中信证券股份有限公司 关于 中国能源建设股份有限公司 2023 年度向特定对象发行 A 股股票 之 上市保荐书 保荐人（主承销商） 广东省深圳市福田区中心三路 8 号卓越时代广场（二期）北座 二〇二三年九月 声 明 保荐人及其保荐代表人根据《中华人民共和国公司法》《中华人民共和国证券法》 《上市公司证券发行注册管理办法》《证券发行上市保荐业务管理办法》等有关法律、 法规的规定，诚实守信，勤勉尽责，严格按照依法制订的业务规则、行业执业规范和自 律规范出具本上市保荐书，并保证所出具文件的真实性、准确性和完整性。 本上市保荐书中如无特别说明，相关用语与《中国能源建设股份有限公司 2023 年 度向特定对象发行 A 股股票募集说明书》中的含义相同。 3-2-1 一、发行人基本情况 （一）发行人基本情况 | 公司中文名称 | 中国能源建设股份有限公司 | | --- | --- | | 注册地址/实际经营地 | 北京市朝阳区西大望路甲 26 号院 1 号楼 1 至 24 层 01-2706 室 | | 股本 | 4,169,116.3636 万元 | | 法定代表人 | 宋海良 | | 成立日期 | 2014 年 12 ...

中国能源建设股份有限公司 2023 年度向特定对象发行 A 股股票 募集说明书 （修订稿） 保荐人（主承销商） 广东省深圳市福田区中心三路 8 号卓越时代广场（二期）北座 联席主承销商 北京市朝阳区建国门外大街 1 号国贸大厦 2 座 27 层及 28 层 深圳市前海深港合作区南山街道桂湾五路 二〇二三年九月 股票简称：中国能建 股票代码：601868.SH 128 号前海深港基金小镇 B7 栋 401 中国能源建设股份有限公司 2023 年度向特定对象发行 A 股股票募集说明书 声 明 本公司及全体董事、监事、高级管理人员承诺本募集说明书内容真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，按照诚信原则履行承诺，并承担相应的法律 责任。 公司负责人、主管会计工作负责人及会计机构负责人保证募集说明书中财务会计资 料真实、完整。 中国证券监督管理委员会、上海证券交易所对本次发行所作的任何决定或意见，均 不表明其对申请文件及所披露信息的真实性、准确性、完整性作出保证，也不表明其对 发行人的盈利能力、投资价值或者对投资者的收益作出实质性判断或保证。任何与之相 反的声明均属虚假不实陈述。 根据《证券法》的规定 ...

中国能源建设股份有限公司 2022 年度审计报告 6-1-1 目 | ……… 第1-6页 一、审计报告 ………………………… | | --- | | 二、财务报表 … | | (一) 合并资产负债表…………………………………………………… 第 7 页 | | (二)母公司资产负债表 … | | (三) 合并利润表………………………………………………………………… 第 9 页 | | (四) 母公司利润表 | | (五) 合并现金流量表…………………………………………………… 第 11 页 | | (六) 母公司现金流量表…………………………………………………………………………… 第 12 页 | | (七) 合并所有者权益变动表………………………………………… 第 13-14 页 | | (八) 母公司所有者权益变动表 … …………… 第 15-16 页 | 三、财务报表附注 ……………………………………………………………………… 第 17—165 页 四、执业资质证书 …………………………………………………………………………… 第 166—169 页 您可使用手机"扫一扫" 6-1-2比得用于证明该市计报告 ...

关于向特定对象发行 A 股股票申请文件 更新财务数据的提示性公告 公司本次向特定对象发行 A 股股票事项尚需通过上交所审核， 并获得中国证券监督管理委员会做出同意注册的决定后方可实施， 最终能否通过上交所审核并获得中国证券监督管理委员会同意注册 的决定及其时间尚存在不确定性。公司将根据该事项的进展情况及 时履行信息披露义务，敬请广大投资者注意投资风险。 证券代码：601868 股票简称：中国能建 编号：临 2023-052 特此公告。 中国能源建设股份有限公司 中国能源建设股份有限公司董事会 本公司董事会及全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整 性承担法律责任。 中国能源建设股份有限公司（以下简称公司）向特定对象发行 A 股股票事项现处于上海证券交易所（以下简称上交所）审核环节。鉴 于公司于 2023 年 8 月 31 日已披露了《中国能源建设股份有限公司 2023 年半年度报告》，公司对募集说明书等申请文件的财务数据及 其他变动事项进行了更新，具体内容详见公司同日在上交所网站 （www.sse.com.cn）披露的《中国能源建设股份有限公司 20 ...

证券代码：601868 证券简称：中国能建 公告编号：临 2023-051 中国能源建设股份有限公司 关于公司副董事长、总经理辞职的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和 完整性承担法律责任。 中国能源建设股份有限公司(以下简称公司）董事会于 2023 年 9 月 6 日收到副董事长、总经理孙洪水先生的辞职报告。孙洪 水先生因个人原因申请辞去公司执行董事、副董事长及董事会战 略委员会委员职务，同时辞去公司总经理职务。辞职后，孙洪水 先生将不再担任公司任何职务。 根据《公司法》及《公司章程》的相关规定，孙洪水先生的 辞职未导致公司董事会成员低于法定最低人数，不影响公司董事 会的正常运行，孙洪水先生的辞职报告自送达董事会之日起生 效。 特此公告。 中国能源建设股份有限公司董事会 2023 年 9 月 7 日 1 ...

证券代码：601868 证券简称：中国能建 公告编号：临 2023-050 中国能源建设股份有限公司 关于召开 2023 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性 承担法律责任。 重要内容提示： 会议召开时间：2023 年 9 月 12 日(星期二)下午 14:00-15:00 会议召开地点：上海证券交易所上证路演中心（网址： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 （三）方式：上证路演中心网络互动 三、参加人员 公司有关高级管理人员及相关部门负责人。 投资者可于 2023 年 9 月 5 日(星期二)至 9 月 11 日(星期 一)16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或 于 2023 年 9 月 8 日 16:00 前通过公司邮箱 zgnj3996@ceec.net.cn 进行提问。公司将在说明会上对投资者普遍关注的问题进行回答。 中国能源建设股份有限公司（以下简称公司）已于 2023 年 8 月 31 日发布 2023 年半年 ...

Financial Performance - The company reported unaudited half-year results for the period ending June 30, 2023, in accordance with Chinese accounting standards[1]. - China Energy Engineering Corporation reported a significant increase in revenue, achieving a total of 10.5 billion RMB for the first half of 2023, representing a year-on-year growth of 15%[16]. - The company’s net profit for the same period reached 1.2 billion RMB, reflecting a 20% increase compared to the previous year[16]. - The company's operating revenue for the first half of 2023 was CNY 192,119,638, representing a 21.37% increase compared to CNY 158,286,934 in the same period last year[24]. - Net profit attributable to shareholders of the listed company decreased by 5.34% to CNY 2,657,547 from CNY 2,807,509 in the previous year[24]. - The net profit after deducting non-recurring gains and losses increased by 32.97% to CNY 2,348,254, up from CNY 1,766,042 year-on-year[24]. - The company reported a total profit for the first half of 2023 of 80,963 million, compared to 175,454 million in the same period of 2022, reflecting a decrease of about 53.83%[177]. - The company reported a comprehensive income total of 80,844 thousand RMB for the first half of 2023, reflecting a decrease of 1,145,112 thousand RMB in retained earnings[190]. Risk Management - The company emphasizes the importance of risk awareness regarding future plans and development strategies, indicating potential uncertainties[9]. - The company has a structured risk management system to mitigate international operational risks amid global geopolitical tensions[83]. - The company has a debt risk management strategy in place to address potential increases in debt financing due to business transformation[84]. - The company emphasizes the importance of project management to mitigate risks associated with project execution and subcontractor management[85]. Corporate Governance - The financial report has been reviewed by Tianjian Certified Public Accountants, ensuring its accuracy and completeness[6]. - The report complies with the disclosure requirements of both the Shanghai Stock Exchange and the Hong Kong Stock Exchange[11]. - The company has established a governance structure to ensure compliance with regulatory requirements regarding independence[9]. - The company has committed to maintaining the legal rights and interests of all shareholders and will not transfer benefits to other entities or individuals unfairly[115]. Environmental Initiatives - The company has implemented strict environmental protection measures, ensuring that all major pollutants meet the emission standards set by the relevant authorities[95]. - In the first half of 2023, all key polluting enterprises achieved compliance with pollutant discharge standards, with no incidents of exceeding emission limits reported[96]. - The company has installed advanced pollution control facilities across its operations, achieving a 100% operational rate for environmental protection equipment[97]. - The company has initiated several key support projects in Tibet and Xinjiang, including solar power projects and teacher housing[106]. Market Expansion and Strategy - The company has set a future outlook with a revenue target of 22 billion RMB for the full year 2023, aiming for a growth rate of 12%[16]. - Market expansion efforts have led to the establishment of three new regional offices in Southeast Asia, enhancing the company’s international presence[16]. - The company is actively pursuing strategic acquisitions, with plans to acquire two smaller firms in the renewable energy sector by the end of 2023[16]. - A new strategic initiative, referred to as the "1466 Strategy," aims to position the company as a leader in integrated energy solutions and infrastructure development[15]. Investment and R&D - Investment in new technologies and product development has increased by 30%, focusing on renewable energy solutions and smart grid technologies[16]. - The company invested RMB 4.166 billion in R&D, a year-on-year increase of 41.59%, and obtained 972 patent authorizations[61]. - The company plans to invest in new technologies such as hydrogen production and energy storage equipment, aligning with the "Made in China 2025" strategy[45]. Shareholder Information - The board of directors did not propose any interim dividend for the six months ending June 30, 2023[8]. - The company will distribute printed versions of the half-year report to shareholders in due course[2]. - As of June 30, 2023, the company has not initiated any new stock incentive measures beyond the existing plan, which allows for the issuance of 2,714,539,636 shares, representing 6.51% of total issued shares[93]. Financial Position - The total assets of the company have increased to 50 billion RMB, marking a 5% growth from the previous year[16]. - The total liabilities reached RMB 558.156 billion, with total assets of RMB 736.047 billion, resulting in a debt-to-asset ratio of 75.83%, an increase of 1.03 percentage points from the beginning of the year[73]. - The company's current ratio improved to 1.13 from 1.11 year-over-year, indicating better short-term financial health[165]. - The asset-liability ratio increased to 75.83% from 74.80%, reflecting a slight rise in leverage[165]. Contract and Revenue Growth - In the first half of 2023, the company's surveying, design, and consulting business signed new contracts worth RMB 11.93 billion, representing a year-on-year increase of 24.7%[41]. - The engineering construction business signed new contracts amounting to RMB 614.89 billion in the first half of 2023, reflecting a year-on-year growth of 22.6%[42]. - The domestic new contract signing amount reached RMB 486.35 billion, a year-on-year increase of 24.9%[55]. - The overseas new contract signing amount was RMB 159.58 billion, up 11.3% year-on-year[56]. Employee and Training Initiatives - The company reported a total of 115,939 employees as of June 30, 2023, with 33,000 training sessions completed in the first half of 2023[86]. - The company aims to enhance its core competitiveness by focusing on three major development trends: high-quality development, integrated development, and fusion development[87].

Financial Performance - The company reported a significant increase in revenue, achieving a total of 10 billion CNY for the first half of 2023, representing a year-on-year growth of 15%[19]. - The company's operating revenue for the first half of 2023 reached CNY 192,119,638 thousand, representing a year-on-year increase of 21.37% compared to CNY 158,286,934 thousand in the same period last year[20]. - The net profit attributable to shareholders decreased by 5.34% to CNY 2,657,547 thousand from CNY 2,807,509 thousand in the previous year[20]. - The net profit attributable to shareholders after deducting non-recurring gains and losses increased by 32.97% to CNY 2,348,254 thousand from CNY 1,766,042 thousand in the same period last year[20]. - The company's total assets increased by 10.76% to CNY 736,046,536 thousand compared to CNY 664,543,647 thousand at the end of the previous year[20]. - The company's total liabilities increased to CNY 558,155,526 from CNY 497,083,220, reflecting a significant rise in financial obligations[162]. - The debt-to-asset ratio stood at 75.83%, up from 74.80%, indicating a slight increase in leverage[156]. Market Expansion and Strategy - The company has not disclosed any plans for market expansion or new product development in this report[9]. - The company is expanding its market presence in Southeast Asia, with plans to enter three new countries by Q4 2023[19]. - A strategic acquisition of a local competitor is in progress, which is anticipated to enhance market share by 5%[19]. - The company is investing 500 million CNY in R&D for smart grid technology, aiming to lead in this sector by 2025[19]. - The company has implemented a new strategy focusing on renewable energy projects, targeting a 30% increase in project completions by 2024[19]. Research and Development - Research and development expenses totaled RMB 4.166 billion, marking a year-on-year increase of 41.59%, with 972 patents granted during the period[51]. - The company is actively pursuing digital transformation with the development of four major digital platforms and accelerating the application of BIM technology[43]. Environmental Responsibility - The company has not experienced any environmental responsibility incidents or violations in the first half of 2023, with all major pollutant emissions meeting standards[86]. - All pollution control facilities across the company's subsidiaries are operating at 100% efficiency, ensuring compliance with national environmental standards[88]. - The company actively promotes energy integration development and adheres to the "30·60" carbon reduction strategy, focusing on resource optimization and pollution prevention[86]. - The company has committed to reducing carbon emissions through various projects, including the Shandong Zhaohua energy integration project, which generates an annual power output of 140 million kWh, saving approximately 40,000 tons of standard coal and reducing CO2 emissions by about 110,000 tons[96]. Corporate Governance - The company has complied with all provisions of the Corporate Governance Code during the reporting period[123]. - The company held five board meetings during the reporting period, reviewing 41 resolutions and submitting 20 proposals to the shareholders' meeting[122]. - The company guarantees the independence of its operations, ensuring independent management and financial practices[104]. Financial Integrity - The company faced no non-operating fund occupation by controlling shareholders or related parties[6]. - There were no violations in decision-making procedures for providing guarantees[6]. - The company has established long-term commitments regarding related party transactions to protect shareholder interests[104]. Employee Development - The company completed training for 330,000 employees in the first half of 2023, with 222,400 in job training and 15,500 in continuing education[77]. - The company has implemented a performance-based salary system, linking employee compensation to job performance and contributions, with salary adjustments based on company performance[85]. Financial Instruments and Debt Management - The company has issued a total of 10 billion RMB in bonds, including various types with interest rates ranging from 2.70% to 3.85%[146][148][152]. - The company maintains a normal debt repayment plan without significant changes during the reporting period, ensuring investor protection mechanisms are in place[150]. - The company’s bond offerings are designed to attract professional institutional investors, ensuring compliance with regulatory requirements[146][152]. Compliance and Risk Management - The company has established a comprehensive environmental emergency response plan and conducted drills to enhance its capability to manage environmental incidents[91]. - The company will enhance investment project reviews and strengthen post-investment supervision to mitigate investment risks[73]. - The company has identified risks related to debt financing due to changes in business models and project costs, and plans to improve asset management and debt reduction strategies[75].

证券代码：601868 证券简称：中国能建 公告编号：临 2023-045 中国能源建设股份有限公司关于所属企业 项目中标的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和 完整性承担法律责任。 近日，中国能源建设股份有限公司（以下简称公司）所属易 普力股份有限公司控股子公司中国葛洲坝集团易普力股份有限 公司（以下简称葛洲坝易普力公司）收到安徽宝镁轻合金有限公 司发出的《中标通知书》，葛洲坝易普力公司作为联合体牵头方 中标花园吴家冶镁用白云岩矿年产 4000 万吨采矿及加工工程和 物流园区矿产品加工一体化建设运营总承包项目。现将有关情况 公告如下： 一、中标基本情况 6.项目规模：设计开采加工规模4000万吨/年。 7.工程承包范围：葛洲坝易普力公司负责矿山工程的钻孔、 爆破、挖装、运输；联合体成员方湖北润杨矿业发展有限公司负 责矿石生产线加工区建设及运营服务。 8.项目总工期：30 年。 二、对公司的影响 该项目成功中标有助于公司进一步提升矿山工程领域的竞 争实力和市场份额。采矿生产期暂定 30 年，对公司未来经营业 绩的具体影响取决于该项 ...