特此公告。 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导 性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带 责任。 中国银河证券股份有限公司 2023 年度第五期短期融资券已于 2023 年 11 月 7 日发行完毕，相关发行情况如下： | 债券名称 | 中国银河证券股份有限公司 2023 | 年度第五期短期融资券 | | --- | --- | --- | | 债券简称 | 23 银河证券 CP005 债券流通代码 | 072310231 | | 发行日 | 2023 年 11 月 6 日 起息日 | 2023 年 11 月 7 日 | | 到期兑付日 | 2024 年 5 月 10 日 期限 | 185 天 | | 计划发行总额 | 40 亿元人民币 实际发行总额 | 40 亿元人民币 | | 票面年利率 | 2.59% 发行价格 | 100 元/百元面值 | 本 期 发 行 短 期 融 资 券 的 相 关 文 件 已 刊 登 在 中 国 货 币 网 （www.chinamoney.com.cn）、上海清算所网站（www.shclearing.com）、中 国债券信息网 ...

備註： | 1. 股份分類 | 普通股 | 股份類別 | H | 於香港聯交所上市 (註1) | 是 | | | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 06881 | 說明 | | | | | | | | 法定/註冊股份數目 | | 面值 | 法定/註冊股本 | | | 上月底結存 | | | 3,690,984,633 RMB | 1 RMB | | 3,690,984,633 | | 增加 / 減少 (-) | | | 0 | RMB | | 0 | | 本月底結存 | | | 3,690,984,633 RMB | 1 RMB | | 3,690,984,633 | | 2. 股份分類 | 普通股 | 股份類別 | A | 於香港聯交所上市 (註1) | 否 | | | 證券代號 | 601881 | 說明 | 於上海證券交易所上市 | | | | 致：香港交易及結算所有限公司 FF301 第 1 頁 共 8 頁 v 1.0.2 公司名稱: 中國銀河證券股份有限公司 呈交日期: 2023年11月2日 股份發行人及根據《上市規則》第十九B章上 ...

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导 性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及 连带责任。 重要内容提示： 会议召开时间：2023 年 11 月 13 日(星期一)下午 15:00-16:00 会议召开地点：上海证券交易所上证路演中心（网址： https://roadshow.sseinfo.com/） | 证券代码：601881 | 证券简称：中国银河 | 公告编号：2023-069 | | --- | --- | --- | | 债券代码：113057 | 债券简称：中银转债 | | 中国银河证券股份有限公司 关于召开 2023 年第三季度业绩说明会的公告 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 11 月 6 日(星期一)至 11 月 10 日(星期 五)16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或 通过公司邮箱 zgyh@chinastock.com.cn 进行提问。公司将在说明会 上对投资者普遍关注的问题进行回答。 中国银河证券股份有限公司（以下简称"公司"）已于 2023 年 10 月 31 日发布公司 2023 ...

Financial Performance - The company's operating revenue for Q3 2023 was ¥8,069,687,837.08, a decrease of 11.01% compared to ¥9,067,840,493.46 in the same period last year[4] - Net profit attributable to shareholders for Q3 2023 was ¥1,664,084,413.08, down 21.26% from ¥2,114,190,751.77 year-on-year[4] - The basic earnings per share for Q3 2023 was ¥0.15, a decrease of 25.00% compared to ¥0.20 in the same period last year[4] - Total operating revenue for the first three quarters of 2023 was ¥25,483,268,863.05, a decrease of 6.5% from ¥27,278,294,613.33 in the same period of 2022[20] - Net interest income decreased to ¥3,320,288,122.31 from ¥4,013,761,848.72, reflecting a decline of 17.3%[20] - Net commission and fee income was ¥4,918,346,173.45, down 16.4% from ¥5,883,760,482.37[20] - Investment income dropped significantly to ¥1,986,929,402.21 from ¥4,133,309,154.84, a decrease of 52.0%[20] - Total operating expenses for the first three quarters were ¥18,683,113,437.95, down 6.9% from ¥20,061,152,616.27[20] - Net profit for the third quarter of 2023 was ¥6,603,422,794.60, an increase of 2.5% compared to ¥6,441,082,828.35 in the same quarter of 2022[21] - Total comprehensive income for the third quarter was ¥7,882,504,654.62, up 13.1% from ¥6,971,147,771.67[22] Assets and Liabilities - Total assets as of September 30, 2023, reached ¥676,322,766,219.97, an increase of 8.17% from ¥625,215,724,194.40 at the end of the previous year[5] - The total liabilities increased to ¥555,726,328,135.22 from ¥522,601,017,700.09, reflecting a growth of 6.3%[20] - Total liabilities as of September 30, 2023, were CNY 479.15 billion, compared to CNY 440.93 billion at the end of 2022, reflecting an increase of about 8.6%[26] - The total assets as of September 30, 2023, amounted to CNY 590.74 billion, an increase from CNY 537.82 billion at the end of 2022, reflecting a growth of approximately 9.8%[26] Shareholder Information - Shareholders' equity attributable to the parent company was ¥120,573,136,958.20, up 17.52% from ¥102,589,713,169.38 at the end of the previous year[5] - The total number of ordinary shareholders at the end of the reporting period was 119,948[12] - The largest shareholder, China Galaxy Financial Holdings, holds 49.15% of shares, totaling 5,186,538,364 shares[13] - Total equity attributable to shareholders reached ¥120,573,136,958.20, an increase from ¥102,598,725,946.18, representing a growth of 17.5%[20] Cash Flow - The net cash flow from operating activities for the year-to-date was -¥28,167,717,136.12, indicating a significant decrease compared to ¥23,888,499,355.79 in the same period last year[4] - Operating cash inflow for the first three quarters of 2023 was CNY 66.58 billion, a decrease from CNY 92.31 billion in the same period of 2022, representing a decline of approximately 28%[23] - Net cash flow from operating activities was negative CNY 28.17 billion, compared to a positive CNY 23.89 billion in the previous year[23] - Total cash inflow from investment activities was CNY 26.24 billion, down from CNY 34.15 billion year-on-year, a decrease of about 23%[23] - Net cash flow from financing activities was CNY 2.09 billion, significantly lower than CNY 9.31 billion in the same period last year[24] Investment and Financial Assets - The company reported a decrease in investment and wealth management business income, contributing to the decline in both operating revenue and net profit for Q3 2023[8] - Derivative financial assets increased by 195.37% to CNY 7,769,925,994.30 from CNY 2,630,533,468.95 year-over-year[9] - Trading financial assets rose by 31.92% to CNY 226,808,553,565.86 compared to CNY 171,922,778,715.68 in the previous year[9] - Investment income decreased by 51.93% to CNY 1,986,929,402.21 from CNY 4,133,309,154.84 year-over-year[10] - Fair value changes in profit and loss increased by 422.47% to CNY 3,843,488,967.39 from CNY 735,641,150.86 in the same period last year[10] Management Changes - The company appointed Liu Bing as the new business director effective August 10, 2023, following the resignation of Du Pengfei[15]

Financial Performance - Operating revenue for Q3 2023 was RMB 8,069,687,837.08, a decrease of 11.01% compared to the same period last year[2] - Net profit attributable to shareholders for Q3 2023 was RMB 1,664,084,413.08, down 21.26% year-on-year[2] - Basic earnings per share for Q3 2023 decreased by 25.00% to RMB 0.15[2] - The company experienced a 19.67% decrease in net profit excluding non-recurring gains and losses for Q3 2023[2] - The weighted average return on net assets for Q3 2023 was 1.60%, down 0.43 percentage points from the previous year[2] - Total revenue for the first three quarters of 2023 was RMB 25.48 billion, a decrease of 6.5% compared to RMB 27.28 billion in the same period of 2022[23] - The company's net profit for the first three quarters of 2023 was RMB 6.60 billion, slightly up from RMB 6.44 billion in the same period of 2022, representing an increase of 2.5%[24] - The company reported a total comprehensive income of RMB 7.88 billion for the first three quarters of 2023, up from RMB 6.97 billion in 2022, indicating an increase of 13.1%[26] - The basic earnings per share for the first three quarters of 2023 was RMB 0.60, compared to RMB 0.59 in the same period of 2022, reflecting a growth of 1.7%[26] Assets and Liabilities - Total assets as of September 30, 2023, reached RMB 676,322,766,219.97, an increase of 8.17% from the end of the previous year[3] - Shareholders' equity attributable to the parent company increased by 17.52% to RMB 120,573,136,958.20 compared to the end of the previous year[3] - Total liabilities as of September 30, 2023, amounted to RMB 555.73 billion, an increase of 6.3% from RMB 522.60 billion at the end of 2022[21] - The total liabilities increased to RMB 181.99 billion for repurchase agreements, up from RMB 158.50 billion, reflecting a rise of approximately 14%[20] - Deferred tax liabilities increased by 119.89% to CNY 418,721,702.37, mainly due to fair value changes of financial instruments[8] - Other liabilities rose by 55.85% to CNY 46,562,258,034.16, primarily due to an increase in client transaction performance guarantees[8] Cash Flow - Cash flow from operating activities showed a significant decline of 217.91% year-to-date, primarily due to increased cash outflows from trading instruments and derivative financial instruments[6] - Cash flow from operating activities showed a significant decline of 217.91%, resulting in a net outflow of CNY 28,167,717,136.12, attributed to increased cash outflows from trading instruments[11] - Cash flow from investing activities generated CNY 2,830,761,172.35, a notable improvement compared to the previous year's net outflow[11] - Cash flow from financing activities decreased by 77.57% to CNY 2,088,257,615.28, primarily due to reduced cash inflows from bond issuance and income certificates[11] - In the first three quarters of 2023, the net cash flow from operating activities was -28.17 billion RMB, a significant decrease compared to 23.89 billion RMB in the same period of 2022[27] - The net cash flow from investment activities showed a recovery with a positive figure of 2.83 billion RMB, contrasting with a negative 41.89 billion RMB in the previous year[28] Investments and Income - Investment income decreased by 51.93% to CNY 1,986,929,402.21, mainly due to reduced returns from derivative financial instruments[9] - The company’s investment income for the first three quarters of 2023 was ¥1,592,928,501.25, down from ¥3,139,374,050.96 in 2022, indicating a decline of approximately 49%[33] - The company reported a significant increase in other comprehensive income, which reached ¥1,293,848,603.62 in 2023, compared to ¥394,981,021.55 in 2022[34] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 119,948, with the top ten shareholders holding significant stakes[12] - The outstanding amount of convertible bonds ("Zhongyin Convertible Bonds") not yet converted is RMB 3.73 billion, accounting for 47.78% of the total issuance[16] Management Changes - The company has appointed a new business director, Liu Bing, effective from August 10, 2023, following the resignation of the previous director[15]

| 证券代码：601881 | 证券简称：中国银河 公告编号：2023-068 | | --- | --- | | 债券代码：113057 | 债券简称：中银转债 | 中国银河证券股份有限公司 第四届董事会第二十一次会议（定期）决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导 性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带 责任。 2023 年 10 月 30 日，中国银河证券股份有限公司（以下简称"公司"）在 北京市丰台区西营街 8 号青海金融大厦 M1919 会议室以现场和电话相结合的方 式召开第四届董事会第二十一次会议（定期）。本次会议通知已于 2023 年 10 月 13 日以电子邮件方式发出。本次会议由王晟董事长主持。本次会议应参加表决 董事 10 名，实际参加表决董事 10 名。董事会全体董事按照董事会议事规则的 相关规定参加了本次会议的表决。本次会议的召集、召开及表决程序符合《中华 人民共和国公司法》和《中国银河证券股份有限公司章程》的规定。 会议形成如下决议： 一、通过《关于提请审议<中国银河证券股份有限公司 2023 年第三季度报 告>的议案》。 ...

2023 年 10 月 26 日，中国银河证券股份有限公司（以下简称"公司"）以 通讯方式召开第四届董事会第二十次会议（临时）。会议通知已于 2023 年 10 月 25 日以电子邮件方式发出，全体董事一致同意豁免本次会议通知期限。本次会 议由王晟副董事长（代行董事长职责）主持。本次会议应参加表决董事 10 名， 实际参加表决董事 10 名。董事会全体董事按照董事会议事规则的相关规定参加 了本次会议的表决。本次会议的召集、召开及表决程序符合《中华人民共和国公 司法》和《公司章程》的规定。 会议形成如下决议： | 证券代码：601881 | 证券简称：中国银河 公告编号：2023-066 | | --- | --- | | 债券代码：113057 | 债券简称：中银转债 | 中国银河证券股份有限公司 第四届董事会第二十次会议（临时）决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导 性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带 责任。 特此公告。 中国银河证券股份有限公司董事会 2023 年 10 月 27 日 1 通过《关于提请审议王晟先生担任公司董事长的议案》。 ...

| 证券代码：601881 | 证券简称：中国银河 公告编号：2023-067 | | --- | --- | | 债券代码：113057 | 债券简称：中银转债 | 中国银河证券股份有限公司 关于公司董事长、副董事长变动的公告 王晟先生，男，1977 年 6 月出生，自 2022 年 7 月起担任本公司总裁、执 行委员会副主任，自 2022 年 8 月起担任本公司执行董事、副董事长，自 2023 年 10 月起担任本公司党委书记。王晟先生于 2022 年 7 月至 2023 年 10 月担任 本公司党委副书记。王晟先生毕业于清华大学经济管理学院，分别于 2000 年和 2002 年获得管理信息系统学士与管理科学与工程硕士学位。王晟先生 2002 年 加入中国国际金融股份有限公司（以下简称"中金公司"），先后参与了电信、 金融、能源和医药等多个行业的改革重组，常年服务于多家国内外龙头企业，领 导完成了诸多具有里程碑意义的资本市场交易。王晟先生自 2010 年起在中金 公司投资银行部担任重要管理职务。2016 年 6 月至 2018 年 3 月任中金公司投 资银行部执行负责人，2018 年 3 月至 2020 ...

| 证券代码：601881 | 证券简称：中国银河 公告编号：2023-065 | | --- | --- | | 债券代码：113057 | 债券简称：中银转债 | 陈亮先生在公司任职期间恪尽职守、勤勉尽责，公司及董事会谨此向陈亮先 生为公司改革发展等方面所做出的重要贡献表示衷心感谢。 根据《中华人民共和国公司法》《上海证券交易所股票上市规则》《公司章程》 等相关规定，自即日起至选举产生本公司新任董事长之前，由公司副董事长、执 行董事、执行委员会副主任、总裁王晟先生代行董事长职责，并代行董事会秘书 职责。公司将按照相关规定，尽快完成董事、董事长和董事会秘书的选聘工作。 特此公告。 2023 年 10 月 23 日 中国银河证券股份有限公司董事会 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导 性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及 连带责任。 中国银河证券股份有限公司（以下简称"公司"）董事长陈亮先生因工作安 排，于 2023 年 10 月 20 日提出辞去公司董事及董事长、董事会战略发展委员会 主任委员、公司执行委员会主任及其他相关职务。 陈亮先生已确认其与董事会并 ...

经上海证券交易所"上证函[2023]881 号"批准，中国银河证券股份有限 公司（以下简称"发行人"）获准向专业投资者非公开发行面值不超过人民币 300 亿元的公司债券。 根据《中国银河证券股份有限公司 2023 年面向专业投资者非公开发行公 司债券（第三期）募集说明书》，中国银河证券股份有限公司 2023 年面向专业 投资者非公开发行公司债券（第三期）（以下简称"本期债券"）的发行规模 为不超过 50 亿元（含 50 亿元），分为 2 个品种，其中品种一为 2 年期，品种 二为 3 年期，两个品种间可互拨。发行价格为每张 100 元，采取网下面向专业 投资者簿记建档的方式发行。 本期债券发行工作已于 2023 年 10 月 18 日结束，经发行人与主承销商共 同协商，本期债券品种二实际发行规模 45 亿元，最终票面利率为 3.08%；品种 一实际未发行。 经核查，发行人的董事、监事、高级管理人员、持股比例超过 5%的股东 及其他关联方未参与本期债券认购，不存在承销机构及其关联方认购情况。 | 证券代码：601881 | 证券简称：中国银河 | 公告编号：2023-064 | | --- | --- | -- ...