辽宁申华控股股份有限公司 独立董事工作制度（2023 年修订） 第二条 独立董事指不在公司担任除董事外的其他职务，并与公司及其主要股东、实际控制人不存在 直接或间接利害关系，或者其他可能影响其进行独立客观判断关系的董事。 第一章 总则 第一条 为完善辽宁申华控股股份有限公司的法人治理结构，促进公司的规范运作，保护中小股东及 其他利益相关者的利益，根据《中华人民共和国公司法》、《中华人民共和国证券法》、《上市公司独立董事 管理办法》、《上市公司治理准则》等规定，结合本公司《公司章程》及公司实际情况，特制订本工作制度。 独立董事应当独立履行职责，不受上市公司及其主要股东、实际控制人等单位或者个人的影响。 审计委员会成员应当为不在公司担任高级管理人员的董事，并由独立董事中的会计专业人士担任召集人。 第三条 独立董事对公司及全体股东负有忠实与勤勉的义务。独立董事应当按照相关法律、行政法规、 中国证券监督管理委员会规定、上海证券交易所业务规则和《公司章程》的规定，认真履行职责，在董事 会中发挥参与决策、监督制衡、专业咨询作用，维护公司整体利益，保护中小股东合法权益。 第四条 公司独立董事占董事会成员比例不得低于三分之一 ...

辽宁申华控股股份有限公司 投资者关系管理制度（2023 年修订） 第一章 总则 第一条 为进一步加辽宁申华控股股份有限公司（以下简称"公司"）与投资者之间 的信息沟通，完善公司治理结构，切实保护投资者特别是社会公众投资者的合法权益，根 据《中华人民共和国公司法》、《中华人民共和国证券法》、《上市公司投资者关系管理 工作指引》及其他有关法律、法规和《公司章程》，并结合公司实际情况，制定本制度。 第二条 投资者关系管理是指公司通过便利股东权利行使、信息披露、互动交流和诉 求处理等工作，加强与投资者及潜在投资者之间的沟通，增进投资者对公司的了解和认同， 以提升公司治理水平和企业整体价值，实现尊重投资者、回报投资者、保护投资者目的的 相关活动。 第三条 投资者关系工作的基本原则 （一） 合规性原则。公司投资者关系管理应当在依法履行信息披露义务的基础上开展， 符合法律、法规、规章及规范性文件、行业规范和自律规则、公司内部规章制度，以及行 业普遍遵守的道德规范和行为准则。 （二） 平等性原则。公司开展投资者关系管理活动，应当平等对待所有投资者，尤其 为中小投资者参与活动创造机会、提供便利。 （三） 主动性原则。公司应当主 ...

证券代码：600653 证券简称：申华控股 编号：临 2023—46 号 辽宁申华控股股份有限公司 关于 2023 年第三季度业绩说明会召开情况的公告 一、本次说明会召开情况 2023年12月7日，公司董事长、总裁李景伟先生、财务总监（暂代）、董事会秘书 孟磊先生线上出席了本次业绩说明会，针对2023年第三季度公司经营情况、未来发展 规划情况与投资者进行了互动交流和沟通，并就投资者普遍关注的问题进行了回答。 二、本次会议投资者提出的主要问题及公司的回复情况 问题1：今年前三季度经营状况如何？ 答：2023 年前三季度，公司营业收入 38.15 亿元，同比减少 17.04%；实现归属于 母公司所有者的净利润-6981 万元，同比减少 120.73%，主要是由于本期主要是由于本 期受销售规模下降，致本期较上年同期利润下降。 问题2：董秘您好，公司23年三季度报告显示公司净利润由盈转亏。据碧湾APP分 析，净利润为-6182.47万元，去年同期为216.97万元，由盈转亏的主要原因是主营业务 利润本期为-5390.94万元，去年同期为1775.22万元，同比降低7166.15万元。请问什么 原因导致本期主营业务利润 ...

证券代码：600653 证券简称：申华控股 公告编号：2023-45 号 辽宁申华控股股份有限公司 关于召开 2023 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： http://roadshow.sseinfo.com/） 辽宁申华控股股份有限公司（以下简称"公司"）已于 2023 年 10 月 28 日发 布公司 2023 年第三季度报告，为便于广大投资者更全面深入地了解公司 2023 年 第三季度经营成果、财务状况，公司计划于 2023 年 12 月 07 日 上午 10:00-11:00 举行 2023 年第三季度业绩说明会，就投资者关心的问题进行交流。 一、 说明会类型 本次投资者说明会以网络互动形式召开，公司将针对 2023 年第三季度的经 营成果及财务指标的具体情况与投资者进行互动交流和沟通，在信息披露允许 的范围内就投资者普遍关注的问题进行回答。 二、 说明会召开的时间、地点 会议召开时间：2023 年 12 月 07 日（星期四）上午 10:00-11:00 ...

证券代码：600653 证券简称：申华控股 编号：临 2023-44 号 辽宁申华控股股份有限公司 关于以债转股的方式对全资子公司进行增资的公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或者重大 遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 增资标的名称：芜湖宝利盛汽车销售服务有限公司、宣城宝利丰汽车销售服务有限 公司 1 为解决子公司因注册资本减少而引起的融资影响，确保其资金渠道畅通及更健康的 运营，公司全资子公司申华晨宝拟对芜湖宝利盛、宣城宝利丰以债转股形式增资，具体 为： （1）、申华晨宝以金额为人民币 3,538.23 万元的债权向芜湖宝利盛进行增资，其中 认缴新增芜湖宝利盛注册资本金 1620 万元，其余 1,918.23 万元计入芜湖宝利盛留存收 益。增资完成后，芜湖宝利盛的注册资本将由目前的 1980 万元增加至人民币 3600 万元， 申华晨宝对其持有 100%股权，芜湖宝利盛与申华晨宝因《减资协议》形成的人民币 3,538.23 万元的债权债务关系终止。 （2）、申华晨宝以金额为人民币 1,857.65 万元的债权向宣城宝利丰进行增资， ...

Financial Performance - Q3 2023 revenue was CNY 1,240,585,191.41, a decrease of 23.47% compared to the same period last year[3]. - Net profit attributable to shareholders was CNY -35,997,664.50, down 77.90% year-over-year[3]. - Basic earnings per share were CNY -0.0185, reflecting a decline of 77.88% compared to the previous year[3]. - The company reported a 120.73% increase in net profit attributable to shareholders year-to-date, totaling CNY -69,810,106.73[3]. - The net profit for Q3 2023 was -61,824,698.12 CNY, compared to a net profit of 2,169,740.32 CNY in Q3 2022, indicating a significant decline[18]. - The total comprehensive income for Q3 2023 was -62,061,812.66 CNY, compared to 2,547,912.08 CNY in Q3 2022, reflecting a substantial drop[19]. - The basic and diluted earnings per share for Q3 2023 were both -0.0359 CNY, compared to -0.0162 CNY in Q3 2022[19]. Assets and Liabilities - Total assets at the end of the reporting period were CNY 3,375,053,287.57, a decrease of 10.93% from the end of the previous year[4]. - Total current assets were CNY 1,711,294,635.47, a decrease from CNY 1,960,730,490.69 at the end of 2022, representing a decline of 12.7%[14]. - Cash and cash equivalents decreased to CNY 205,377,296.89 from CNY 307,665,080.50, a decline of 33.3%[14]. - Inventory as of September 30, 2023, was CNY 986,102,737.84, down from CNY 1,135,299,147.63, indicating a decrease of 13.2%[14]. - Total liabilities decreased to CNY 2,302,252,368.89 from CNY 2,547,304,622.20, a reduction of 9.6%[16]. - Total assets as of September 30, 2023, were CNY 3,375,053,287.57, down from CNY 3,789,129,886.00, reflecting a decrease of 10.9%[16]. - The company reported a decrease in total equity to CNY 1,072,800,918.68 from CNY 1,241,825,263.80, a reduction of 13.6%[16]. Cash Flow - Cash flow from operating activities for the year-to-date was CNY 63,533,969.06, down 53.61% year-over-year[3]. - The net cash flow from operating activities for the first three quarters of 2023 was 63,533,969.06 CNY, a decrease of 53.7% compared to 136,966,735.71 CNY in the first three quarters of 2022[22]. - The investment activities generated a net cash outflow of -21,797,896.71 CNY in the first three quarters of 2023, compared to -6,961,241.15 CNY in the same period of 2022[22]. - The net cash flow from financing activities was -$39,021,755.28, an improvement from -$154,443,222.92 in the previous period[23]. - The total cash and cash equivalents at the end of the period increased to $105,644,903.96 from $145,811,819.63, reflecting a net increase of $2,756,305.92[23]. - The company reported a significant change in cash flow due to foreign exchange fluctuations, with an impact of $41,988.85 compared to -$21,470.34 previously[23]. Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 146,900[10]. - The largest shareholder, Liaoning Huasheng Automotive Parts Co., Ltd., holds 11.68% of the shares[10]. Revenue and Costs - Total operating revenue for the first three quarters of 2023 was CNY 3,814,765,497.52, a decrease of 17.0% compared to CNY 4,598,468,154.66 in the same period of 2022[17]. - Total operating costs for the first three quarters of 2023 amounted to CNY 3,569,562,789.92, down from CNY 4,256,616,933.03 in 2022, reflecting a reduction of 16.2%[17]. - The company experienced a 17.04% decline in year-to-date revenue due to reduced sales at 4S stores[7]. Tax and Investment Income - The company reported a significant increase in tax expenses, with Q3 2023 tax expenses amounting to 4,894,093.79 CNY, compared to 22,187,149.35 CNY in Q3 2022[18]. - The company received 3,505,145.91 CNY in tax refunds during Q3 2023, down from 21,393,227.62 CNY in Q3 2022[22]. - The company’s investment income showed a loss of -13,323,991.04 CNY in Q3 2023, compared to a loss of -5,617,042.82 CNY in Q3 2022[18].

证券代码：600653 证券简称：申华控股 编号：临 2023—43 号 辽宁申华控股股份有限公司 2023 年三季度主要经营数据公告 一、 报告期主要经营数据 二、 分行业情况 1、 汽车产业： - 1 - （1） 汽车销售：2023 年 1-9 月，公司实现合并口径宝马品牌销售 9,511 辆，比 2022 年 1-9 月合并宝马品牌销量 11499 辆，同比下降 17.3%，其中纯电动车型销售 1065 辆，同比 增长 292%。2023 年，国内经济仍处于复苏阶段，消费市场尚未完全恢复，年初开始汽车市 场出现较大波动，竞争异常激烈，上半年市场销量下滑幅度较为明显，从下半年开始已出现 明显回升，跌幅收窄。公司汽车销量同比下滑的另一原因在于宝马厂家调低了公司下属宝马 品牌 4S 店的 2023 年度批零指标，以及自 2023 年 5 月份以后不再合并合肥宝利丰汽车销售服 务有限公司的销量导致下降 12%。 随着集团重整的收尾，公司经营环境已开始逐渐改善，随着汽车消费需求进一步释放， 消费者信心的不断恢复，以及宝马厂家丰富的产品矩阵和极具吸引力的 BMW 纯电产品，公 司继续加强在各个环节精细管理，优化过程 ...

证券代码：600653 证券简称：申华控股 编号：临 2023—42 号 辽宁申华控股股份有限公司 关于 2023 年半年度业绩说明会召开情况的公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 辽宁申华控股股份有限公司（以下简称"公司"）于2023年10月12日（星期四） 上午10:00—11:00在上海证券交易所"路演中心"（http://roadshow.sseinfo.com）以网 络互动的方式召开"公司2023年半年度业绩说明会"。关于本次说明会的召开事项， 公司已于2023年9月26日在《中国证券报》、《上海证券报》、《证券时报》及上海证 券交易所网站上披露了《关于召开2023年半年度业绩说明会的公告》。 现将有关事项公告如下： 一、本次说明会召开情况 2023年10月12日，公司董事长、总裁李景伟先生、财务总监（暂代）、董事会秘书 孟磊先生线上出席了本次业绩说明会，针对2023年半年度公司经营情况、未来发展规 划情况与投资者进行了互动交流和沟通，并就投资者普遍关注的问题进行了回答。 二、本次会议投资者提出的 ...

证券代码：600653 证券简称：申华控股 公告编号：2023-41 号 辽宁申华控股股份有限公司 关于召开 2023 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 （一） 会议召开时间：2023 年 10 月 12 日 上午 10:00-11:00 （二） 会议召开地点：上证路演中心 （三） 会议召开方式：上证路演中心网络互动 三、 参加人员 公司董事长、总裁、财务总监、董事会秘书及其他高级管理人员（如有特 殊情况，参会人员将可能进行调整）。 投资者可于 2023 年 09 月 27 日(星期三) 至 10 月 11 日(星期三)16:00 前登 录上证路演中心网站首页点击"提问预征集"栏目或通过公司网站 （www.shkg.com.cn）股东热线栏目进行提问。公司将在说明会上对投资者普遍 关注的问题进行回答。 辽宁申华控股股份有限公司（以下简称"公司"）已于 2023 年 8 月 ...

Financial Performance - The company's operating revenue for the first half of 2023 was approximately ¥2.57 billion, a decrease of 13.55% compared to ¥2.98 billion in the same period last year[18]. - The net profit attributable to shareholders for the first half of 2023 was a loss of approximately ¥33.81 million, representing a decline of 196.81% from a loss of ¥11.39 million in the previous year[18]. - The basic earnings per share for the first half of 2023 was -¥0.0174, down 194.92% from -¥0.0059 in the same period last year[18]. - The total profit for the period was a loss of ¥20.11 million, a decrease of 154.38% year-on-year, while the net profit attributable to the parent company was a loss of ¥33.81 million, down 196.81%[30]. - The net cash flow from operating activities decreased by 68.24%, amounting to approximately ¥33.79 million compared to ¥106.39 million in the previous year[18]. - The total operating revenue for the first half of 2023 reached 110,000 million CNY, with a net profit of 5,000 million CNY, reflecting a year-on-year increase of 15%[38]. - The company reported a significant increase in user data, with a total of 30,000 active users, representing a growth of 25% compared to the previous year[38]. - The company reported a net loss of CNY 1,333,788,601.74 in retained earnings, compared to a loss of CNY 1,299,976,159.51 at the end of 2022[80]. Assets and Liabilities - The total assets at the end of the reporting period were approximately ¥3.38 billion, a decrease of 10.72% from ¥3.79 billion at the end of the previous year[18]. - The net assets attributable to shareholders at the end of the reporting period were approximately ¥940.68 million, down 5.59% from ¥996.41 million at the end of the previous year[18]. - Cash and cash equivalents decreased by 29.24% to CNY 217.70 million, primarily due to repayment of financing loans[32]. - Inventory decreased by 14.78% to CNY 967.45 million, attributed to significant consumption of existing stock[32]. - Total liabilities were CNY 2,276,340,834.64, representing a reduction of 10.6% from CNY 2,547,304,622.20 in the previous year[80]. - The company's short-term borrowings decreased to CNY 462,924,695.51, down 19.4% from CNY 574,626,858.06[80]. - The total equity attributable to shareholders was CNY 940,675,373.37, a decrease of 5.6% from CNY 996,413,803.89[80]. Business Operations - The company sold 6,503 BMW vehicles in the first half of 2023, down 12% from 7,398 units in the same period last year, while sales of pure electric models surged by 301% to 685 units[25]. - The company has established 26 automotive brand 4S stores in the Weinan Auto Culture Park, with 18 currently operational and 6 under construction[26]. - The company is actively managing its real estate projects, achieving an 88% sales rate for parking spaces and an 85% sales rate for commercial properties in the Xiangshui International Phase I project[27]. - The company plans to enhance its retail capabilities for new energy vehicles and expects to see improved business growth in the second half of 2023 following the completion of the restructuring of its indirect controlling shareholder[25]. Risks and Challenges - The company faces risks including economic and policy risks, intensified industry competition, and financing and financial risks, which are detailed in the management discussion section[7]. - Financial risks remain a concern, with indirect controlling shareholders undergoing restructuring, impacting the company's financing capabilities[39]. - The company is involved in a significant lawsuit against Shanghai Yicheng Engineering Consulting Co., Ltd. and Shanghai Yicheng Enterprise Development Co., Ltd., seeking a total of RMB 21,973,731.31 (approximately USD 3.2 million) for various claims including guaranteed rental income and property management fees[52]. - The company has ongoing litigation against Huachen Automobile Leasing Co., Ltd. for unpaid rent and related fees, with claims amounting to RMB 6,250.18 (approximately USD 0.9 million), and the case is still under trial[55]. Corporate Governance - The company’s vice president and CFO, Zhang Xiangdong, was removed from his position due to allegations of misconduct, following a notice from the local supervisory committee[56]. - The new actual controller of the company is the State-owned Assets Supervision and Administration Commission of Shenyang Municipal People's Government, effective August 2, 2023[73]. - The company has not reported any new capital contributions or changes in equity instruments during this period[103]. Future Outlook - Future outlook indicates a projected revenue growth of 20% for the second half of 2023, driven by new product launches and market expansion strategies[39]. - The company is investing 10,000 million CNY in research and development for new technologies, particularly in electric vehicles and smart automotive solutions[39]. - Market expansion efforts include the opening of 15 new service centers across key cities, aiming to increase market share by 10%[38]. - The company is exploring potential mergers and acquisitions to enhance its competitive position in the automotive sector, with a focus on integrating innovative technologies[39]. Accounting and Financial Reporting - The company follows the enterprise accounting standards, ensuring that the financial statements reflect a true and complete picture of its financial status and operating results[111]. - The company's accounting currency is Renminbi (CNY)[114]. - The company has implemented specific accounting policies and estimates based on its operational characteristics, including revenue recognition and financial asset impairment[110]. - The company recognizes impairment losses based on expected credit losses for financial assets measured at amortized cost and those measured at fair value through other comprehensive income[152].