天津创业环保集团股份有限公司 《证券违法违规行为内部问责制度》 第一章 总则与适用范围 第一条 本管理制度根据《中华人民共和国公司法》（以 下简称"《公司法》"）、《中华人民共和国证券法》（以下简称 "《证券法》"）、《上海证券交易所股票上市规则》（以下简称 "《上市规则》"）、中国证券监督管理委员会天津监管局（以 下简称"天津证监局"）《关于进一步建立健全辖区上市公司 证券违法违规行为内部问责机制的通知》（津证监公司字 【2014】2 号）等有关法律、法规、规范性文件以及《天津 创业环保集团股份有限公司章程》（以下简称"公司章程"） 的规定与要求，对天津创业环保集团股份有限公司证券违法 违规行为的内部追责工作进行规范，目的是规范公司治理结 构，完善内部控制体系，健全激励、约束和责任追究机制， 促进公司董事、监事、高级管理人员及其他相关人员遵守证 券法律法规，规范运作、恪守职业道德，防止损害公司和股 东利益的行为发生。 第二条 本制度所包括的问责对象为对本制度所述证 券违法违规行为问责事项负有全部责任或主要责任的公司 董事、监事、高级管理人员及其他相关人员（依其工作职责 应遵守或适用证券相关法律、法规、规范性 ...

天津创业环保集团股份有限公司 公司章程 （经 2023 年第二次临时股东大会修订） 本公司章程根据《中华人民共和国公司法》(简称《公司法》)、《中华人民共和证券法》(简 称《证券法》)、《关于调整适用在境外上市公司召开股东大会通知期限等事项规定的批复》 （国函[2019]97 号）、《国务院关于股份有限公司境外募集股份及上市的特别规定》、《到境 外上市公司章程必备条款》(证委发〔1994〕21 号，简称《必备条款》)、《关于到香港上市 公司对公司章程作补充修改的意见的函》(证监海函〔1995〕1 号，简称《证监海函》)、《上 市公司章程指引》（中国证券监督管理委员会公告〔2022〕2 号，简称《章程指引》）、《上市 公司独立董事规则》（中国证券监督管理委员会公告【2022】14 号）以及《香港联合交易所 有限公司证券上市规则》（主板）等法律、法规和规范性文件制定、修订。 1 | | | | 第一章 | 总则 3 | | --- | --- | | 第二章 | 经营宗旨和范围 5 | | 第三章 | 股份和注册资本 6 | | 第四章 | 股份转让 9 | | 第五章 | 减资和购回股份 10 | | 第六章 ...

天津创业环保集团股份有限公司 董事会议事规则 1 | স | | --- | | 第一章 | 总 则 3 | | --- | --- | | 第二章 | 董事会职权 3 | | 第三章 | 董事长职权 6 | | 第四章 | 董事会定期会议的提案及临时会议的提议程序 6 | | 第五章 | 董事会会议的召集、主持和通知 7 | | 第七章 | 董事会议事和表决程序 9 | | 第八章 | 董事会会议决议和会议记录 11 | | 第九章 | 董事会决议执行、反馈与调整 13 | | 第十章 | 附 则 14 | 第一章 总 则 第一条 为健全和规范天津创业环保集团股份有限公司（以下简称"公司"） 董事会的议事方式和决策程序，促使董事和董事会有效履行其职责，提高董事会 规范运作和科学决策水平，根据《中华人民共和国公司法》等法律、法规、规则 性文件、公司股票挂牌交易的证券交易所（以下简称"证券交易所"）的股票/ 证券上市规则以及公司章程的有关规定，制定本规则。 上交所上市公司 董事会议事示范 规则第一条 第二条 董事会是公司经营管理的决策机构，维护公司和全体股东的利益， 负责公司发展目标和重大经营活动的决策。 董事 ...

债券代码：188867 债券简称：21 津创 01 证券代码：600874 股票简称：创业环保 公告编号：临 2023-054 1 监管指引第 2 号——上市公司募集资金管理和使用的监管要求》及公司《募集资 金管理制度》的相关规定，公司开设了募集资金专项账户，并与保荐机构、开户 银行签署了《募集资金专户存储三方监管协议》、《募集资金专户存储四方监管 协议》，对募集资金实行专户存储和管理。具体内容详见公司 2022 年 10 月 19 日 刊载于《上海证券报》及上海证券交易所网站（www.sse.com.cn）的《关于签订 募集资金三方及四方监管协议的公告》（公告编号：临 2022-048）。 天津创业环保集团股份有限公司 关于新设募集资金专户并授权签订 四方监管协议的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 天津创业环保集团股份有限公司（以下简称"本公司"或"公司"）为规范 公司募集资金的存放、使用和管理，保证募集资金的安全，提高募集资金的使用 效率，保护投资者的权益，根据《上海证券交易所股票上市规则》、《上 ...

债券代码：188867 债券简称：21 津创 01 证券代码：600874 股票简称：创业环保 公告编号：临 2023-052 天津创业环保集团股份有限公司 第九届董事会第二十一次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 与会董事对本议案的表决情况如下： 与会董事对本议案的表决情况如下： 表决结果：9 票同意，0 票反对，0 票弃权。本议案获得通过。 2. 关于修订《天津创业环保集团股份有限公司企业年金方案》的议案 与会董事对本议案的表决情况如下： 表决结果：9 票同意，0 票反对，0 票弃权。本议案获得通过。 3. 关于新设募集资金专户并授权签订四方监管协议事项的议案 具体详见本公司同日于上海证券交易所网站(http://www.sse.com.cn)发布 的《创业环保关于新设募集资金专户并授权签订四方监管协议事项的公告》（公告 编号：临 2023-054）。 天津创业环保集团股份有限公司（以下简称"本公司"或"公司"）第九届董 事会第二十一次会议于 2023 年 9 月 22 日以通讯表决方式召开 ...

Financial Performance - The company reported its interim financial results for the six months ending June 30, 2023, which are unaudited[3]. - The company's operating revenue for the first half of 2023 was RMB 210,896.6 million, a decrease of 0.95% compared to RMB 212,928.9 million in the same period last year[16]. - Net profit attributable to shareholders for the same period was RMB 43,784.6 million, representing an increase of 10.47% from RMB 39,636.3 million year-on-year[16]. - The net cash flow from operating activities reached RMB 71,575.3 million, a significant increase of 122.00% compared to RMB 32,240.5 million in the previous year[16]. - The total assets of the company at the end of the reporting period were RMB 2,374,613.7 million, up 3.38% from RMB 2,296,967.4 million at the end of the previous year[16]. - The company's net assets attributable to shareholders increased by 2.53% to RMB 869,434.5 million from RMB 847,947.3 million year-on-year[16]. - Basic earnings per share remained stable at RMB 0.28, with diluted earnings per share also at RMB 0.28, showing no change compared to the previous year[17]. - The company's net profit after deducting non-recurring gains and losses for the first half of 2023 was CNY 40,132.2 million, an increase of 10.89% compared to CNY 36,190.3 million in the same period last year[133]. - The current ratio decreased by 7.89% to 1.75 from 1.90 at the end of the previous year, attributed to an increase in current liabilities[133]. - The cash interest coverage ratio improved significantly to 5.00, up 96.08% from 2.55 in the previous year, indicating a substantial increase in net cash flow from operating activities[133]. Corporate Governance and Compliance - There were no significant risks or non-compliance issues reported during the period[3]. - The company confirmed that there were no instances of non-operational fund occupation by controlling shareholders or related parties[3]. - The board of directors and senior management have guaranteed the accuracy and completeness of the financial report[3]. - The company has not faced any situations where more than half of the directors could not ensure the truthfulness of the interim report[3]. - The company has not disclosed any forward-looking statements or risk warnings in this report[3]. - The interim report includes a section on corporate governance and social responsibility[4]. - The company has established a comprehensive risk management framework to identify, analyze, and respond to various policy risks and operational challenges[50]. - The company is committed to maintaining effective communication with local governments and regulatory bodies to ensure compliance and operational stability[51]. Investment and Capital Management - The company invested RMB 1.42 billion in new projects, adding a wastewater treatment capacity of 200,000 cubic meters per day during the first half of the year[28]. - The company completed a capital increase of RMB 20.91 million for the Linxia wastewater treatment plant PPP project[39]. - The company established a new company for the Karamay South Suburb wastewater treatment project with a registered capital of RMB 113.87 million[40]. - The company completed a capital increase of RMB 16.23 million for the Enshi Dasha Dam wastewater treatment project[41]. - The company plans to establish Tianjin Tianchuang Environmental Technology Co., Ltd. with a registered capital of RMB 20 million to develop light asset business[41]. - The company agreed to acquire the Tianjin Nanjing Sludge Treatment Plant assets for a total consideration of RMB 471.8259 million, with RMB 424.64331 million already paid and RMB 47.18259 million remaining[42]. - The company has allocated RMB 22,925.66 million for repaying interest-bearing debts and supplementing working capital, which has already been fully utilized[111]. - The company is responding to macroeconomic fluctuations and increasing competition in the environmental protection industry through strategic capital management[109]. Research and Development - Research and development expenses rose by 76.72% to RMB 1,157.5 million, reflecting the company's commitment to innovation and technology[32]. - The company established a technology product center to enhance its technical capabilities and improve operational efficiency[29]. - The company is committed to ongoing research and development of new technologies to improve its service offerings and operational efficiency in the environmental protection industry[151]. Environmental and Social Responsibility - The company’s wastewater treatment, water supply, and reclaimed water business has a total scale of approximately 5.678 million cubic meters per day, with PPP model wastewater treatment capacity at about 4.943 million cubic meters per day[23]. - The company has been recognized as one of the "Top Ten Influential Enterprises in China's Water Industry" for 18 consecutive years since 2005 and has been in the "Top 50 Environmental Enterprises in China" for five consecutive years since 2018[27]. - The company’s wastewater treatment projects strictly adhered to relevant discharge standards, with all effluent quality meeting the required benchmarks[76]. - The company has implemented emergency response plans for environmental incidents, which have been reviewed and filed with local environmental authorities[78]. - The company’s self-monitoring environmental plans are in compliance with national requirements, with results publicly disclosed on local environmental monitoring platforms[79]. Shareholder Information - The total number of ordinary shareholders as of the end of the reporting period is 61,569, including 60 H-share shareholders[115]. - The top ten shareholders hold a total of 715,565,186 shares, representing 45.57% of the total shares[116]. - The largest shareholder, Municipal Investment, has not changed its shareholding during the reporting period[116]. - The second-largest shareholder, Hong Kong Central Clearing Limited, increased its holdings by 76,000 shares to 337,906,810 shares, representing 21.52%[116]. - The total number of restricted shares at the end of the reporting period is 0, indicating full release of previously restricted shares[114]. - The total number of shares held by the top ten unrestricted shareholders is 1,098,000,000 shares[117]. Debt and Financial Ratios - The company's debt-to-asset ratio was reported at 58.77% as of June 30, 2023[97]. - The total liabilities increased to RMB 13,954,951 thousand as of June 30, 2023, compared to RMB 13,467,381 thousand at the end of 2022, reflecting a growth of 3.6%[136]. - The company's total cash and cash equivalents at the end of June 30, 2023, stood at RMB 2,999,928 thousand, up from RMB 2,036,580 thousand at the end of June 30, 2022, reflecting a growth of 47.38%[143]. - The company reported a loan repayment rate of 100%, maintaining its commitment to debt obligations[133]. Business Expansion and Strategy - The company is focusing on enhancing its operational capabilities and expanding its business in emerging sectors while maintaining its core water services[26]. - The company is exploring new business areas such as environmental restoration and monitoring to capture market opportunities[108]. - The company plans to continue expanding its market presence through strategic partnerships and potential acquisitions in the environmental services sector[151]. - The company has successfully completed the acquisition of a waste management firm, which is projected to contribute an additional RMB 300 million in revenue annually[160]. Stock Options and Incentives - The company established a stock option incentive plan to align the interests of shareholders and management for long-term development[57]. - The total number of stock options granted under the equity incentive plan is 14,270,000, representing approximately 0.91% of the total issued share capital of 1,570,418,085 shares as of the report date[62]. - The first exercise period for 140 incentive recipients has been met, allowing for the exercise of 3,334,792 stock options, which represents 1/3 of the total granted options[66]. - The exercise price for the stock options was set at RMB 6.98 per share, with adjustments made to RMB 6.72 and RMB 6.58 per share following profit distribution plans in 2020, 2021, and 2022[67][68].

| 证券代码：600874 | 证券简称：创业环保 | 公告编号：2023-051 | | --- | --- | --- | | 债券代码：188867 | 债券简称：21 津创 01 | | 天津创业环保集团股份有限公司 2023 年第二次临时股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次会议是否有否决议案：无 一、 会议召开和出席情况 | 1、出席会议的股东和代理人人数 | | 8 | | --- | --- | --- | | 其中：A | 股股东人数 | 7 | | 境外上市外资股股东人数（H | 股） | 1 | | 2、出席会议的股东所持有表决权的股份总数（股） | | 731,003,507 | | 其中：A | 股股东持有股份总数 | 723,080,508 | | 境外上市外资股股东持有股份总数（H | 股） | 7,922,999 | (一) 股东大会召开的时间：2023 年 9 月 21 日 (二) 股东大会召开的地点：天津市南开区卫津南路 76 号创业环保大厦 ...

天津创业环保集团股份有限公司 2023 年第二次临时股东大会会议资料 2023 年 9 月 4 日 创业环保 2023 年第二次临时股东大会 会议资料 目 录 | 一、2023 | 年第二次临时股东大会会议须知………………………………………………2 | | --- | --- | | 二、2023 | 年第二次临时股东大会会议议程……………………………………………3-4 | | 三、2023 | 年第二次临时股东大会会议议案……………………………………………5-19 | 1 创业环保 2023 年第二次临时股东大会 会议资料 天津创业环保集团股份有限公司 2023 年第二次临时股东大会会议须知 各位股东： 为维护全体股东的合法权益，确保本公司股东大会顺利进行，根据《公司法》、 《证券法》、《上市公司股东大会规则》及《公司章程》等法律、法规的规定， 特制订本须知。 一、全体参会人员应以维护全体股东的合法权益、保障会议的正常秩序和议 事效率为原则，自觉履行法定义务。 二、本公司董事会办公室负责本次大会的程序安排和会务工作。 三、董事会在股东大会的召开过程中，应当以维护股东的合法权益，确保正 常程序和议事效率为原则 ...

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2023年8月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 天津創業環保集團股份有限公司 呈交日期: 2023年9月4日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 01065 | 說明 | H股 | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 340,000,000 | RMB | | 1 RMB | | 340,000,000 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 340,000,000 | RMB | | 1 RMB | | 340,000,000 | | 2. 股份分類 | 普通股 | 股份類別 | A | | 於香 ...

天津创业环保集团股份有限公司 关于召开 2023 年第二次临时股东大会的通知 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 证券代码：600874 证券简称：创业环保 公告编号：2023-050 债券代码：188867 债券简称：21 津创 01 一、 召开会议的基本情况 股东大会召开日期：2023年9月21日 本次股东大会采用的网络投票系统：上海证券交易所股东大会网络投票 系统 本公告仅适用于A股股东。H股股东股权登记日及参会登记方法等相关事 宜 请 参 阅 本 公 司 于 2023 年 9 月 4 日 在 香 港 交 易 所 网 站 （http://www.hkex.com.hk）刊发的"2023年第二次临时股东大会通告" 重要内容提示： (六) 融资融券、转融通、约定购回业务账户和沪股通投资者的投票程序 召开的日期时间：2023 年 9 月 21 日 14 点 00 分 召开地点：天津市南开区卫津南路 76 号天津创业环保大厦 5 楼会议室 (五) 网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东 ...