电 话：0452-6805591 股票简称: 中国一重 股票代码: 601106 股票上市交易所: 上海证券交易所 2022 绿动创新 装备未来 环境、社会和治理（ESG）报告 Environment, Social and Governance Report 中国第一重型机械股份公司 CHINA FIRST HEAVY INDUSTRIES CO., LTD. 目录 CONTENTS 通讯地址：黑龙江省齐齐哈尔市富拉尔基区红宝石办事处厂前路9号 邮 编：161042 | 报告说明 | 03 | | --- | --- | | 董事长致辞 | 05 | | 走进一重 | | | --- | --- | | 遍览民族装备 | | | 公司简介 | 09 | | 战略与文化 | 10 | | 业务布局 | 11 | | 组织架构 | 14 | | 数说一重 | 15 | | 公司荣誉 | 16 | | 践行 ESG | | | --- | --- | | 探索可持续发展 | | | ESG 管理 | 19 | | 利益相关方沟通 | 21 | | 实质性议题评估 | 22 | 礼遇自然 守护绿色未来 | 应对气候 ...

证券代码：601106 证券简称：中国一重 公告编号：2023--032 中国第一重型机械股份公司 关于召开 2023 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 中国第一重型机械股份公司（以下简称"公司"）已于 2023 年 10 月 31 日发布公司 2023 年第三季度报告，为便于广大投资者更全 面深入地了解公司 2023 年第三季度经营成果、财务状况，公司计划 于 2023 年 11 月 28 日 上午 10:00-11:00 举行 2023 年第三季度业绩 说明会，就投资者关心的问题进行交流。 （一） 会议召开时间：2023 年 11 月 28 日 上午 10:00-11:00 （二） 会议召开地点：上证路演中心 （三） 会议召开方式：上证路演中心网络互动 一、 说明会类型 1 会议召开时间：2023 年 11 月 28 日(星期二) 上午 10:00-11:00 会议召开地点：上海证券交易所上证路演中心（网址： https://roadshow.sseinfo.com ...

上 海 证 券 交 易 所 上证公监函〔2023〕0178 号 中国一重集团有限公司，中国第一重型机械股份公司控股股 东； 陆文俊，中国第一重型机械股份公司时任董事长兼总经理； 隋炳利，中国第一重型机械股份公司时任董事长； 当事人： 胡恩国，中国第一重型机械股份公司时任财务总监兼董事会秘 书。 关于对中国第一重型机械股份公司、控股股东 及有关责任人予以监管警示的决定 中国第一重型机械股份公司，A 股证券简称：中国一重，A 股证 券代码：601106； 经查明，2023 年 9 月 22 日，公司披露《关于 2022 年年度报告 有关数据的更正公告》显示，2022 年度，控股股东中国一重集团有 限公司（以下简称一重集团）及其附属企业存在对公司的非经营性 资金占用，占用形成原因为代缴工资、社保费用，2022 年度占用累 计发生额为 782.48 万元，占公司 2022 年经审计净资产的 0.07%，期 末余额 0.6 万元。公司 2022 年年审会计师事务所中审众环会计师事 务所（特殊普通合伙）已就上述事项出具专项审核报告。 1 综上，公司控股股东非经营性占用公司资金，损害了公司及中 小投资者利益。公司与控股股东 ...

证券代码：601106 证券简称：中国一重 公告编号：2023--031 中国第一重型机械股份公司关于董事朱青 山、监事会主席于兆卿、副总经理 蒋金水到龄退休的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 中国第一重型机械股份公司（以下简称中国一重或公 司）于近日收到董事朱青山同志、监事会主席于兆卿同志、 副总经理蒋金水同志的书面报告，因到龄退休原因，朱青山 同志申请辞去公司董事、战略与投资委员会委员、审计与风 险委员会（监督委员会）委员、薪酬与考核委员会委员职务， 于兆卿同志申请辞去公司监事会主席、监事职务，蒋金水同 志申请辞去公司副总经理职务。辞去上述职务后，朱青山同 志、于兆卿同志、蒋金水同志将不再担任公司任何职务。朱 青山同志、于兆卿同志、蒋金水同志的辞职报告自送达董事 会之日起生效，公司将根据相关规定尽快完成董事、监事的 补选工作及新任副总经理的聘任工作。 朱青山同志、于兆卿同志、蒋金水同志在任职期间勤勉 尽责、忠实诚信、恪尽职守、勇于担当，全面稳健把控企业 经营管理各项工作，在规范公司法人治理结构、强化董事会 合规履职、提升公司治理水平、推 ...

Financial Performance - Revenue for the third quarter was RMB 5.514 billion, a decrease of 23.61% year-over-year[3] - Net profit attributable to shareholders was RMB 283,706.05, a sharp decline of 98.87% compared to the same period last year[3] - Basic and diluted earnings per share were both RMB 0.0000, a 100.00% decrease from the previous year[4] - Weighted average return on equity (ROE) decreased by 95.64 percentage points to 0.0024%[4] - Non-recurring gains and losses totaled RMB 7.099 million for the quarter, with government subsidies contributing RMB 4.858 million[5][7] Cash Flow - Operating cash flow for the year-to-date was negative RMB 1.704 billion, down 127.47% year-over-year[4] - Operating cash flow for the quarter was -1,704,322,890.70, a decrease from -749,256,983.38 in the previous period[25] - Investment cash flow for the quarter was -562,623,921.12, compared to -99,973,773.68 in the previous period[25] - Financing cash flow for the quarter was 2,714,583,370.80, an increase from 1,597,691,171.39 in the previous period[26] - Net increase in cash and cash equivalents for the quarter was 447,730,682.28, down from 747,555,219.78 in the previous period[26] Assets and Liabilities - Total assets increased by 9.49% to RMB 45.175 billion compared to the end of the previous year[4] - Development expenditure increased by 62.00% due to increased R&D investment[8] - Inventory rose by 35.60% due to changes in product structure and production arrangements[8] - Long-term borrowing increased by 47.36% as the company adjusted its borrowing structure and added new loans[10] Operating Activities - Cash received from interest, fees, and commissions was 71,484,042.19, up from 126,613,685.75 in the previous period[25] - Cash received from other operating activities was 151,855,211.08, down from 436,184,827.22 in the previous period[25] - Cash paid for goods and services was 14,678,526,537.20, down from 15,381,202,415.89 in the previous period[25] - Cash paid to employees was 960,456,999.34, down from 1,151,238,608.42 in the previous period[25] - Cash paid for taxes was 579,958,670.99, down from 630,729,058.03 in the previous period[25] - Cash paid for other operating activities was 223,305,620.69, up from 159,185,436.26 in the previous period[25]

证券代码：601106 证券简称：中国一重 公告编号：2023--029 中国第一重型机械股份公司关于 2022年年度报告有关数据的更正公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 中国第一重型机械股份公司（以下简称中国一重或公 司）于 2023 年 5 月 13 日 在 上 海 证 券 交 易 所 （http://www.sse.com.cn/）等指定信息媒体披露了《关于 2022 年年度报告有关数据的更正公告》（公告编号： 2023--016）及相关文件。经事后核查发现，报告中存在错 误，现予以更正。 更正前： 1 单位：万元 非经营 性资金 占用 资金占 用方 名称 占用方 与上市 公司的 关联关 系 上市公 司核算 的会计 科目 2022 年 期初占 用资金 余额 2022 年 度占用 累计发 生金额 (不含 利息) 2022 年 度占用 资金的 利息 (如有) 2022 年 度偿还 累计发 生金额 2022 年 期末占 用资金 余额 占用形 成原因 占用性 质 现大股 东及其 附属企 业 中国一 重集团 有限公 司 母公司 其他应 收款 - ...

关于中国第一重型机械股份公司 非经营性资金占用及 其他关联资金往来情况 汇总表的专项审核报告 众环专字（2023）0203597号 起始页码 专项审核报告 汇总表 非经营性资金占用及其他关联资金往来的情况汇总表 1 用 8 (1 ) 4 年 可 小 中 可 ( 您可使用手机"扫一扫"或进入"注册会计师行业第一般容学者 录 '8's FF 2 2007 传真 Fax: 027-8 于中国第一重型机械股份公司 非经营性资金占用及其他关联资金往来情况汇总表 的专项审核报告 众环专字(2023) 0203597 号 中国第一重型机械股份公司全体股东: 目 中国注册会计师: 中国注册会计师: 中国 武汉 2023年4月26日 我们接受委托，在审计了中国第一重型机械股份公司（以下简称"中国一重"）2022 年 12 月 31 日合并及公司的资产负债表, 2022 年度合并及公司的利润表、合并及公司的现金流 量表和合并及公司的股东权益变动表以及财务报表附注的基础上,对后附的《上市公司 2022 年度非经营性资金占用及其他关联资金往来的情况汇总表》(以下简称"汇总表")进行了专 项审核。按照中国证券监督管理委员会印发的《上市 ...

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： ●会议召开时间：2023 年 09 月 22 日(星期五)上午 10:00-11:00 ●会议召开地点：上海证券交易所上证路演中心（网址： https://roadshow.sseinfo.com/） ●会议召开方式：上证路演中心网络互动 ●投资者可于 2023 年 09 月 15 日(星期五)至 09 月 21 日(星期 四)16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通过 公司邮箱 zjlb@cfhi.com 进行提问。公司将在说明会上对投资者普遍关注 的问题进行回答。 中国第一重型机械股份公司（以下简称公司）已于 2023 年 8 月 30 日发布公司 2023 年半年度报告，为便于广大投资者更加全面深入地了解 公司 2023 年半年度经营成果、财务状况，公司计划于 2023 年 09 月 22 日上午 10:00-11:00 举行 2023 年半年度业绩说明会，就投资者关心的问 题进行交流。 证券代码：601106 证券简称：中国一重 公 ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥9,421,571,344.86, a decrease of 18.80% compared to ¥11,602,285,566.43 in the same period last year[15]. - The net profit attributable to shareholders of the listed company was ¥51,148,364.85, down 19.35% from ¥63,423,343.22 in the previous year[15]. - The net profit after deducting non-recurring gains and losses was ¥1,933,628.83, a significant decline of 89.67% compared to ¥18,711,052.22 in the same period last year[15]. - The net cash flow from operating activities was -¥1,860,702,569.77, worsening from -¥711,438,366.98 in the previous year, a decrease of 161.54%[15]. - The basic earnings per share for the first half of 2023 were ¥0.0075, down 18.48% from ¥0.0092 in the same period last year[16]. - The diluted earnings per share were also ¥0.0075, reflecting the same percentage decrease of 18.48% compared to the previous year[16]. - The weighted average return on net assets was 0.4356%, a decrease of 0.1172 percentage points from the previous year[16]. - The company reported a net inflow of cash from financing activities of approximately 3.10 billion RMB, a year-on-year increase of 61.89%[27]. - The company reported a net loss of CNY -5,168,455,668.53, slightly improved from a loss of CNY -5,220,071,172.63 in the previous period[85]. - The company reported a total comprehensive income of approximately -¥405.49 million for the first half of 2023, compared to -¥394.32 million in the same period of 2022[94]. Assets and Liabilities - The total assets at the end of the reporting period were ¥45,452,487,169.23, an increase of 10.16% from ¥41,260,819,377.83 at the end of the previous year[15]. - The total liabilities reached CNY 33,552,065,105.27, up from CNY 29,394,975,048.38, indicating an increase of about 14.6%[85]. - Long-term borrowings increased by 30.66% to approximately 10.23 billion RMB, reflecting adjustments in the borrowing structure according to production and operational arrangements[30]. - The company's total equity decreased to CNY 10,747,484,160.55 from CNY 11,151,166,445.49, a decline of 3.6%[88]. - The total amount of loans from the financial company to the company is 1,297,623,547.34 RMB, with a loan interest rate range of 3.10%-3.55%[71]. Operational Efficiency and Cost Management - Operating costs decreased by 21.89% to approximately 8.48 billion RMB, primarily due to the decline in operating revenue[26]. - The company plans to implement cost reduction measures across key areas such as marketing, procurement, and production[24]. - The company aims to enhance operational efficiency through management innovation and improve international business capabilities[24]. - The company is actively transitioning from manufacturing to manufacturing services, enhancing its capability to provide comprehensive solutions[22]. Research and Development - Research and development expenses increased by 10.68% to approximately 2.11 billion RMB, reflecting the company's commitment to enhancing R&D efforts[27]. - The company aims to further develop high-end products to achieve goals of high strength, lightweight, and intensive manufacturing[22]. - A focus on technological innovation is emphasized, with a commitment to accelerate the development of new products and technologies[24]. - The company is focusing on building a high-level talent pool to support innovation and technological advancement[24]. Environmental and Compliance - The company has established and maintained pollution control facilities, all of which are reported to be in good condition[45]. - The company has not faced any administrative penalties due to environmental issues during the reporting period[54]. - The company has taken measures to reduce carbon emissions, promoting energy-saving practices among employees[56]. - The company has completed the environmental impact assessment for the wind power mixed tower cylinder production project and obtained necessary permits[46]. Corporate Governance and Shareholder Information - The controlling shareholder, China First Heavy Industries Group Co., Ltd., has committed not to engage in any competitive business activities that may affect the company's main operations[59]. - The total number of common shareholders at the end of the reporting period was 256,438[77]. - The largest shareholder, China First Heavy Industries Group Co., Ltd., holds 4,380,563,888 shares, representing 63.88% of the total shares[78]. - The company did not distribute profits or increase capital reserves in the first half of 2023[42]. Financial Reporting and Accounting Policies - The company's financial statements are prepared based on the assumption of going concern and comply with the relevant accounting standards, reflecting the financial position as of June 30, 2023, and the operating results for the first half of 2023[114]. - The company has assessed its ability to continue as a going concern and has determined that there are no significant doubts regarding its ongoing viability for the next 12 months[113]. - The company recognizes revenue when control of goods is transferred to customers, which includes conditions such as approved contracts and clear payment terms[179]. - The company recognizes deferred tax assets and liabilities based on temporary differences between the carrying amount of assets and liabilities and their tax bases, using the balance sheet liability method[186].

中国第一重型机械股份公司 关于会计政策变更的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 中国第一重型机械股份公司（以下简称中国一重或公司）按 照财政部修订及发布的企业会计准则的要求，对公司部分会计政 策进行相应变更。具体内容如下： 一、本次会计政策变更概述 财政部于2022年12月13日发布了《企业会计准则解释第16 号》（以下简称"解释16号"）。规定"关于单项交易产生的资 产和负债相关的递延所得税不适用初始确认豁免的会计处理"内 容自2023年1月1日起施行。 二、本次会计政策变更的具体内容 证券代码：601106 证券简称：中国一重 公告编号：2023--027 本次会计政策变更前，公司采用财政部颁布的《企业会计准 则—基本准则》和各项具体会计准则、企业会计准则应用指南、 企业会计准则解释公告以及其他相关规定。本次会计政策变更 后，公司根据财政部修订并发布的准则解释16号的相关规定执 行。其他未变更部分，仍按照财政部前期颁布的《企业会计准则 —基本准则》和各项具体会计准则、企业会计准则应用指南、企 业会计 ...