经查明，中泰证券股份有限公司（以下简称中泰证券）未有 效管理研究所员工记录的未公开会议信息，导致该信息被泄露并 在网络上被转发传播。 -1- 上海证券交易所 监管措施决定书 〔2023〕36 号 关于对中泰证券股份有限公司予以 书面警示的决定 当事人： 中泰证券股份有限公司。 上述违规行为已经中国证监会山东监管局《关于对中泰证券 股份有限公司采取出具警示函措施的决定》（〔2023〕61 号）予 以认定。该违规行为违反了《上海证券交易所会员管理规则》第 1.3 条、第 1.4 条等相关规定。 鉴于上述违规事实，根据《上海证券交易所会员管理规则》 第 8.5 条和《上海证券交易所纪律处分和监管措施实施办法》《上 海证券交易所会员管理规则适用指引第 4 号——会员违规行为 监管》等有关规定，上海证券交易所（以下简称本所）决定：对 中泰证券采取书面警示的监管措施。 你公司应当严格遵守法律法规、本所业务规则，加强员工的 保密管理和合规风险管控，及时自查整改，防范员工行为引发的 各类风险，维护证券市场秩序。收到本书面警示决定后 1 个月内， 你公司应当将加盖公司公章的整改报告书面报送本所。 上海证券交易所 2023 年 ...

发行结果公告 保荐人（主承销商）：中泰证券股份有限公司 海看网络科技（山东）股份有限公司 首次公开发行股票并在创业板上市 特别提示 海看网络科技（山东）股份有限公司（以下简称"海看股份"、"发行人"）首 次公开发行人民币普通股（A 股）并在创业板上市（以下简称"本次发行"）的申 请已经深圳证券交易所（以下简称"深交所"）创业板上市委员会审议通过，并已 经中国证券监督管理委员会同意注册（证监许可〔2023〕652 号）。中泰证券股 份有限公司（以下简称"中泰证券"或"保荐人（主承销商）"）担任本次发行 的保荐人（主承销商）。发行人的股票简称为"海看股份"，股票代码为 "301262"。 发行人与保荐人（主承销商）协商确定本次发行价格为30.22元/股，本次发 行数量为4,170.00万股，全部为新股发行，无老股转让。 本次发行的发行价格不超过剔除最高报价后网下投资者报价的中位数和加 权平均数以及剔除最高报价后通过公开募集方式设立的证券投资基金（以下简称 "公募基金"）、全国社会保障基金（以下简称"社保基金"）、基本养老保险基金 （以下简称"养老金"）、企业年金基金和职业年金基金（以下统称"年金基金"）、 符合《 ...

Financial Performance - The company's operating revenue for Q1 2023 reached CNY 3,570,214,868.97, representing a year-on-year increase of 92.77%[7] - Net profit attributable to shareholders was CNY 1,152,635,743.10, marking a significant increase of 424.00% compared to the same period last year[7] - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 471,251,202.37, up by 152.67% year-on-year[7] - Basic and diluted earnings per share were both CNY 0.16, reflecting an increase of 433.33% year-on-year[7] - The total comprehensive income attributable to shareholders of the parent company reached CNY 1,328,419,389.85, a substantial increase from a loss of CNY 157,507,733.47 in the same period last year[29] Cash Flow - The net cash flow from operating activities was CNY 306,163,534.20, showing a decrease of 94.47% compared to the previous year[7] - Cash inflow from operating activities totaled CNY 6,947,512,640.44, down from CNY 13,097,916,344.49 in the previous year[31] - The net cash flow from investing activities was CNY 718,460,204.05, a significant recovery from a net outflow of CNY 7,402,425,094.35 in Q1 2022[31] - The net cash flow from financing activities showed a net outflow of CNY 710,113,222.40, compared to a net inflow of CNY 640,337,456.86 in the same quarter last year[32] - The cash and cash equivalents at the end of Q1 2023 amounted to CNY 64,817,064,219.05, an increase from CNY 54,345,453,780.69 at the end of Q1 2022[32] Assets and Liabilities - Total assets at the end of the reporting period were CNY 201,796,965,631.24, a 1.46% increase from the end of the previous year[8] - Total liabilities decreased to CNY 159,224,298,817.37 as of March 31, 2023, down from CNY 160,030,467,844.81 as of December 31, 2022[26] - Shareholder equity totaled CNY 39,669,635,839.59 as of March 31, 2023, compared to CNY 41,766,497,786.43 as of December 31, 2022, a decrease of 5.0%[26] - The company’s cash and cash equivalents stood at CNY 57,413,490,307.35 as of March 31, 2023, compared to CNY 56,930,477,953.18 as of December 31, 2022, reflecting a slight increase of 0.8%[26] Shareholder Information - The largest shareholder, Zaozhuang Mining (Group) Co., Ltd., holds 32.62% of the company's shares[16] - The company’s shareholding structure includes several related parties, with Shandong Energy Group Co., Ltd. controlling multiple significant shareholders[16] Business Operations - The company plans to continue expanding its investment business, which has shown significant recovery in performance[11] - During the first quarter of 2023, the company relocated 11 branch offices and closed 2 securities business departments[21] - The company’s subsidiary, Zhongtai Futures Co., Ltd., also completed the relocation of 1 branch office in the same period[22] Management Changes - The company is in the process of preparing for the re-election of its board of directors and supervisory board, which has been postponed[19] - The company’s management saw a change with the resignation of Vice General Manager Sun Peiguo due to personal reasons[23] Non-Recurring Gains - Non-recurring gains included CNY 682,792,690.20 from the revaluation of equity in Wanji Fund, contributing to the net profit increase[9]

2022 年年度报告 公司代码：600918 公司简称：中泰证券 中泰证券股份有限公司 2022 年年度报告 1 / 325 2022 年年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 容诚会计师事务所（特殊普通合伙）为本公司出具了标准无保留意见的审计报告。 四、 公司负责人王洪、主管会计工作负责人袁西存及会计机构负责人（会计主管人员）刘健声明： 保证年度报告中财务报告的真实、准确、完整。 五、 董事会决议通过的本报告期利润分配预案或公积金转增股本预案 以公司总股本为基数，向实施权益分派股权登记日登记在册的全体股东每10股派发现金红利 0.26元（含税）。按2022年末公司总股本6,968,625,756.00股计算，合计派发现金红利181,184,269.66 元，占2022年合并报表归属于母公司股东净利润的比例为30.70%，剩余可供分配的未分配利润结 转下一年度。预案尚需公司股东大会审议。公司将于股东大会审议通过之日起两个月内派发现金 ...

证券代码：600918 证券简称：中泰证券 公告编号：2023-010 中泰证券股份有限公司 关于召开2022年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 投资者可于 2023 年 3 月 24 日（星期五）至 3 月 30 日（星期四）16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 ztsdb@zts.com.cn 进行提问。公司将在说明会上对投资者普遍关注的问题进 行回答。 中泰证券股份有限公司（以下简称"公司"）将于 2023 年 3 月 31 日发布公 司 2022 年年度报告。为便于广大投资者更全面深入地了解公司 2022 年度经营成 果、财务状况，公司计划于 2023 年 3 月 31 日下午 14:00-15:00 举行 2022 年度业 绩说明会，就投资者关心的问题进行交流。 一、说明会类型 本次业绩说明会以网络互动形式召开，公司将针对 2022 年度的经营成果及 财务指标的具体情况与投资者进行互动交流和沟通，在信息披露允许的范围内就 投资者普 ...

中泰证券股份有限公司 2022 年半年度报告 公司代码：600918 公司简称：中泰证券 中泰证券股份有限公司 2022 年半年度报告 1 / 228 中泰证券股份有限公司 2022 年半年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的真实性、准确性、 完整性，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 未出席董事情况 未出席董事职务 未出席董事姓名 未出席董事的原因说明 被委托人姓名 董事长 李峰 工作原因 冯艺东 三、 本半年度报告未经审计。 四、 公司负责人李峰、主管会计工作负责人袁西存及会计机构负责人（会计主管人员）刘健声明： 保证半年度报告中财务报告的真实、准确、完整。 五、 董事会决议通过的本报告期利润分配预案或公积金转增股本预案 不适用 六、 前瞻性陈述的风险声明 √适用 □不适用 本报告中所涉及的发展战略、未来计划等前瞻性描述不构成公司对投资者的实质承诺，敬请 投资者注意投资风险。 七、 是否存在被控股股东及其关联方非经营性占用资金情况 否 八、 是否存在违反规定决策程序对外提供担保的情况？ 否 九、 是否存在半数以上董 ...

[Main Financial Data](index=1&type=section&id=一、%20主要财务数据) This section provides an overview of the company's key financial performance and position, including significant accounting data, financial indicators, and non-recurring gains and losses, along with explanations for major changes [Key Accounting Data and Financial Indicators](index=1&type=section&id=一、%20主要财务数据-%28一%29主要会计数据和财务指标) In Q1 2022, the company's performance significantly declined year-over-year, with operating revenue at **CNY 1.852 billion**, down **24.38%**, and net profit attributable to shareholders plummeting **66.99%** to **CNY 220 million**, while basic earnings per share decreased from **CNY 0.10** to **CNY 0.03**, and total assets slightly increased by **0.68%** to **CNY 206.075 billion** at period-end 2022 Q1 Key Financial Indicators | Indicator | Current Period | YoY Change (%) | | :--- | :--- | :--- | | Operating Revenue | CNY 1.852 billion | -24.38% | | Net Profit Attributable to Shareholders of the Listed Company | CNY 220 million | -66.99% | | Net Profit Attributable to Shareholders of the Listed Company, Excluding Non-recurring Gains and Losses | CNY 186.5 million | -71.95% | | Basic Earnings Per Share (CNY/share) | CNY 0.03 | -70.00% | | Weighted Average Return on Net Assets | 0.62% | Decreased by 1.36 percentage points | | **Indicator** | **End of Current Period** | **Change from End of Previous Year (%)** | | Total Assets | CNY 206.075 billion | 0.68% | | Total Equity Attributable to Shareholders of the Listed Company | CNY 35.632 billion | -0.44% | [Non-recurring Gains and Losses Items and Amounts](index=2&type=section&id=一、%20主要财务数据-%28二%29非经常性损益项目和金额) In the current period, the company's total non-recurring gains and losses amounted to **CNY 33.46 million**, primarily from government grants, with the company clarifying that fair value changes and investment income from proprietary trading of financial assets and derivatives are classified as recurring gains and losses due to the nature of its self-operated business 2022 Q1 Non-recurring Gains and Losses Details | Item | Amount (CNY million) | | :--- | :--- | | Government Grants | 47.09 | | Other Income/Loss Items Meeting the Definition of Non-recurring Gains and Losses | 14.87 | | Gains/Losses from Disposal of Non-current Assets | 0.11 | | Other Non-operating Income and Expenses | -1.71 | | Less: Income Tax Impact | 15.09 | | Less: Impact on Minority Interests (After Tax) | 11.81 | | **Total** | **33.46** | - The company classifies gains and losses from changes in fair value of trading financial assets, derivative financial assets, and trading financial liabilities, as well as investment income from the disposal of related financial instruments, as recurring gains and losses, which aligns with the nature of its normal proprietary trading business[6](index=6&type=chunk) [Analysis of Changes in Key Financial Indicators](index=2&type=section&id=一、%20主要财务数据-%28三%29主要会计数据、财务指标发生变动的情况、原因) The company's key profitability indicators, including net profit and earnings per share, significantly declined this period, primarily due to reduced fair value gains from proprietary trading influenced by market fluctuations, while net cash flow from operating activities substantially increased, driven by net cash inflows from resale and repurchase businesses and a net decrease in funds lent out Major Financial Indicator Change Reasons | Item | Change | Primary Reason | | :--- | :--- | :--- | | Net Profit Attributable to Shareholders of the Listed Company | Decreased | Reduced fair value gains from proprietary trading due to market fluctuations | | Net Profit Attributable to Shareholders of the Listed Company, Excluding Non-recurring Gains and Losses | Decreased | Reduced fair value gains from proprietary trading due to market fluctuations | | Basic Earnings Per Share (CNY/share) | Decreased | Reduced fair value gains from proprietary trading due to market fluctuations | | Net Cash Flow from Operating Activities | Increased | Net cash inflows from resale and repurchase businesses, and net decrease in funds lent out | [Shareholder Information](index=3&type=section&id=二、%20股东信息) This section details the company's shareholder structure, including the total number of common shareholders, the top ten shareholders' holdings, and identified relationships among major shareholders [Shareholder Holdings](index=3&type=section&id=二、%20股东信息-%28一%29普通股股东总数和表决权恢复的优先股股东数量及前十名股东持股情况表) As of the end of Q1 2022, the company had **145,823** common shareholders, with a highly concentrated equity structure where the largest shareholder, Laiwu Steel Group Co., Ltd., held **46.37%**, and state-owned legal entities dominated among the top ten shareholders, some of whom have acting-in-concert relationships - The total number of common shareholders at the end of the reporting period was **145,823**[8](index=8&type=chunk) Top Ten Shareholders' Holdings | Shareholder Name | Shareholder Type | Shareholding Percentage (%) | Number of Shares Held | | :--- | :--- | :--- | :--- | | Laiwu Steel Group Co., Ltd. | State-owned Legal Person | 46.37 | 3,231,288,900 | | Shandong Energy Group Co., Ltd. | State-owned Legal Person | 6.57 | 458,091,900 | | Shandong Luxin Investment Holdings Group Co., Ltd. | State-owned Legal Person | 3.98 | 277,566,330 | | Xinwen Mining Group Co., Ltd. | State-owned Legal Person | 3.47 | 241,737,300 | | Shandong Yongtong Industrial Co., Ltd. | Domestic Non-state-owned Legal Person | 2.89 | 201,344,500 | | Dezhou Yuzuo Investment Center (Limited Partnership) | Other | 2.56 | 178,293,200 | | Jinan Xicheng Investment Development Co., Ltd. | State-owned Legal Person | 2.38 | 165,633,542 | | Shandong State-owned Assets Investment Holdings Co., Ltd. | State-owned Legal Person | 1.73 | 120,871,800 | | Tai'an Dian Shi Asset Management Co., Ltd. | State-owned Legal Person | 1.14 | 79,581,600 | | Ningbo Meishan Bonded Port Area Fenghai Investment Co., Ltd. | Domestic Non-state-owned Legal Person | 0.87 | 60,435,900 | - Shandong Energy Group Co., Ltd. and its wholly-owned subsidiary, Xinwen Mining Group Co., Ltd., are **parties acting in concert**. Company director Liu Feng and his spouse can exert significant influence over Shandong Yongtong Industrial Co., Ltd. and Dezhou Yuzuo Investment Center (Limited Partnership)[9](index=9&type=chunk) [Other Significant Matters](index=4&type=section&id=三、%20其他提醒事项) This section covers various important corporate developments, including the delayed re-election of the Board and Supervisory Board, ongoing changes in the controlling shareholder, adjustments to branch offices, and changes in senior management [Board of Directors and Board of Supervisors Re-election](index=4&type=section&id=三、%20其他提醒事项-%28一%29董事会、监事会换届事项) The terms of the company's second Board of Directors and Board of Supervisors expired on November 18, 2021, but the re-election process has been postponed to ensure continuity, with preparations ongoing and existing members continuing their duties as of the report disclosure date - The terms of the company's Board of Directors and Board of Supervisors expired in **November 2021**, but the re-election has been postponed and is still in preparation as of the report disclosure date[10](index=10&type=chunk) [Progress on Change in Controlling Shareholder](index=5&type=section&id=三、%20其他提醒事项-%28二%29控股股东变更) The change in the company's controlling shareholder is still in progress, with Zaozhuang Mining (Group) Co., Ltd.'s acquisition of company shares having passed anti-monopoly review and received an offer acquisition exemption from the Hong Kong SFC, but it still requires approval of shareholder qualifications from the China Securities Regulatory Commission and compliance confirmation from the Shanghai Stock Exchange, with share transfer yet to be completed - The change in controlling shareholder has received a letter from the Hong Kong SFC and anti-monopoly review approval from the State Administration for Market Regulation, but it still requires final confirmation from the China Securities Regulatory Commission and the Shanghai Stock Exchange, and the share transfer has not yet been completed[11](index=11&type=chunk) [Branch Office Changes](index=5&type=section&id=三、%20其他提醒事项-%28三%29分支机构变更) In Q1 2022, the company adjusted its branch network by establishing a new Inner Mongolia branch and relocating four securities brokerage offices and one branch (Beijing branch), with no new or closed brokerage offices during the reporting period - A new branch company was established: **Inner Mongolia Branch**[11](index=11&type=chunk)[12](index=12&type=chunk) - **Five** branch offices were relocated, including brokerage offices in Wuhan, Beijing, Liaocheng, and the Beijing branch[13](index=13&type=chunk)[14](index=14&type=chunk) - No new or closed securities brokerage offices were reported during the period[12](index=12&type=chunk)[14](index=14&type=chunk) [Changes in Senior Management](index=6&type=section&id=三、%20其他提醒事项-%28四%29公司高级管理人员变更) During the reporting period, several senior executives changed due to personal reasons, with Chief Risk Officer Li Hengdi, General Counsel Zhang Yunwei, and Deputy General Manager Zhong Jinlong resigning, and Mr. Hu Kainan appointed as the new Chief Risk Officer - Chief Risk Officer Mr. Li Hengdi resigned, and the company appointed Mr. Hu Kainan as the new Chief Risk Officer[14](index=14&type=chunk) - General Counsel Mr. Zhang Yunwei resigned due to personal reasons[14](index=14&type=chunk) - Deputy General Manager Mr. Zhong Jinlong resigned due to personal reasons but continues to serve as Chairman of Zhongtai Futures, a controlled subsidiary[15](index=15&type=chunk) [Quarterly Financial Statements](index=6&type=section&id=四、%20季度财务报表) This section presents the company's consolidated and parent company financial statements for the quarter, including balance sheets, income statements, and cash flow statements, detailing key financial positions and performance [Consolidated Balance Sheet](index=6&type=section&id=四、%20季度财务报表-%28二%29合并资产负债表) As of March 31, 2022, the company's total assets were **CNY 206.075 billion**, a slight increase of **0.68%** from the beginning of the year, driven by significant increases in other debt investments and construction in progress, while trading financial assets and funds lent out decreased; total liabilities reached **CNY 169.034 billion**, up **0.90%**, and equity attributable to shareholders was **CNY 35.632 billion**, a slight decrease Consolidated Balance Sheet Major Items | Item | March 31, 2022 (CNY billion) | December 31, 2021 (CNY billion) | Change | | :--- | :--- | :--- | :--- | | **Total Assets** | **2,060.75** | **2,046.90** | **+0.68%** | | Cash and Bank Balances | 447.35 | 460.90 | -2.94% | | Funds Lent Out | 339.29 | 358.21 | -5.28% | | Trading Financial Assets | 498.63 | 533.86 | -6.60% | | Other Debt Investments | 276.06 | 208.06 | +32.68% | | **Total Liabilities** | **1,690.34** | **1,675.30** | **+0.90%** | | Financial Assets Sold Under Repurchase Agreements | 381.66 | 369.95 | +3.16% | | Client Funds for Securities Trading | 559.12 | 562.13 | -0.54% | | Bonds Payable | 455.15 | 435.26 | +4.57% | | **Total Equity Attributable to Shareholders of the Listed Company** | **356.32** | **357.90** | **-0.44%** | [Consolidated Income Statement](index=8&type=section&id=四、%20季度财务报表-%28三%29合并利润表) In Q1 2022, the company's total operating revenue was **CNY 1.852 billion**, down **24.38%** year-over-year, with net profit attributable to the parent company plummeting **66.99%** to **CNY 220 million**, primarily due to a substantial fair value loss of **CNY 1.464 billion** compared to **CNY 172 million** in the prior year, despite year-over-year growth in net interest income and investment income, which were insufficient to offset the negative impact of fair value changes, and while brokerage and asset management fee income grew, investment banking fee income declined Consolidated Income Statement Major Items | Item | Q1 2022 (CNY) | Q1 2021 (CNY) | YoY Change | | :--- | :--- | :--- | :--- | | **Total Operating Revenue** | **1.852 billion** | **2.449 billion** | **-24.38%** | | Net Interest Income | 685 million | 472 million | +45.13% | | Net Fee and Commission Income | 1.306 billion | 1.277 billion | +2.27% | | Of which: Brokerage Business | 977 million | 927 million | +5.42% | | Of which: Investment Banking Business | 158 million | 238 million | -33.57% | | Of which: Asset Management Business | 144 million | 89 million | +61.84% | | Investment Income | 811 million | 516 million | +57.04% | | Gains/Losses from Changes in Fair Value | -1.464 billion | -172 million | -751.16% | | **Operating Profit** | **289 million** | **835 million** | **-65.39%** | | **Net Profit Attributable to Parent Company Shareholders** | **220 million** | **666 million** | **-66.99%** | | **Basic Earnings Per Share (CNY/share)** | **0.03** | **0.10** | **-70.00%** | [Consolidated Cash Flow Statement](index=10&type=section&id=四、%20季度财务报表-%28四%29合并现金流量表) In Q1 2022, the company's net cash flow from operating activities was **CNY 5.532 billion**, a significant reversal from a net outflow of **CNY 1.152 billion** in the prior year, primarily due to improved cash flows from resale, repurchase, and funds lent out businesses; however, net cash outflow from investing activities substantially increased to **CNY 7.402 billion** due to higher investment payments, while net cash inflow from financing activities decreased year-over-year to **CNY 640 million**, resulting in a period-end cash and cash equivalents balance of **CNY 54.345 billion**, a decrease of **CNY 1.29 billion** from the beginning of the period Consolidated Cash Flow Statement Major Items | Item | Q1 2022 (CNY billion) | Q1 2021 (CNY billion) | | :--- | :--- | :--- | | Net Cash Flow from Operating Activities | 5.532 | -1.152 | | Net Cash Flow from Investing Activities | -7.402 | -0.453 | | Net Cash Flow from Financing Activities | 0.640 | 3.517 | | Net Increase in Cash and Cash Equivalents | -1.290 | 1.908 | | Cash and Cash Equivalents at End of Period | 54.345 | 46.875 | [Parent Company Financial Statements](index=11&type=section&id=母公司财务报表) The parent company's financial status largely mirrors the consolidated statements, showing a slight increase in total assets, a significant decline in profitability due to fair value losses from market fluctuations, and a substantial improvement in operating cash flow [Parent Company Balance Sheet](index=11&type=section&id=母公司资产负债表) As of March 31, 2022, the parent company's total assets were **CNY 175.138 billion**, a slight increase of **0.89%** from the beginning of the year, with other debt investments significantly growing by **32.06%**, while trading financial assets and funds lent out decreased by **8.53%** and **5.69%**, respectively Parent Company Balance Sheet Major Items | Item | March 31, 2022 (CNY billion) | December 31, 2021 (CNY billion) | Change | | :--- | :--- | :--- | :--- | | **Total Assets** | **175.138** | **173.583** | **+0.89%** | | Funds Lent Out | 32.592 | 34.556 | -5.69% | | Trading Financial Assets | 39.707 | 43.408 | -8.53% | | Other Debt Investments | 25.896 | 19.609 | +32.06% | | **Total Liabilities** | **140.406** | **138.785** | **+1.17%** | | **Total Owners' Equity** | **34.732** | **34.798** | **-0.19%** | [Parent Company Income Statement](index=13&type=section&id=母公司利润表) In Q1 2022, the parent company's operating revenue was **CNY 1.209 billion**, a **34.15%** year-over-year decrease, with net profit at **CNY 292 million**, down **47.94%**, primarily due to fair value losses of **CNY 1.273 billion**, similar to the consolidated results, despite significant growth in net interest income and investment income Parent Company Income Statement Major Items | Item | Q1 2022 (CNY) | Q1 2021 (CNY) | YoY Change | | :--- | :--- | :--- | :--- | | **Total Operating Revenue** | **1.209 billion** | **1.835 billion** | **-34.15%** | | Net Interest Income | 563 million | 270 million | +108.54% | | Net Fee and Commission Income | 1.085 billion | 1.093 billion | -0.73% | | Investment Income | 815 million | 541 million | +50.65% | | Gains/Losses from Changes in Fair Value | -1.273 billion | -121 million | -952.07% | | **Operating Profit** | **336 million** | **689 million** | **-51.23%** | | **Net Profit** | **292 million** | **560 million** | **-47.94%** | [Parent Company Cash Flow Statement](index=15&type=section&id=母公司现金流量表) The parent company's net cash flow from operating activities in Q1 2022 significantly improved to **CNY 6.02 billion** from a net outflow of **CNY 1.447 billion** in the prior year, while net cash outflow from investing activities expanded to **CNY 6.347 billion**, and net cash inflow from financing activities was **CNY 864 million**, with cash and cash equivalents at period-end totaling **CNY 43.237 billion** Parent Company Cash Flow Statement Major Items | Item | Q1 2022 (CNY billion) | Q1 2021 (CNY billion) | | :--- | :--- | :--- | | Net Cash Flow from Operating Activities | 6.020 | -1.447 | | Net Cash Flow from Investing Activities | -6.347 | -0.250 | | Net Cash Flow from Financing Activities | 0.864 | 3.683 | | Net Increase in Cash and Cash Equivalents | 0.538 | 1.986 | | Cash and Cash Equivalents at End of Period | 43.237 | 38.859 |

中泰证券股份有限公司 2021 年年度报告 公司代码：600918 公司简称：中泰证券 中泰证券股份有限公司 2021 年年度报告 1 / 328 中泰证券股份有限公司 2021 年年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 容诚会计师事务所（特殊普通合伙）为本公司出具了标准无保留意见的审计报告。 四、 公司负责人李峰、主管会计工作负责人袁西存及会计机构负责人（会计主管人员）刘健声明： 保证年度报告中财务报告的真实、准确、完整。 五、 董事会决议通过的本报告期利润分配预案或公积金转增股本预案 以公司总股本为基数，向实施权益分派股权登记日登记在册的全体股东每10股派发现金红利 0.63元（含税）。按2021年末公司总股本6,968,625,756.00股计算，合计派发现金红利439,023,422.63 元，占2021年合并报表归属于母公司股东净利润的比例为13.72%，剩余可供分配的未分配利润结 转下一年度。预案尚需公司股东大会审议。公 ...