's reserves available for distribution to shareholders included a contributed surplus of approximately HK$102.0 million and accumulated losses of HK$250.5 million[79] Corporate Social Responsibility - Charitable donations made by the Group during the year amounted to approximately HK$19,500[80] - The Group's environmental policies and performance are discussed in the 2023/2024 Environmental, Social, and Governance Report[73] Audit and Compliance - The independent auditor issued an unqualified conclusion regarding the non-exempt continuing connected transactions (CCTs) of the Group, in compliance with Rule 14A.56 of the Listing Rules[130] - The Audit Committee performed an annual review of non-exempt connected transactions for the previous year[181] - The independent auditor's engagement was reviewed and approved by the Audit Committee[188]