广发证券股份有限公司 关于云南省贵金属新材料控股集团股份有限公司 2025 年度向特定对象发行 A 股股票 之 发行保荐书 二〇二五年十月 云南省贵金属新材料控股集团股份有限公司 发行保荐书 声 明 广发证券股份有限公司（以下简称"广发证券"、"保荐人"或"保荐机构"） 及具体负责本次证券发行上市项目的保荐代表人已根据《中华人民共和国公司 法》《中华人民共和国证券法》等法律、法规和中国证监会及上海证券交易所的 有关规定，诚实守信，勤勉尽责，严格按照依法制订的业务规则和行业自律规范 出具本发行保荐书，并保证本发行保荐书的真实、准确、完整。 如无特别说明，本发行保荐书中所有简称和释义，均与《云南省贵金属新材 料控股集团股份有限公司 2025 年度向特定对象发行 A 股股票募集说明书》一致。 3-1-1 | 声 明 | | --- | | 月 求 | | 第一节 本次证券发行基本情况 ………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………… 3 | | 一、本次证券发行的保荐机构 ...

云南省贵金属新材料控股集团 股份有限公司 审计报告 2024 年度 | 索引 | | 页码 | | --- | --- | --- | | 审计报告 | | 1-5 | | 公司财务报表 | | | | — | 合并资产负债表 | 1-2 | | — | 母公司资产负债表 | 3-4 | | — | 合并利润表 | 5 | | — | 母公司利润表 | 6 | | — | 合并现金流量表 | 7 | | — | 母公司现金流量表 | 8 | | — | 合并股东权益变动表 | 9-10 | | — | 母公司股东权益变动表 | 11-12 | | — | 财务报表附注 | 13-151 | 6-1-1 | 信永中和会计师事务所 北京市东城区朝阳门北大街 联系电话: +86 (010) 6554 2288 | | | | --- | --- | --- | | telephone: +86 (010) 6554 2288 | 8 号富华大厦 A 座 9 层 | | | ShineWing | 9/F, Block A, Fu Hua Mansion, No.8, Chaoyangmen Beidajie, | ...

云南省贵金属新材料控股集团股份有限公司 上市保荐书 广发证券股份有限公司 关于云南省贵金属新材料控股集团股份有限公司 2025 年度向特定对象发行 A 股股票 之 上市保荐书 二〇二五年十月 声 明 广发证券股份有限公司（以下简称"广发证券"、"保荐人"或"保荐机构"） 及具体负责本次证券发行上市项目的保荐代表人已根据《中华人民共和国公司 法》《中华人民共和国证券法》等法律、法规和中国证监会及上海证券交易所的 有关规定，诚实守信，勤勉尽责，严格按照依法制订的业务规则和行业自律规范 出具本上市保荐书，并保证本上市保荐书的真实、准确、完整。 如无特别说明，本上市保荐书中所有简称和释义，均与《云南省贵金属新材 料控股集团股份有限公司 2025 年度向特定对象发行 A 股股票募集说明书》一致。 3-2-1 | 声 明 | | --- | | 月 求… | | 第一节 本次证券发行基本情况 ……………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………… 3 | | 一、发行人基本情况 | | ...

北京德恒律师事务所 关于 云南省贵金属新材料控股集团股份有限公司 2025 年度向特定对象发行股票的 法律意见 释 义 本法律意见中，除非文中另有所指，下列简称具有如下特定含义： 北京市西城区金融大街 19 号富凯大厦 B 座 12 层 电话:010-52682888 传真:010-52682999 邮编:100033 | | | 关于云南省贵金属新材料控股集团股份有限公司 北京德恒律师事务所 2025年度向特定对象发行股票的法律意见 | 公司、发行人、贵研铂业 | 指 | 云南省贵金属新材料控股集团股份有限公司 | | --- | --- | --- | | 本次发行、本次向特定对 | 指 | 云南省贵金属新材料控股集团股份有限公司 | | 象发行 | | 年度向特定对象发行 股股票的行为 2025 A | | 《本次发行预案》 | 指 | 《云南省贵金属新材料控股集团股份有限公司 | | | | 2025 年度向特定对象发行 A 股股票预案》 | | | | 《北京德恒律师事务所关于云南省贵金属新材 | | 本法律意见 | 指 | 料控股集团股份有限公司 2025 年度向特定对象 | | | | 发行股票 ...

Core Insights - Guoyan Platinum Industry (600459) reported a revenue of 45.179 billion yuan for the first three quarters of 2025, representing a year-on-year increase of 22.21% [1] - The net profit for the same period was 5.01 billion yuan, up 12.43% year-on-year, with a weighted average return on equity of 6.86%, an increase of 0.24 percentage points compared to the previous year [1] - In Q3 2025, the company achieved a revenue of 15.625 billion yuan, a 24.76% increase year-on-year, and a net profit of 1.76 billion yuan, reflecting a significant growth of 37.60% [1] R&D Investment and Innovation - Guoyan Platinum Industry has significantly increased its R&D investment, with R&D expenses reaching 248 million yuan in the first three quarters of 2025, a year-on-year growth of 26.49% [2] - The company plans to raise up to 1.291 billion yuan through a specific A-share issuance, with 484 million yuan allocated for the construction of a national key laboratory for precious metal functional materials and an AI laboratory for new materials [2] - The focus of these initiatives is on integrating top research resources in the precious metals field and addressing the conversion of new products and technologies from concept to practical application [2] Supply Chain and Market Expansion - Guoyan Platinum Industry has established strong partnerships with numerous quality suppliers in the precious metals industry to ensure stable raw material supply [2] - The company is a special member of the Shanghai Gold Exchange, further securing resource stability [2] - The company is developing a secondary resource recycling industrialization base to enhance its resource security and control capabilities [3] Strategic Projects - Recently, the Shanghai Rare and Precious Metals Innovation Platform and the Shanghai Sheshan New Materials Industrial Base project commenced, marking a significant step for the company in aligning with national development strategies [3] - This project aims to create an integrated industrial cluster for R&D, production, incubation, testing services, and operations in the rare and precious metals new materials sector, enhancing the company's role in the East China region [3] - The initiative is expected to contribute to the stability of the national precious metals supply chain and position Guoyan Platinum Industry as a global leader in precious metal new materials technology [3]

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 云南省贵金属新材料控股集团股份有限公司（以下简称"公司"）于2025 年10 月 30日收到上海证券交易所（以下简称"上交所"）出具的《关于受理云南省贵金属新材 料控股集团股份有限公司沪市主板上市公司发行证券申请的通知》（上证上审(再融资) 〔2025〕334 号）。上交所依据相关规定对公司报送的沪市主板上市公司发行证券的募 集说明书及相关申请文件进行了核对，认为该项申请文件齐备，符合法定形式，决定予 以受理并依法进行审核。 公司本次向特定对象发行A股股票事项尚需经上交所审核通过，并获得中国证券监 督管理委员会（以下简称"中国证监会"）作出同意注册的决定后方可实施，最终能否 通过上交所审核，并获得中国证监会同意注册的决定及其时间尚存在不确定性。公司将 根据该事项的进展情况，严格按照上市公司向特定对象发行A 股股票相关法律法规的要 求及时履行信息披露义务，敬请广大投资者注意投资风险。 云南省贵金属新材料控股集团股份有限公司 关于公司向特定对象发行 A 股股票申请 获得上海证券 ...

Core Viewpoint - The company, Guizhou Yanfeng Platinum Industry (600459), has received notification from the Shanghai Stock Exchange regarding the acceptance of its application for issuing securities, indicating a step forward in its listing process [1] Group 1 - The Shanghai Stock Exchange has officially accepted the application from Guizhou Yanfeng Platinum Industry for its securities issuance [1] - The company is now undergoing a legal review process as part of the listing application [1]

Core Viewpoint - The company has received notification from the Shanghai Stock Exchange regarding the acceptance of its application for issuing securities, indicating a step forward in its plans for A-share stock issuance [1] Group 1 - The company received a notice from the Shanghai Stock Exchange on October 30, 2025, regarding the acceptance of its application for issuing securities [1] - The Shanghai Stock Exchange has verified that the application documents are complete and comply with legal requirements, leading to the decision to accept the application for review [1] - The issuance of A-shares to specific targets is subject to approval from the Shanghai Stock Exchange and registration consent from the China Securities Regulatory Commission before implementation [1]

Core Points - The "Golden Bull Award," known as the "Oscar of the capital market," recognized Guiyan Platinum Industry with the "Most Investment Value Award" and its chairman Wang Jianqiang with the "Innovative Entrepreneur Award" [1][2] - The award aims to honor companies with excellent performance, standardized governance, and a strong sense of social responsibility, contributing to the healthy development of the capital market [2] Company Strategy and Development - Guiyan Platinum Industry, a state-controlled high-tech enterprise, has set a strategic development goal of "3815" since the 14th Five-Year Plan, focusing on enhancing core competitiveness and functionality [2] - The company is committed to becoming a world-class leading enterprise by promoting innovation, strengthening leadership, and accelerating industrial transformation and upgrading [2] - Looking ahead to the 15th Five-Year Plan, the company aims for a development goal of "100 billion in a century, world-class," focusing on cultivating new productive forces and leading the construction of advanced manufacturing clusters in rare and precious metals [2]

Financial Performance - In the first three quarters of 2025, the company's operating income reached 45.179 billion yuan, a year-on-year increase of 22.21% [1] - The net profit attributable to shareholders was 501 million yuan, up 12.43% compared to the same period last year [1] - The weighted average return on net assets for the first three quarters was 6.86%, an increase of 0.24 percentage points year-on-year [1] - In Q3 2025, the operating income was 15.625 billion yuan, showing a year-on-year growth of 24.76% [1] - The net profit attributable to the parent company in Q3 was 176 million yuan, a significant increase of 37.60% year-on-year [1] R&D and Innovation - The company emphasizes technological research and development as a core focus, aiming to cultivate independent innovation capabilities [2] - It has established a comprehensive and multi-dimensional technological innovation system supported by various national and provincial research platforms [2] - R&D expenses for the first three quarters of 2025 amounted to 248 million yuan, reflecting a year-on-year increase of 26.49% [2] Capital Raising and Project Development - The company has announced a plan to issue A-shares to specific targets, aiming to raise no more than 1.291 billion yuan [3] - Of this amount, 484 million yuan is allocated for the construction of a national key laboratory for precious metal functional materials and an AI laboratory for new materials [3] Supply Chain and Market Expansion - The company is focused on building stable supply and sales channels to support long-term and high-quality development of its precious metal business [4] - It has established strong partnerships with quality suppliers to ensure stable raw material supply [4] - The company is developing a secondary resource recycling industrial base to enhance its resource security and control capabilities [4] Industry Upgrading and Strategic Initiatives - The Shanghai Rare Precious Metals Innovation Platform and the Shanghai Sheshan New Materials Industrial Base project have recently commenced construction [5] - This project aims to create an integrated industrial cluster for research, production, incubation, and testing services in the rare precious metals sector [5] - The company plans to focus on national strategic services, enhance brand advantages, and strengthen its position in the precious metals new materials industry [5]