Financial Performance - The company reported a total revenue of RMB 1.2 billion for the first half of 2023, representing a 10% increase compared to the same period last year[24]. - Total revenue for the first half of 2023 reached CNY 10,992,854 thousand, an increase of 12.61% compared to CNY 9,761,568 thousand in the same period of 2022[32]. - Profit before tax surged to CNY 2,146,769 thousand, representing a remarkable growth of 234.11% from CNY 642,535 thousand year-on-year[32]. - Net profit attributable to shareholders was CNY 1,901,450 thousand, a significant increase of 193.72% compared to CNY 647,365 thousand in the previous year[32]. - Basic earnings per share rose to CNY 0.21, marking a 200.00% increase from CNY 0.07 in the same period last year[32]. - The company achieved a total revenue of RMB 10.993 billion, representing a year-on-year increase of 12.61%[61]. - The net profit attributable to shareholders reached RMB 1.901 billion, a significant year-on-year increase of 193.72%[60]. Risk Management - The company faces significant risks from macroeconomic conditions, including monetary policy and market fluctuations, which directly impact its business operations[4]. - The company has implemented a comprehensive risk management system to address various risks, including market, credit, and liquidity risks[5]. - The report includes detailed descriptions of market risks, credit risks, and liquidity risks faced by the company[6]. - The company's market risk management system includes a comprehensive risk management framework covering various business areas and risk types, including market risk, credit risk, liquidity risk, and operational risk[183]. - The company has established a credit risk management system focusing on bond issuers, counterparties, and financing clients, enhancing risk assessment through contract reviews and monitoring[193]. - The company has implemented a liquidity risk management system, ensuring compliance with regulatory requirements and maintaining a good credit level and stable funding channels[195]. Business Operations and Strategy - The company operates in the securities business and provides securities investment consulting services, as approved by the registration authority[15]. - The company is actively expanding its market presence through new business qualifications and licenses, including internet securities business pilot qualifications[22]. - The company is focused on expanding its asset management capabilities, as evidenced by its qualifications for asset management business[19]. - The company is committed to enhancing its operational efficiency and service quality through the establishment of new subsidiaries and business lines[19]. - The company is actively pursuing mergers and acquisitions to enhance its service portfolio, with a target of completing at least two acquisitions by the end of 2023[24]. - The company is focusing on market expansion, particularly in the Greater Bay Area, aiming to increase its market share by 10% in the next fiscal year[24]. Compliance and Governance - There were no instances of non-operational fund occupation by controlling shareholders or related parties during the reporting period[3]. - The company has not faced any violations of decision-making procedures regarding external guarantees[3]. - The company has not encountered any situations where a majority of directors could not ensure the authenticity, accuracy, and completeness of the annual report[3]. - The company has strengthened compliance and risk management, with no significant violations or risk events reported during the period[54]. - The company is focused on managing money laundering and terrorist financing risks associated with its products and services[197]. Technology and Innovation - The company is investing in technology development, with a budget allocation of RMB 50 million for enhancing its digital trading platform[24]. - The company has established a strategic partnership with a fintech firm to leverage AI in risk management, expected to reduce operational risks by 30%[24]. - The company is focusing on digital transformation as a strategic driver for high-quality development, enhancing self-research and promoting the integration of financial technology[144]. - The company is advancing the construction of an AI platform and blockchain technology to improve operational efficiency[149]. Market Position and Growth - The company reported a GDP growth rate of 5.5% in the first half of 2023, amidst a complex macroeconomic environment[45]. - The investment management business maintained industry leadership, with a continuous deepening of wealth management transformation[46]. - The company is actively expanding its institutional trading, internet, and international business, maintaining a leading market share in customer equity scale and transaction volume[52]. - The company has received multiple industry awards, including the "All-round Asset Management Institution Award" from Securities Times[70]. Financial Health - Total assets as of June 30, 2023, amounted to CNY 360,118,151 thousand, a slight decrease of 2.16% from CNY 368,066,959 thousand at the end of 2022[33]. - Total liabilities decreased by 2.94% to CNY 282,120,546 thousand from CNY 290,668,670 thousand at the end of 2022[33]. - The company's equity attributable to shareholders increased to CNY 77,985,854 thousand, reflecting a growth of 0.77% from CNY 77,386,472 thousand[33]. - The liquidity coverage ratio improved slightly to 219.78% from 218.50% in the previous year[35]. Customer Engagement and Services - The company reported a significant increase in user accounts, with a growth rate of 15% year-over-year, reflecting strong customer acquisition efforts[24]. - The company organized over 50 offline "Wealth Journey" events, covering nearly 10,000 investors to enhance investor confidence[83]. - The company’s wealth management business is transitioning to a "buy-side advisory" model, enhancing service quality across all financial asset investment solutions[81]. - The company has 533,200 active customers on internet and mobile platforms, with stock trading volume reaching RMB 2.23 trillion[88].

证券代码：600958 证券简称：东方证券 公告编号：2023-040 一、同意公司向专业投资者公开发行面值总额不超过 200 亿元公 司债券的注册申请。 二、本次发行公司债券应严格按照报送上海证券交易所的募集说 明书进行。 三、该批复自同意注册之日起 24 个月内有效，公司在注册有效 期内可以分期发行公司债券。 四、自同意注册之日起至本次公司债券发行结束前，公司如发生 重大事项，应及时报告并按有关规定处理。 公司将按照有关法律法规和上述批复文件的要求在公司股东大 会的授权范围内办理本次公司债券发行的相关事宜，并及时履行信息 披露义务。 东方证券股份有限公司 关于向专业投资者公开发行公司债券 获得中国证监会注册批复的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 东方证券股份有限公司（以下简称"公司"）于近日收到中国证 券监督管理委员会（以下简称"中国证监会"）《关于同意东方证券 股份有限公司向专业投资者公开发行公司债券注册的批复》（证监许 可[2023]2089 号），批复内容如下： 东方证券股份有限公司董事会 202 ...

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2023年8月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 東方證券股份有限公司 呈交日期: 2023年9月4日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | A | | 於香港聯交所上市 (註1) | | 否 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 600958 | 說明 | 上海證券交易所 | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 7,469,482,864 | RMB | | 1 RMB | | 7,469,482,864 | | 增加 / 減少 (-) | | | | | | RMB | | | | 本月底結存 | | | 7,469,482,864 | RMB | | 1 RMB | | 7,469,482,864 | | 2. 股份分類 | 普通股 | 股份類別 | H ...

证券代码：600958 证券简称：东方证券 公告编号：2023-039 东方证券股份有限公司 关于参加上海辖区上市公司 2023 年投资者 网上集体接待日活动的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 为便于广大投资者更深入全面地了解公司 2023 年半年度业绩、 公司治理、发展战略、经营状况和可持续发展等投资者所关心的问题， 东方证券股份有限公司（以下简称"公司"）将参加由上海证监局、 上海上市公司协会与深圳市全景网络有限公司联合举办的"2023 年 上海辖区上市公司投资者集体接待日活动"，现将相关事项公告如下： 本次活动将采用网络远程的方式举行，投资者可登录"全景路演" 网站（https://rs.p5w.net/），或关注微信公众号：全景财经，或下 载全景路演 APP，参与本次互动交流，活动时间为 2023 年 9 月 7 日 （周四） 14:00-16:30。 出席本次网上集体接待日的人员为公司董事会秘书王如富先生 及董事会办公室相关人员。欢迎广大投资者积极参与。 特此公告。 东方证券股份有限公司董事会 2 ...

Financial Performance - The company's operating revenue for the first half of the year reached ¥8,695,027,712.21, representing a 19.18% increase compared to ¥7,295,955,886.53 in the same period last year[27]. - Net profit attributable to shareholders of the parent company was ¥1,901,450,158.69, a significant increase of 193.72% from ¥647,365,234.71 year-on-year[27]. - The net profit after deducting non-recurring gains and losses was ¥1,758,896,166.34, up 263.95% from ¥483,279,310.31 in the previous year[27]. - Basic earnings per share for the first half of the year were ¥0.21, reflecting a 200.00% increase from ¥0.07 in the same period last year[28]. - The company's total revenue for the reporting period was RMB 8.695 billion, reflecting a year-on-year increase of 19.18%[1]. - The company's net profit for the first half of 2023 is CNY 1,901,383,681.73, representing a significant increase of 193.80% compared to CNY 647,174,520.24 in the same period of 2022[34]. Assets and Liabilities - The total assets at the end of the reporting period were ¥360,118,150,534.42, a decrease of 2.16% from ¥368,066,958,507.49 at the end of the previous year[27]. - Total liabilities amounted to ¥282,120,545,773.20, down 2.94% from ¥290,668,669,914.77 year-on-year[27]. - The company's total assets decreased by 20.27% to approximately 97.16 billion RMB, primarily due to a reduction in customer transaction settlement funds[116]. - The company's total liabilities at the end of the reporting period were CNY 282.12 billion, a decrease of CNY 8.548 billion or 2.94% compared to the end of the previous year[118]. Risk Management - The company faces significant risks from macroeconomic conditions, regulatory changes, and market volatility, which could adversely affect its operations[10]. - The company has established a comprehensive risk management system to address various risks, including market, credit, and liquidity risks[10]. - The company conducts regular liquidity stress tests and emergency drills to identify risk points and vulnerabilities[140]. - The company has implemented a dynamic stop-loss mechanism and conducts sensitivity analysis to manage market risk exposure[136][137]. - The company has established a risk limit authorization system that reflects its overall market risk appetite and risk tolerance[136]. Compliance and Governance - The board of directors and senior management confirm the accuracy and completeness of the semi-annual report[8]. - The report has not been audited, indicating that the financial data may be subject to further review[8]. - The company has not identified any violations of securities trading guidelines by its directors, supervisors, or employees during the reporting period[155]. - The company has a governance structure that complies with the requirements of the Company Law and the Securities Law, with a clear division of responsibilities among its board and committees[162]. Business Operations and Strategy - The company operates several wholly-owned subsidiaries, including investment banking and asset management firms[11]. - The company has established a wholly-owned subsidiary, Shanghai Orient Securities Asset Management Co., Ltd., to enhance its asset management capabilities[16]. - The company is actively participating in the interbank market and bond market, which allows it to engage in borrowing, purchasing bonds, and bond repurchase transactions[15]. - The company has implemented a diversified business layout and talent team construction to enhance its core competitiveness in the securities industry[41]. - The company plans to enhance research and investment capabilities and expand its product matrix, including active equity funds and pension target funds[57]. Employee and Investor Relations - The company has a total of 8,325 employees as of June 30, 2023, including 5,598 in the parent company and 2,727 in subsidiaries[158]. - The investor relations team has established multiple communication channels, including a dedicated investor hotline and various online platforms, to enhance engagement with investors[168]. - The company has implemented a performance-oriented compensation system, ensuring that salaries match job value, performance contribution, and market levels[158]. - The company has launched the "Wealth Journey" series of activities to enhance customer service and improve asset allocation research capabilities[49]. Legal Matters - The company is involved in multiple lawsuits related to stock pledge repurchase transactions, with outstanding principal amounts totaling approximately 4.25 billion CNY, 4.61 billion CNY, 4.83 billion CNY, and 4.28 billion CNY respectively[191]. - The company has received favorable judgments in several cases, including a first-instance ruling supporting all claims in the case against Zhuhai Zhongzhu Group[191]. - The company is currently awaiting the outcome of asset disposals and evaluations related to the pledged stocks that have been delisted[191]. - The company has engaged in settlement agreements in some cases, such as with Xu Wei and Teng Yingqi, but has also had to initiate further legal actions due to non-compliance with the agreements[191]. Environmental and Social Responsibility - The company emphasizes environmental responsibility and has not faced any administrative penalties related to environmental issues during the reporting period[178]. - The company actively promotes green development and has implemented various energy-saving and emission-reduction measures, including transitioning to green data centers and reducing paper usage[179]. - The company invested approximately RMB 4.03 million in rural revitalization efforts during the reporting period, conducting a total of 9 projects, including 1 industrial assistance project and 3 public welfare projects[182].

Financial Performance - The company reported unaudited interim results for the six months ended June 30, 2023[1]. - Total revenue for the first half of 2023 reached CNY 10,992,854, an increase of 12.61% compared to CNY 9,761,568 in the same period of 2022[35]. - Profit before tax surged to CNY 2,146,769, reflecting a significant increase of 234.11% from CNY 642,535 in the previous year[35]. - Net profit attributable to shareholders was CNY 1,901,450, a remarkable growth of 193.72% compared to CNY 647,365 in the first half of 2022[35]. - Basic earnings per share increased to CNY 0.21, up 200.00% from CNY 0.07 in the same period last year[35]. - Total assets as of June 30, 2023, amounted to CNY 360,118,151, a slight decrease of 2.16% from CNY 368,066,959 at the end of 2022[36]. - Total liabilities decreased by 2.94% to CNY 282,120,546 from CNY 290,668,670 at the end of 2022[36]. - The company's net capital at the end of the reporting period was CNY 45,566,299, down from CNY 47,377,141 at the end of the previous year[38]. - The risk coverage ratio stood at 230.12%, down from 253.08% at the end of the previous year[38]. - The liquidity coverage ratio improved slightly to 219.78% from 218.50% in the previous year[38]. Corporate Governance and Compliance - The financial report has been reviewed by Deloitte, ensuring its authenticity, accuracy, and completeness[4]. - The board of directors and supervisory board members have confirmed the report's content without dissent[4]. - The company has strengthened its governance structure and compliance systems in accordance with regulatory requirements, enhancing the capabilities of its board and management teams[51]. - The company has implemented a comprehensive risk management system, continuously optimizing its compliance and risk management effectiveness, with no significant regulatory violations reported during the period[57]. - The company emphasizes the integration of party building and corporate culture, promoting a culture of compliance, integrity, professionalism, and stability[58]. Risk Management - The company faces risks related to macroeconomic conditions, regulatory changes, and market volatility impacting its operations[7]. - The company has implemented a comprehensive risk management system to address compliance, legal, and operational risks[8]. - The company actively monitors macroeconomic indicators and trends, assessing systemic risks from macro factors and adjusting investment strategies accordingly[192]. - The company employs daily mark-to-market analysis, centralized analysis, and quantitative risk models to manage business scale and risk exposure[192]. - The company has established a risk control index monitoring and early warning mechanism to track risk indicators[187]. - The company has a structured approach to credit risk, focusing on direct credit risk, counterparty risk, and settlement risk[194]. Business Operations and Strategy - The company does not anticipate any significant changes in its operational strategy or market expansion plans at this time[5]. - The company is strategically positioned to leverage its qualifications for market expansion and to enhance its competitive edge in the financial services industry[30]. - The company is actively involved in the development of new financial products and services, aiming to diversify its portfolio and meet market demands[80]. - The company aims to enhance its investment management, risk management, customer service, and business innovation capabilities as part of its new five-year strategic plan[78]. - The company is focusing on digital transformation as a strategic driver for high-quality development, enhancing self-research and financial technology integration[147]. Market Position and Competitiveness - The company continues to maintain a leading position in the industry, focusing on investment management, asset management, and securities research[40]. - The company's investment management business remains industry-leading, with a continuous deepening of wealth management transformation[49]. - The asset management and securities investment sectors have established competitive advantages, with the "Dongfanghong" brand gaining market recognition and maintaining a leading position in the industry[54]. - The company has expanded its financial technology capabilities to continuously empower business development[49]. - The company has been recognized for its capabilities in managing mutual fund sales and custody services, which are critical for asset management operations[59]. Financial Services and Products - The company operates in the securities business and provides securities investment consulting services[18]. - The company provides a range of services including securities brokerage, margin financing, and asset management through its subsidiaries[42][43]. - The company engages in securities sales and trading using its own capital, including equity and fixed income investments[44]. - The company offers research services to institutional clients, facilitating fund allocation based on the quality of research provided[45]. - The company has received approval for conducting margin trading and securities lending, which enhances its service offerings to clients[54][70]. Investment Banking and Fund Management - The company completed equity financing for 5 enterprises and achieved a bond underwriting scale of RMB 182.7 billion, ranking eighth in the industry[61]. - The investment banking segment reported revenue of RMB 801.24 million, with a profit margin of 44.8%[66]. - The company underwrote 5 equity financing projects with a total underwriting amount of RMB 5.725 billion, a decrease from RMB 12.126 billion in the same period last year[127]. - The company completed 304 bond underwriting projects with a total underwriting amount of RMB 109.271 billion, ranking 8th in the market with a total bond underwriting scale of RMB 182.7 billion[130]. - The company launched 27 public fund products, including an ETF with a scale of RMB 2 billion aimed at providing clients with investment tools to share in the growth dividends of central enterprises[76]. Customer Engagement and Services - The company has a robust investor relations framework, ensuring transparency and effective communication with stakeholders[28]. - The company has strengthened investor services by organizing over 50 offline events, covering nearly 10,000 investors to enhance investor confidence[86]. - The company has initiated the "Wealth Journey" series of activities to enhance customer growth through professional services[61]. - The company’s retail high-net-worth clients increased by 6.7% to 7,034 clients, with total assets of RMB 155.5 billion, reflecting a growth of 7.8%[90]. - The company aims to improve customer investment experience and expand its sales system to include diverse funding sources[74]. Financial Technology and Innovation - The company is focusing on digital transformation in human resources, advancing the construction of a data-driven talent management system[53]. - The company has implemented a new quantitative trading ecosystem, enhancing data capabilities for professional investors[148]. - The development of the "Eastern Brain" AI platform is underway, integrating AI capabilities and algorithms for improved operational efficiency[152]. - The company plans to deepen AI capabilities and implement shared platform applications to support business growth[150]. - The company will continue to leverage financial technology to enhance its research and technical capabilities, ensuring it remains a leader in the industry[96]. Awards and Recognition - The company has received multiple awards, including the "Fund Advisory Institution Gold Bull Award" and "2023 China Securities Industry Investment Advisory Team Gold Bull Award"[92]. - The company won the "Best Investment Banking Elite Team - IPO Project" award from New Fortune during the reporting period[126]. - The company has been recognized with multiple awards, including "Outstanding Market Maker" by Bond Connect Company and "Best Participation Institution" by Shanghai Gold Exchange during the reporting period[111].

东方证券股份有限公司 证券代码：600958 证券简称：东方证券 公告编号：2023-033 关于召开 2023 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 上证路演中心 https://roadshow.sseinfo.com/ 全景路演天下 https://rs.p5w.net/html/139422.shtml 问题征集方式：投资者可于 2023 年 8 月 25 日(星期五) 至 8 月 31 日(星期四)16:00 前登录上证路演中心网站首页点击"提问预 征集"栏目或通过公司邮箱 ir@orientsec.com.cn 进行提问。公司将 在说明会上对投资者普遍关注的问题进行回答。 东方证券股份有限公司（以下简称"公司"）拟于 2023 年 8 月 31 日发布公司 2023 年半年度报告。为便于广大投资者更全面深入地 了解公司的经营成果和财务状况，公司计划于 2023 年 9 月 1 日 15:15-16:30 举行 2023 年半年度业绩说明会，就投资者关心的问题 进行 ...

证券代码：600958 证券简称：东方证券 公告编号：2023-032 东方证券股份有限公司 2023 年第一次临时股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次会议是否有否决议案：无 一、会议召开和出席情况 (一) 股东大会召开的时间：2023 年 8 月 18 日 (二) 股东大会召开的地点：上海市中山南路 119 号 15 楼会议室 (三) 出席会议的普通股股东和恢复表决权的优先股股东及其持 有股份情况： | 1、出席会议的股东和代理人人数 | 34 | | --- | --- | | 其中：A 股股东人数 | 33 | | 境外上市外资股股东人数（H 股） | 1 | | 2、出席会议的股东所持有表决权的股份总数（股） | 3,746,381,450 | | 其中：A 股股东持有股份总数 | 3,629,114,597 | | 境外上市外资股股东持有股份总数（H 股） | 117,266,853 | | 3、出席会议的股东所持有表决权股份数占公司有表决权股 | 44.0925 | ...

国浩律师（上海）事务所 法律意见书 国浩律师（上海）事务所 关于东方证券股份有限公司 2023 年第一次临时股东大会的法律意见书 致：东方证券股份有限公司 东方证券股份有限公司（以下简称"公司"）2023 年第一次临时股东大会（以 下简称"本次股东大会"）于 2023 年 8 月 18 日在上海市中山南路 119 号 15 楼会议 室召开。国浩律师（上海）事务所（以下简称"本所"）接受公司的委托，指派本所 律师出席会议见证，并依据《中华人民共和国证券法》《中华人民共和国公司法》、 中国证券监督管理委员会（以下简称"中国证监会"）《上市公司股东大会规则》和 《东方证券股份有限公司章程》（以下简称"《公司章程》"）出具本法律意见书。 本所律师根据对事实的了解和对法律的理解，已按有关法律、法规的规定对 公司本次股东大会的召集、召开程序是否合法及是否符合《公司章程》、出席会议 人员资格和召集人资格的合法有效性，以及本次股东大会表决程序、表决结果和 决议的合法有效性发表法律意见。 本所律师依据有关法律、法规的规定出具本法律意见书，已对与出具本法律 意见书有关的法律事实进行审查判断。本法律意见书不存在虚假、严重误导性陈 ...

香 港 交 易 及 結 算 所 有 限 公 司、香 港 聯 合 交 易 所 有 限 公 司 及 香 港 中 央 結 算 有 限 公 司 對本公告的內容概不負責，對其準確性或完整性亦不發表任何聲明，並明確表示， 概不對因本公告全部或任何部分內容而產生或因倚賴該等內容而引致的任何損失 承擔任何責任。 （於中華人民共和國註冊成立之股份有限公司，中文公司名稱為 「東方証券股份有限公司」，在香港以「東方證券」（中文）及「DFZQ」（英文）開展業務） （股份代號：03958） 董事會會議召開日期 東 方 證 券 股 份 有 限 公 司（「公 司」）董 事 會（「董事會」）謹 此 宣 佈，董 事 會 會 議 將 於 二 零 二 三 年 八 月 三 十 日（星 期 三）舉 行，藉 以（其 中 包 括）審 議 及 批 准 公 司 及 其 附 屬 公 司 截 至 二 零 二 三 年 六 月 三 十 日 止 六 個 月 的 中 期 業 績 及 其 刊 發，並 考 慮 建 議 派 發 中 期 股 息（如 有）。 承董事會命 董事長 金文忠 中 國 • 上 海 二零二三年八月十六日 於本公告日期，董事會成員包括執行董事宋雪楓先生、金文 ...