证券代码：600053 证券简称：九鼎投资 编号：临 2023-032 昆吾九鼎投资控股股份有限公司 K u n w u J i u d i n g I n v e s t m e n t H o l d i n g s C O . , L t d 2023 年 上 半 年 度 私募股权投资管理业务 经营情况简报 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 现将昆吾九鼎投资控股股份有限公司 2023 年上半年度私募股权投资管理业务主要 经营数据公告如下，供投资者参阅。报告期指 2023 年 4-6 月。 报告期内，在管基金参股项目中无获得沪深北证券交易所 IPO 审核通过的情况。 三、报告期内公司基金项目退出情况 一、报告期内基金募集资金情况 | | | | | 类型 | | 实缴金额（亿元） | | --- | --- | --- | --- | --- | --- | --- | | | | | 报告期内公司管理的基金新增实缴规模 | | | - | | 2023 | 年 1-6 | | | 月公司管理的基金新增实缴规 ...

Financial Performance - The company's operating revenue for Q1 2023 was CNY 12.18 million, a decrease of 86.70% compared to the same period last year[4] - The net profit attributable to shareholders was a loss of CNY 23.12 million, representing a decline of 152.09% year-on-year[4] - The net cash flow from operating activities was a negative CNY 35.51 million, down 159.22% from the previous year[4] - The basic and diluted earnings per share were both CNY -0.0533, reflecting a decrease of 152.09% compared to the same period last year[4] - The private equity investment management business generated revenue of CNY 11.14 million, a decrease of 84.80% year-on-year[4] - The real estate business reported revenue of CNY 1.05 million, down 94.28% compared to the same period last year[4] - The company reported an operating loss of ¥23,831,410.78 in Q1 2023, compared to an operating profit of ¥54,030,286.69 in Q1 2022[15] - The total comprehensive income for Q1 2023 was a loss of ¥23,692,162.70, compared to a comprehensive income of ¥42,754,661.09 in Q1 2022[15] Assets and Liabilities - Total assets at the end of the reporting period were CNY 3.45 billion, a decrease of 0.60% from the end of the previous year[4] - The equity attributable to shareholders was CNY 2.90 billion, down 0.96% from the previous year-end[4] - The total liabilities as of Q1 2023 amounted to ¥497,145,952.54, slightly up from ¥494,243,000.03 in the previous year[14] - Current assets totaled CNY 2,232,047,136.87, slightly down from CNY 2,235,780,293.70 at the end of 2022, indicating a decrease of about 0.2%[12] - The company's cash and cash equivalents were CNY 344,906,159.10, down from CNY 356,636,037.31, representing a decline of approximately 3.3%[11] - Accounts receivable decreased significantly from CNY 72,734,141.72 to CNY 32,039,000.49, a reduction of about 56%[12] - Inventory increased from CNY 1,666,752,517.42 to CNY 1,691,069,592.98, showing a growth of approximately 1.5%[12] - The total liabilities were not explicitly stated, but accounts payable decreased from CNY 18,429,006.63 to CNY 14,770,087.32, a decline of about 20%[12] Cash Flow - In Q1 2023, the company's cash inflow from operating activities was CNY 88,029,234.68, a decrease of 43.3% compared to CNY 155,116,936.03 in Q1 2022[18] - The net cash flow from operating activities was negative at CNY -35,512,440.23, contrasting with a positive CNY 59,964,557.09 in the same period last year[18] - Cash inflow from investment activities totaled CNY 28,561,109.22, down 35.4% from CNY 44,203,920.94 in Q1 2022[20] - The net cash flow from investment activities improved to CNY 27,629,691.28, compared to CNY 14,714,979.38 in Q1 2022, indicating a positive trend[20] - Cash outflow from financing activities was CNY 2,728,767.12, significantly reduced from CNY 41,000,000.00 in Q1 2022[20] - The total cash flow for the period showed a net decrease of CNY 11,729,878.21, contrasting with an increase of CNY 33,575,109.30 in the previous year[20] - The company reported a significant increase in cash paid for purchasing goods and services, which rose to CNY 58,076,189.98 from CNY 31,687,165.12 in Q1 2022[18] - The cash received from investment income decreased to CNY 8,542,496.23, down from CNY 29,354,208.55 in the same quarter last year[18] - The impact of exchange rate changes on cash and cash equivalents was a negative CNY 1,118,362.14, compared to a negative CNY 104,427.17 in Q1 2022[20] Shareholder Information - The company reported a total of 221,105,808 shares held by Jiangxi Zhongjiang Group, representing 51.00% of total shares[9] - Jiangxi Zixing Enterprise Management Co., Ltd. held 92,631,501 shares, accounting for 21.37% of total shares[9] Strategic Outlook - The company is focusing on strategic adjustments to improve performance and market positioning in the upcoming quarters[17] - The company has no significant new product launches or technological developments reported in this quarter[10] - There are no indications of market expansion or mergers and acquisitions mentioned in the report[10]

Financial Performance - In 2022, the company achieved a net profit attributable to shareholders of 176 million RMB, an increase of 182.88% year-on-year, with a net profit of 173 million RMB after deducting non-recurring gains and losses, up 50.05% year-on-year[15]. - The company's total distributable profit as of December 31, 2022, was 1.549 billion RMB, with a proposed cash dividend of 1.6 RMB per 10 shares, totaling 69.367 million RMB, accounting for 39.49% of the net profit attributable to shareholders for the year[7]. - The company reported a compound annual growth rate of 17.34% in net asset per share over the past seven years[15]. - The company achieved operating revenue of 432 million yuan in 2022, an increase of 109.86% year-on-year[35]. - The net profit attributable to shareholders reached 176 million yuan, up 182.88% compared to the previous year[35]. - The net cash flow from operating activities for 2022 was 181,416,084.76 RMB, a significant increase of 449.74% from the previous year[34]. - The company's total assets amounted to 3,470,541,370.43 RMB, reflecting a 4.49% increase from the end of 2021[34]. - The net assets attributable to shareholders at the end of 2022 were 2,924,931,301.86 RMB, up 6.72% from the previous year[34]. Business Segments - The private equity investment management business generated a net profit of 192 million RMB, an increase of 89.60% year-on-year, while the real estate business reported a net loss of 16 million RMB, reducing losses by 58.55%[15]. - The private equity investment management business generated operating revenue of 400 million yuan, a year-on-year increase of 118.68%[36]. - The real estate business reported operating revenue of 32 million yuan, a year-on-year increase of 40.22%[36]. - The real estate business will continue to develop and sell the existing "Zijin City" project, including ongoing sales of Phase I and the tail-end projects[20]. Investment Strategy - The company plans to focus on private equity investment management in 2023, targeting high-quality leading companies in advanced manufacturing, new consumption, and life health sectors[19]. - The company aims to enhance project investment quality through a strategy centered on deep research and flexible fundraising strategies tailored to client needs[19]. - The company continues to optimize its private equity investment strategy, focusing on the growth potential of enterprise value and long-term growth characteristics[47]. - The company focuses on "equity investment as the main approach, with assistance in mergers and acquisitions" to systematically expand quality project resources and enhance investment quality[128]. Governance and Compliance - The company emphasizes that the outlined operational plans do not constitute performance commitments to investors, and there are risks associated with achieving these plans[20]. - The company has established a comprehensive internal control system in compliance with the "Interim Measures for the Supervision and Administration of Private Investment Funds" to prevent conflicts of interest and ensure fair treatment of all managed funds and investors[49]. - The company emphasizes compliance and information disclosure management improvements following regulatory penalties[151]. - The company has established independent financial and operational systems to maintain autonomy and prevent misuse of assets by controlling shareholders[136]. Shareholder Engagement - The company will hold its annual general meeting on May 19, 2023, to discuss various matters with shareholders[22]. - The company’s management team will engage with shareholders to gather feedback on future strategies during the upcoming annual meeting[22]. - The company has outlined a shareholder return plan for the next three years (2022-2024), emphasizing its commitment to shareholder value[153]. Market Conditions - In 2022, the private equity investment market in China saw a total investment amount of 644.119 billion yuan, a decrease of 37.4% year-on-year[80]. - The real estate market faced significant challenges, with the top 100 real estate companies experiencing a 42.6% decrease in cumulative performance by November 2022[81]. - The total real estate development investment in China decreased by 10.0% year-on-year to ¥132,895 billion, with residential investment down by 9.5%[109]. Risk Management - The company faces risks related to the volatility of private equity investment management income and investment returns, which can significantly impact future operating performance[129]. - The company acknowledges the risk of declining investment returns from managed funds if macroeconomic conditions worsen or if the stock market remains sluggish[130]. - The company has a strong talent pool in the private equity investment sector, but risks exist regarding potential talent loss that could affect competitive advantage[131]. Social Responsibility - The company emphasizes the importance of environmental responsibility and has signed the UN Principles for Responsible Investment (PRI)[181]. - The company has committed to not engaging in competitive business activities that could harm the interests of the listed company and its minority shareholders[187]. - The company has established a partnership in the Sichuan province to support local financial industry development, creating job opportunities and contributing to tax revenue[184]. Future Outlook - The investment landscape is expected to recover in 2023, with increased confidence in sectors like consumption, entertainment, and tourism[123]. - The government is expected to continue supporting reasonable housing purchases while maintaining tight financing for real estate companies[125].

证券代码：600053 证券简称：九鼎投资 编号：临 2023-024 昆吾九鼎投资控股股份有限公司 K u n w u J i u d i n g I n v e s t m e n t H o l d i n g s C O . , L t d 关 于 召 开 20 22 年 度 业 绩 说 明 会 的 公 告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： ●会议召开时间：2023 年 5 月 26 日（星期五）下午 15:00-16:00 ● 会 议 召 开 地 点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 二、说明会召开的时间、地点 （一）会议召开时间：2023 年 5 月 26 日 下午 15:00-16:00 （二） 会 议 召 开 地 点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） （三）会议召开方式：上证路演中心网络互 ...

证券代码：600053 证券简称：九鼎投资 编号：临 2023-017 昆吾九鼎投资控股股份有限公司 K u n w u J i u d i n g I n v e s t m e n t H o l d i n g s C O . , L t d 2023 年 第 一 季 度 房 地 产 业 务 经营情况简报 董 事 会 2023 年 4 月 15 日 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 现将昆吾九鼎投资控股股份有限公司 2023 年第一季度房地产业务主要经营数据 公告如下，供投资者参阅。 | 项目名 | 项目 | 签约面积 （平方米）/ | 同比增长 | 签约金额 | 同比增 | 竣工面积 | 同比增 | | --- | --- | --- | --- | --- | --- | --- | --- | | 称 | 类型 | 车位（个） | （%） | （万元） | 长（%） | （平方米） | 长（%） | | 紫金城 | 住宅 （底商） | 1,082.26 | 72.54 | 2,280.42 | ...

证券代码：600053 证券简称：九鼎投资 编号：临 2023-018 昆吾九鼎投资控股股份有限公司 K u n w u J i u d i n g I n v e s t m e n t H o l d i n g s C O . , L t d 2023 年 第 一 季 度 私募股权投资管理业务 经营情况简报 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 现将昆吾九鼎投资控股股份有限公司 2023 年第一季度私募股权投资管理业务主要 经营数据公告如下，供投资者参阅。报告期指 2023 年 1-3 月。 一、报告期内基金募集资金情况 | | | | | | 类型 | 实缴金额（亿元） | | | --- | --- | --- | --- | --- | --- | --- | --- | | | | | | 报告期内公司管理的基金新增实缴规模 | | | - | | 2023 | 年 1-3 | | | | 月公司管理的基金新增实缴规模 | | - | | 截至 | 2023 | 年 3 | 月 | 31 | 日公司在管 ...

昆吾九鼎投资控股股份有限公司 K u n w u J i u d i n g I n v e s t m e n t H o l d i n g s C O . , L t d 证券代码：600053 证券简称：九鼎投资 编号：临 2023-010 2022 年 第 四 季 度 房 地 产 业 务 经营情况简报 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 现将昆吾九鼎投资控股股份有限公司 2022 年第四季度房地产业务主要经营数据 公告如下，供投资者参阅。 | 项目名 | 项目 | 签约面积 （平方米） | | 同比增长 | 签约金额 | 同比增长 | 竣工面积 | 同比增 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 称 | 类型 | /车位（个） | | （%） | （万元） | （%） | （平方米） | 长（%） | | 紫金城 | 住宅 （底商） | 3,113.34 | | 975.64% | 6,421.98 | 2,104.59 ...

证券代码：600053 证券简称：九鼎投资 编号：临 2023-011 昆吾九鼎投资控股股份有限公司 K u n w u J i u d i n g I n v e s t m e n t H o l d i n g s C O . , L t d 2022 年 第 四 季 度 私募股权投资管理业务 经营情况简报 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 现将昆吾九鼎投资控股股份有限公司 2022 年第四季度私募股权投资管理业务主要 经营数据公告如下，供投资者参阅。报告期指 2022 年 10-12 月。 一、报告期内基金募集资金情况 | | | | | 类型 | 实缴金额（亿元） | | | --- | --- | --- | --- | --- | --- | --- | | | | | 报告期内公司管理的基金新增实缴规模 | | | - | | 2022 | 年 1-12 | | | 月公司管理的基金新增实缴规模 | | 0.04 | | 截至 | 2022 | 年 12 | 月 | 31 日公司在管基金累计实缴规 ...

2022 年第三季度报告 单位：元 币种：人民币 1 / 12 证券代码：600053 证券简称：九鼎投资 昆吾九鼎投资控股股份有限公司 2022 年第三季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人、主管会计工作负责人及会计机构负责人（会计主管人员）保证季度报告中财务 信息的真实、准确、完整。 第三季度财务报表是否经审计 □是 √否 一、 主要财务数据 (一)主要会计数据和财务指标 本报告期 年初至报告期 | --- | --- | --- | --- | --- | |-----------------------------------------------|----------------|------------------------------|----------------|------------------------ ...

Financial Performance - The company reported a total revenue of RMB 1.2 billion for the first half of 2022, representing a year-on-year increase of 15%[17]. - Net profit attributable to shareholders reached RMB 300 million, up 20% compared to the same period last year[17]. - The company achieved operating revenue of CNY 254.96 million in the first half of the year, representing a year-on-year increase of 230.18%[21]. - Net profit attributable to shareholders reached CNY 98.00 million, up 126.50% compared to the same period last year[21]. - The private equity investment management business generated operating revenue of CNY 235 million, a year-on-year increase of 265.42%[22]. - The net profit from the private equity investment management business was CNY 101 million, reflecting a 60.75% increase year-on-year[22]. - The real estate business reported operating revenue of CNY 20 million, with a year-on-year increase of 53.42%[22]. - The company’s net cash flow from operating activities was CNY 127.09 million, an increase of 161.40% year-on-year[21]. - The total comprehensive income for the first half of 2022 was CNY 118,949,854.09, compared to CNY 37,521,622.45 in the same period of 2021, marking an increase of about 216.5%[166]. - The total profit for the first half of 2022 was CNY 129,128,085.19, compared to CNY 50,029,210.85 in the same period of 2021, reflecting an increase of approximately 158.8%[166]. Market Expansion and Product Development - The company has expanded its user base by 10% in the first half of 2022, reaching a total of 1.1 million active users[17]. - The company plans to launch two new products in Q3 2022, aiming to capture an additional 5% market share[17]. - Market expansion efforts have led to a 25% increase in presence across three new provinces in China[17]. - The company aims to position its "Zijin City" project as a leading brand in Nanchang's real estate market, emphasizing quality over quantity[41]. Investment Strategy and Management - The company has allocated RMB 200 million for research and development in new technologies, focusing on enhancing operational efficiency[17]. - The company’s investment strategy focuses on sectors such as consumer goods, healthcare, and advanced manufacturing, emphasizing research-driven investment[42]. - The company has established a post-investment management center to enhance the value of existing projects and support portfolio companies in their growth[38]. - The company has implemented a profit center assessment system to improve operational efficiency and reduce internal costs[49]. - The company has established a post-investment management system with ten key objectives to enhance the value of existing projects and effectively control post-investment risks[49]. Risk Management - The company has identified potential risks including market volatility and regulatory changes, which may impact future performance[17]. - The risk of investment returns from managed funds declining due to macroeconomic downturns or a sluggish stock market could adversely affect the company's future operating performance[80]. - The real estate industry faces significant policy risks, with ongoing uncertainties in market recovery and financing conditions for private enterprises[87]. Compliance and Governance - The company has not engaged in any non-operational fund occupation by controlling shareholders during the reporting period[17]. - The company has implemented strict compliance with regulations in fund raising and management, ensuring investor suitability through questionnaires and due diligence[57]. - The company has established an independent financial department and accounting system to ensure financial autonomy[111]. - The company has committed to maintaining independence in operations, ensuring that its management and financial personnel do not hold positions in other controlled entities[109]. Shareholder and Equity Information - The total number of ordinary shareholders as of the end of the reporting period is 18,998[140]. - Jiangxi Zhongjiang Group holds 51.00% of the shares, with a decrease of 92,631,501 shares during the reporting period[140]. - Jiangxi Zixing Enterprise Management Co., Ltd. holds 21.37% of the shares, with an increase of 92,631,501 shares during the reporting period[140]. - The company has maintained a stable capital structure with no changes in preferred shares or perpetual bonds reported[181]. Environmental Responsibility and Sustainability - The company has implemented measures to maintain environmental responsibility and sustainability, aligning with global investment principles[96]. - The company actively promotes green and low-carbon development, implementing measures such as water conservation and energy-saving practices in office areas[97]. - The company has adopted a paperless office approach, utilizing an online approval system and promoting double-sided printing to reduce paper consumption[100]. - The company has established fixed waste classification points in the office to enhance waste management and promote recycling efforts[101]. Legal and Litigation Matters - The arbitration case involving former employee You Ziyu and Kunwu Jinding has a disputed amount of RMB 42.4 million, with a ruling requiring Kunwu Jinding to pay a performance bonus of RMB 4 million, which has been provisioned[120]. - Kunwu Jinding has recognized a provision of RMB 400,000 based on the arbitration ruling, while the ongoing litigation is still in the retrial phase[120]. - The company has disclosed ongoing litigation and arbitration matters, with no new significant developments reported[120].