中国核能电力股份有限公司 关于中核财务有限责任公司的风险评估报告 根据《上海证券交易所上市公司自律监管指引第 5 号——交易与 关联交易》要求，中国核能电力股份有限公司（简称"中国核电"或"公 司"）通过查验中核财务有限责任公司（以下简称"中核财务"）《金 融许可证》《营业执照》等资料及相关财务资料，对中核财务的经营 资质、业务和风险状况进行了评估，具体情况报告如下： 一、中核财务有限责任公司简介 中核财务隶属中国核工业集团有限公司，是由中国核工业集团有 限公司及其部分成员单位共同出资设立的非银行金融机构，经中国人 民银行批复（银复〔1997〕249 号文），中核财务目前持有国家金融 监督管理总局北京监管局于 2023 年 8 月 23 日颁发的机构编码为 L0011H211000001 的金融许可证。中核财务目前持有北京市市场监督 管 理 局 于 2023 年 9 月 12 日 颁 发 的 统 一 社 会 信 用 代 码 为 91110000100027235R 的营业执照。 法定代表人：梁荣 注册资本： 438,582.00 万元 注册地址：北京市海淀区玲珑路 9 号院东区 10 号楼 7 至 8 层 经 ...

Financial Performance - The company's operating revenue for Q1 2024 was CNY 17,988,347,736.71, representing a year-on-year increase of 0.53%[4] - The net profit attributable to shareholders for Q1 2024 was CNY 3,058,910,909.24, an increase of 1.18% compared to the same period last year[4] - Total revenue for Q1 2024 reached RMB 17,988,347,736.71, a slight increase from RMB 17,893,494,221.82 in Q1 2023, reflecting a year-over-year growth of approximately 0.53%[22] - Basic earnings per share for Q1 2024 was 0.162 CNY, compared to 0.157 CNY in Q1 2023, indicating an increase of approximately 3.18%[25] - Total comprehensive income for Q1 2024 was 5,645,347,991.06 CNY, compared to 5,403,971,589.98 CNY in Q1 2023, reflecting an increase of approximately 4.48%[25] - The company reported a net profit of CNY -4.66 million for Q1 2024, compared to a net profit of CNY 48.01 million in Q1 2023, reflecting a significant decline[34] Cash Flow and Liquidity - The net cash flow from operating activities was CNY 9,483,193,668.69, showing a decrease of 1.06% year-on-year[4] - The company's cash and cash equivalents stood at RMB 17,868,224,049.57, significantly higher than RMB 9,773,819,118.86 from the previous period, indicating a growth of approximately 82.67%[19] - The net cash flow from operating activities for Q1 2024 was ¥9,483,193,668.69, a slight decrease from ¥9,584,826,921.88 in Q1 2023[27] - The cash flow from operating activities outflow totaled ¥11,158,111,340.43, compared to ¥10,047,191,101.35 in the previous year, reflecting an increase of approximately 11.1%[27] - The total cash and cash equivalents at the end of Q1 2024 amounted to ¥17,369,653,520.32, up from ¥19,704,275,432.88 at the end of Q4 2023[28] Assets and Liabilities - Total assets at the end of Q1 2024 reached CNY 565,701,367,672.15, reflecting a growth of 4.90% from the end of the previous year[5] - Total liabilities reached RMB 397,112,247,592.38, compared to RMB 376,469,247,784.67, reflecting an increase of about 5.06%[21] - Current assets totaled RMB 78,300,284,781.55 as of March 31, 2024, compared to RMB 68,240,332,727.60 at the end of 2023, indicating a growth of about 14.99%[19] - Non-current assets increased to RMB 487,401,082,890.60 from RMB 471,026,917,748.42, representing a growth of approximately 3.83%[20] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 290,962, with the largest shareholder holding 59.36% of the shares[11] - The total number of unrestricted circulating shares held by China National Nuclear Corporation is 11,209,263,209 shares, representing 59.36% of the total[14] - Zhejiang Energy Power Co., Ltd. holds 465,574,629 shares, accounting for 2.47% of the total[14] - China Securities Finance Corporation holds 465,406,674 shares, which is 2.46% of the total[14] Research and Development - Research and development expenses decreased by 75.5%, primarily due to project progress impacts[8] - The company has allocated significant resources towards research and development, particularly in data resources, with development expenditures reported at RMB 1,068,955,925.31[20] - The company’s research and development expenses were CNY 75.03 million, a notable increase from CNY 9.92 million in the previous year, indicating a focus on innovation[32] Investment Income - The company reported a significant increase in investment income by 68.11% due to higher returns from joint ventures[8] - The company reported an investment income of 65,746,026.52 CNY in Q1 2024, up from 39,109,051.76 CNY in Q1 2023, representing an increase of about 68.5%[24] Operating Costs - The total operating costs for Q1 2024 were 11,872,492,326.76 CNY, compared to 11,984,260,746.45 CNY in Q1 2023, indicating a decrease of approximately 0.93%[24] - Financial expenses for Q1 2024 were 1,685,809,849.24 CNY, down from 1,874,596,172.96 CNY in Q1 2023, a decrease of about 10.05%[24]

第四届监事会第十九次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 中国核能电力股份有限公司（以下简称公司）第四届监事会第十九次会议于 2024 年 4 月 25 日以现场方式召开。本次会议的通知及相关会议材料已于 2024 年 4 月 17 日由监事会办公室提交全体监事。本次会议应参会表决监事 4 人，实 际参会监事 4 人。会议的召集召开符合《公司法》和《公司章程》的规定，所作 决议合法有效。 | 证券代码：601985 | 证券简称：中国核电 公告编号：2024-020 | | --- | --- | | 债券代码：138547 | 债券简称：22 核电 Y2 | 中国核能电力股份有限公司 经与会监事审议，形成决议如下： 一、通过了《关于公司 2023 年度监事会工作报告（送审稿）的议案》 表决结果：同意票数 4 票；反对票数 0 票；弃权票数 0 票。 本议案需提交公司股东大会审议。 二、通过了《关于公司 2023 年度财务决算报告的议案》 表决结果：同意票数 4 票；反对票数 0 票；弃权票数 0 ...

中国核能电力股份有限公司 独立董事马恒儒 2023 年度述职报告 本人马恒儒，中国国籍，生于 1955 年，研究员级高级工程师， 自 2021 年 12 月 27 日起担任中国核电第四届董事会独立董事；历任 企业处长、副局长，部委巡视员、副司长，企业集团总经理助理、规 划部部长等。 报告期内，本人具备有关法律法规、监管规则及公司《独立董事 工作规定》关于担任公司独立董事应当具备的独立性，不存在前述规 则规定的不得担任公司独立董事的情形，且符合前述规则规定的各项 担任公司独立董事应当具备的条件。本人已于 2023 年度报告披露前 根据证监会《上市公司独立董事管理办法》对自身独立性进行了自查， 签署了《独立董事独立性自查情况报告》。本人承诺，在 2023 年度不 存在违反独立董事独立性的情况，并将在未来履职中持续自查，确保 符合任职要求。 二、独立董事年度履职情况 任职期间，本人亲自或委托出席了全部应参加的董事会、董事会 专门委员会会议，不存在连续两次未亲自参加会议情况，并列席了公 司股东大会。本人以勤勉态度谨慎行事，事前对各项议案认真了解、 审慎研究，充分发挥专业优势，与公司经营层及业务部门积极沟通， 参与公司 ...

Financial Performance - The net profit attributable to ordinary shareholders for 2023 is CNY 1,046,096.92 million, with a proposed cash dividend of CNY 1.95 per 10 shares, amounting to approximately CNY 368,224.05 million, which is 35.20% of the net profit[4]. - The company's operating revenue for 2023 was approximately ¥74.96 billion, representing a 5.15% increase compared to ¥71.29 billion in 2022[17]. - The net profit attributable to shareholders for 2023 was approximately ¥10.62 billion, a 17.91% increase from ¥9.01 billion in 2022[17]. - The total assets at the end of 2023 were approximately ¥539.27 billion, reflecting a 16.01% increase from ¥464.85 billion in 2022[17]. - The weighted average return on equity for 2023 was 12.19%, an increase of 0.85 percentage points from 11.34% in 2022[19]. - The basic earnings per share for 2023 was ¥0.554, an increase of 18.38% compared to ¥0.468 in 2022[19]. - The total profit reached 22.981 billion RMB, with a year-on-year increase of 17.43%[27]. - Net profit amounted to 19.411 billion RMB, reflecting an 18.92% year-on-year growth[27]. - The company maintained a debt-to-asset ratio of 69.81% and a return on equity of 12.19%[27]. Risk Management - The company emphasizes the importance of risk awareness regarding future plans and development strategies, advising investors to be cautious[5]. - The company has outlined potential risks in its future development, which are detailed in the management discussion section[6]. - The company is facing safety production risks due to complex nuclear reactor designs and ongoing project constructions, necessitating enhanced risk management and personnel training[120]. - Engineering management risks are present, with a need for improved construction quality assurance and oversight mechanisms[121]. - The company is addressing electricity marketing risks due to fluctuations in market prices influenced by new energy installations and coal price declines[122]. Corporate Governance - The company has received a standard unqualified audit report from Lixin Certified Public Accountants[3]. - The company has been recognized for its governance, ranking first in board evaluations for four consecutive years[54]. - The company maintains independence from its controlling shareholder, ensuring a complete and autonomous business operation[124]. - The company has a strong governance structure with independent directors and a diverse management team, which is crucial for its operational success[131]. - The company is actively engaging in corporate governance by electing new members to the board and supervisory committee[132]. Nuclear Power Operations - The company holds a 72% stake in Qinshan Nuclear Power Co., which is a significant subsidiary[9]. - The company is involved in multiple nuclear power projects, including Qinshan, Jiangsu, and Hainan nuclear power, with varying ownership stakes[9]. - The company is focused on developing advanced nuclear technologies, including the Hualong One and CP series reactors[9]. - The average utilization hours for the company's nuclear power units in 2023 was 7,852 hours, with an average capacity factor of 93.30%[92]. - The company has a total of 11 nuclear power units under construction, with a focus on high-quality and timely project completion[50]. Renewable Energy Initiatives - The installed capacity of renewable energy has increased to 18.516 million kW, with wind power at 5.9515 million kW and solar power at 12.5644 million kW, marking a 44.76% year-on-year growth[45]. - The company is actively exploring strategic emerging industries, including perovskite solar cells and energy storage[32]. - The company’s renewable energy generation accounted for over 10% of its total power generation in 2023, marking a historic milestone[44]. - The company has successfully advanced 95 photovoltaic projects, 25 wind power projects, and 4 energy storage projects, all on schedule or ahead of time[31]. Environmental Responsibility - The company reduced carbon dioxide equivalent emissions by 166,323,000 tons through clean energy generation and nuclear power generation[175]. - The company invested a total of 16.12 million yuan in poverty alleviation and rural revitalization projects, including donations for clean heating projects and educational facilities[180]. - The company was recognized as a "2023 Green Factory" by the Fujian Provincial Government for its environmental protection efforts[174]. - The company has implemented environmental monitoring plans in accordance with national standards, ensuring compliance with environmental limits[171]. Strategic Development - The company plans to focus on enhancing power generation capacity and lifespan extension in 2024, along with advancing nuclear energy technology and applications[75]. - The company aims to strengthen collaboration with universities and research institutions to promote the integration of production, learning, and research[75]. - The company is focusing on expanding its market presence and enhancing its product offerings through strategic appointments and leadership changes[132]. - The company is actively pursuing strategic new industries, including solar energy projects and energy storage, to expand its market presence[116]. Financial Transactions and Investments - The company signed five related transaction agreements with its controlling shareholder, China National Nuclear Corporation, covering potential daily related transactions[195]. - For the year 2023, the company executed related transactions amounting to ¥105.09 billion for procurement of goods and services, out of a maximum of ¥150 billion as per the agreement[196]. - The company has established a joint venture, Zhongke Datang Zhanghe Nuclear Power Co., Ltd., with China Datang Group Nuclear Power Co., Ltd. and Dalian State-owned Capital Management and Operation Co., Ltd.[199]. - The company plans to increase its stake in Zhongke Leasing Investment Co., Ltd. from 6.46% to 13.61% through an investment of ¥5 billion as part of a total investment of ¥18 billion[200].

中国核能电力股份有限公司 独立董事录大恩 2023 年度述职报告 作为中国核能电力股份有限公司（以下简称中国核电或公司）现 任独立董事，董事会风险与审计委员会主席、战略与投资委员会和提 名、薪酬与考核委员会委员会委员，于报告期内，本人严格遵守《公 司法》《证券法》、中国证券监督管理委员会（中国证监会）《上市公 司治理准则》《上市公司独立董事管理办法》、公司股票上市地股票上 市规则等法律法规、规范性文件以及本公司《公司章程》《独立董事 工作规定》等相关要求，持续保持独立性，忠实履行独立董事的职责， 积极参与公司重大事项决策，客观、公正、审慎地发表意见，充分发 挥独立董事的作用，维护公司整体利益和全体股东特别是中小股东利 益。 现将本人 2023 年度履职情况汇报如下： 一、基本情况 本人录大恩，中国国籍，生于 1960 年，一级高级会计师，自 2021 年 12 月 27 日起担任中国核电第四届董事会独立董事；目前兼任航空 工业集团科技委委员、中国航发动力控制股份有限公司独立董事，历 任企业财务处处长，副总会计师，副厂长，厂长；企业集团总经理、 副董事长、董事长等。 报告期内，本人具备有关法律法规、监管规则及公 ...

中信证券股份有限公司 关于中国核能电力股份有限公司 2023 年度募集资金存放与实际使用情况的专项核查意见 1 2、2020 年非公开发行普通股 经中国证券监督管理委员会证监许可〔2020〕2773 号文核准，并经上海证 券交易所同意，本公司由联席主承销商中信证券和中国国际金融股份有限公司采 用代销方式，向特定对象非公开发行人民币普通股（A 股）股票 1,890,547,263 股，发行价为每股人民币 4.02 元，共计募集资金 760,000.00 万元，坐扣承销和 保荐费用 77.90 万元（含税，不含税金额为 73.49 万元）后的募集资金为 759,922.10 万元，已由联席主承销商中信证券于 2020 年 12 月 21 日汇入本公司募集资金监 管账户。另减除律师费、审计费、发行手续费等与发行权益性证券直接相关的新 增外部费用 169.72 万元（不含税）后，公司本次募集资金净额为 759,756.79 万 元。上述募集资金到位情况业经天健会计师事务所（特殊普通合伙）验证，并由 其出具《验资报告》（天健验〔2020〕1-189 号）。 （二）募集资金管理情况 1、2019 年公开发行可转换公司债 ...

中国核能电力股份有限公司董事会风险与审计委员会 对立信会计师事务所履行监督职责情况报告 根据《审计业务约定书》，立信会计师事务所（特殊普通合 伙）（以下简称立信）对中国核能电力股份有限公司（以下简称 中国核电或公司）及控股子公司2023年度财务报表进行了审计， 包括公司及控股子公司2023年12月31日资产负债表、2023年度 利润表、现金流量表、所有者权益变动表及财务报表附注等， 同时对公司控股股东及其他关联方资金占用情况，募集资金使 用情况以及根据相关法律、法规和规则要求的其他内容进行审 计并出具相应的审计报告。 （一）审阅立信提供的审计计划 2023年12月19日，中国核电组织召开2023年度审计工作计 划沟通会，独立董事与立信会计师就公司年度审计范围和时间 安排进行沟通，讨论了2023年审计工作的关键审计事项。要求 立信严格按照审计准则的各项要求开展审计工作，与公司和利 益相关方充分沟通，保证审计结果的客观、符合实际。 （二）审计过程监督 1．在立信进场审计前，风险与审计委员会认真审阅了公司 财务部门提供的未经审计的财务报表，出具了《关于公司2023年 报告第 1 页 未经审计的财务报表的审阅意见》， ...

中国核能电力股份有限公司 募集资金存放与使用情况专项报告的 鉴证报告 2023 年度 信会师报字[2024]第 ZG10968 号 您可使用手机"扫一扫"或进入"注册会计师行业线一监管平台（http://acc.mof.gov.cn） 中国核能电力股份有限公司 募集资金存放与使用情况专项报告的鉴证报告 (2023 年 1 月 1 日至 2023 年 12 月 31 日止） | | 目 录 | 页 | 次 | | --- | --- | --- | --- | | - | 募集资金存放与使用情况专项报告的鉴证报告 | | 1-2 | | ារ | 募集资金存放与实际使用情况专项报告 | | ી -રે | | 111 | 附表 | | 1-3 | 我们接受委托,对后附的中国核能电力股份有限公司(以下简称 "中国核电"） 2023年度募集资金存放与使用情况专项报告（以下简 称"募集资金专项报告"）执行了合理保证的鉴证业务。 一、董事会的责任 中国核电董事会的责任是按照中国证券监督管理委员会《上市公 司监管指引第2号——上市公司募集资金管理和使用的监管要求 (2022年修订)》（证监会公告〔2022〕15号）、《上 ...

日日 157 中国核能电力股份有限公司(以下简称"公司")第四届监事会第十九次会 议于 2024 年 4 月 25 日以现场方式召开。本次会议的通知及相关会议材料已于 2024年4月17日由监事会办公室提交全体监事。本次会议应参会表决监事４人， 实际参会监事 4 人。会议的召集召开符合《公司法》和《公司章程》的规定，所 作决议合法有效。 经与会监事审议,形成决议如下: 一、通过了《关于公司 2023 年度监事会工作报告〈送审稿〉的议案》 表决结果:同意票数 4 票;反对票数 0 票;弃权票数 0 票。 本议案需提交公司股东大会审议。 二、通过了《关于公司 2023 年度财务决算报告的议案》 表决结果:同意票数 4 票:反对票数 0 票; 弃权票数 0 票。 本议案需提交公司股东大会审议。 五、通过了《关于公司 2023 年度股利分配方案的议案》 表决结果：同意票数 4 票；反对票数 0 票；弃权票数 0 票。 经立信会计师事务所（特殊普通合伙）审计确认，截至 2023 年 12 月 31 日， 公司当年归属于上市公司普通股股东的净利润为 1,046,096.92 万元，累计可供上 市公司普通股股东分配利润为 ...