证券代码：601099 证券简称：太平洋 公告编号：临 2024-29 太平洋证券股份有限公司 关于召开 2024 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 会议召开时间：2024 年 11 月 20 日（星期三）上午 9:00-10:00 会 议 召 开 地 点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： https://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2024 年 11 月 13 日（星期三）至 11 月 19 日（星期二）16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 tpydb@tpyzq.com 进行提问。公司将在说明会上对投资者普遍关注的问题进行回 答。 （二）会议召开地点：上证路演中心 1 （三）会议召开方式：上证路演中心网络互动 三、参加人员 参加本次业绩说明会的人员有：公司总经理李长伟先生，副总经理兼财务总 监许弟伟先生，董事会秘书栾峦女士，独 ...

Revenue and Profit Performance - Revenue for the third quarter of 2024 was RMB 323.37 million, a 12.90% increase year-over-year[3] - Net profit attributable to shareholders of the listed company for the third quarter was RMB 67.93 million, up 65.10% year-over-year[3] - Total revenue for the first three quarters of 2024 was RMB 864.74 million, a decrease of 16.45% compared to RMB 1.03 billion in the same period of 2023[16] - Net profit for the first three quarters of 2024 was RMB 136.25 million, a decrease of 45.74% compared to RMB 251.14 million in the same period of 2023[17] - Basic earnings per share for the first three quarters of 2024 was RMB 0.020, down 45.95% from RMB 0.037 in the same period of 2023[19] Asset and Liability Overview - Total assets as of the end of the third quarter were RMB 17.08 billion, a 7.23% increase compared to the end of the previous year[3] - Total assets increased to 17,075,037,728.16 RMB as of September 30, 2024, compared to 15,923,624,424.87 RMB at the end of 2023[12][13] - Total liabilities as of Q3 2024 were RMB 7.46 billion, an increase of 15.88% compared to RMB 6.44 billion at the end of 2023[15] - Total equity attributable to shareholders as of Q3 2024 was RMB 9.61 billion, an increase of 1.43% compared to RMB 9.48 billion at the end of 2023[15] - The company's total liabilities stood at 6,406,807,967.85 RMB, primarily driven by securities trading agency funds[13] Capital and Liquidity Metrics - Net capital at the end of the reporting period was RMB 7.62 billion, with a risk coverage ratio of 505.99%[5] - The company's liquidity coverage ratio was 586.58%, and the net stable funding ratio was 243.99%[5] - The company's self-operated equity securities and derivatives accounted for 5.67% of net capital, up from 2.58% at the end of the previous year[5] - Monetary funds grew to 6,910,171,221.38 RMB, with client deposits accounting for 5,558,396,458.36 RMB[12] - Trading financial assets rose to 5,153,392,719.38 RMB from 4,447,768,555.06 RMB at the end of 2023[13] - The company's settlement reserve funds decreased to 1,162,554,590.20 RMB from 1,633,659,602.40 RMB at the end of 2023[12] - The company's financial leverage is evident with 392,856,370.25 RMB in repurchase agreements for financial assets[13] Investment and Income Breakdown - Non-recurring gains and losses for the quarter amounted to RMB 1.33 million, primarily due to government subsidies and other non-operating income[6] - The company's fixed-income investment business saw a decline in revenue, contributing to a 45.71% decrease in net profit year-to-date[7] - Net interest income for the first three quarters of 2024 was RMB 186.27 million, down 16.76% from RMB 223.78 million in the same period of 2023[16] - Net fee and commission income for the first three quarters of 2024 was RMB 448.64 million, an increase of 4.72% compared to RMB 428.40 million in the same period of 2023[16] - Investment income for the first three quarters of 2024 was RMB 143.96 million, up 17.25% from RMB 122.80 million in the same period of 2023[16] - The company's financial health is supported by a diversified asset base, including long-term equity investments of 131,533,950.59 RMB[13] Shareholder and Equity Structure - The top shareholder, Beijing Jiayu Investment Co., Ltd., holds 10.92% of the company's shares, with 744.04 million shares[8] - The top shareholder, Beijing Jiayu Investment Co., Ltd., holds 744,039,975 shares, representing a significant portion of the company's equity[9] - China Construction Bank's funds hold substantial positions, with 125,953,554 shares in the ChinaAMC CSI All Share Securities ETF[10] - The company's equity structure includes significant holdings by institutional investors, such as China Construction Bank and China Merchants Bank[9][10] Cash Flow and Financial Activities - Total cash and cash equivalents at the end of the period increased to 8,072,725,811.58 RMB, up from 6,119,768,043.74 RMB in the previous period[21] - Net cash flow from operating activities was 1,353,875,172.63 RMB, a significant improvement from -186,250,467.80 RMB in the previous period[21] - Net cash flow from investing activities was 46,658,479.59 RMB, compared to 4,114,800.36 RMB in the previous period[21] - Net cash flow from financing activities was -84,597,028.01 RMB, slightly better than -88,515,942.00 RMB in the previous period[21] - Total cash outflow from operating activities was 2,040,472,440.12 RMB, up from 1,564,277,163.03 RMB in the previous period[21] - Cash received from investments was 64,704,366.91 RMB, compared to 40,586,870.78 RMB in the previous period[21] - Cash paid for taxes was 72,151,711.48 RMB, down from 99,027,004.13 RMB in the previous period[21] - Cash paid for dividends, profits, or interest was 11,464,937.21 RMB, up from 3,260,211.09 RMB in the previous period[21] - Cash paid for the acquisition of fixed assets, intangible assets, and other long-term assets was 31,589,321.97 RMB, down from 53,107,627.85 RMB in the previous period[21] - Cash outflow from financing activities was 84,597,028.01 RMB, slightly lower than 88,515,942.00 RMB in the previous period[21] Operational and Financial Ratios - The weighted average return on equity (ROE) for the quarter increased by 0.27 percentage points to 0.71%[3] - Cash received from interest, fees, and commissions for the first three quarters of 2024 was RMB 934.55 million, a decrease of 3.69% compared to RMB 970.40 million in the same period of 2023[20] - Cash paid to employees and for employee benefits for the first three quarters of 2024 was RMB 545.51 million, a slight decrease of 0.19% compared to RMB 546.55 million in the same period of 2023[20]

| 3.公司营收较同比增长下降，请问是什么原因 | | | --- | --- | | 尊敬的投资者您好，2024 | 年上半年，公司证券投资业务及信用 | | 业务收入同比下降，投资银行业务及资产管理业务同比业绩好转， | | | 其余业务条线经营平稳，但因业绩好转幅度未能覆盖业绩下滑带来 | | | 的不利影响，导致公司上半年整体经营业绩同比下降。感谢您对公 | | | | 司的关注。 | | 2018 | 4.据统计从 年到今年半年末，贵公司已连续六年半未进行 | | A | 现金分红，这在整个 股券商板块较为少见，请问出现这一情况的 | | 原因是什么？根据6月7日发布的《2023年年度股东大会决议公告》， | | | 贵公司已审议通过《公司未来三年股东回报规划（2024 | 年-2026 年）》， | | 请问公司预计会在何时、何种条件下重启对股东的分红？ | | | 2023 | 您好，鉴于截至 年末公司可供分配的利润尚为负数，为保 | | 障公司业务持续发展，实现长期发展战略规划，更好地维护全体股 | | | 东的长远利益，公司未进行现金分红。 | | | 公司高度重视对股东的合理投资回报，当公 ...

证券代码：601099 证券简称：太平洋 公告编号：临 2024-28 太平洋证券股份有限公司 诉讼进展公告 三、本次公告的诉讼对公司本期利润或期后利润等的影响 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 太平洋证券股份有限公司（以下简称"公司"）前期发布的涉及诉讼及诉讼 进展公告披露了公司诉康美实业（青海）有限公司等保证合同纠纷案的基本情况 及进展情况。具体详见公司于 2021 年 11 月 19 日、2022 年 6 月 21 日发布的公 司涉及诉讼及诉讼进展公告（公告编号：临 2021-29、临 2022-19）。近日，公司 收到法院针对本案作出的法律文书，现将具体情况公告如下： 一、诉讼基本情况 公司与康美药业股份有限公司（以下简称"康美药业"）签署《债务和解协 议》，与康美实业（青海）有限公司、康美中药城（普宁）有限公司、康美中药 城（青海）有限公司（以下简称"保证人"）分别签署《保证合同》。因康美药 业未按《债务和解协议》的约定履行该协议项下"18 康美 MTN001"的付息义 务，构成实质违约；保证人亦未按照 ...

证券代码：601099 证券简称：太平洋 公告编号：临 2024-27 太平洋证券股份有限公司 关于召开 2024 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 会议召开时间：2024 年 10 月 11 日（星期五）上午 9:00-10:00 1 （三）会议召开方式：上证路演中心网络互动 会 议 召 开 地 点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： https://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2024 年 9 月 27 日（星期五）至 10 月 10 日（星期四）16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 tpydb@tpyzq.com 进行提问。公司将在说明会上对投资者普遍关注的问题进行回 答。 太平洋证券股份有限公司（以下简称"公司"）已于 2024 年 8 月 30 日发布 公司 2024 年半年度报告，为便于广大投资者更全面深入地了解公司 20 ...

太平洋证券股份有限公司董事会秘书工作细则 太平洋证券股份有限公司 董事会秘书工作细则 （经公司第一届董事会第十九次会议审议通过，并经第二届董事会第七次会 议、第四届董事会第六十三次会议修订） 第一章 总则 第一条 为进一步规范太平洋证券股份有限公司（以下简称"公司"）董事 会秘书的任免、履职等工作，提高公司治理水平，根据《中华人民共和国公司法》 《中华人民共和国证券法》《证券公司监督管理条例》《证券公司股权管理规定》 《证券基金经营机构董事、监事、高级管理人员及从业人员监督管理办法》《上 海证券交易所股票上市规则》《上海证券交易所上市公司自律监管指引第1号— —规范运作》等相关法律法规、规范性文件以及《太平洋证券股份有限公司章程》 （以下简称"《公司章程》"）的规定，制定本细则。 第二条 公司设董事会秘书一名，作为公司与上海证券交易所之间的指定联 络人。 董事会秘书负责股东大会和董事会会议的筹备、文件的保管以及股东资料的 管理，按照规定或者根据中国证监会及其派出机构、股东等有关单位或者个人的 要求，依法提供有关资料，办理信息报送或者信息披露事项。 第三条 董事会秘书为公司高级管理人员，对公司和董事会负责，应忠 ...

Financial Performance - The company's operating revenue for the first half of 2024 was ¥541,367,465.57, a decrease of 27.67% compared to ¥748,518,659.90 in the same period last year[18]. - The net profit attributable to shareholders of the parent company was ¥68,335,100.98, down 67.43% from ¥209,833,183.13 year-on-year[18]. - The net cash flow from operating activities was negative at -¥309,491,470.00, contrasting with a positive cash flow of ¥276,494,893.58 in the previous year[18]. - Total assets decreased by 4.27% to ¥15,244,216,342.88 from ¥15,923,624,424.87 at the end of the previous year[18]. - The total liabilities decreased by 11.47% to ¥5,700,583,665.64 from ¥6,439,416,422.39 at the end of the previous year[18]. - Basic earnings per share dropped to ¥0.010, a decline of 67.74% from ¥0.031 in the same period last year[19]. - The weighted average return on equity decreased to 0.72%, down 1.53 percentage points from 2.25% year-on-year[20]. - The company's total operating expenses for the first half of 2024 were CNY 442,778,143.36, a decrease of 7.9% compared to CNY 480,774,616.60 in the first half of 2023[146]. - The operating profit for the first half of 2024 was CNY 98,589,322.21, down 63.2% from CNY 267,744,043.30 in the same period of 2023[146]. - Net profit for the first half of 2024 was CNY 65,958,128.38, down 67.8% from CNY 204,951,307.67 in the first half of 2023[150]. Capital and Assets - The registered capital of Pacific Securities is CNY 6,816,316,370.00, unchanged from the previous year[12]. - The net capital increased to CNY 7,575,573,352.45 from CNY 7,483,010,272.65, reflecting a growth of approximately 1.23%[12]. - Total assets as of June 30, 2024, were CNY 15,536,393,470.64, a decrease of 4.1% from CNY 16,210,408,597.18 at the end of 2023[144]. - The total equity attributable to shareholders increased to CNY 9,831,855,659.34, up 0.7% from CNY 9,768,015,243.97 at the end of 2023[145]. - The company's total assets at the beginning of 2024 were RMB 9,768,015,243.97, reflecting a stable financial position[163]. - The company's total equity at the end of the period is CNY 9,718,306,152.99, reflecting a decrease in retained earnings of CNY 932,066,616.36[166]. Risk Management - The company faces significant risks related to macroeconomic conditions and capital market fluctuations, which could impact its operational performance[5]. - The company emphasizes the importance of risk management in its future development strategy[5]. - The company has established a comprehensive risk management system in accordance with regulatory requirements, involving the board, management, and all employees in risk identification and monitoring[100]. - The board of directors is responsible for overall risk management, including approving risk management policies and assessing risk tolerance levels[100]. - The company has implemented measures to manage market and credit risks, including setting risk indicators and establishing stop-loss mechanisms[103]. - A liquidity risk management system has been developed, focusing on asset-liability matching and dynamic monitoring of liquidity risk control indicators[104]. - The company actively engages in stress testing to assess its liquidity risk tolerance and develop corresponding emergency measures[104]. - The company has established a compliance management system independent of its various businesses, focusing on compliance review, consultation, monitoring, inspection, training, and assessment to effectively prevent compliance risks[105]. Business Operations - The company holds various qualifications for securities-related businesses, including brokerage, investment consulting, and asset management[12][13]. - The company plans to continue promoting industrial bonds to local city investment platforms and enhance underwriting scale and competitiveness[46]. - The company will focus on expanding its asset management capabilities and enhancing research capabilities in equity investments[50]. - The company achieved total operating revenue of 541.3675 million RMB, a decrease of 27.67% compared to the same period last year[60]. - The net income from securities brokerage business was 151.64 million RMB, down 10.66% year-on-year, accounting for 28.01% of total operating income[63]. - Investment banking business revenue increased by 33.37% year-on-year to 80.70 million RMB, representing 14.91% of total operating income[63]. - Asset management business revenue rose by 36.82% year-on-year to 69.83 million RMB, contributing 12.90% to total operating income[63]. Compliance and Governance - The board of directors and management have confirmed the accuracy and completeness of the financial report[3]. - The company has not engaged in any non-operating fund occupation by controlling shareholders or related parties[4]. - There are no violations of decision-making procedures regarding external guarantees[4]. - The company has not received any non-standard audit opinions related to the previous annual report[124]. - The company has elected three new independent directors to ensure compliance with its articles of association following the resignation of three independent directors[109]. Environmental and Social Responsibility - The company emphasizes green development and integrates environmental protection requirements into its business expansion and management[114]. - The company has implemented measures to reduce carbon emissions, including promoting paperless operations and improving office environments to align with low-carbon economic development[114]. - The company has developed a targeted assistance plan for rural revitalization, focusing on food security, land protection, and preventing large-scale poverty return[116]. - The company continues to send one village work team member to support rural revitalization efforts in Lituodi Village, Yunnan Province, with the team leader recognized as "Model Village Team Member" by the local government in February 2024[117]. - The company plans to expand its consumer assistance program, signing a 2024 consumption assistance agreement with the village committee to enhance agricultural product sales channels[119]. Legal Matters - There are no significant lawsuits or arbitration matters exceeding 10 million yuan that require disclosure as per the Shanghai Stock Exchange regulations[121]. - The company filed lawsuits against Shanghai Jiamei Real Estate Co., Ltd. and Jiangsu Longming Management Consulting Co., Ltd. for a total amount of RMB 4,650,000 and RMB 4,412,150 respectively due to substantial defaults on bond payments[124]. - The company has ongoing litigation cases that have not been disclosed in temporary announcements, indicating potential future financial implications[128]. Shareholder Information - The total number of ordinary shareholders reached 372,246 by the end of the reporting period[133]. - Beijing Jiayu Investment Co., Ltd. holds 744,039,975 shares, accounting for 10.92% of total shares, with all shares frozen[134]. - The company has pledged a total of 580,810,000 shares to Huachuang Securities[136]. - The court ruling regarding the share transfer dispute with Huachuang Securities is still pending approval from the China Securities Regulatory Commission[131].

证券代码：601099 证券简称：太平洋 公告编号：临 2024-25 1 太平洋证券股份有限公司 关于撤销三家证券营业部的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 为进一步优化营业网点布局，太平洋证券股份有限公司（以下简称"公司"） 决定撤销景东建设路证券营业部、深圳深南大道证券营业部、厦门高林中路证券 营业部。公司将按照《中华人民共和国证券法》（2019 年修订）和《关于取消或 调整证券公司部分行政审批项目等事项的公告》（证监会公告〔2020〕18 号）相 关要求，妥善处理客户资产，结清证券业务并终止营业活动，办理工商注销等相 关手续，并向证券营业部所在地中国证券监督管理委员会派出机构备案。 特此公告。 太平洋证券股份有限公司董事会 二〇二四年八月二十四日 ...

2024-07-03 金融行业各个子行业研究方法与框架全景 ...

证券代码：601099 证券简称：太平洋 公告编号：临 2024-24 太平洋证券股份有限公司 诉讼进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 太平洋证券股份有限公司（以下简称"公司"）前期发布的公告披露了公司 诉朱兰英等质押式证券回购纠纷案、公司诉姜剑等质押式证券回购纠纷案的基本 情况及进展情况，具体详见公司于 2023 年 8 月 31 日发布的公司涉及诉讼及诉讼 进展公告（公告编号：临 2023-35）。近日，公司收到法院针对上述案件作出的法 律文书。现将案件进展情况公告如下： 一、诉讼的基本情况 因被告姜剑股票质押式回购交易违约，公司于 2022 年 6 月向云南省昆明市 中级人民法院提起诉讼，青岛亚星实业有限公司、青岛惠风和畅企业管理有限公 司承担连带责任。2022 年 11 月，法院作出（2022）云 01 民初 1729 号《民事判 决书》，支持公司部分诉讼请求。因被告未履行判决义务，公司申请强制执行。 2023 年 6 月，法院作出《执行裁定书》，终结本次执行程序。 二、诉讼的进展情况 （一）公司 ...