证券代码：601696 证券简称：中银证券 公告编号：2025-006 中银国际证券股份有限公司 第二届监事会第二十五次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担法律责任。 中银国际证券股份有限公司（以下简称"公司"）第二届监事会第二十五次会议于 2025 年 4 月 29 日以视频会议、通讯表决方式召开，会议通知于 2025 年 4 月 18 日以电子邮 件方式发出。本次会议应出席监事 3 名，实际出席监事 3 名。会议由监事李晶女士主持，公 司董事会秘书刘国强先生列席会议。本次监事会会议的召集、召开符合有关法律、行政法规、 部门规章、规范性文件和《中银国际证券股份有限公司章程》的规定。本次会议审议并通过 以下议案： 一、审议通过《关于公司监事会 2024 年度工作报告的议案》 表决结果：同意【3】票；反对【0】票；弃权【0】票。 本议案需提交股东大会审议。 二、审议通过《关于公司<2024 年年度报告>的议案》 表决结果：同意【3】票；反对【0】票；弃权【0】票。 本议案具体内容详见公司于同日披露的《2024 年年 ...

中银国际证券股份有限公司（以下简称"公司"）第二届董事会第三十四次会议于 2025 年 4 月 29 日以视频会议、通讯表决方式召开，会议通知于 2025 年 4 月 18 日以电子 邮件方式发出。本次会议应参与表决董事 13 名，实际参与表决董事 13 名。会议由董事长 宁敏女士主持，公司监事和相关高级管理人员等列席会议。本次董事会会议的召集、召开 符合有关法律、行政法规、部门规章、规范性文件和《中银国际证券股份有限公司章程》 的规定。本次会议审议并通过以下议案： 一、审议通过《关于公司董事会 2024 年度工作报告的议案》 表决结果：同意【13】票；反对【0】票；弃权【0】票。 本议案需提交股东大会审议。 中银国际证券股份有限公司 第二届董事会第三十四次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大 遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 二、审议通过《关于 2024 年度独立董事述职报告的议案》 表决结果：同意【13】票；反对【0】票；弃权【0】票。 本议案具体内容详见公司于同日披露的《2024 年度独立董事述职报告》。 本议案需提交股东大会审议 ...

中银国际证券股份有限公司 2024 年年度利润分配方案公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 证券代码：601696 证券简称：中银证券 公告编号：2025-007 重要内容提示： 一、利润分配方案内容 （一）利润分配方案的具体内容 经安永华明会计师事务所（特殊普通合伙）审计，截至 2024 年 12 月 31 日， 中银国际证券股份有限公司（以下简称"公司"）母公司报表中期末未分配利润 余额为人民币 2,618,719,881.52 元。经董事会决议，公司 2024 年度拟以实施权益 分派股权登记日登记的总股本为基数分配利润。本次利润分配方案如下： 1 公司拟向全体股东每 10 股派发现金红利 0.180 元（含税）。截至 2024 年 12 月 31 日，公司总股本 27.78 亿股，以此计算合计拟派发现金红利人民币 50,004,000.00 元（含税）。本年度公司现金分红（包括中期已分配的现金红利） 总额人民币 97,230,000.00 元，占本年度归属于上市公司股东净利润的比例为 10.73%。 如在 ...

关于中银国际证券股份有限公司 非经营性资金占用 及其他关联资金往来情况的专项说明 2024年度 非经营性资金占用及其他关联资金往来情况的专项说明 安永华明（2025）专字第70041859_B03号 中银国际证券股份有限公司 中银国际证券股份有限公司董事会： 我们审计了中银国际证券股份有限公司的2024年度财务报表，包括2024年12月31 日的合并及公司资产负债表，2024年度的合并及公司利润表、股东权益变动表和现金流 量表以及相关财务报表附注，并于2025年4月29日出具了编号为安永华明（2025）审字 第70041859_B01号的无保留意见审计报告。 按照《上市公司监管指引第8号——上市公司资金往来、对外担保的监管要求》的 要求，中银国际证券股份有限公司编制了后附的2024年度非经营性资金占用及其他关联 资金往来情况汇总表（以下简称"汇总表"）。 如实编制和对外披露汇总表，并确保其真实性、合法性、完整性是中银国际证券股 份有限公司的责任。我们对汇总表所载资料与我们审计中银国际证券股份有限公司2024 年度财务报表时所复核的会计资料和经审计的财务报表的相关内容进行了核对，在所有 重大方面没有发现不一致之 ...

中银国际证券股份有限公司 已审财务报表 2024 年度 中银国际证券股份有限公司 目 录 | | 页 | | 次 | | --- | --- | --- | --- | | 审计报告 | 1 | – | 8 | | 已审财务报表 | | | | | 合并资产负债表 | 9 | – | 10 | | 合并利润表 | 11 | – | 12 | | 合并股东权益变动表 | | 13 | | | 合并现金流量表 | 14 | – | 15 | | 公司资产负债表 | 16 | – | 17 | | 公司利润表 | | 18 | | | 公司股东权益变动表 | | 19 | | | 公司现金流量表 | 20 | – | 21 | | 财务报表附注 | 22 | – | 131 | | 补充资料 | | | | | 1.非经常性损益明细表 | | 1 | | | 2.净资产收益率和每股收益 | | 2 | | 审计报告 安永华明（2025）审字第70041859_B01号 中银国际证券股份有限公司 中银国际证券股份有限公司全体股东： 一、审计意见 我们审计了中银国际证券股份有限公司的财务报表，包括2024年12月31日 ...

内部控制审计报告 安永华明（2025）专字第70041859_B01号 中银国际证券股份有限公司 中银国际证券股份有限公司全体股东： 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要求，我们审 计了中银国际证券股份有限公司2024年12月31日的财务报告内部控制的有效性。 一、企业对内部控制的责任 按照《企业内部控制基本规范》、《企业内部控制应用指引》、《企业内部控制评价 指引》的规定，建立健全和有效实施内部控制，并评价其有效性是中银证券董事会的 责任。 安永华明（2025）专字第70041859_B01号 中银国际证券股份有限公司 二、注册会计师的责任 我们的责任是在实施审计工作的基础上，对财务报告内部控制的有效性发表审计 意见，并对注意到的非财务报告内部控制的重大缺陷进行披露。 三、内部控制的固有局限性 内部控制具有固有局限性，存在不能防止和发现错报的可能性。此外，由于情况 的变化可能导致内部控制变得不恰当，或对控制政策和程序遵循的程度降低，根据内 部控制审计结果推测未来内部控制的有效性具有一定风险。 四、财务报告内部控制审计意见 我们认为，中银国际证券股份有限公司按照《企业内部控制基本规范》 ...

中银证券 2024 年度独立董事述职报告 独立董事 李军 作为中银国际证券股份有限公司（以下简称"公司"）的独立董事， 我严格按照《公司法》《证券法》《证券公司治理准则》《证券公司 监督管理条例》《上市公司独立董事管理办法》等相关法律、法规以 及《公司章程》《董事会议事规则》《独立董事工作制度》的规定与 要求，在 2024 年度的工作中勤勉尽责地履行职责，充分发挥独立董 事专业优势和作用，积极维护公司的整体利益和全体股东的合法权益， 推动公司的科学健康持续发展。 一、独立董事的基本情况 李军，博士，中国注册会计师，注册资产评估师。曾在山东省兖 州煤业集团、大连商品交易所等任职。现任北京华钰基金管理有限公 司董事长。2020年3月起至今，任公司独立董事。 我已按照《上市公司独立董事管理办法》《证券基金经营机构董 事、监事、高级管理人员及从业人员监督管理办法》等制度，对2024 年度本人独立性进行了全面自查。经自查，我在2024年度不存在影响 1 姓名 职务 在其他单位担任的职务 兼职单位 职务 李军 独立董事 北京华钰基金管理有限公司 董事长 中国建材股份有限公司 独立董事 中国铁路物资股份有限公司 独立董事 ...

中银证券 2024 年度独立董事述职报告 独立董事 王宇 作为中银国际证券股份有限公司（以下简称"公司"）的独立董事， 我严格按照《公司法》《证券法》《证券公司治理准则》《证券公司 监督管理条例》《上市公司独立董事管理办法》等相关法律、法规以 及《公司章程》《董事会议事规则》《独立董事工作制度》的规定与 要求，在 2024 年度的工作中勤勉尽责地履行职责，充分发挥独立董 事专业优势和作用，积极维护公司的整体利益和全体股东的合法权益， 推动公司的科学健康持续发展。 一、独立董事的基本情况 王宇，博士，研究员、博导。曾任郑州大学经济法系讲师；中国 人民银行货币政策司副处长；中国人民银行金融市场司处长；中国人 民银行研究局副局长、巡视员；中国人民银行参事。2020年12月退休。 2021年3月起至今，任公司独立董事。 2024年度，本人未在其他单位兼职。我已按照《上市公司独立董 事管理办法》《证券基金经营机构董事、监事、高级管理人员及从业 人员监督管理办法》等制度，对2024年度本人独立性进行了全面自查。 经自查，我在2024年度不存在影响担任中银国际证券股份有限公司独 立董事独立性的情形。 二、独立董事年度履职概 ...

Financial Performance - The company's operating revenue for Q1 2025 was ¥751.61 million, representing a 22.12% increase compared to ¥615.49 million in the same period last year[4]. - Net profit attributable to shareholders was ¥280.40 million, a 38.60% increase from ¥202.31 million year-on-year[4]. - The basic earnings per share increased by 42.86% to ¥0.10 from ¥0.07 in the previous year[5]. - Net profit for Q1 2025 was CNY 280.40 million, up 38.49% compared to CNY 202.48 million in Q1 2024[17]. - Commission and fee income surged to CNY 486.03 million, a significant increase of 46.25% from CNY 332.19 million in Q1 2024[17]. - The company's equity attributable to shareholders increased to CNY 18.26 billion, up from CNY 17.99 billion at the end of 2024, reflecting a growth of 1.48%[14]. - Basic earnings per share for Q1 2025 were CNY 0.10, compared to CNY 0.07 in Q1 2024, marking a 42.86% increase[18]. Assets and Liabilities - The total assets at the end of the reporting period were ¥71.04 billion, a decrease of 5.17% from ¥74.91 billion at the end of the previous year[5]. - Total assets as of March 31, 2025, amounted to CNY 71.04 billion, a decrease from CNY 74.91 billion at the end of 2024[14]. - Total liabilities decreased to CNY 52.78 billion from CNY 56.92 billion at the end of 2024, indicating a reduction of 7.48%[14]. Cash Flow - The net cash flow from operating activities was negative at (¥2.57 billion), compared to a positive cash flow of ¥1.94 billion in the same period last year[4]. - In Q1 2025, the net cash flow from operating activities was negative at RMB (2,570,866,942.20), compared to a positive RMB 1,937,068,091.78 in Q1 2024[20]. - Total cash inflow from operating activities in Q1 2025 was RMB 4,444,907,273.53, down from RMB 7,890,904,387.93 in Q1 2024, representing a decrease of approximately 43.5%[20]. - The net cash flow from investing activities was negative at RMB (755,207,999.44) in Q1 2025, an improvement from RMB (1,853,074,789.96) in Q1 2024[20]. - Cash and cash equivalents at the end of Q1 2025 stood at RMB 33,941,169,468.15, compared to RMB 26,074,243,953.17 at the end of Q1 2024, reflecting an increase of approximately 30.2%[20]. Shareholder Information - The company reported a total of 100,071 common shareholders at the end of the reporting period[9]. - The top shareholder, Zhongyin International Holdings Limited, holds 33.42% of the shares, totaling 928,421,054 shares[9]. Government Subsidies and Other Income - The company received government subsidies amounting to ¥344,550.76, which are closely related to its normal business operations[7]. - The company reported an investment income of CNY 94.34 million, a turnaround from a loss of CNY 50.62 million in the same period last year[17]. - Other comprehensive income after tax for Q1 2025 was a loss of CNY 7.35 million, compared to a gain of CNY 12.58 million in Q1 2024[17].

Financial Performance - The company's operating revenue for 2024 was approximately ¥2.89 billion, a decrease of 1.79% compared to ¥2.94 billion in 2023[40]. - The net profit attributable to shareholders of the parent company for 2024 was approximately ¥906.42 million, reflecting a slight increase of 0.64% from ¥900.69 million in 2023[40]. - The net profit attributable to shareholders of the parent company after deducting non-recurring gains and losses was approximately ¥843.69 million, an increase of 5.48% compared to ¥799.87 million in 2023[40]. - The total assets of the company at the end of 2024 reached approximately ¥74.91 billion, representing a growth of 7.87% from ¥69.45 billion at the end of 2023[41]. - The total liabilities increased by 8.99% to approximately ¥56.92 billion at the end of 2024, up from ¥52.22 billion at the end of 2023[41]. - The equity attributable to shareholders of the parent company was approximately ¥17.99 billion at the end of 2024, an increase of 4.47% from ¥17.22 billion at the end of 2023[41]. - The company's total comprehensive income for 2024 was CNY 910,994,108.68, reflecting a growth of 1.38% from CNY 898,603,344.67 in 2023[50]. - The company reported a net profit margin of 12%, up from 10% in the previous year, reflecting improved operational efficiency[189]. Dividend Distribution - The company plans to distribute a cash dividend of 0.180 RMB per share, totaling 50,004,000 RMB, which represents 10.73% of the net profit attributable to shareholders for the year 2024[6]. - The total cash dividends for the year, including interim distributions, amount to 97,230,000 RMB[6]. Capital and Assets - The registered capital remains at 2.778 billion RMB, while the net capital increased to 15.31 billion RMB from 14.62 billion RMB in the previous year[16]. - The registered capital of the company increased from RMB 2,500,000,000 to RMB 2,778,000,000 after the initial public offering of 278,000,000 shares in 2020[29]. - The company has a total of 5 subsidiaries and 1 futures business department, all holding the securities and futures business licenses issued by the China Securities Regulatory Commission[21]. - The total amount of cash and cash equivalents rose by 61.86% to CNY 22,589,096,085.98 in 2024, compared to CNY 13,955,972,382.13 in 2023[52]. - The company's total assets as of December 31, 2024, reached 74.909 billion yuan, reflecting a growth of 7.87% compared to the beginning of the year[123]. Risk Management - The company faces various risks including market risk, credit risk, operational risk, liquidity risk, and reputational risk, as detailed in the management discussion section[10]. - The company has established a multi-level risk management organizational structure, ensuring comprehensive risk management coverage[156]. - The market risk management system utilizes Value at Risk (VaR) and stress testing limits, with all major market risk monitoring indicators exceeding regulatory standards[164]. - The company has implemented liquidity risk emergency management policies, including stress testing and emergency drills to ensure effective risk management[128]. - The company is focused on compliance risk management to avoid legal sanctions and regulatory penalties, ensuring adherence to laws and regulations[152]. Business Operations - The company operates 106 securities business departments, primarily located in economically developed regions in eastern and central China[35]. - The distribution of business departments includes 10 in Guangdong, 9 in Shanghai, and 8 in Liaoning, among others[36]. - The company has a total of 14 branch offices, with significant presence in major cities such as Beijing, Shanghai, and Shenzhen[37]. - The company achieved operating income of 216.05 million RMB in its futures brokerage business, with commission income of 110.72 million RMB[73]. - The company has established a comprehensive service system including institutional finance and trading, wealth management, and investment management, focusing on customer-centric strategies[85]. Future Outlook and Strategic Initiatives - The company anticipates that the capital market reforms will provide new opportunities for high-quality development in the securities industry[56]. - The company plans to enhance its financial advisory and M&A services in 2025, focusing on new quality productivity and increasing marketing reserves[63]. - The company aims to strengthen its traditional advantages in financial bond business and maintain its leading position in bond scale rankings in 2025[60]. - The company is committed to enhancing its active management capabilities and investment performance in asset management, with a focus on expanding the scale of fixed-income funds[143]. - The company plans to enhance its customer engagement strategies, targeting a 20% improvement in customer satisfaction scores[194]. Governance and Compliance - The company has received a standard unqualified audit report from Ernst & Young Hua Ming[5]. - The board of directors and supervisory board members have all attended the board meeting, ensuring governance integrity[4]. - The company has established a comprehensive compliance management structure, ensuring clear responsibilities across various governance levels[170]. - The company has conducted regular assessments and training to improve compliance management capabilities across departments and branches[171]. - The company has not engaged in any related party transactions that would affect its independence[180]. Market Position and Competitive Landscape - The company is actively transforming its investment business by focusing on high-dividend assets to reduce performance volatility[84]. - The company has received multiple awards, including "Best Local Investment Bank" and "Top 5 Emerging Investment Banks" from various financial institutions, highlighting its competitive position in the market[87][88]. - The contribution of large brokerage subsidiaries to group revenue has significantly increased in recent years, highlighting a clear trend towards group operations in the industry[140]. - The company is exploring potential acquisitions to enhance its market position, targeting firms with complementary technologies[188]. Technology and Innovation - The company is actively investing in new product development and technological advancements to stay competitive in the market[187]. - The company is exploring advanced financial technologies to improve the accuracy and effectiveness of its digital services[140]. - The company plans to continue increasing its information technology investments in 2025, focusing on enhancing digital transformation capabilities[175].