2023 年年度股东大会文件 股票简称：凌钢股份 股票代码：600231 二○ 二四年五月十五日 凌源钢铁股份有限公司二○二三年年度股东大会文件 会议文件之一 凌源钢铁股份有限公司 2023 年年度股东大会会议议程 现场会议时间：2024 年5 月 15 日 14 点 00 分 现场会议地点：辽宁省凌源市凌源钢铁股份有限公司会议中心 投票方式：本次股东大会所采用的表决方式是现场投票和网络投票相结合的方式 召集人: 凌源钢铁股份有限公司董事会 凌源钢铁股份有限公司二○二三年年度股东大会文件 目 录 | 一、2023 | | 年年度股东大会会议议程··········································2 | | --- | --- | --- | | 二、2023 | 年年度股东大会会议提案 | | | 1．2023 | | 年度董事会工作报告···············································4 | | 2. | 2023 | 年度监事会工作报告··············································32 ...

Financial Performance - The company's operating revenue for Q1 2024 was ¥5,184,547,532.62, representing a decrease of 6.27% compared to the same period last year[6]. - The net profit attributable to shareholders was a loss of ¥319,584,884.42, a decline of 794.92% year-over-year[6]. - Basic and diluted earnings per share were both -¥0.11, reflecting a decrease of 650.00% compared to the same period last year[6]. - The operating profit for Q1 2024 was a loss of ¥402,729,416.70, contrasting with a profit of ¥65,112,483.00 in Q1 2023[25]. - The net profit for Q1 2024 was a loss of ¥319,584,884.42, compared to a profit of ¥45,988,853.38 in Q1 2023, representing a significant decline[26]. - Total operating costs increased to ¥5,592,948,963.18 in Q1 2024, up 2.4% from ¥5,461,756,621.48 in Q1 2023[25]. - The company reported a tax expense of -¥80,431,605.97 for Q1 2024, compared to ¥18,147,235.86 in Q1 2023[25]. - The financial expenses for Q1 2024 were ¥13,752,560.02, significantly higher than ¥707,588.01 in Q1 2023[25]. Cash Flow - The net cash flow from operating activities was negative at ¥632,253,269.77, down 1,556.14% from the previous year[6]. - Cash flow from operating activities in Q1 2024 was ¥4,950,438,170.44, down from ¥5,309,249,601.29 in Q1 2023[28]. - Total cash inflow from operating activities amounted to $5.46 billion, while cash outflow reached $6.09 billion, resulting in a net cash outflow[29]. - Cash and cash equivalents decreased to RMB 1,665,795,401.05 from RMB 2,911,767,876.33, representing a decline of approximately 42.61%[20]. - The company paid $667.43 million in debt repayments during the financing activities, compared to $300.35 million in the previous year[29]. - The cash outflow for purchasing goods and services was $5.56 billion, an increase from $4.22 billion year-over-year[29]. - The company reported a cash outflow of $104.62 million related to other operating activities, a decrease from $677.18 million in the previous year[29]. - The company did not report any cash inflow from investment activities, with total cash outflow for investments at $171.97 million[29]. Assets and Liabilities - Total assets at the end of Q1 2024 were ¥15,249,042,413.92, down 7.36% from the end of the previous year[7]. - The company's current assets totaled RMB 3,815,998,865.82, down from RMB 5,376,366,006.60 at the end of 2023, indicating a decrease of about 29.05%[20]. - Total liabilities as of Q1 2024 were ¥8,139,228,822.54, a decrease from ¥9,037,122,351.55 in the previous year[22]. - Total current liabilities decreased to RMB 6,325,303,401.29 from RMB 7,325,195,877.42, a decline of approximately 13.66%[21]. - The company's long-term equity investments increased to RMB 10,248,861.75 from RMB 9,983,693.63, reflecting an increase of about 2.67%[21]. Related Party Transactions - The company purchased iron ore from its controlling shareholder, Lingyuan Steel Group, for a total amount of RMB 1.186 billion, accounting for 76.62% of similar transactions[12]. - The company reported a purchase of scrap steel from Lingyuan Steel Group amounting to RMB 502 million, representing 99.54% of similar transactions[12]. - The company sold high furnace gas to Lingyuan Steel Group for RMB 95 million, achieving 100% of the market price[13]. - The company engaged in various related party transactions, including the purchase of coking coal for RMB 326 million, which accounted for 27.40% of similar transactions[12]. - The company’s controlling shareholder provided repair services amounting to RMB 25.97 million, representing 43.27% of similar transactions[12]. - The company purchased electricity from Lingyuan Steel Group for RMB 364 million, achieving 95.53% of the market price[12]. - The company’s controlling shareholder sold steam for RMB 42.73 million, achieving 99.88% of the market price[13]. Shareholder Information - The top shareholder, Lingyuan Iron and Steel Group Co., Ltd., holds 35.52% of the shares, with 242 million shares pledged[11]. - The company’s major shareholder, Hongyun Capital, reduced its shareholding by 28.52 million shares, reaching a holding ratio of 5.32% after the forced sale of shares[14]. Government Support - The company received government subsidies amounting to ¥2,311,837.38, which are closely related to its normal business operations[8]. Legal Matters - The company is involved in a civil lawsuit with Jiangsu Bank Shenzhen Branch, which may impact its financial position[16].

凌源钢铁股份有限公司 2024 年第一季度经营数据公告 股票代码：600231 转债代码：110070 股票简称：凌钢股份 转债简称：凌钢转债 编 号：临 2024-032 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性 和完整性承担法律责任。 根据上海证券交易所《上市公司自律监管指引第 3 号-行业信息披露》第七号-钢铁的相关规定，现将公司 2024 年第一季度 经营数据公告如下： | 项目 | | | 产量（吨） | | | | | 销量（吨） | | | | 平均售价（元/吨）（不含税） | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | 2024 年 季度 | 1 | 2023 年 | 1 | 季度 | 变动比例（%） | 2024 年 1 季度 | 2023 年 1 季度 | 变动比例（%） | 2024 年 | 1 季度 | 2023 年 1 | 季度 | 变动比例（%） | | 型材 | ...

凌源钢铁股份有限公司 2023 年度独立董事述职报告 张先治 作为公司第八届董事会会计专业独立董事，2023年本 人在任公司独立董事期间，严格按照《中华人民共和国公司 法》（以下简称《公司法》）、《中华人民共和国证券法》 （以下简称《证券法》）、中国证监会《上市公司治理准则》 《上市公司独立董事管理办法》等法律法规、规范性文件以 及公司《章程》、公司《独立董事管理办法》等内部制度规 定，认真、勤勉、忠实地履行独立董事的职责，按时出席 公司召开的董事会及各专门委员会和股东大会等相关会 议，认真审议各项议案，充分发挥自身的专业优势和独立 作用，对公司董事会审议的重大事项发表公正、客观的意 见，切实维护了公司和股东的利益。现将本人2023年1-9月 的主要工作情况报告如下： 一、独立董事的基本情况 张先治，1957 年出生，中国国籍，无境外永久居留 权，中共党员，会计学与财务学教授，经济学博士，博士 生导师，中国注册会计师。现任华能国际电力股份有限公 司独立董事；2023 年 9 月换届后，不再担任公司独立董 事。曾任大连国际合作（集团）股份有限公司、大连智云 自动化装备股份有限公司、营口港务股份有限公司和大连 － ...

股票代码：600231 转债代码：110070 股票简称：凌钢股份 转债简称：凌钢转债 编 号：临 2024-030 凌源钢铁股份有限公司 关于 2024 年度投资计划的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 凌源钢铁股份有限公司（以下简称"公司"）于 2024 年 4 月 23 日 召开第九届董事会第七次会议，审议通过了《凌源钢铁股份有限公司关于 2024 年度投资计划的议案》。公司聚焦"双核"战略，围绕中长期规划、超低排放 改造、产线装备升级、产品结构调整、数智工厂建设，提升产品质量和节能 减排增效要求，保生存、求发展，提高核心竞争力。结合公司实际，编制了 2024 年投资计划。现将具体情况公告如下： 一、2024 年投资计划情况概述 为强化投资经营管理，提升公司核心竞争力，根据公司发展战略及年度重点 建设项目，公司拟定了 2024 年度投资计划，拟安排资金计划 34.21 亿元，其中： 新建项目拟安排资金计划 8.22 亿元；续建项目拟安排资金计划 25.23 亿元；零 固 0.76 亿元。 二、公司 20 ...

股票代码：600231 转债代码：110070 股票简称：凌钢股份 转债简称：凌钢转债 编 号：临 2024-028 凌源钢铁股份有限公司 关于计提 2023 年度资产减值准备及核转销情况的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 凌源钢铁股份有限公司（以下简称"公司"）于 2024 年 4 月 23 日召开第 九届董事会第七次会议，审议通过了《关于资产减值准备相关事项的议案》。 现对公司 2023 年度资产减值准备的计提、收回、转销以及核销等各个环节的情 况公告如下： 一、报告期计提资产减值准备 13,370.30 万元 （一）对应收款项和合同资产计提减值准备-27.20 万元 1. 计提依据及处理 ②信用风险自初始确认后已显著增加的金融资产，本公司按照相当于该金融 工具整个存续期内预期信用损失的金额计量损失准备； ③购买或源生已发生信用减值的金融资产，本公司按照相当于整个存续期内 预期信用损失的金额计量损失准备。 2. 计提的应收款项坏账准备及合同资产减值准备 （1）应收账款（含合同资产）的预期信用损失的确定方 ...

作为公司第九届董事会会计专业独立董事，本人在2023 年当选为公司独立董事后，严格按照《中华人民共和国公司 法》（以下简称《公司法》）、《中华人民共和国证券法》 （以下简称《证券法》）、中国证监会《上市公司治理准则》 《上市公司独立董事管理办法》等法律法规、规范性文件以 及公司《章程》、公司《独立董事管理办法》等内部制度规 定，认真、勤勉、忠实地履行独立董事的职责，按时出席公 司召开的董事会及各专门委员会和股东大会等相关会议，认 真审议各项议案，充分发挥自身的专业优势和独立作用，对 公司董事会审议的重大事项发表公正、客观的意见，切实维 护了公司和股东的利益。现将2023年度主要工作情况报告如 下： 一、独立董事的基本情况 凌源钢铁股份有限公司 2023 年度独立董事述职报告 姜作玖，1973 年出生，中国国籍，无境外永久居留权， 硕士学历，中国注册会计师。现任此芯科技（上海）有限公 司董事、财务负责人。曾任大连旭肖子浮法玻璃有限公司财 务经理，普华永道、IBM、埃森哲等公司担任咨询总监，普 华永道管理咨询（上海）有限公司总监，平安城市建设科技 （深圳）有限公司业务线总经理。 姜作玖 公司管理层对独立董事履职情 ...

凌源钢铁股份有限公司 2023 年度独立董事述职报告 孙浩 作为公司第八届董事会独立董事，2023年本人在严格按 照《中华人民共和国公司法》（以下简称《公司法》）、《中 华人民共和国证券法》（以下简称《证券法》）、中国证监 会《上市公司治理准则》《上市公司独立董事管理办法》等 法律法规、规范性文件以及公司《章程》、公司《独立董事 管理办法》等内部制度规定，认真、勤勉、忠实地履行独立 董事的职责，按时出席公司召开的董事会及各专门委员会和 股东大会等相关会议，认真审议各项议案，充分发挥自身的 专业优势和独立作用，对公司董事会审议的重大事项发表公 正、客观的意见，切实维护了公司和股东的利益。现将本人 2023年1-9月主要工作情况报告如下： 一、独立董事的基本情况 孙浩，1965 年出生，中国国籍，无境外永久居留权， 九三学社社员，研究生学历，工学博士学位，正高工，中国 钢铁工业协会个人会员。现任冶金工业规划研究院高工、教 授级高工、正高工,中轴线上（北京）咨询顾问有限公司执行 董事，中国有色金属建设股份有限公司独立董事、索通发展 有限公司独立董事、包钢钢联股份有限公司独立董事，2023 年 9 月换届后，不再担任 ...

Financial Performance - The company reported a loss for the fiscal year 2023 and will not distribute profits or increase capital reserves[4]. - The company's operating revenue for 2023 was approximately ¥20.32 billion, a decrease of 5.74% compared to ¥21.56 billion in 2022[20]. - The net profit attributable to shareholders for 2023 was approximately -¥681.17 million, an improvement from -¥833.66 million in 2022[20]. - The net cash flow from operating activities for 2023 was approximately ¥1.71 billion, a significant recovery from -¥785.34 million in 2022[20]. - The total assets at the end of 2023 were approximately ¥16.46 billion, a slight decrease of 1.02% from ¥16.63 billion at the end of 2022[20]. - The basic earnings per share for 2023 was -¥0.24, compared to -¥0.29 in 2022[21]. - The weighted average return on equity for 2023 was -8.75%, an improvement from -9.63% in 2022[21]. - The total equity attributable to shareholders decreased by 8.87% to approximately ¥7.42 billion at the end of 2023[20]. - The company reported a total of ¥5.53 billion in revenue for Q1 2023, with a net profit of approximately ¥45.99 million[23]. - In Q2 2023, the company experienced a net loss of approximately -¥145.64 million, with revenue of ¥5.16 billion[23]. - The company recorded a net loss of approximately -¥479.99 million in Q4 2023, with revenue of ¥4.80 billion[23]. Risk Management - The management has outlined potential risks in the future development strategy, emphasizing the need for investor awareness[5]. - The report includes a detailed risk description in the management discussion section[6]. - The company has confirmed no non-operational fund occupation by controlling shareholders or related parties[6]. - The company has not violated decision-making procedures for external guarantees[6]. Audit and Compliance - A standard unqualified audit report was issued by the accounting firm for the financial statements[7]. - The board of directors and management have ensured the accuracy and completeness of the annual report[7]. - The company has not faced any penalties from securities regulatory agencies in the past three years[131]. - The internal control audit report received a standard unqualified opinion, indicating effective internal control measures[156]. - The company has implemented a robust internal audit plan, with regular reviews and updates to ensure compliance and effectiveness[137]. - The company is actively engaging with external auditors to ensure transparency and accuracy in financial reporting[138]. Operational Efficiency - The company is focusing on future business development needs despite the current operational losses[4]. - The company achieved a historical high in daily production across multiple units, with logistics efficiency improving as the rail transport ratio reached 67.24% in December, up by 7.17 percentage points from before reforms[31]. - The company initiated 195 key projects to enhance efficiency, achieving targets for 2023, with significant improvements in production, energy efficiency, and logistics[31]. - The company’s procurement system increased direct mining rates from zero to 15%, and enhanced mining output by 220,000 tons from Anshan Mine and 110,000 tons from Liaodong Mine[31]. - The company has implemented 124 management improvement tasks with a completion rate of 100%, enhancing operational efficiency and governance structures[30]. Environmental Compliance - The company is committed to improving energy efficiency and carbon reduction in response to stricter environmental regulations[109]. - The company reported a total of 4,531,913.63 tons of domestic iron ore procurement, with an expenditure of 433,363.67 million RMB[87]. - The company has achieved a significant reduction in emissions by improving operational management and enhancing energy recovery systems[186]. - The total emissions for the company were 10,255.19 tons of particulate matter, 5,272.75 tons of sulfur dioxide, and 9,550.78 tons of nitrogen oxides[160]. - The company has established a robust emergency response system for environmental incidents and conducted regular drills to enhance risk management[181]. Strategic Development - The company emphasizes digital empowerment to drive high-quality development and has been recognized as an A-level enterprise in the "2023 China Steel Enterprise Competitiveness Rating" by the Metallurgical Industry Planning and Research Institute[41]. - The company is strategically located at the intersection of Liaoning, Hebei, and Inner Mongolia, providing advantages in resource security and steel sales due to its proximity to major industrial and economic zones[42]. - The company is focusing on technological innovation and has established a comprehensive technology management system to enhance research and development capabilities[42]. - The company aims to enhance innovation and digital transformation as part of its strategic development plan[104]. Leadership and Governance - The company has undergone a board member election process, resulting in several changes in leadership positions[130]. - The company is actively managing its leadership transitions to ensure continuity in operations[124]. - The company’s governance structure includes a remuneration and assessment committee responsible for salary proposals[128]. - The company has a focus on maintaining strong governance with recent appointments to its supervisory roles[124]. Market Position and Expansion - The company is actively pursuing mergers and acquisitions to strengthen its market position and diversify its product offerings[118]. - The company plans to increase its market share by 15% over the next fiscal year through targeted marketing strategies[118]. - The company is exploring potential acquisitions to strengthen its portfolio and enhance competitive advantage in the market[120]. - The company completed a strategic acquisition of a smaller competitor for $100 million, expected to enhance its product offerings[116]. Research and Development - The company’s R&D expenses increased by 26.88% to 9.69 million RMB[51]. - The company has 917 R&D personnel, accounting for 12.81% of the total workforce[70]. - The company is investing $200 million in R&D for new technologies aimed at enhancing production efficiency[116]. - New product launches are expected to contribute an additional $50 million in revenue in the next fiscal year[115].

| 关于本报告 | 01 | | --- | --- | | 董事长致辞 | 03 | | 专题一： | | | 锻长板补短板，绿色赋能发展 | 05 | | 专题二： | | | 举旗帜铸党魂，红色薪火相传 | 09 | | 走进凌钢 | | --- | | 企业简介 | 15 | | --- | --- | | 组织架构 | 15 | | 企业文化 | 16 | | 发展历程 | 17 | | 企业荣誉 | 19 | 规范运作 浇筑治理之基 | ESG治理 | 23 | | --- | --- | | 三会运作 | 26 | | 风险管理 | 28 | | 税务管理 | 29 | | 关联交易 | 29 | | 商业道德 | 29 | | 投资者及债权人权益保护 21 | 32 | | | 向绿而行 | | | 共创共赢 | | --- | --- | --- | --- | --- | | | 铸就永续未来 | | | | | | 环境管理 | 37 | | 研发与创新 | | | 环境风险管理 | 40 | | 产品责任 | | | 应对气候变化 | 41 | | 客户权益保护 | | | 能源管理 ...