T&P 天阳律师事务所 宝地矿业 2025 年第二次临时股东会 新疆天阳律师事务所 关于新疆宝地矿业股份有限公司 2025 年第二次临时股东会 法律意见书 天阳证股字[2025]第 27 号 新疆天阳律师事务所 二〇二五年七月 T&P 天阳律师事务所 2025 年第二次临时股东会 法律意见书 天阳证股字[2025]第 27 号 致:新疆宇地矿业股份有限公司 新疆天阳律师事务所(下称"本所")接受新疆宝地矿业股份有限公司(下 称"公司"）的委托,委派本所康晨律师、郑薇律师出席公司 2025年第二次临 时股东会,根据《中华人民共和国公司法》(下称"《公司法》")、《中华人 民共和国证券法》(下称"《证券法》")、《上市公司股东会规则》和《新疆 宝地矿业股份有限公司章程》(下称"《公司章程》"),按照律师行业公认的 业务标准、道德规范和勤勉尽责精神,对有关的文件和事实进行核查与验证,并 出具法律意见。 本所律师已经对公司提供的与本次股东会有关的文件材料进行了核查验证。 在进行核查验证过程中,公司已向本所保证,其已提供了本所律师认为的为出具 本法律意见书所必需的材料,所提供的原始材料、副本、复印件等材料、口头证 言均 ...

Core Viewpoint - The company is undergoing a significant asset restructuring by acquiring an 82% stake in Xinjiang Congling Energy Co., Ltd. and a 5% stake from JAAN INVESTMENTS CO. LTD. through a combination of cash and stock issuance, while ensuring that no insider trading has occurred during the process [2][14]. Group 1: Transaction Details - The company plans to purchase 82% of Xinjiang Congling Energy Co., Ltd. from Congling Industrial Co., Ltd. and 5% from JAAN INVESTMENTS CO., LTD. [2] - The company will issue shares to raise supporting funds from no more than 35 specific investors, including its controlling shareholder, Xinjiang Geological Mining Investment Group Co., Ltd. [2] Group 2: Insider Trading Investigation - The company conducted a self-examination regarding insider trading, confirming that no insider trading occurred during the investigation period, which spans from six months before the stock suspension request to the day before the disclosure of the transaction report [3][14]. - The investigation included a review of stock trading activities by the company’s directors, supervisors, senior management, and related parties [4][5]. Group 3: Commitments from Individuals - Individuals involved in the transaction provided written commitments stating that their stock trading activities were based on public information and independent judgment, and they did not engage in insider trading [6][8][10]. - The commitments included assurances that they would refrain from trading the company's stock until the transaction is completed or terminated [7][11][12]. Group 4: Independent Advisors' Opinions - The independent financial advisor, Shenwan Hongyuan Securities, confirmed that the stock trading activities of the relevant parties did not constitute insider trading and would not materially affect the restructuring [15]. - The legal advisor, Beijing Deheng Law Firm, also affirmed that the trading activities did not involve insider information and would not impact the transaction [15].

北京德恒律师事务所 关于新疆宝地矿业股份有限公司 发行股份及支付现金购买资产并募集配套资金 暨关联交易之相关主体买卖股票情况自查报告的 专项核查意见 北京德恒律师事务所 DeHeng Law Offices 北京市西城区金融街 19 号富凯大厦 B 座 12 层 电话:010-52682888 传真:010-52682999 邮编:100033 北京德恒律师事务所 关于新疆宗地矿业股份有限公司发行股份及支付现金购买资产并募集 配套资金暨关联交易之相关主体买卖股票情况自查报告的专项核查意见 北京德恒律师事务所 关于新疆宝地矿业股份有限公司 发行股份及支付现金购买资产并募集配套资金 暨关联交易之相关主体买卖股票情况自查报告的 德恒 01F20241436-03 号 致:新疆宝地矿业股份有限公司 根据新疆宝地矿业股份有限公司(以下简称"上市公司"或"宝地矿业") 与北京德恒律师事务所(以下简称"本所")签订的《专项法律服务协议》,本 所接受上市公司的委托,担任上市公司拟通过发行股份及支付现金的方式向克州 葱岭实业有限公司购买新疆葱岭能源有限公司(以下简称"葱岭能源") 82%股 权,拟通过支付现金的方式向 JAAN ...

申万宏源证券承销保荐有限责任公司 1. 上市公司及其董事、监事、高级管理人员; 关于新疆宝地矿业股份有限公司发行股份及支付现金 购买资产并募集配套资金暨关联交易相关主体 买卖股票情况自查报告的核查意见 新疆宝地矿业股份有限公司(以下简称"上市公司"或"公司")拟通过发 行股份及支付现金的方式向克州葱岭实业有限公司购买新疆葱岭能源有限公司 (以下简称"葱岭能源"或"标的公司"）82%股权、拟通过支付现金的方式向 JAAN INVESTMENTS CO. LTD.购买葱岭能源 5%股权,并向包括新疆地矿投资 （集团）有限责任公司在内的不超过 35 名符合中国证监会条件的特定投资者发 行股份募集配套资金（以下简称"本次交易"）。 申万宏源证券承销保荐有限责任公司(以下简称"独立财务顾问"、"申万 宏源承销保荐")作为宝地矿业聘请的独立财务顾问,根据《上市公司重大资产 重组管理办法》《公开发行证券的公司信息披露内容与格式准则第 26 号——上 市公司重大资产重组》《监管规则适用指引――上市类第１号》之"1-10 并购重 组内幕交易核查要求"的相关规定,对本次交易相关主体买卖上市公司股票的自 查报告进行核查并出具本专项 ...

601121 2025-051 新疆宝地矿业股份有限公司 关于发行股份及支付现金购买资产并募集配套资金暨 关联交易相关主体买卖股票情况自查报告的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： ●根据中国证券登记结算有限责任公司出具的查询结果，经公司自 查、相关中介机构核查，相关主体在核查期间买卖上市公司股票的行为 不构成内幕交易行为，不会对本次重组构成实质性法律障碍。 新疆宝地矿业股份有限公司（以下简称"上市公司"或"公司"） 拟通过发行股份及支付现金的方式向克州葱岭实业有限公司（以下简称 "葱岭实业"）购买新疆葱岭能源有限公司（以下简称"葱岭能源"或 "标的公司"）82%股权、拟通过支付现金的方式向 JAAN INVESTMENTS CO. LTD.购买葱岭能源 5%股权，并向包括新疆地矿投资（集团）有限 责任公司（以下简称"控股股东"或"新矿集团"）在内的不超过 35 名符合中国证监会条件的特定投资者发行股份募集配套资金（以下简称 "本次交易"）。 根据《上市公司重大资产重组管理办法》《公开发行证券的 ...

Core Viewpoint - Xinjiang Baodi Mining Co., Ltd. plans to acquire 87% equity of Xinjiang Congling Energy Co., Ltd. through a combination of issuing shares and cash payment, while also raising supporting funds from specific investors [6][9][24]. Group 1: Transaction Overview - The company intends to purchase 82% equity of Congling Energy from Kizilsu Congling Industrial Co., Ltd. and 5% equity from JAAN INVESTMENTS CO. LTD. [9][24]. - The total cash consideration for the transaction amounts to 68,512.50 million yuan, with 5,000 million yuan payable to Congling Industrial and 3,937.50 million yuan to JAAN [14][22]. - The company plans to raise up to 56,000 million yuan through the issuance of shares to not more than 35 specific investors, including Xinjiang Geological Mining Investment (Group) Co., Ltd. [20][21]. Group 2: Financial Details - The issuance price for the shares is set at 5.1125 yuan per share, which is not less than 80% of the average stock price over the last 120 trading days prior to the pricing benchmark date [11][12]. - The company will issue a total of 116,528,117 shares to Congling Industrial as part of the transaction [15]. - The funds raised will be allocated for cash consideration, project construction, and to supplement the working capital of both the company and Congling Energy [21][22]. Group 3: Regulatory Compliance - The transaction complies with relevant laws and regulations, including the Major Asset Restructuring Management Measures and the Securities Issuance Registration Management Measures [7][24]. - The company has engaged Tianjin Huaxia Jinxin Asset Appraisal Co., Ltd. and Beijing Jingwei Asset Appraisal Co., Ltd. for asset evaluation and appraisal of mining rights [34]. - The independent evaluation and pricing of the assets have been confirmed to be fair and reasonable [34].

新疆宝地矿业股份有限公司 2025 年第二次临时股东会 会议资料 证券代码：601121 证券简称：宝地矿业 2025 年第二次临时股东会 会议资料目录 | 2025年第二次临时股东会会议须知 1 | | | --- | --- | | 2025年第二次临时股东会议程 3 | | | 议案1关于公司发行股份及支付现金购买资产并募集配套资金暨关联交易符合相关法律法规的议案 8 | | | 议案2关于公司发行股份及支付现金购买资产并募集配套资金暨关联交易方案的议案 | 10 | | 议案3关于《公司发行股份及支付现金购买资产并募集配套资金暨关联交易报告书（草案）（修订稿）》及其 | | | 摘要的议案 21 | | | 议案4关于签署附生效条件的发行股份及支付现金购买资产协议及其补充协议的议案 | 23 | | 议案5关于本次交易构成关联交易的议案 | 24 | | 议案6关于本次交易预计不构成重大资产重组且不构成重组上市的议案 25 | | | 议案7关于批准本次交易相关的审计报告、备考审阅报告和评估报告的议案 | 27 | | 议案8关于评估机构的独立性、评估假设前提的合理性、评估方法与评估目的的相关性及评估 ...

Core Viewpoint - The independent directors of Xinjiang Baodi Mining Co., Ltd. have reviewed and approved the company's proposed transaction involving the issuance of shares and cash payment for asset acquisition, along with fundraising for related transactions, ensuring compliance with legal and regulatory requirements [1][2][3] Group 1 - The fourth special meeting of the independent directors was held on July 1, 2025, with all three independent directors present [1] - The audit firm Daixin Certified Public Accountants conducted a special audit of the target assets and issued relevant audit reports, which were approved by the independent directors [1][2] - The company revised its draft report on the transaction based on the audit findings and the latest circumstances, which was also approved by the independent directors [2] Group 2 - The company analyzed the impact of the transaction on immediate return dilution and established measures to compensate for this dilution, with commitments from directors and major shareholders to ensure these measures are implemented [2] - The relevant resolutions regarding the audit extension of the transaction have been pre-approved by the independent directors and subsequently passed by the company's board of directors [2][3] - The overall arrangement of the transaction audit extension complies with national laws and regulations, ensuring fairness and protecting the interests of all shareholders [3]

Core Viewpoint - The report outlines the independent financial advisory opinion regarding Xinjiang Baodi Mining Co., Ltd.'s plan to issue shares and pay cash to acquire assets, along with raising supporting funds through a related transaction. Group 1: Transaction Overview - The transaction involves Xinjiang Baodi Mining acquiring 82% equity of Xinjiang Congling Energy Co., Ltd. from Congling Industrial and 5% from JAAN Investments, while raising funds from up to 35 specific investors [4][5]. - The total cash consideration for the transaction is approximately 89.375 million RMB, with the total fundraising amount not exceeding 560 million RMB [5][6]. Group 2: Financial Impact - Post-transaction, the company's total assets are projected to increase from 658,262.10 million RMB to 779,440.88 million RMB, reflecting an 18.41% growth [8]. - The company's liabilities will rise from 266,624.28 million RMB to 323,309.00 million RMB, marking a 21.26% increase [8]. - The equity attributable to the parent company is expected to grow from 307,009.35 million RMB to 371,503.41 million RMB, a 21.01% increase [8]. Group 3: Operational Synergies - The acquisition will enhance the company's iron ore resource volume to approximately 4.6 billion tons, a 21.75% increase, thereby improving its operational capabilities [6][7]. - Xinjiang Congling Energy's high-grade iron ore resources will significantly boost the company's competitive position in the market, particularly in the production of iron concentrate [6][9]. Group 4: Share Structure and Control - The total share capital of the company will increase from 800 million shares to 916,528,117 shares post-transaction, maintaining a public shareholding ratio above 10% [7][8]. - The control structure of the company will remain unchanged, with Xinjiang Guoziwei as the actual controller [7][8]. Group 5: Regulatory Compliance - The transaction has undergone necessary decision-making processes and will require approval from relevant regulatory authorities before implementation [9].

Company Overview - Xinjiang Baodi Mining Co., Ltd. was established on November 14, 2001, and was transformed into a joint-stock company in 2013. The company is listed on the Shanghai Stock Exchange with stock code 601121 and operates in the black metal mining industry, primarily producing iron concentrate [1][2]. Restructuring Transaction - The company plans to acquire 82% of Xinjiang Congling Energy Co., Ltd. from Congling Industrial Co., Ltd. and 5% from JAAN INVESTMENTS CO.LTD through a combination of issuing shares and cash payments. Following the transaction, Congling Energy will become a wholly-owned subsidiary of the company [2][4]. - The total amount of funds raised in this transaction will not exceed 560 million yuan, which is 100% of the asset purchase price. The issuance of shares will not exceed 30% of the company's total share capital before the transaction [4][5]. Financial Reporting Basis - The pro forma financial statements are prepared under the assumption that the restructuring is completed on January 1, 2024, and reflect the company's sustainable operations. The financial statements are based on the assumption that the relevant proposals will be approved by the shareholders' meeting and the China Securities Regulatory Commission [7][12]. - The estimated purchase price for the 87% equity stake in Congling Energy is 685.125 million yuan, with 89.375 million yuan paid in cash and 595.75 million yuan through share issuance [7][9]. Important Accounting Policies - The company adheres to the Chinese Accounting Standards, ensuring that the financial statements accurately reflect the financial position and operating results as of March 31, 2025 [14][15]. - The company uses a 12-month operating cycle for asset and liability liquidity classification and recognizes financial instruments based on their cash flow characteristics and management business model [23][29].