公司严格按照上市公司财务制度规范运作，公司《2023 年第三季度报告》 公允地反映了公司报告期末财务状况以及报告期的经营成果和现金流量。 我们保证公司《2023 年第三季度报告》所披露的信息真实、准确、完整， 承诺其中不存在虚假记载、误导性陈述或重大遗漏，并对其内容的真实性、准确 性和完整性承担法律责任。 董事： 康青山 王亮 赵根 刘靖 王欣 易凌杰 徐爽 张宝林 鲜文铎 监事： 昆吾九鼎投资控股股份有限公司 董事、监事及高级管理人员关于 2023 年第三季度报告的 书面确认意见 根据《证券法》、《上海证券交易所上市公司公告格式第五十二号——上市公 司季度报告》和《上海证券交易所股票上市规则》等法律、法规及规章的规定， 昆吾九鼎投资控股股份有限公司（以下简称"公司"）董事、监事及高级管理人 员在全面了解和审阅公司《2023 年第三季度报告》后，认为： 葛岚 刘玉杰 谭龙龙 高级管理人员： 康青山 易凌杰 昆吾九鼎投资控股股份有限公司 2023 年 10 月 27 日 ...

昆吾九鼎投资控股股份有限公司 K u n w u J i u d i n g I n v e s t m e n t H o l d i n g s C O . , L t d 2023 年 第 三 季 度 私募股权投资管理业务 经营情况简报 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 现将昆吾九鼎投资控股股份有限公司 2023 年第三季度私募股权投资管理业务主要 经营数据公告如下，供投资者参阅。报告期指 2023 年 7-9 月。 | | | | | 类型 | | 实缴金额（亿元） | | | --- | --- | --- | --- | --- | --- | --- | --- | | | | | 报告期内公司管理的基金新增实缴规模 | | | | - | | 2023 | 年 1-9 | | | 月公司管理的基金新增实缴规模 | | | - | | 截至 | 2023 | 年 9 | 月 30 | | 日公司在管基金累计实缴规模 | | 272.60 | | 截至 | 2023 | 年 9 | 月 30 | | ...

证券代码：600053 证券简称：九鼎投资 编号：临 2023-039 昆吾九鼎投资控股股份有限公司 K u n w u J i u d i n g I n v e s t m e n t H o l d i n g s C O . , L t d 2023 年 第 三 季度房地产业务 经营情况简报 现将昆吾九鼎投资控股股份有限公司 2023 年第三季度房地产业务主要经营数据 公告如下，供投资者参阅。 | 项目名 | 项目 | 签约面积 （平方米） | 同比增长 | 签约金额 | 同比增长 | 竣工面积 | 同比增 | | --- | --- | --- | --- | --- | --- | --- | --- | | 称 | 类型 | /车位（个） | （%） | （万元） | （%） | （平方米） | 长（%） | | 紫金城 | 住宅 （底商） | 118.12 | -65.18 | 152.30 | -66.19 | - | - | | | 车位 | 14 | 100 | 104 | 100 | | | 一、2023 年第三季度房地产开发情况 二、2023 年第三季度房屋出租情况 | 类型 | 出 ...

证券代码：600053 证券简称：九鼎投资 编号：临 2023-038 昆吾九鼎投资控股股份有限公司 K u n w u J i u d i n g I n v e s t m e n t H o l d i n g s C O . , L t d 关于 2023 年半年度业绩说明会召开情况的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 昆吾九鼎投资控股股份有限公司（以下简称"九鼎投资"、"公司"）根据上 海证券交易所有关规定，于 2023 年 9 月 27 日下午 16:00-17:00，通过上海证券 交易所上证路演中心（网址：http://roadshow.sseinfo.com/）召开了 2023 年半年度 业绩说明会，现将活动情况公告如下： 一、说明会召开情况 公司于 2023 年 8 月 26 日在《上海证券报》、《中国证券报》和上海证券交易 所网站（网址为：http://www.sse.com.cn）上披露了《九鼎投资 2023 年半年度报 告》，并于 2023 年 9 月 16 日披露了《九鼎投资关于召开 ...

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性 陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 证券代码：600053 证券简称：九鼎投资 编号：临 2023-037 昆吾九鼎投资控股股份有限公司 K u n w u J i u d i n g I n v e s t m e n t H o l d i n g s C O . , L t d 关 于 召 开 20 23 年 半 年 度 业 绩 说 明 会 的 公 告 重要内容提示： ●会议召开时间：2023 年 09 月 27 日（星期三）下午 16:00-17:00 ● 会 议 召 开 地 点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） ●会议召开方式：上证路演中心网络互动 ●投资者可于 2023 年 09 月 20 日（星期三）至 09 月 26 日(星期二)16:00 前 登录上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 600053@jdcapital.com 进行提问。公司将在说明会上对投资者普遍关注的问题进 行回 ...

Financial Performance - The company reported a significant increase in revenue for the first half of 2023, with total revenue reaching RMB 1.2 billion, representing a 15% year-over-year growth[17]. - The net profit attributable to shareholders for the period was RMB 300 million, an increase of 20% compared to the same period last year[17]. - The company reported a revenue of 172.68 million RMB for the first half of 2023, a decrease of 32.27% compared to the same period last year[24]. - Net profit attributable to shareholders was 66.05 million RMB, down 32.61% year-on-year[24]. - The private equity investment management business generated revenue of 170 million RMB, a decline of 27.91%, with net profit of 84 million RMB, down 16.44%[26]. - The real estate business reported revenue of 3 million RMB, a significant decrease of 84.35%, resulting in a net loss of 18 million RMB, an increase in loss of 520.26%[26]. - Basic earnings per share were 0.1523 RMB, reflecting a decrease of 32.64% compared to the previous year[25]. - The weighted average return on equity was 2.23%, down 1.27 percentage points from the same period last year[25]. - The company’s net cash flow from operating activities was 15.62 million RMB, a drastic decline of 87.71% year-on-year[24]. - The total comprehensive income for the first half of 2023 was CNY 75,302,822.16, down from CNY 118,949,854.09, a decrease of 36.5%[132]. Market Outlook and Strategy - The company has outlined its future outlook, projecting a revenue growth of 10-15% for the second half of 2023, driven by new product launches and market expansion[17]. - The company is planning to expand its market presence in Southeast Asia, targeting a 5% market share by the end of 2024[17]. - A strategic acquisition of a local competitor is in progress, expected to enhance the company's service offerings and customer base[17]. - The company plans to focus on market expansion and new product development to improve future performance[131]. - The company is exploring new strategies for market expansion and product development to enhance future growth prospects[146]. Investment and Technology Development - Investment in new technology development increased by 30%, with a focus on enhancing digital platforms and improving user experience[17]. - The company is focused on optimizing its private equity investment strategy, emphasizing long-term growth potential and competitive advantages in the market[45]. - The company has enhanced its data platform and digital management capabilities to improve operational efficiency and customer satisfaction[45]. Compliance and Governance - There were no non-operational fund usages by controlling shareholders during the reporting period, ensuring financial integrity[8]. - The company has not violated any decision-making procedures regarding external guarantees, maintaining compliance with regulatory standards[9]. - The company has established a comprehensive internal control system in compliance with the "Private Equity Fund Manager Internal Control Guidelines" to prevent conflicts of interest and ensure fair treatment of all funds and investors[49]. - The company has strengthened its compliance management and internal control systems, including anti-money laundering policies and procedures[46]. - The company guarantees to maintain independence in personnel, assets, finance, and operations, ensuring that all assets are under the control of the listed company[90]. Financial Position and Assets - Total assets at the end of the reporting period were 3.52 billion RMB, an increase of 1.31% from the end of the previous year[24]. - The company managed a total of CNY 38.23 billion in private equity funds, with a remaining paid-in capital of CNY 9.39 billion as of June 30, 2023[42]. - The company’s total capital contribution in managed funds reached 27.38 billion RMB, with remaining contributions of 9.39 billion RMB[70]. - The total liabilities as of June 30, 2023, were not specified but are critical for assessing the company's financial health[121]. - The company reported a significant increase in trading financial assets to CNY 103,540,542.28 from CNY 81,751,680.20, representing a growth of approximately 26.5%[121]. Legal and Regulatory Matters - The company is involved in a significant arbitration case with a former employee, with a disputed amount of RMB 42.4 million and a potential liability of RMB 4 million recognized[99]. - The company has been ordered to pay economic damages of RMB 70,983,333.34 to Jiangtong Holdings due to a lawsuit, with the court's decision upheld in a final ruling[99]. - The company has been fined RMB 1 million and its former actual controllers have received penalties for violating fund-related laws and regulations[101]. - The company has taken corrective measures in response to regulatory warnings regarding non-compliance with board resolution procedures for guarantees[97]. Shareholder and Capital Management - The total number of ordinary shareholders as of the end of the reporting period is 18,141[114]. - The shareholders of Jiutai Fund have completed the capital increase payment of 50 million RMB, with 30 million RMB allocated as registered capital and 20 million RMB added to capital reserves[107]. - After the capital increase, Jiutai Fund's registered capital will increase from 300 million RMB to 330 million RMB[106]. - The company has committed to not engaging in any business that constitutes substantial competition with its listed operations, ensuring no competitive relationship exists with related enterprises[86]. Operational Efficiency - The company has implemented new strategies to improve operational efficiency, aiming for a 10% reduction in operational costs by the end of 2023[17]. - The company has implemented a profit center assessment system to enhance operational efficiency and reduce costs[46]. - The company actively adjusts its employee incentive mechanisms to enhance overall team performance in response to market changes[45]. Real Estate Sector Insights - In the real estate sector, the total investment in real estate development from January to June 2023 was CNY 585.50 billion, a year-on-year decrease of 7.9%[36]. - The area of commercial housing sold in the same period was 59.51 million square meters, down 5.3% year-on-year, while the sales revenue of commercial housing reached CNY 630.92 billion, an increase of 1.1%[36]. - The average land price increased, with the overall premium rate rising to 6.4%, up 4.4 percentage points from the same period in 2022[36]. Financial Reporting and Accounting - The financial statements are prepared based on the assumption of going concern, with no significant doubts regarding the company's ability to continue operations in the next 12 months[162]. - The accounting policies and estimates are tailored to the company's operational characteristics, including methods for determining the fair value of financial instruments and depreciation of fixed assets[163]. - The company follows specific accounting treatments for mergers and acquisitions, including the recognition of goodwill and fair value assessments[171].

昆吾九鼎投资控股股份有限公司 董事、监事及高级管理人员关于 2023 年半年度报告的 书面确认意见 葛岚 刘玉杰 谭龙龙 高级管理人员： 康青山 易凌杰 昆吾九鼎投资控股股份有限公司 2023 年 8 月 25 日 公司严格按照上市公司财务制度规范运作，公司《2023 年半年度报告》公 允地反映了公司报告期末财务状况以及报告期的经营成果和现金流量。 我们保证公司《2023 年半年度报告》所披露的信息真实、准确、完整，承 诺其中不存在虚假记载、误导性陈述或重大遗漏，并对其内容的真实性、准确性 和完整性承担法律责任。 董事： 康青山 王亮 赵根 刘靖 王欣 易凌杰 徐爽 张宝林 鲜文铎 监事： 根据《证券法》、中国证监会《公开发行证券的公司信息披露内容与格式准 则第 3 号——半年度报告的内容与格式》和《上海证券交易所股票上市规则》等 法律、法规及规章的规定，昆吾九鼎投资控股股份有限公司（以下简称"公司"） 董事、监事及高级管理人员在全面了解和审阅公司《2023 年半年度报告》后， 认为： ...

证券代码：600053 证券简称：九鼎投资 编号：2023-036 昆吾九鼎投资控股股份有限公司 K u n w u J i u d i n g I n v e s t m e n t H o l d i n g s C O . , L t d 股权解押公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： ●本次解押后，中江集团与一致行动人江西紫星、拉萨昆吾累计质押公司股份 158,400,000 股，占其持股总数的 49.6901%，占公司总股本的 36.5364%。 近日，公司接到股东中江集团的通知：中江集团于 2023 年 8 月 18 日将原质押给 江西银行股份有限公司南昌滨江支行的无限售流通股解除质押，解除质押的股份数为 40,000,000 股，并已于中国证券登记结算有限责任公司办理了股权解押登记手续。现 将具体情况公告如下： | 股东名称 | 江西中江集团有限责任公司及一致行动人江西 | | --- | --- | | | 紫星企业管理有限公司、拉萨昆吾九鼎产业投 | | | 资管理有限公司 | ...

证券代码：600053 证券简称：九鼎投资 公告编号：临 2023-035 昆吾九鼎投资控股股份有限公司 K u n w u J i u d i n g I n v e s t m e n t H o l d i n g s C O . , L t d 关于诉讼事项 进 展 暨 全 资 子公司银行账户 资金被冻结的 公 告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示: 案件所处的诉讼阶段：执行阶段。 上市公司所处的当事人地位：昆吾九鼎投资控股股份有限公司（以下简 称"公司"）全资子公司昆吾九鼎投资管理有限公司（以下简称"昆吾九鼎"）为被 执行人。 涉案的金额：人民币 75,584,557.59 元（截止执行申请人向法院申请之日）。 因案件执行申请人向法院提出执行申请，法院已立案执行，昆吾九鼎银 行账户 3,856,067.61 元已被冻结。 对上市公司损益的影响：昆吾九鼎已于 2021 年根据本案件一审判决结果 计提了预计负债 71,522,536.34 元，并相应减少公司 2021 年度税后合并净利润 53 ...

证券代码：600053 证券简称：九鼎投资 编号：2023-031 昆吾九鼎投资控股股份有限公司 K u n w u J i u d i n g I n v e s t m e n t H o l d i n g s C O . , L t d 2023 年 上 半 年 度 房 地 产 业 务 经营情况简报 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 现将昆吾九鼎投资控股股份有限公司 2023 年上半年度房地产业务主要经营数据 公告如下，供投资者参阅。 | 项目名 | 项目 | 签约面积 （平方米）/ | 同比增长 | 签约金额 | 同比增 | 竣工面积 | 同比增 | | --- | --- | --- | --- | --- | --- | --- | --- | | 称 | 类型 | 车位（个） | （%） | （万元） | 长（%） | （平方米） | 长（%） | | 紫金城 | 住宅 （底商） | 1,687.28 | 118.90 | 3,605.29 | 264.99 | - | - | | | 车位 ...