湖南天雁机械股份有限公司 章 程 目 录 第一章 总则 第五章 党委 第八章 监事会 第一章 总则 第一条 为坚持和加强党的全面领导，建设中国特色现代企业制度，维护公司、 股东和债权人的合法权益，规范公司的组织和行为，根据《中华人民共和国公司法》 （以下简称《公司法》）、《中国共产党章程》、《中华人民共和国证券法》（以下简称《证 券法》）和其他有关规定，制订本章程。 第九章 财务会计制度、利润分配、总法律顾问和审计 1 第二章 经营宗旨和范围 第三章 股份 第一节 股份发行 第二节 股份增减和回购 第三节 股份转让 第四章 股东和股东大会 第一节 股东 第二节 股东大会一般规定 第三节 股东大会的召集 第四节 股东大会提案与通知 第五节 股东大会的召开 第六节 股东大会的表决和决议 第六章 董事会 第一节 董事 第二节 独立董事 第三节 董事会 第四节 董事会秘书 第七章 经理及其他高级管理人员 第一节 监事 第二节 监事会 第三节 监事会决议 第一节 财务会计制度 第二节 内部审计 第三节 会计师事务所的聘任 第四节 总法律顾问制度 第十章 通知与公告 第一节 通知 第二节 公告 第十一章 合并、分立、增资 ...

证券代码：600698 （A 股） 900946（B 股） 证券简称：湖南天雁 天雁 B 股 公告编号：2023-032 湖南天雁机械股份有限公司 关于召开 2023 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： https://roadshow.sseinfo.com/） 会议召开时间：2023 年 09 月 14 日(星期四) 下午 13:00-14:00 会议召开地点：上海证券交易所上证路演中心（网址： 一、 说明会类型 本次投资者说明会以网络互动形式召开，公司将针对 2023 年半 年度的经营成果及财务指标的具体情况与投资者进行互动交流和沟 通，在信息披露允许的范围内就投资者普遍关注的问题进行回答。 二、 说明会召开的时间、地点 （一） 会议召开时间：2023 年 09 月 14 日 下午 13:00-14:00 （二） 会议召开地点：上证路演中心 （三） 会议召开方式：上证路演中心网络互动 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 09 月 07 日(星 ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥230,405,356.26, representing a 43.20% increase compared to ¥160,896,352.50 in the same period last year[18]. - The net profit attributable to shareholders increased by 798.55% to ¥1,059,508.31 from ¥117,912.85 year-on-year[18]. - The net cash flow from operating activities decreased by 87.22% to ¥4,896,469.65, down from ¥38,315,096.59 in the previous year[18]. - Basic earnings per share rose to ¥0.001, a 900% increase from ¥0.0001 in the same period last year[19]. - The weighted average return on net assets increased by 0.13 percentage points to 0.14% from 0.01% year-on-year[19]. - The company reported a significant increase in non-operating income, amounting to 194,322.67[24]. - The company reported a net loss for the first half of 2023 was ¥3,165,787.29, compared to a loss of ¥3,429,986.08 in the first half of 2022, indicating a reduction in losses[105]. - The total comprehensive income for the first half of 2023 was CNY 1,059,508.31, significantly higher than CNY 117,912.85 in the same period of 2022, marking a substantial improvement[107]. Assets and Liabilities - The total assets of the company at the end of the reporting period were ¥1,177,488,460.87, an increase of 11.00% from ¥1,060,769,890.40 at the end of the previous year[18]. - The company's net assets attributable to shareholders at the end of the reporting period were ¥761,422,917.04, a slight increase of 0.12% from ¥760,494,666.27 at the end of the previous year[18]. - Total current liabilities increased to CNY 411,923,432.63 from CNY 294,551,919.61, marking a rise of approximately 39.93%[98]. - The company's total liabilities increased to ¥416,065,543.83 from ¥300,275,224.13, representing a growth of 38.7%[102]. - The company's total equity attributable to shareholders was ¥761,422,917.04, slightly up from ¥760,494,666.27[102]. Operational Developments - The company successfully launched mass production of a new gasoline engine turbocharger project, contributing to revenue growth[20]. - The company has over 10 turbocharger projects ready for mass production and 3 valve projects achieving small batch supply in the first half of 2023[29]. - The company has established strategic partnerships with major domestic engine manufacturers, including Weichai and Yuchai, to enhance market penetration[29]. - The company is actively expanding its product platform, focusing on both diesel and gasoline engine turbochargers[26]. - The company has a robust technical team and has established several research centers to support innovation and product development[28]. Market and Industry Trends - The automotive industry saw a production and sales increase of 9.3% and 9.8% respectively in the first half of the year, with passenger vehicle production rising by 8.1%[25]. - The automotive parts industry in China is expected to maintain a positive growth trend, aligning with global standards[25]. - The company faces market competition risks due to the slowdown in demand for traditional fuel vehicle parts and the rapid promotion of alternatives and new energy applications[44]. Financial Management and Risks - The company is experiencing cost risks with rising raw material prices and product costs, while product prices are either stagnant or declining[44]. - Accounts receivable risk is significant as the company has implemented a certain scale of credit sales policy, leading to substantial capital occupation[44]. - The company plans to strengthen accounts receivable management and enhance risk warning mechanisms to address overdue accounts[45]. - The company has implemented measures to reduce costs across the entire process from product design to sales, aiming to improve the proportion of higher-margin products[44]. Environmental Compliance - The company has achieved a 3% year-on-year reduction in the total discharge of major pollutants, ensuring compliance with environmental standards[56]. - The company has upgraded its pollution control facilities to ensure effective operation and compliance with emission standards[57]. - The company has established an environmental management system (ISO14001:2015) to ensure compliance with environmental regulations and is actively participating in a three-year special action for pollution control[61]. - The company has established an emergency response plan to effectively reduce and prevent potential environmental risks, conducting annual drills to ensure the plan's effectiveness[59]. Shareholder and Capital Structure - The total number of shareholders reached 87,628 by the end of the reporting period[85]. - The largest shareholder, China Changan Automobile Group Co., Ltd., holds 398,067,580 shares, representing 37.11% of total shares[87]. - The company completed a stock incentive grant on June 9, 2023, awarding a total of 8,370,000 shares, increasing the total share capital to 1,072,780,032 shares[83]. - The stock incentive plan includes a vesting schedule with shares becoming unrestricted in 2025, 2026, and 2027[85]. Legal and Regulatory Matters - The company is currently involved in a lawsuit with Shanghai Cai'er, with a judgment amount of 5,623,028.22 CNY plus interest, and is in the process of executing the judgment[69]. - The company has not reported any significant litigation or arbitration matters during the reporting period[69]. - There were no non-operating fund occupations by controlling shareholders or related parties during the reporting period[68]. Accounting Policies and Financial Reporting - The company's financial statements are prepared based on the assumption of going concern, indicating at least 12 months of operational capability[138]. - The company’s accounting policies comply with the requirements of enterprise accounting standards, ensuring accurate financial reporting[140]. - The company recognizes deferred tax assets related to deductible temporary differences if new information indicates that the economic benefits can be realized within 12 months post-acquisition, reducing goodwill accordingly[147]. - The company will recognize investment income based on the fair value of previously held equity interests in the acquired entity at the acquisition date[148].

第一章 总 则 第一条 为深入贯彻习近平法治思想，落实全面依法治 国战略部署，深化法治央企建设，进一步加强和提升湖南 天雁机械股份有限公司（以下简称公司）依法规范管理、 依法合规经营能力和水平，建立健全合规管理体系，实现 公司合规管理的制度化、体系化、规范化，有效防范重大 合规风险，保障公司高质量发展，依据《中央企业管理办 法》和集团公司《合规管理办法》等有关规定，结合公司 实际，制定本办法。 第二条 合规管理的目标是通过建立健全合规管理体 系，强化对合规风险的有效识别管控，促进公司依法合规 经营，保障公司高质量发展。 第三条 本办法所称合规，是指公司、所属各单位经营 管理行为和员工履职行为符合国家法律法规、监管规定、 行业准则和国际条约、规则，以及公司章程，相关规章制 度等要求。 本办法所称合规风险，是指公司、所属各单位及其员 工在经营管理过程中因违规行为，引发法律责任、受到相 关处罚、造成经济或者声誉损失以及其他负面影响的可能 湖南天雁机械股份有限公司 合规管理办法 （二）坚持全面覆盖。将合规要求嵌入经营管理各领域 各环节，贯穿决策、执行、监督全过程，落实到各部门、各 单位和全体员工，实现多方联动、上下贯 ...

此页无正文,为湖南天雁机械股份有限公司独立董事关于第十届董事 会第十四次会议相关事项的独立意见签字页 湖南天雁机械股份有限公司 独立董事对相关事项的独立意见 根据《公司法》《证券法》《上市公司独立董事规则》《上市公司 治理准则》等法律法规和《公司章程》等的有关规定,我们作为湖南 天雁机械股份有限公司(以下简称"湖南天雁"或"公司")的独立 董事,基于客观、独立判断的原则,对公司第十届董事会第十四次会 议相关议案发表独立意见如下: 一、对《关于公司对兵器装备集团财务有限责任公司 2023年半 年度风险评估报告的议案》的独立意见 我们详细审阅了关于湖南天雁机械股份有限公司对兵器装备集 团财务有限责任公司 2023年半年度的风险评估报告,核查了财务公 司的营业资质和经营状况,认为财务公司经营规范,内控健全,资金 充裕,未发现财务公司的风险管理存在重大缺陷,公司与财务公司发 生的关联存、贷款等金融业务风险可控,不存在损害公司及全体股东 利益的情形。 二、对《关于 2023年拟处置设备类固定资产的议案》的独立意 见 根据公司及全资子公司资产管理和目常运营的需求,本次处置部 分固定资产事项,符合相关法律、法规及《公司章程 ...

湖南天雁机械股份有限公司 关于对兵器装备集团财务有限责任公司 2023 年半年度风险评估报告 按照上海证券交易所《上市公司信息披露指引第 5 号——交 易与关联交易》的要求，湖南天雁机械股份有限公司（以下简称 "本公司"）与兵器装备集团财务有限责任公司（以下简称"财 务公司"）作为关联方，须以公正、合理的原则对本公司与财务 公司之间的存、贷款等关联交易进行定期风险评估。本公司通过 查验财务公司《金融许可证》、《企业法人营业执照》等证件资 料，审阅财务公司相关财务报表及风险管理报告等经营资料，重 点对财务公司所面临的信用风险、市场风险、流动性风险、操作 风险及其他风险因素及缓释措施予以持续关注和评估。现就财务 公司经营资质、业务的合法合规情况及风险评估状况报告如下： 一、财务公司经营业务资质情况 1.财务公司的组织架构 （一）业务资质 1.财务公司是经中国银行保险监督管理委员会批准成立的 非银行金融机构。持有中国银行保险监督管理委员会颁发的《金 融许可证》，证件号为：L0019H211000001；持有北京市工商行 政管理局颁发的《营业执照》，统一社会信用代码为： 911100007109336571。 2.财 ...

湖南天雁机械股份有限公司 独立董事对相关事项的事前认可意见 根据《公司法》《让券法》《上市公司独立董事规则》《上市公司 治理准则》《上海证券交易所股票上市规则》和《公司章程》的相关 规定,我们作为湖南天雁机械股份有限公司(以下简称"湖南天雁" 或"公司")独立董事,基于独立判断的立场,对公司第十届董事会 第十四次会议相关事项进行了事前审核,一致认为: 一、《关于公司对兵器装备集团财务有限责任公司 2023年半年度 风险评估报告的议案》 我们核查了财务公司的营业资质和经营状况,认为财务公司经营 规范,内控健全,资金充裕,未发现财务公司的风险管理存在重大缺 陷,公司与财务公司发生的关联存、贷款等金融业务风险可控,不存 在损害公司及全体股东利益的情形。 综上,我们同意将此议案提交公司董事会审议,审议表决时关联 董事应回避表决。 (以下无正文) 本页无正文,为湖南天雁机械股份有限公司第十届董事会第十四次会 议独立董事事前认可意见之签字页 马朝臣 龚金科 刘桂良 2023 年 8 月 18 日 独立董事: ...

监事会审核了公司 2023 年半年度报告的编制和审议程序，并认真阅读了报 告，监事会认为： 证券代码：600698（A 股） 900946（B 股） 公告编号：临 2023-031 证券简称：湖南天雁（A 股） 天雁 B 股（B 股） 湖南天雁机械股份有限公司 第十届监事会第九次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述或者重大 遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 湖南天雁机械股份有限公司(以下简称"湖南天雁"或"公司")于 2023 年 8 月 18 日以"现场+视频"方式召开了第十届监事会第九次会议，会议通知于 2023 年 8 月 8 日以传真、电子邮件或送达等方式发出，湖南天雁现有 3 名监事全部参 加本次会议。全体监事一致推举监事袁天奇先生担任本次会议临时召集人，符合 《公司法》和公司章程的有关规定。本次会议召开符合《公司法》和《公司章程》 的规定，所作决议合法有效。会议以投票表决的方式，逐项审议并通过了如下决 议： 一、会议审议并通过了《关于公司 2023 年半年度报告全文及摘要的议案》。 表决结果：同意票 3 票，反对票 0 票，弃 ...

关联董事谢力回避表决。 证券代码：600698（A 股） 900946（B 股） 公告编号：临 2023-030 证券简称：湖南天雁（A 股） 天雁 B 股（B 股） 湖南天雁机械股份有限公司 第十届董事会第十四次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大 遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 湖南天雁机械股份有限公司(以下简称"湖南天雁"或"公司")于 2023 年 8 月 18 日以现场方式召开了第十届董事会第十四次会议。会议通知于 2023 年 8 月 8 日以传真、电子邮件或送达等方式发出，湖南天雁现有 8 名董事，其中 8 名董事参加了会议，本次会议召开符合《公司法》和《公司章程》的规定，所作 决议合法有效。会议经投票表决，形成决议如下： 一、会议审议并通过了《关于公司 2023 年半年度报告全文及摘要的议案》。 表决结果：同意票 8 票，反对票 0 票，弃权票 0 票。 二、会议审议并通过了《关于公司对兵器装备集团财务有限责任公司 2023 年半年度风险评估报告的议案》。 表决结果：同意票 7 票，反对票 0 票，弃权票 0 票 ...

Financial Performance - In 2022, the company reported a net profit of -27.8 million RMB, with a cumulative undistributed profit at the end of the year of -915.9 million RMB[5]. - The company's operating revenue for 2022 was 330.6 million RMB, a decrease of 41.85% compared to 568.5 million RMB in 2021[23]. - The net profit attributable to shareholders decreased by 418.29% year-on-year, mainly due to the decline in operating revenue, reduced gross profit, and impairment provisions for inventory assets[25]. - The basic earnings per share for 2022 were -0.0261 RMB, representing a decline of 418.29% from 0.0082 RMB in 2021[24]. - The weighted average return on equity (ROE) was -3.59%, a decrease of 4.71 percentage points year-on-year[25]. - The total operating revenue of Hunan Tianyan Machinery Co., Ltd. for the reporting period was approximately CNY 338.34 million, with a net profit of approximately CNY -27.72 million, accounting for 99.70% of the company's net profit[69]. - The company reported a net loss of CNY 996,772,104.73 for 2022, compared to a loss of CNY 1,004,093,285.24 in 2021[186]. - The total revenue for 2022 was 228,298,106.64 CNY, down from 317,029,032.05 CNY in 2021, reflecting a decrease of approximately 28.0%[195]. Revenue and Sales - The company's operating revenue decreased by 41.85% year-on-year, primarily due to a decline in demand for commercial vehicle diesel engines, leading to reduced customer orders and sales volume[25]. - Sales of turbochargers totaled 338,200 units, down 37.69% year-on-year, while valve sales reached 3.53 million pieces, a decline of 53.35%[40]. - The production volume of turbochargers decreased by 34% year-on-year, while sales volume dropped by 37.69%[47]. - The sales volume of turbochargers decreased by 37.69% to 33.82 units, while the sales volume of valves dropped by 53.07% to 354.8 units compared to the previous year[65]. Costs and Expenses - Operating costs amounted to 285.74 million yuan, down 39.96% year-on-year, reflecting the decline in revenue[44]. - Total expenses for the period were 61 million yuan, a decrease of 29.58% year-on-year, with sales expenses down 45.29%[52]. - The management expenses for 2022 were 223,299.00 CNY, significantly reduced from 541,414.47 CNY in 2021, showing a decrease of approximately 58.7%[192]. - The cash flow from operating activities for 2022 was 33.6 million RMB, a decrease of 23.82% compared to 44.1 million RMB in 2021[23]. Research and Development - The company developed over 120 new product projects during the reporting period, including more than 90 turbocharger projects, with 18 related to National VI standards[1]. - The company’s R&D expenses decreased by 50.94% to CNY 11.39 million, reflecting a strategic shift in resource allocation[42]. - Research and development expenses totaled 39.68 million yuan, representing 12% of total revenue, with 71.29% of R&D costs capitalized[53]. - The company invested a total of 39.67 million yuan in R&D in 2022, with significant projects including 13.63 million yuan for gasoline turbocharger projects and 12.25 million yuan for diesel turbocharger projects[56]. Market and Industry Outlook - The company is actively seeking new market growth while optimizing its marketing layout to cope with the challenging market environment[32]. - The automotive market in China is expected to continue growing, driven by rising consumer income and demand for diversified and personalized vehicles[70]. - The automotive parts industry in China is projected to benefit from government support and a complete supply chain, indicating a positive outlook for future growth[70]. - The company aims to strengthen its core business in turbochargers and valves, while expanding into gasoline turbochargers and fan markets[72]. Governance and Compliance - The company has established a governance structure in compliance with relevant laws and regulations, ensuring the protection of shareholders' rights[79]. - The board of directors consists of 9 members, including 3 independent directors, and operates through four specialized committees[80]. - The company has maintained independence from its controlling shareholder, with no guarantees or fund occupation reported during the reporting period[79]. - The company has not reported any significant differences in governance practices compared to regulatory requirements[81]. Environmental and Social Responsibility - The company invested 110.9 million yuan in environmental protection during the reporting period[114]. - The company reduced carbon emissions by 3,079 tons through energy-saving management and the use of clean energy[121]. - The company allocated a total of 15.4 million yuan for social responsibility initiatives, including donations and community projects[122]. - The company contributed 8.41 million yuan to poverty alleviation and rural revitalization projects, specifically through consumption assistance[123]. Financial Position - The total assets of the company at the end of 2022 were 1,060.8 million RMB, down 4.46% from 1,110.3 million RMB in 2021[23]. - The company's cash and cash equivalents were CNY 351,946,852.44, a decrease from CNY 370,953,008.69, representing a decline of approximately 5.4%[180]. - Total liabilities were CNY 300,275,224.13, down from CNY 321,699,699.24, indicating a decrease of about 6.7%[181]. - The company's equity remained stable at CNY 1,064,410,032.00, unchanged from the previous year[181].