由中信证券股份有限公司转来的《关于中国能源建设股份有限公司向特定对 象发行股票申请文件的审核问询函》（上证上审（再融资）〔2023〕402 号，以 下简称审核问询函）奉悉。我们已对审核问询函所提及的中国能源建设股份有限 公司（以下简称中国能建或公司）财务事项进行了审慎核查，现汇报如下。 一、关于融资规模与效益测算 目 录 | 一、关于融资规模与效益测算…………………………………第 | | 1—44 | 页 | | --- | --- | --- | --- | | 二、关于应收款项及存货…………………………………… | 第 | 44—72 | 页 | | 三、关于财务性投资………………………………………… | 第 | 72—102 | 页 | | 四、关于其他………………………………………………… | 第 | 102—110 | 页 | | 五、执业资质证书…………………………………………… | 第 | 111—114 | 页 | 关于中国能源建设股份有限公司 申请向特定对象发行股票的审核问询函中 有关财务事项的说明 天健函〔2023〕1-89 号 上海证券交易所： 根据申报材料，发行人本次向特定对象发行股票 ...

股票简称：中国能建 股票代码：601868.SH 关于中国能源建设股份有限公司 向特定对象发行股票申请文件的 审核问询函的回复 保荐人（主承销商） 广东省深圳市福田区中心三路 8 号卓越时代广场（二期）北座 上海证券交易所： 中国能源建设股份有限公司（以下简称"发行人"、"公司"或"中国能建"） 于 2023 年 6 月 12 日收到上海证券交易所（以下简称"上交所"）出具的《关于 中国能源建设股份有限公司向特定对象发行股票申请文件的审核问询函》（上证 上审（再融资）〔2023〕402 号），中信证券股份有限公司（以下简称"中信证券" 或"保荐人"）作为公司本次向特定对象发行股票的保荐人（主承销商），会同发 行人及发行人律师北京市嘉源律师事务所（以下简称"发行人律师"）和申报会 计师天健会计师事务所（特殊普通合伙）（以下简称"申报会计师"）等相关方， 本着勤勉尽责、诚实守信的原则，就《反馈意见》所列示的问题逐项进行了核查、 落实和认真讨论，现回复如下，请予审核。 本回复报告中的字体代表以下含义： | 反馈意见所列问题 | 黑体（加粗） | | --- | --- | | 对问题的回答 | 宋体（不加粗） | ...

中国能源建设股份有限公司 2023 年度向特定对象发行 A 股股票 募集说明书 （二次修订稿） 保荐人（主承销商） 广东省深圳市福田区中心三路 8 号卓越时代广场（二期）北座 联席主承销商 128 号前海深港基金小镇 B7 栋 401 北京市朝阳区建国门外大街 1 号国贸大厦 2 座 27 层及 28 层 深圳市前海深港合作区南山街道桂湾五路 二〇二三年八月 股票简称：中国能建 股票代码：601868.SH 声 明 本公司及全体董事、监事、高级管理人员承诺本募集说明书内容真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，按照诚信原则履行承诺，并承担相应的法律 责任。 中国能源建设股份有限公司 2023 年度向特定对象发行 A 股股票募集说明书 公司负责人、主管会计工作负责人及会计机构负责人保证募集说明书中财务会计资 料真实、完整。 中国证券监督管理委员会、上海证券交易所对本次发行所作的任何决定或意见，均 不表明其对申请文件及所披露信息的真实性、准确性、完整性作出保证，也不表明其对 发行人的盈利能力、投资价值或者对投资者的收益作出实质性判断或保证。任何与之相 反的声明均属虚假不实陈述。 根据《证券法》的 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其 準確性或完整性亦不發表任何聲明，並表明概不就因本公告全部或任何部份內容而產生 或因倚賴該等內容而引致的任何損失承擔任何責任。 CHINA ENERGY ENGINEERING CORPORATION LIMITED* 3996 董事會會議通告 中國能源建設股份有限公司（「本公司」）董事會（「董事會」）謹此宣佈，本公司將於二零二 三年八月三十日（星期三）舉行董事會會議，藉以（其中包括）批准本公司及其附屬公司截 至二零二三年六月三十日止六個月的中期業績及其發佈。 承董事會命 中國能源建設股份有限公司 董事長 宋海良 中國，北京 2023年8月16日 於本公告日期，本公司執行董事為宋海良先生、孫洪水先生及馬明偉先生；非執行董事 為李樹雷先生、劉學詩先生及司欣波先生；及獨立非執行董事為趙立新先生、程念高先 生及魏偉峰博士。 * 僅供識別 ...

吴春利先生、周厚贵先生确认与公司董事会和公司无不同意见， 亦不存在公司股东需要知悉有关其退休离任的其他事宜。公司及董事 会对于吴春利先生、周厚贵先生担任公司副总经理期间为公司改革发 展管理等各方面工作作出的贡献表示衷心的感谢。 证券代码：601868 股票简称：中国能建 编号：临 2023-043 中国能源建设股份有限公司 关于高级管理人员退休离任的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性 承担法律责任。 中国能源建设股份有限公司（以下简称公司）第三届董事会第二 十六次会议以通讯表决的方式，一致通过《关于调整公司高级管理人 员的议案》，吴春利先生、周厚贵先生因达到法定退休年龄，不再担 任公司副总经理。本次会议，应参与表决董事9人，实际参与表决董 事9人，有关议案的审议符合《公司法》及《公司章程》的规定。 公司独立董事赵立新、程念高、魏伟峰发表了独立意见：上述公 司高级管理人员退休离任事项符合有关法律、法规及《公司章程》的 规定，同意董事会决议。 特此公告。 - 1 - 中国能源建设股份有限公司董事会 2023 年 8 月 11 ...

证券代码：601868 股票简称：中国能建 编号：临 2023-042 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性 承担法律责任。 一、担保情况概述 恒远水泥外资有限公司（以下简称项目公司）由中国葛洲坝集团 海外投资有限公司、中国葛洲坝集团水泥有限公司及甘肃恒亚水泥有 限公司分别持股55%：40%：5%。项目公司拟在乌兹别克斯坦撒马尔 - 1 - 计划调整涉及的被担保人为中国能源建设股份有限公司（以 下简称公司）的间接控股子公司恒远水泥外资有限公司(ИП ООО HENGYUAN CEMENT)； 公司年度对外担保计划（详见公司在上海交易所网站的相关 公告）中对恒远水泥外资有限公司的担保金额人民币 16.29 亿 元不变，担保人由中国葛洲坝集团海外投资有限公司和中国 葛洲坝集团水泥有限公司调整为中国葛洲坝集团有限公司； 截至公告日，公司无逾期对外担保； 本次调整属于股东大会已批准的年度对外担保计划内调整， 无需再次提交公司董事会、股东大会审议批准 罕州的卡塔库尔干市投资新建一条7500t/d新型干法熟料水泥生产线 及配套设施（以下简称项 ...

证券代码：601868 股票简称：中国能建 编号：临2023-041 中国能源建设股份有限公司 关于接待机构投资者调研活动的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完 整性承担法律责任。 一、机构调研情况 1.调研时间：2023年7月28日（星期五） 2.调研形式：现场参观调研+座谈交流 3.调研地点：湖北应城300MW级压缩空气储能电站示范项目 4.调研机构（排名不分先后）：广发证券、天风证券、中车资 本、中邮人寿、中金公司、中信证券、中信建投、中信保诚、中泰 证券、长江证券、东吴证券、民生加银、华泰证券、华泰柏瑞、国 投创益、国信证券、国家绿色发展基金、国盛证券、创金合信、江 苏瑞华投资、远卓投资、信达资产、前海开源、海通证券、山东土 地集团私募基金、湖南湘投私募基金等 5.公司接待人员：有关部门和子企业负责人 二、调研主要内容 （一）现场调研 分析师和机构投资者现场调研了公司所属中能建数字科技集团 有限公司应城300MW级压缩空气储能电站示范项目，实地了解压缩 空气储能电站运行原理和项目整体工程进展等情况。 （二）座谈交流 1. ...

Financial Performance - The company's operating revenue for Q1 2023 was RMB 88,515,555, representing a year-on-year increase of 24.19%[4] - The net profit attributable to shareholders for Q1 2023 was RMB 1,131,371, an increase of 17.83% compared to the same period last year[4] - The net profit attributable to shareholders after deducting non-recurring gains and losses was RMB 1,022,782, reflecting a growth of 22.12% year-on-year[4] - The basic earnings per share for Q1 2023 was RMB 0.025, up by 19.05% from the previous year[5] - The company reported a net profit margin improvement, with net income figures to be detailed in future reports[22] - Net profit for Q1 2023 was ¥1,848,532, an increase from ¥1,781,852 in Q1 2022, representing a growth of approximately 3.7%[23] - The company reported a total comprehensive income of CNY 1,979,912 thousand for Q1 2023, compared to CNY 1,684,830 thousand in Q1 2022[59] Revenue Breakdown - The renewable energy and integrated smart energy business generated RMB 22.02 billion in revenue, a 34.4% increase compared to the previous year[12] - Traditional energy business revenue was RMB 28.98 billion, showing an 18.0% year-on-year growth[12] - The comprehensive transportation business reported revenue of RMB 10.91 billion, marking a 37.2% increase year-on-year[12] - In Q1 2023, the company achieved a new contract amount of RMB 297.71 billion, a year-on-year increase of 22.0%[11] - The company signed significant international contracts worth RMB 76.93 billion, a 28.5% increase year-on-year[13] - The domestic market saw new contracts worth RMB 220.79 billion, reflecting a 19.9% year-on-year growth[13] Assets and Liabilities - The total assets at the end of Q1 2023 amounted to RMB 698,388,451, an increase of 5.12% from the end of the previous year[5] - Total liabilities amounted to ¥526,066,893, an increase from ¥496,864,910 in the previous period, representing a growth of 5.5%[21] - The total current assets as of March 31, 2023, amounted to RMB 407.94 billion, compared to RMB 378.75 billion at the end of 2022[17] - The total equity attributable to shareholders increased to ¥103,337,656 from ¥101,893,661, reflecting a growth of 1.4%[21] Cash Flow - The net cash flow from operating activities was negative at RMB -15,450,431, indicating a significant cash outflow[4] - The financing activities generated a cash flow increase of 46.03%, attributed to business growth and increased financing needs[8] - The net cash inflow from financing activities was 19,945,297, up from 13,658,513 in the previous period, showing a significant increase[28] - The cash flow from operating activities was significantly impacted by cash payments to employees totaling 7,994,669, compared to 6,996,170 previously[26] Research and Development - Research and development expenses increased by 39.58%, primarily due to increased investment in technology[7] - The company invested RMB 12.87 billion in R&D during the reporting period, representing a year-on-year increase of 39.58%[15] - The company received 447 patent authorizations during the reporting period[15] Strategic Initiatives - The company is actively pursuing the construction of a world-class enterprise, with a focus on high-quality development and innovation[14] - Major industrial demonstration projects are progressing well, including the completion of the Anhui high-altitude wind power generation project[14] - The company has initiated the construction of the "East Data West Computing" integrated smart zero-carbon big data industrial park project in Gansu[15] - The company plans to raise up to RMB 15 billion through a private placement of A-shares to fund multiple projects, including the integrated green electricity demonstration project in Hami[15] Shareholder Information - The company reported a total of 449,752 ordinary shareholders at the end of the reporting period[9] - The largest shareholder, China Energy Construction Group Co., Ltd., holds 44.82% of the shares, totaling 18,686,568,022 shares[9]

Financial Performance - Operating revenue for Q1 2023 reached RMB 88,515,555, representing a year-on-year increase of 24.19%[5] - Net profit attributable to shareholders was RMB 1,131,371, reflecting a growth of 17.83% compared to the same period last year[5] - Net profit attributable to shareholders after deducting non-recurring gains and losses was RMB 1,022,782, up by 22.12% year-on-year[5] - Basic earnings per share for the quarter was RMB 0.025, which is a 19.05% increase compared to the same period last year[6] - Total operating revenue for Q1 2023 reached RMB 88,515,555, an increase of 24.2% compared to RMB 71,275,956 in Q1 2022[20] - Total operating costs for Q1 2023 were RMB 86,163,515, up from RMB 69,231,009 in Q1 2022, reflecting a growth of 24.5%[20] - Net profit for Q1 2023 was RMB 1,848,532, representing an increase of 3.7% from RMB 1,781,852 in Q1 2022[20] - The company reported a gross profit of RMB 2,352,040 for Q1 2023, up from RMB 2,044,947 in Q1 2022, indicating a growth of 15.0%[20] - Total comprehensive income for the period reached 1,979,912, an increase from 1,684,830 in the previous year[21] Assets and Liabilities - The total assets at the end of the reporting period amounted to RMB 698,388,451, an increase of 5.12% from the end of the previous year[6] - The company's total current assets as of March 31, 2023, amounted to RMB 407.94 billion, compared to RMB 378.75 billion as of December 31, 2022[16] - The company’s total liabilities reached RMB 526,066,893 in Q1 2023, compared to RMB 496,864,910 in Q1 2022, indicating an increase of 5.8%[18] - Long-term borrowings increased to RMB 144,812,143 in Q1 2023 from RMB 132,123,527 in Q1 2022, reflecting a growth of 9.3%[18] - Total liabilities increased, with cash received from borrowings amounting to 32,028,659, up from 20,324,774[24] Cash Flow - The net cash flow from operating activities was negative at RMB -15,450,431, indicating a significant cash outflow during the quarter[6] - Cash received from sales of goods and services amounted to 76,738,036, up from 63,305,092 year-over-year[23] - Net cash flow from investing activities was -5,526,382, compared to -3,416,429 in the previous year[24] - Cash and cash equivalents at the end of the period totaled 62,838,176, down from 48,126,314 year-over-year[24] - The company reported a net increase in cash and cash equivalents of -1,162,763, compared to -4,077,467 in the previous year[24] Research and Development - Research and development expenses increased by 39.58%, primarily due to increased investment in technology[8] - The company invested RMB 12.87 billion in R&D during the reporting period, representing a year-on-year increase of 39.58%[15] - Research and development expenses increased to RMB 1,286,788 in Q1 2023, compared to RMB 921,895 in Q1 2022, marking a rise of 39.6%[20] Business Segments - Revenue from the new energy business reached RMB 22.02 billion, marking a 34.4% increase year-on-year[13] - Traditional energy business revenue was RMB 28.98 billion, with an 18.0% year-on-year growth[13] - Comprehensive transportation business revenue grew to RMB 10.91 billion, a 37.2% increase compared to the previous year[13] - The real estate business reported revenue of RMB 7.49 billion, up 25.0% year-on-year[13] Market and Development - The company actively conducted over 40 high-end marketing activities across more than 20 provinces, enhancing brand visibility[14] - The international business development showed positive trends, seizing opportunities in the post-pandemic era[14] - The company is actively exploring new models for integrated development of energy and data, with significant projects underway in Gansu and Shandong[15] - The company aims to build a world-class enterprise and has been included in the list of demonstration enterprises by the State-owned Assets Supervision and Administration Commission[15] - The company is preparing for the issuance of A-shares to raise up to RMB 150 billion for various investment projects[15] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 449,752[9] - Basic and diluted earnings per share increased to 0.025 from 0.021 in the previous year[21] Challenges and Outlook - The company reported a significant decrease in cash flow compared to the previous period[31] - The company’s financial performance reflects challenges in the current market environment[31]

证券代码：601868 证券简称：中国能建 公告编号：临 2023-025 重要内容提示： 中国能源建设股份有限公司 会议召开时间： 关于召开 2022 年度业绩暨现金分红说明会的公告 2023 年 4 月 24 日(星期一)上午 10:00-11:30 本公司董事会及全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和 完整性承担法律责任。 会议召开地点： 上证路演中心（网址：http://roadshow.sseinfo.com/） 价值在线（网址：www.ir-online.cn） 会议召开方式：视频直播和网络互动 价值在线（网址：www.ir-online.cn） （三）召开方式：视频直播和网络互动 投资者可于：2023 年 4 月 17 日(星期一)至 4 月 21 日(星 期五)16:00 前登录上证路演中心网站首页点击"提问预征集" 栏目或者 2023 年 4 月 19 日(星期三)17:00 前通过公司邮箱 zgnj3996@ceec.net.cn 进行提问，公司将在说明会上对投资者 普遍关注的问题进行回答。 中国能源建设股份有限公司（以下简称公司） ...