国机重型装备集团股份有限公司 2023 年度独立董事述职报告 本人马义，作为国机重型装备集团股份有限公司独立董事，在过去的一年严 格遵照《公司法》《证券法》等法律法规以及《公司章程》的规定，认真行权、 依法履职，充分发挥独立董事独立性、专业性的作用，监督公司规范化运作、维 护全体股东尤其是中小股东合法权益，勤勉尽责开展工作。现将本人 2023 年度 履职情况报告如下： 一、独立董事的基本情况 （一）个人工作履历、专业背景及兼职情况。 马 义，男，1961 年 7 月出生，汉族，中共党员，研究生学历，理学硕士 学位，工学硕士学位，国家一级注册建造师。2022 年 5 月至今担任公司独立董 事。曾任东方电气集团工程公司副总经理、总经理、党委书记，东方锅炉有限公 司董事、党委书记，东方汽轮机有限公司董事长、党委书记。 （二）不存在影响独立性的情况说明。 本人及本人直系亲属、主要社会关系不在公司或其所属企业担任除独立董事 以外的其他职务，本人及本人直系亲属没有直接或间接持有公司股份。本人没有 为公司及其所属企业提供财务、法律、咨询等服务，与公司实际控制人及主要股 东之间不存在可能妨碍本人进行独立客观判断的关系；本人没 ...

国机重型装备集团股份有限公司 关于柬埔寨上达岱水电站 BOT 项目 建设资金融资方案调整的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、基本情况说明 国机重型装备集团股份有限公司（以下简称"公司"）所属企业北京三联国际 投资有限责任公司（以下简称北京三联）投资的上达岱项目已于 2022 年 12 月 1 日 开工。项目总投资 42,932 万美元，资金来源由两部分构成：一是股东北京三联自 有资金 13,229.6 万美元，其中境内资金 5,672.4 万美元，境外资金 7,557.2 万美 元；二是向外部银行融资 29,702.4 万美元。 针对向外部银行融资，公司通过多轮沟通洽谈，最终选定某银行牵头组成的银 团，融资额 29,702.4 万美元，并于 2022 年 8 月签订《银团融资贷款协议》。协议 约定：融资前端费按照项目总承贷额的 1%一次性收取；贷款利率按"浮动利率+固 定利率"执行，其中，浮动利率按有担保隔夜融资利率（以下简称 SOFR 利率）执 行，建设期（2023～2026 年共 4 年）固定年利率 ...

[Key Highlights](index=1&type=section&id=%E9%87%8D%E8%A6%81%E5%86%85%E5%AE%B9%E6%8F%90%E7%A4%BA) This section provides key assurances regarding the quarterly report's accuracy and completeness, noting the unaudited financial statements - The company's board of directors, supervisory board, and senior management guarantee the truthfulness, accuracy, and completeness of the quarterly report, free from false records, misleading statements, or major omissions, and assume individual and joint legal responsibility[3](index=3&type=chunk) - The company's principal officer, head of accounting, and head of the accounting department (accounting manager) guarantee the truthfulness, accuracy, and completeness of the financial information in the quarterly report[3](index=3&type=chunk) - The first quarter financial statements are unaudited[3](index=3&type=chunk) [Major Financial Data](index=1&type=section&id=%E4%B8%80%E3%80%81%20%E4%B8%BB%E8%A6%81%E8%B4%A2%E5%8A%A1%E6%95%B0%E6%8D%AE) This section details the company's key financial performance and position for Q1 2024, including explanations for significant changes [Key Accounting Data and Financial Indicators](index=1&type=section&id=%28%E4%B8%80%29%E4%B8%BB%E8%A6%81%E4%BC%9A%E8%AE%A1%E6%95%B0%E6%8D%AE%E5%92%8C%E8%B4%A2%E5%8A%A1%E6%8C%87%E6%A0%87) In Q1 2024, the company's operating revenue grew by 11.58%, net profit attributable to shareholders increased by 33.76%, and basic EPS rose by 33.63%, with slight increases in total assets and equity attributable to shareholders at period-end Key Accounting Data and Financial Indicators for Q1 2024 | Item | Current Period (CNY) | Change from Prior Year Period (%) | | :--- | :--- | :--- | | Operating Revenue | 2,871,039,287.24 | 11.58 | | Net Profit Attributable to Shareholders of Listed Company | 108,813,169.07 | 33.76 | | Net Profit Attributable to Shareholders of Listed Company (Excluding Non-recurring Gains and Losses) | 92,006,458.44 | 14.53 | | Net Cash Flow from Operating Activities | -276,355,108.07 | Not Applicable | | Basic Earnings Per Share (CNY/share) | 0.0151 | 33.63 | | Diluted Earnings Per Share (CNY/share) | 0.0151 | 33.63 | | Weighted Average Return on Net Assets (%) | 0.78 | Increased by 0.18 percentage points | | Item | As of End of Current Period (CNY) | As of End of Prior Year (CNY) | Change from Prior Year-End (%) | | :--- | :--- | :--- | :--- | | Total Assets | 30,696,726,697.38 | 30,072,528,899.86 | 2.08 | | Total Equity Attributable to Shareholders of Listed Company | 14,022,889,028.93 | 13,905,186,003.42 | 0.85 | [Non-recurring Gains and Losses Items and Amounts](index=2&type=section&id=%28%E4%BA%8C%29%E9%9D%9E%E7%BB%8F%E5%B8%B8%E6%80%A7%E6%8D%9F%E7%9B%8A%E9%A1%B9%E7%9B%AE%E5%92%8C%E9%87%91%E9%A2%9D) During the reporting period, the company's total non-recurring gains and losses amounted to **16.81 million CNY**, primarily comprising government grants, non-current asset disposal gains/losses, and reversal of impairment provisions for receivables Non-recurring Gains and Losses Items and Amounts for Q1 2024 | Non-recurring Gains and Losses Item | Amount for Current Period (CNY) | | :--- | :--- | | Gains/Losses on Disposal of Non-current Assets | -7,982,505.86 | | Government Grants Recognized in Current Profit/Loss | 19,560,167.48 | | Fair Value Change Gains/Losses from Financial Assets/Liabilities Held by Non-financial Enterprises and Gains/Losses from Disposal of Financial Assets/Liabilities | -42,740.83 | | Reversal of Impairment Provisions for Receivables Subject to Separate Impairment Testing | 3,191,150.16 | | Gains/Losses from Debt Restructuring | 435,373.50 | | Other Non-operating Income and Expenses | 831,784.35 | | Other Gains/Losses Meeting the Definition of Non-recurring Gains/Losses | 408,272.67 | | Less: Income Tax Impact | 161,892.50 | | Minority Interests Impact (After Tax) | 243,316.66 | | **Total** | **16,806,710.63** | [Changes and Reasons for Major Accounting Data and Financial Indicators](index=3&type=section&id=%28%E4%B8%89%29%E4%B8%BB%E8%A6%81%E4%BC%9A%E8%AE%A1%E6%95%B0%E6%8D%AE%E3%80%81%E8%B4%A2%E5%8A%A1%E6%8C%87%E6%A0%87%E5%8F%91%E7%94%9F%E5%8F%98%E5%8A%A8%E7%9A%84%E6%83%85%E5%86%B5%E3%80%81%E5%8E%9F%E5%9B%A0) Net profit attributable to shareholders and basic/diluted EPS significantly increased year-over-year, driven by operating revenue growth, improved gross margin in the equipment R&D and manufacturing segment, and increased other income from VAT super deduction policies - Net profit attributable to shareholders of the listed company increased by **33.76%** year-over-year, primarily due to increased operating revenue, higher gross margin in the equipment R&D and manufacturing segment, and a significant increase in other income from VAT super deduction policies[8](index=8&type=chunk) - Both basic and diluted earnings per share increased by **33.63%** year-over-year, mainly attributable to the company's net profit growth[8](index=8&type=chunk) [Shareholder Information](index=3&type=section&id=%E4%BA%8C%E3%80%81%20%E8%82%A1%E4%B8%9C%E4%BF%A1%E6%81%AF) This section details the total common shareholders and the shareholding structure of the top ten shareholders, including their nature and any pledged shares [Total Common Shareholders and Top Ten Shareholders' Shareholding](index=3&type=section&id=%28%E4%B8%80%29%20%E6%99%AE%E9%80%9A%E8%82%A1%E8%82%A1%E4%B8%9C%E6%80%BB%E6%95%B0%E5%92%8C%E8%A1%A8%E5%86%B3%E6%9D%83%E6%81%A2%E5%A4%8D%E7%9A%84%E4%BC%98%E5%85%88%E8%82%A1%E8%82%A1%E4%B8%9C%E6%95%B0%E9%87%8F%E5%8F%8A%E5%89%8D%E5%8D%81%E5%90%8D%E8%82%A1%E4%B8%9C%E6%8C%81%E8%82%A1%E6%83%85%E5%86%B5%E8%A1%A8) As of the end of the reporting period, the company had **62,656** common shareholders, with China National Machinery Industry Corporation as the largest shareholder at **47.15%**, and its wholly-owned subsidiary, China Second Heavy Machinery Group Co., Ltd., holding **9.20%** of shares, of which **53,340,000** shares are pledged - As of the end of the reporting period, the total number of common shareholders was **62,656** accounts[9](index=9&type=chunk) Top Ten Shareholders' Shareholding as of End of Reporting Period | Shareholder Name | Shareholder Nature | Number of Shares Held (shares) | Shareholding Ratio (%) | Share Status | Pledged, Marked, or Frozen Shares (shares) | | :--- | :--- | :--- | :--- | :--- | :--- | | China National Machinery Industry Corporation | State-owned Legal Entity | 3,400,968,500 | 47.15 | None | - | | China Second Heavy Machinery Group Co., Ltd. | State-owned Legal Entity | 663,809,495 | 9.20 | Pledged | 53,340,000 | | Agricultural Bank of China Co., Ltd. Sichuan Branch | State-owned Legal Entity | 450,282,826 | 6.24 | None | - | | Bank of China Co., Ltd. Deyang Branch | State-owned Legal Entity | 345,857,039 | 4.79 | None | - | | Guoxin Development Investment Management Co., Ltd. | State-owned Legal Entity | 284,852,892 | 3.95 | None | - | | Industrial and Commercial Bank of China Co., Ltd. Deyang Jingyang Sub-branch | State-owned Legal Entity | 198,294,615 | 2.75 | None | - | | China State-owned Enterprise Structural Adjustment Fund Co., Ltd. | State-owned Legal Entity | 185,588,450 | 2.57 | None | - | | China Construction Bank Co., Ltd. Sichuan Branch | State-owned Legal Entity | 116,088,631 | 1.61 | None | - | | Industrial Bank Co., Ltd. Chengdu Branch | State-owned Legal Entity | 96,752,168 | 1.34 | None | - | | Bank of Communications Co., Ltd. Sichuan Branch | State-owned Legal Entity | 94,374,232 | 1.31 | None | - | - China Second Heavy Machinery Group Co., Ltd. is a wholly-owned subsidiary of China National Machinery Industry Corporation[10](index=10&type=chunk) [Other Reminders](index=4&type=section&id=%E4%B8%89%E3%80%81%20%E5%85%B6%E4%BB%96%E6%8F%90%E9%86%92%E4%BA%8B%E9%A1%B9) This section confirms that there are no other significant operating matters requiring investor attention during the reporting period - There are no other significant operating information requiring investor attention during the reporting period[11](index=11&type=chunk) [Quarterly Financial Statements](index=4&type=section&id=%E5%9B%9B%E3%80%81%20%E5%AD%A3%E5%BA%A6%E8%B4%A2%E5%8A%A1%E6%8A%A5%E8%A1%A8) This section presents the company's unaudited consolidated financial statements for the first quarter, including the balance sheet, income statement, and cash flow statement [Type of Audit Opinion](index=4&type=section&id=%28%E4%B8%80%29%E5%AE%A1%E8%AE%A1%E6%84%8F%E8%A7%81%E7%B1%BB%E5%9E%8B) The financial statements for this quarter are unaudited - The financial statements for this quarter are unaudited[11](index=11&type=chunk) [Financial Statements](index=5&type=section&id=%28%E4%BA%8C%29%E8%B4%A2%E5%8A%A1%E6%8A%A5%E8%A1%A8) This section provides the company's consolidated balance sheet, income statement, and cash flow statement for Q1 2024, detailing financial position, operating results, and cash flow changes at period-end [Consolidated Balance Sheet](index=5&type=section&id=%E5%90%88%E5%B9%B6%E8%B5%84%E4%BA%A7%E8%B4%9F%E5%80%BA%E8%A1%A8) As of March 31, 2024, total assets were **30.70 billion CNY**, a **2.08%** increase from year-end, with total current assets at **21.80 billion CNY**, non-current assets at **8.89 billion CNY**, total liabilities at **16.04 billion CNY**, and total equity at **14.65 billion CNY** Key Data from Consolidated Balance Sheet | Item | March 31, 2024 (CNY) | December 31, 2023 (CNY) | | :--- | :--- | :--- | | **Current Assets:** | | | | Cash and Cash Equivalents | 7,528,221,577.66 | 8,191,950,655.60 | | Accounts Receivable | 5,544,898,809.79 | 4,739,628,794.72 | | Inventories | 3,379,440,675.40 | 3,641,264,127.62 | | Total Current Assets | 21,804,061,162.88 | 21,339,583,837.88 | | **Non-current Assets:** | | | | Fixed Assets | 3,326,965,978.89 | 3,419,278,692.98 | | Intangible Assets | 4,085,200,874.97 | 3,938,346,392.06 | | Total Non-current Assets | 8,892,665,534.50 | 8,732,945,061.98 | | **Total Assets** | **30,696,726,697.38** | **30,072,528,899.86** | | **Current Liabilities:** | | | | Short-term Borrowings | 100,991,666.66 | 303,986,944.44 | | Accounts Payable | 3,758,312,007.64 | 3,885,891,969.43 | | Contract Liabilities | 5,435,173,453.97 | 4,882,119,324.25 | | Total Current Liabilities | 12,658,419,785.72 | 12,182,185,127.60 | | **Non-current Liabilities:** | | | | Long-term Payables | 2,925,833,615.00 | 2,925,833,615.00 | | Total Non-current Liabilities | 3,385,588,853.19 | 3,361,021,358.48 | | **Total Liabilities** | **16,044,008,638.91** | **15,543,206,486.08** | | **Equity:** | | | | Total Equity Attributable to Parent Company Shareholders | 14,022,889,028.93 | 13,905,186,003.42 | | Minority Interests | 629,829,029.54 | 624,136,410.36 | | **Total Equity** | **14,652,718,058.47** | **14,529,322,413.78** | - Total assets increased by **2.08%** compared to the prior year-end[4](index=4&type=chunk) - Total equity attributable to shareholders of the listed company increased by **0.85%** compared to the prior year-end[5](index=5&type=chunk) [Consolidated Income Statement](index=7&type=section&id=%E5%90%88%E5%B9%B6%E5%88%A9%E6%B6%A6%E8%A1%A8) In Q1 2024, the company achieved total operating revenue of **2.87 billion CNY**, a **11.58%** year-over-year increase, with net profit attributable to parent company shareholders at **109 million CNY**, up **33.76%**, alongside significant growth in other income and R&D expenses Key Data from Consolidated Income Statement | Item | Q1 2024 (CNY) | Q1 2023 (CNY) | Year-over-Year Change (%) | | :--- | :--- | :--- | :--- | | Total Operating Revenue | 2,871,039,287.24 | 2,573,163,251.08 | 11.58 | | Total Operating Costs | 2,792,279,966.39 | 2,479,456,102.01 | 12.62 | | Including: Operating Costs | 2,557,354,904.55 | 2,305,311,719.25 | 10.93 | | Selling Expenses | 34,630,807.32 | 39,671,427.08 | -12.72 | | Administrative Expenses | 164,300,277.46 | 114,964,385.43 | 42.91 | | Research and Development Expenses | 54,602,240.23 | 19,174,047.14 | 184.77 | | Financial Expenses | -28,039,394.61 | -5,655,931.64 | -395.75 | | Other Income | 39,248,278.20 | 2,874,400.81 | 1265.00 | | Operating Profit | 127,189,889.85 | 93,912,336.68 | 35.44 | | Total Profit | 120,039,168.34 | 93,534,603.65 | 28.33 | | Net Profit | 113,842,520.40 | 83,836,960.51 | 35.79 | | Net Profit Attributable to Parent Company Shareholders | 108,813,169.07 | 81,350,570.58 | 33.76 | | Basic Earnings Per Share (CNY/share) | 0.0151 | 0.0113 | 33.63 | | Diluted Earnings Per Share (CNY/share) | 0.0151 | 0.0113 | 33.63 | - Other income significantly increased from **2.87 million CNY** in Q1 2023 to **39.25 million CNY** in Q1 2024[18](index=18&type=chunk) - Research and development expenses significantly increased from **19.17 million CNY** in Q1 2023 to **54.60 million CNY** in Q1 2024[18](index=18&type=chunk) [Consolidated Cash Flow Statement](index=9&type=section&id=%E5%90%88%E5%B9%B6%E7%8E%B0%E9%87%91%E6%B5%81%E9%87%8F%E8%A1%A8) In Q1 2024, net cash flow from operating activities was **-276 million CNY**, a further increase in outflow from **-86 million CNY** in the prior year period, with both investing and financing cash outflows also significantly expanding Key Data from Consolidated Cash Flow Statement | Item | Q1 2024 (CNY) | Q1 2023 (CNY) | | :--- | :--- | :--- | | Net Cash Flow from Operating Activities | -276,355,108.07 | -85,935,420.62 | | Net Cash Flow from Investing Activities | -190,360,845.22 | -149,673,248.34 | | Net Cash Flow from Financing Activities | -225,375,164.85 | -31,186,545.28 | | Effect of Exchange Rate Changes on Cash and Cash Equivalents | -856,258.58 | -22,206,071.30 | | Net Increase in Cash and Cash Equivalents | -692,947,376.72 | -289,001,285.54 | | Cash and Cash Equivalents at End of Period | 7,226,969,071.40 | 7,520,793,311.67 | - Net cash flow from operating activities was **-276.36 million CNY**, an expanded outflow compared to **-85.94 million CNY** in the prior year period[4](index=4&type=chunk)[22](index=22&type=chunk) - Net cash flow from financing activities was **-225.38 million CNY**, a significantly expanded outflow compared to **-31.19 million CNY** in the prior year period[23](index=23&type=chunk) [Implementation of New Accounting Standards](index=11&type=section&id=%28%E4%B8%89%292024%20%E5%B9%B4%E8%B5%B7%E9%A6%96%E6%AC%A1%E6%89%A7%E8%A1%8C%E6%96%B0%E4%BC%9A%E8%AE%A1%E5%87%86%E5%88%99%E6%88%96%E5%87%86%E5%88%99%E8%A7%A3%E9%87%8A%E7%AD%89%E6%B6%89%E5%8F%8A%E8%B0%83%E6%95%B4%E9%A6%96%E6%AC%A1%E6%89%A7%E8%A1%8C%E5%BD%93%E5%B9%B4%E5%B9%B4%E5%88%9D%E7%9A%84%E8%B4%A2%E5%8A%A1%E6%8A%A5%E8%A1%A8) The company did not adjust its opening financial statements for 2024 due to the first-time adoption of new accounting standards or interpretations - The company did not adjust the opening financial statements for the current year due to the first-time adoption of new accounting standards or interpretations[23](index=23&type=chunk)

Financial Performance - The net profit for the parent company in 2023 was CNY 161,918,543.08, with a beginning retained earnings of -CNY 10,465,389,438.57, resulting in an end-of-year distributable profit of -CNY 10,303,470,895.49[5]. - The company will not distribute profits or implement capital reserve transfers due to the negative distributable profit for the year[5]. - The company's operating revenue for 2023 reached ¥11,258,048,655.79, representing a 16.60% increase compared to ¥9,655,188,240.87 in 2022[17]. - The net profit attributable to shareholders for 2023 was ¥430,650,666.05, a 6.82% increase from ¥403,139,743.63 in 2022[17]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥305,490,611.02, showing a significant increase of 53.71% from ¥198,750,008.70 in 2022[17]. - The basic earnings per share for 2023 was ¥0.0597, up 6.99% from ¥0.0558 in 2022[18]. - The weighted average return on net assets for 2023 was 3.15%, an increase of 0.08 percentage points compared to 3.07% in 2022[18]. - The total assets at the end of 2023 were ¥30,072,528,899.86, a 5.82% increase from ¥28,417,450,422.93 at the end of 2022[17]. - The cash flow from operating activities for 2023 was ¥719,741,210.88, a decrease of 51.69% compared to ¥1,489,688,587.74 in 2022[17]. - The company reported non-recurring gains of ¥125,160,055.03 in 2023, compared to ¥204,389,734.93 in 2022[20]. Revenue and Contracts - The company achieved an annual revenue of 11.258 billion yuan, a year-on-year increase of 16.60%[22]. - Total profit reached 516 million yuan, reflecting a year-on-year growth of 13.24%[22]. - The company signed contracts worth 18.317 billion yuan, marking a 31.56% increase year-on-year, with a significant rise in high-value projects[22]. - Revenue from the R&D and manufacturing segment was 6.838 billion yuan, growing by 7.56%, with contract signing amounting to 9.081 billion yuan, up 15.05%[23]. - The engineering and service segment saw a revenue increase of 46.58% to 3.619 billion yuan, with contract signing up 52.99% year-on-year[25]. Innovation and R&D - The company authorized 79 invention patents and applied for 10 PCT international patents in 2023, enhancing its innovation capabilities[29]. - The company applied for 197 patents in 2023, with 79 granted, and achieved significant breakthroughs in key technologies, including the development of a 500MW hydraulic turbine runner, which filled domestic gaps[37]. - Research and development expenses rose to approximately ¥456 million, a year-on-year increase of 10.53% from ¥413 million, indicating a focus on enhancing R&D investment[43][44]. Market Expansion and Strategy - The company is actively expanding its market presence in Cambodia and South Africa, with significant project signings in clean energy and metallurgy sectors[25]. - The company aims to enhance its core competitiveness and support national strategic needs by focusing on innovation-driven development and expanding its market presence in the "Belt and Road" regions[34]. - The company plans to implement an "Overseas Market Expansion Year" initiative to boost overseas business growth, particularly in metallurgy and new energy sectors[65]. Governance and Management - The company held 4 shareholder meetings during the reporting period, approving 177 proposals, including the 2022 annual report[70]. - The board of directors conducted 8 meetings and 12 specialized committee meetings, passing 51 significant proposals related to the company's operations[70]. - The company has established a governance structure that ensures clear responsibilities and mutual checks among its governing bodies, enhancing decision-making transparency[70]. - The company emphasizes investor relations management, utilizing various communication channels to ensure shareholders are well-informed[72]. Environmental and Social Responsibility - The company invested approximately 80.25 million yuan in environmental protection during the reporting period[96]. - The company achieved a reduction of 6,000 tons in carbon dioxide equivalent emissions through the implementation of low-nitrogen regenerative modifications in industrial furnaces[105]. - The company has been recognized as excellent by the Sichuan Provincial Party Committee and the Provincial Government for its efforts in consolidating and expanding poverty alleviation achievements[108]. Financial Stability and Liabilities - The total liabilities increased to ¥15,543,206,486.08 in 2023 from ¥14,386,904,707.11 in 2022, representing a growth of approximately 8.06%[162]. - The company reported a net loss of ¥8,657,131,807.25 in 2023, an improvement from a net loss of ¥9,084,991,278.98 in 2022[162]. - The total equity attributable to shareholders rose to ¥13,905,186,003.42 in 2023, compared to ¥13,419,026,306.11 in 2022, reflecting an increase of approximately 3.61%[162]. Audit and Compliance - The audit confirmed that the financial statements were prepared in accordance with accounting standards and accurately represented the company's operating results for the year[147]. - Key audit matters included revenue recognition, which is critical for the company's performance metrics, requiring subjective judgment[150]. - The company has no actual controller situation, and there were no changes in control during the reporting period[143]. Employee and Training Initiatives - The total number of employees in the parent company is 349, while the total number of employees in major subsidiaries is 7,397, resulting in a combined total of 7,746 employees[89]. - The training plan for 2023 includes 846 training projects with a total of 35,462 training sessions conducted[91]. - The company has established a performance-based salary system that includes basic salary, performance salary, and bonuses, with strict performance assessments[90].

公司第五届董事会审计与风险管理委员会由独立董事彭辰先生、徐钢先生和 董事李飞先生组成，其中主任委员由具备会计和财务管理相关专业经验的彭辰先 生担任。 国机重型装备集团股份有限公司 2023 年度 董事会审计与风险管理委员会履职报告 根据《公司法》《上市公司独立董事管理办法》《上海证券交易所股票上市 规则》《上海证券交易所上市公司自律监管指引第 1 号——规范运作》等有关法 律法规以及《公司章程》《公司董事会审计与风险管理委员会议事规则》等规定， 公司董事会审计与风险管理委员会在 2023 年度勤勉尽责，积极开展工作，在审 核公司对外报告、监督公司外部审计、指导公司内部审计工作等方面发挥了重要 作用，现将 2023 年度履职情况报告如下： 一、审计与风险管理委员会基本情况 公司董事会审计与风险管理委员会委员均具有能够胜任审计与风险管理委 员会工作职责的专业知识和工作经验，审计与风险管理委员会工作独立于公司的 日常经营管理，代表董事会指导内部审计工作、监督和评估外部审计机构工作、 审查公司定期报告及审计报告、审查公司内部控制有效性，审查重大关联交易、 对外担保等，并提供专业意见建议。 二、审计与风险管理委员会会议 ...

国机重型装备集团股份有限公司 2023 年度董事会审计与风险管理委员会 对会计师事务所履行监督职责情况报告 根据《公司法》《证券法》《国有企业、上市公司选聘会计师事务所管理办 法》《上海证券交易所上市公司自律监管指引第 1 号——规范运作》等规定和要 求，公司董事会审计与风险管理委员会本着勤勉尽责的原则，恪尽职守，认真履 职，对信永中和会计师事务所（特殊普通合伙）（以下简称"信永中和"）2023 年审计资质及审计工作履行了监督职责。现将审计与风险管理委员会对信永中和 会计师事务所 2023 年度履行监督职责的情况汇报如下： 一、2023 年年审会计师事务所基本情况 （一）会计师事务所基本情况。 1.基本信息。 信永中和成立于 2012 年 3 月 2 日，最早可追溯到 1987 年成立的中信会计师 事务所，至今已有延续 30 多年的历史，是国内成立最早存续时间最长的会计师 事务所之一。2012 年度信永中和由有限责任公司成功转制为特殊普通合伙制事 务所，具有 A 股证券期货相关业务审计资质、以及 H 股审计资格，是第一批取得 证监会专项复核资格的会计师事务所之一。注册地址为北京市东城区朝阳门北大 街 8 号富 ...

国机重型装备集团股份有限公司 证券代码：601399 证券简称：国机重装 公告编号：临 2024-011 国机重型装备集团股份有限公司 第五届董事会第二十次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 国机重型装备集团股份有限公司（以下简称"公司"）第五届董事会第二十次 会议通知及相关资料于2024年4月12日以电子邮件方式向全体董事发出，会议于 2024年4月22日以现场方式召开。本次会议应出席董事10人，实际出席董事10人。 本次会议的通知、召开及表决程序符合《中华人民共和国公司法》《国机重型装备 集团股份有限公司章程》的有关规定，决议合法有效。会议形成决议如下： 一、审议通过《关于公司 2023 年度董事会工作报告的议案》 议案表决结果：同意 10 票，反对 0 票，弃权 0 票。通过本议案。 本议案尚需提交股东大会审议。 二、审议通过《关于公司 2023 年度独立董事述职报告的议案》 议案表决结果：同意 10 票，反对 0 票，弃权 0 票。通过本议案。 本议案尚需提交股东大会审议。 三、审议通过《关于 ...

证券代码：601399 证券简称：国机重装 公告编号：2024-018 国机重型装备集团股份有限公司 关于召开 2023 年年度股东大会的通知 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 国机重型装备集团股份有限公司 2023 年年度股东大会。 (二)股东大会召集人：董事会。 (三)投票方式：本次股东大会所采用的表决方式是现场投票和网络投票相 结合的方式。 (四)现场会议召开的日期、时间和地点。 召开的日期时间：2024 年 5 月 17 日 13 点 30 分 召开地点：国机重型装备集团股份有限公司第三会议室（四川省德阳市珠江 东路 99 号） (五)网络投票的系统、起止日期和投票时间。 股东大会召开日期：2024年5月17日 本次股东大会采用的网络投票系统：上海证券交易所股东大会网络投票 系统 一、召开会议的基本情况 (一)股东大会类型和届次。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2024 年 5 月 17 日 至 2024 年 5 月 17 日 采用上海证券交易所网 ...

关于国机财务有限责任公司的风险持续 评估报告 国机重型装备集团股份有限公司（以下简称"公司"）根据《关于规范上市 公司与企业集团财务公司业务往来的通知》《上海证券交易所上市公司自律监管 指引第 5 号——交易与关联交易》等要求，审阅了国机财务有限责任公司（以下 简称"国机财务"）的《营业执照》与《金融许可证》等资料及相关财务资料， 对国机财务的经营资质、业务和风险状况进行了评估，具体情况报告如下： 一、国机财务基本情况 国机财务成立于 1989 年 1 月 25 日，原为海南机设信托投资公司，1996 年 2 月更名为中工信托投资公司，2003 年 8 月 19 日，根据中办发[1999]1 号文件精 神，经原中国银行业监督管理委员会银监复（2003）23 号文件批准，正式移交 中国机械工业集团有限公司（以下简称"国机集团"）并改组为国机财务，属非 银行金融机构。2024 年 1 月 16 日取得北京市海淀区市场监督管理局换发的企业 法人营业执照。公司住所：北京市海淀区丹棱街 3 号 A 座 5 层 519、520、521、 522、523、525、8 层，法定代表人：王惠芳，金融许可机构编码：L0010H2 ...

国机重型装备集团股份有限公司 证券代码：601399 证券简称：国机重装 公告编号：临 2024-016 国机重型装备集团股份有限公司 关于聘任2024年度财务决算审计机构 和内控审计机构的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 拟聘任的会计师事务所名称：信永中和会计师事务所（特殊普通合伙） 一、拟聘任会计师事务所的基本情况 （一）机构信息。 1.基本信息。 名称：信永中和会计师事务所（特殊普通合伙） 成立日期：2012 年 3 月 2 日（京财会许可〔2011〕0056 号） 组织形式：特殊普通合伙企业 注册地址：北京市东城区朝阳门北大街 8 号富华大厦 A 座 8 层 首席合伙人：谭小青先生 1 国机重型装备集团股份有限公司 和零售业，金融业，水利、环境和公共设施管理业、采矿业等。公司同行业上市公 司审计客户家数为 237 家。 2.投资者保护能力。 信永中和已按照有关法律法规要求投保职业保险，职业保险累计赔偿限额和职 业风险基金之和超过 2 亿元，职业风险基金计提或职业保险购买符合相关规定。 ...