江苏琼宇仁方律师事务所 或者存在的事实,发表法律意见。 关于亚普汽车部件股份有限公司回购注销部分限制性股票的 法律意见书 【2023】 琼律(意)字第 0160 号 致:亚普汽车部件股份有限公司 江苏琼宇仁方律师事务所(以下简称"本所")接受亚普汽车部件股份有限 公司(以下简称"亚普股份"、"公司")委托,指派康辉律师、张良律师就公 司回购注销部分限制性股票相关事项,出具本法律意见书。 本所律师根据《中华人民共和国公司法》(简称"《公司法》")《中华人 民共和国证券法》(简称"《证券法》")《上市公司股权激励管理办法》(简 称"《管理办法》")、《国有控股上市公司(境内)实施股权激励试行办法》 (国资发分配【2006】175号,简称《试行办法》)、《关于规范国有控股上市 公司实施股权激励制度有关问题的通知》(国资发分配【2008】171 号,简称《171 号通知》)等法律法规、部门规章及规范性文件、以及《公司章程》《公司 2019 年限制性股票激励计划》(简称"《激励计划》")有关规定,按照律师行业公 认的业务标准、道德规范和勤勉尽责精神,对公司提供的有关文件进行了核查和 验证,为公司本次回购注销部分限制性股 ...

证券代码：603013 证券简称：亚普股份 公告编号：2023-041 关于公司副董事长辞职的公告 张海涛先生自 2011 年 6 月任公司副董事长以来，恪尽职守、勤勉尽责，为 公司规范运作、市场开拓、业务转型和可持续健康发展发挥了重要作用。公司董 事会对张海涛先生在任职期间所做的重大贡献表示衷心感谢！ 特此公告。 亚普汽车部件股份有限公司董事会 亚普汽车部件股份有限公司 2023 年 9 月 16 日 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 亚普汽车部件股份有限公司（以下简称公司）董事会于近日收到副董事长张 海涛先生的书面报告，张海涛先生因年龄原因，申请辞去公司董事会非独立董事、 副董事长及董事会战略委员会委员的职务。辞职后，张海涛先生不再担任公司任 何职务。 根据《公司法》《公司章程》等相关规定，张海涛先生的辞职未导致公司董 事会成员人数低于法定的最低人数，也不会影响公司董事会正常运作，其辞职报 告自送达董事会时生效。截至本公告日，张海涛先生未持有公司股份，也不存在 应当履行而未履行的承诺事项。 公司将尽快按照法定 ...

Financial Reporting and Compliance - The financial report is based on the actual transactions and events, prepared in accordance with the accounting standards issued by the Ministry of Finance[12]. - The company guarantees the authenticity, accuracy, and completeness of the semi-annual report[4]. - The report has not been audited, and the responsible persons have declared the financial report's integrity[6]. - The company confirmed that there are no non-operating fund occupations by controlling shareholders or other related parties[9]. - The company has not violated decision-making procedures for providing guarantees[9]. - The company did not establish a profit distribution plan or a capital reserve transfer plan for the reporting period[7]. - The financial statements are prepared on a going concern basis, with the accounting year running from January 1 to December 31[13]. Financial Assets and Liabilities - The company has classified its financial assets based on the business model and cash flow characteristics[20]. - The company classifies financial liabilities primarily at amortized cost, using the effective interest method for subsequent measurement[21]. - Financial assets are derecognized when the transfer meets the conditions for derecognition, with the difference between the carrying amount and the consideration received recognized in profit or loss[21]. - The fair value of financial assets and liabilities is determined using market prices, with a preference for Level 1 inputs when available[22]. - The company recognizes expected credit losses based on the original effective interest rate, considering all reasonable and supportable information[22]. - If the credit risk of a financial instrument has significantly increased since initial recognition, the company measures the loss provision based on the expected credit losses over the entire lifetime of the instrument[22]. - The company does not offset financial assets and liabilities unless specific criteria are met, including having a legally enforceable right to offset[22]. - Financial instruments classified as financial liabilities incur interest, dividends, gains, or losses recognized in profit or loss[22]. - The company will derecognize financial liabilities when the current obligations are fully or partially discharged[21]. - The company uses valuation techniques that are appropriate in the circumstances to measure fair value when market prices are not available[22]. - Financial liabilities are recognized at fair value when they are designated as such at initial recognition, with changes in fair value recognized in profit or loss[21]. Credit Risk Management - The company adopts a simplified model for expected credit losses on receivables, measuring loss provisions based on the expected credit losses over the entire duration of the financial instruments[24]. - For financial instruments where credit risk has not significantly increased since initial recognition, the company measures loss provisions based on expected credit losses over the next 12 months[25]. - The company categorizes receivables into different groups based on credit risk characteristics to estimate expected credit losses on a collective basis[25]. - For receivables with significant financing components, the company also uses the simplified model to measure loss provisions based on expected credit losses over the entire duration[24]. - The company assesses whether the credit risk of financial instruments has significantly increased since initial recognition at each balance sheet date[25]. - The company assumes that financial instruments with low credit risk have not experienced a significant increase in credit risk since initial recognition[25]. - The company applies different accounting treatments for financial instruments based on their credit risk stages: Stage 1, Stage 2, and Stage 3[25]. - The company considers all reasonable and supportable information, including forward-looking information, to estimate expected credit losses[25]. - The company has a policy to recognize loss provisions for receivables that are individually assessed for credit risk, such as those in dispute or litigation[25]. - The company prepares an aging schedule for accounts receivable to calculate expected credit losses based on historical credit loss experience and current conditions[25]. Market and Industry Performance - In the first half of 2023, global automotive sales are expected to reach 40.47 million units, a 21% increase compared to 2022[34]. - In China, new energy vehicle production and sales reached 3.788 million and 3.747 million units respectively, with year-on-year growth of 42.4% and 44.1%[34]. - The company's revenue increased by 3.15% year-on-year, while net profit attributable to shareholders grew by 7.99%, aligning with industry trends[38]. - The company ranks first in the Chinese passenger vehicle fuel system market and third globally[34]. - The global automotive thermal management product market is experiencing significant growth due to rising demands from hybrid, electric, and hydrogen vehicles[34]. - In the first half of 2023, China's GDP grew by 5.5%, contributing to a recovery in the automotive industry after a transitional period in Q1[80]. - In the first half of 2023, China's automobile production and sales reached 13.248 million and 13.239 million units, respectively, representing year-on-year growth of 9.3% and 9.8%[82]. - Passenger car production and sales were 11.281 million and 11.268 million units, with year-on-year increases of 8.1% and 8.8%[82]. Company Operations and Strategy - The company has established deep partnerships with major commercial vehicle manufacturers, including FAW Liberation and Chery Wanda, for hydrogen systems[36]. - The company has developed a lightweight composite battery pack cover that reduces overall weight and enhances electric vehicle range, securing multiple customer projects[36]. - The company is actively seeking mergers and acquisitions that align with its strategic development direction and enhance its technological capabilities[36]. - The company’s hydrogen storage systems have achieved industry-leading performance metrics, including high-pressure bottle testing certifications[36]. - The company has established 25 production bases globally, with 9 located overseas, facilitating rapid response to customer needs[39]. - The company focuses on the research, development, manufacturing, and sales of energy storage systems and thermal management systems, with major clients including Volkswagen, Audi, General Motors, and BYD[74]. - The company implements a "sales-driven production" model, ensuring timely supply based on customer orders[75]. - The company has established long-term stable relationships with suppliers, ensuring a reliable procurement process[75]. - The company is actively expanding into new markets and developing new products, ensuring that new products are launched as planned[81]. - The company has adopted refined management practices to enhance operational efficiency and reduce costs[81]. - The company plans to continue expanding its market presence and investing in new technologies to drive future growth[199]. Financial Position and Assets - The company's cash and cash equivalents at the end of the reporting period amounted to ¥1,557,956,978.33, representing 24.30% of total assets, an increase of 15.89% compared to the previous year[56]. - Accounts receivable totaled ¥1,054,502,432.82, accounting for 16.45% of total assets, which is a decrease of 5.78% from the previous year[56]. - Inventory reached ¥1,109,843,538.55, making up 17.31% of total assets, with a growth of 5.27% year-over-year[56]. - The company's total overseas assets were ¥2,483,229,594.95, representing 38.73% of total assets[58]. - The company's fixed assets were valued at ¥1,228,278,812.18, which is 19.16% of total assets, reflecting a decrease of 5.76% compared to the previous year[56]. - The company's short-term borrowings stood at ¥55,412,769.75, accounting for 0.86% of total assets, down by 12.67% from the previous year[56]. - The company's contract liabilities increased by 16.53% to ¥51,289,064.49, representing 0.80% of total assets[56]. - The company reported a non-operating income of ¥7,493,257.96 from government subsidies closely related to its normal business operations[60]. - The company’s total liabilities included short-term borrowings and contract liabilities, indicating a strategic focus on managing debt levels effectively[56]. - The company plans to continue expanding its overseas asset base, which currently constitutes a significant portion of its total assets[58]. Tax and Regulatory Compliance - The company has been recognized as a high-tech enterprise again in December 2020, applicable to a corporate income tax rate of 15.00% for three years[1]. - Subsidiary Wuhu Yaqi was re-certified as a high-tech enterprise in September 2021, also applicable to a 15.00% corporate income tax rate for three years[1]. - The company’s subsidiaries enjoy various tax incentives, including a 15.00% corporate income tax rate for certain entities under specific conditions[1]. - The company reported a significant increase in deferred income tax assets and liabilities, indicating a strategic focus on tax management[109]. - The company confirmed the recognition of government grants as deferred income, which will be amortized over the useful life of the related assets[107]. Lease and Asset Management - The company has adopted a systematic approach to account for lease liabilities and right-of-use assets, ensuring compliance with accounting standards[112]. - The company has chosen not to recognize right-of-use assets and lease liabilities for short-term leases and low-value asset leases, streamlining its accounting processes[112]. - The company will recognize rental income from operating leases on a straight-line basis over the lease term, including any rent-free periods[114]. - The company has capitalized initial direct costs related to operating leases, which will be amortized over the lease term[114]. - The company has established criteria for classifying leases as finance or operating leases, focusing on the transfer of risks and rewards[112]. - The company will adjust the carrying amount of right-of-use assets in response to lease modifications, ensuring accurate financial reporting[112]. - The company has implemented a systematic method for recognizing interest income during the lease term, enhancing revenue predictability[114]. - The company is actively managing its lease agreements to optimize financial performance and compliance with accounting regulations[112].

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、通知债权人的原由 亚普汽车部件股份有限公司（以下简称公司）于 2023 年 8 月 24 日召开第五 届董事会第四次会议及第五届监事会第四次会议，审议通过了《关于回购注销部 分激励对象已获授但尚未解除限售的限制性股票及调整回购价格的议案》以及 《关于变更公司注册资本及修订<公司章程>的议案》。根据公司于 2020 年 1 月 16 日召开的 2020 年第一次临时股东大会审议通过的《关于提请股东大会授权董 事会办理公司 2019 年限制性股票激励计划相关事项的议案》的相关授权，本次 回购注销部分激励对象已获授但尚未解除限售的限制性股票及调整回购价格、变 更注册资本及修订公司章程第六条、第二十条的相关内容无需提交股东大会审 议。 根据公司《2019 年限制性股票激励计划》有关规定，鉴于公司本次激励计 划的 5 名激励对象因与公司或下属子公司解除劳动关系，1 名激励对象因违反公 司规章制度被予以辞退，不再具备限制性股票激励对象资格，公司决定回购注销 前述激励对象持有的已获授但尚未 ...

关于融实国际财资管理有限公司 2023 年半年度风险持续评估报告 按照《上海证券交易所上市公司自律监管指引第 5 号——交易与关联交易》 的要求，亚普汽车部件股份有限公司（以下简称公司）通过查验融实国际财资管 理有限公司（以下简称融实财资）《公司注册证书》《商业登记证》等证件资料， 取得并审阅融实财资的财务报表，对融实财资的业务和风险状况进行了评估，现 将有关风险评估情况报告如下： 一、 融实财资基本情况 融实财资于 2018 年 11 月 20 日在香港注册成立，是融实国际控股有限公司 （以下简称融实国际）的全资子公司，实际控制人为国家开发投资集团有限公司。 注册证明编码：2768064 法定代表人：崔宏琴 控合规部具体负责企业内部控制相关工作，包括内部控制体系的建设与持续改进、 内部控制制度的执行与监督和内部控制评价相关工作。在各部门设置内控联系人， 由风控合规部牵头组成内控工作小组，负责企业内部控制工作的联系与组织。 （二）风险评估 融实国际建立了全面风险管理体系，建立了信息收集、风险识别评估、风险 监测控制的风险管理流程，针对信用风险、市场风险、流动性风险、操作风险、 法律风险、合规风险、信息系统风险 ...

亚普汽车部件股份有限公司 章程 5 | 第一章 | | 总则 8 | | --- | --- | --- | | 第二章 | | 经营宗旨和范围 9 | | 第三章 | | 股份 9 | | | 第一节 | 股份发行 9 | | | 第二节 | 股份增减和回购 10 | | | 第三节 | 股份转让 11 | | 第四章 | | 股东和股东大会 12 | | | 第一节 | 股东 12 | | | 第二节 | 股东大会的一般规定 15 | | | 第三节 | 股东大会的召集 17 | | | 第四节 | 股东大会的提案与通知 19 | | | 第五节 | 股东大会的召开 20 | | | 第六节 | 股东大会的表决和决议 23 | | 第五章 | | 董事会 28 | | | 第一节 | 董事 28 | | | 第二节 | 董事会 31 | | 第六章 | | 总经理及其他高级管理人员 36 | | 第七章 | | 监事会 38 | | --- | --- | --- | | | 第一节 | 监事 38 | | | 第二节 | 监事会 39 | | 第八章 | | 党委 41 | | 第九章 | | 财务会计 ...

关于国投财务有限公司 2023 年半年度 风险持续评估报告 按照《上海证券交易所上市公司自律监管指引第 5 号——交易与关联交易》 的要求, 亚普汽车部件股份有限公司（以下简称公司）通过查验国投财务有限公 司（以下简称财务公司）《金融许可证》、《企业法人营业执照》等证件资料， 对财务公司的经营资质、业务和风险状况进行了评估，具体情况报告如下： 一、财务公司基本情况 财务公司是 2008 年底经中国银行业监督管理委员会批准设立，并核发金融 许可证的非银行金融机构，于 2009 年 2 月 11 日经国家工商行政管理总局核准注 册成立。公司注册资本为 50 亿元人民币。 1、法定代表人：崔宏琴 （一）控制环境 财务公司建立了股东会、董事会、监事会，并对董事会和董事、监事、高级 管理层在风险管理中的责任进行了明确规定，公司治理结构健全，管理运作规范， 建立了分工合理、职责明确、互相制衡、报告关系清晰的组织结构，为风险管理 的有效性提供必要的前提条件。财务公司实行董事会领导下的总裁负责制，下设 客户服务一、二、三部、结算业务部等 11 个部门。 （二）风险的识别与评估 财务公司已建立风险管理制度，风险管理部定期汇总监 ...

证券代码：603013 证券简称：亚普股份 公告编号：2023-035 亚普汽车部件股份有限公司 第五届董事会第四次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、董事会会议召开情况 亚普汽车部件股份有限公司（以下简称公司）于 2023 年 8 月 18 日以电子邮 件方式向公司全体董事发出第五届董事会第四次会议（以下简称本次会议）通知 及会议材料。本次会议于 2023 年 8 月 24 日以通讯表决方式召开，会议应参加表 决董事 9 名，实际收到 9 名董事的有效表决票。会议由董事长姜林先生主持，公 司监事、董事会秘书及证券事务代表列席会议。 本次会议的召集、召开和表决符合《公司法》和《公司章程》等有关规定， 程序合法。 二、董事会会议审议情况 公司本次董事会会议所有议案均获得通过，具体表决情况如下： 1、以9票同意，0票反对，0票弃权，审议并通过了《关于公司2023年半年 度报告及其摘要的议案》。 详见刊登于2023年8月25日上海证券报、中国证券报和上海证券交易所网站 （www.sse.com.cn）的 ...

证券代码：603013 证券简称：亚普股份 公告编号：2023-039 亚普汽车部件股份有限公司 关于变更公司注册资本及修订《公司章程》的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 亚普汽车部件股份有限公司（以下简称公司）于 2023 年 8 月 24 日召开了第 五届董事会第四次会议，审议通过了《关于变更公司注册资本及修订<公司章程> 的议案》，对公司注册资本及章程分别作如下变更与修订： 一、公司注册资本的变更 根据《公司法》《证券法》等法律、法规及规范性文件的相关规定，结合 2019 年限制性股票激励计划回购注销事项的实际情况，拟对《公司章程》中相关条款 进行如下修订： | 条款 | 修订前 | 修订后 | | --- | --- | --- | | 第六条 | 公司注册资本为人民币 512,634,266.00 | 公司注册资本为人民币 512,599,264.00 | | | 元。 | 元。 | | 第二十条 | 公司的股份总数为 股，均为 512,634,266 | 公司的股份总数为 股，均为 512,59 ...

证券代码：603013 证券简称：亚普股份 公告编号：2023-038 亚普汽车部件股份有限公司 关于回购注销部分激励对象已获授但尚未解除限售的 限制性股票及调整回购价格的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 2023 年 8 月 24 日，亚普汽车部件股份有限公司（以下简称公司）第五届董 事会第四次会议和第五届监事会第四次会议审议并通过了《关于回购注销部分激 励对象已获授但尚未解除限售的限制性股票及调整回购价格的议案》，同意回购 注销 6 名激励对象根据 2019 年限制性股票激励计划已获授但尚未解除限售的限 制性股票 35,002 股。具体情况如下： 一、本次限制性股票激励计划批准及实施情况 1、2019 年 11 月 7 日，公司第三届董事会第二十次会议及第三届监事会第 十五次会议分别审议通过了《关于公司 2019 年限制性股票激励计划（草案）及 其摘要的议案》及其他相关议案，公司监事会发表了核查意见，独立董事发表了 同意的独立意见。 2、2019 年 12 月 12 日至 2019 年 12 月 21 ...