证券代码：603093 证券简称：南华期货 公告编号：2023-027 南华期货股份有限公司 关于召开 2023 年第一次临时股东大会的通知 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、 召开会议的基本情况 (一) 股东大会类型和届次 2023 年第一次临时股东大会 召开的日期时间：2023 年 9 月 4 日 14 点 30 分 召开地点：浙江省杭州市上城区横店大厦 9 层会议室 (五) 网络投票的系统、起止日期和投票时间。 股东大会召开日期：2023年9月4日 本次股东大会采用的网络投票系统：上海证券交易所股东大会网络投票 系统 (二) 股东大会召集人：董事会 (三) 投票方式：本次股东大会所采用的表决方式是现场投票和网络投票相结 合的方式 (四) 现场会议召开的日期、时间和地点 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2023 年 9 月 4 日 至 2023 年 9 月 4 日 采用上海证券交易所网络投票系统，通过交易系统投票平台的投票时间为股 东大会召开当日的交 ...

本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、监事会会议召开情况 南华期货股份有限公司（以下简称"公司"）第四届监事会第八次会议于 2023 年 8 月 17 日以现场和通讯相结合的方式召开，本次会议的通知于 2023 年 8 月 7 日以电话、电子邮件等方式向全体监事发出，由厉国平先生主持。本次会议 应出席监事 3 人，实际出席监事 3 人。本次会议的召集、召开及表决程序符合《公 司法》及《公司章程》的有关规定，会议决议合法有效。 二、监事会会议审议情况 本次会议审议并通过如下议案： 证券代码：603093 证券简称：南华期货 公告编号：2023-024 南华期货股份有限公司 第四届监事会第八次会议决议公告 监事会认为：本次担保对象均为合并报表范围内的子公司间的担保，其运营 情况稳定。公司能够对上述子公司实施有效的业务、资金管理和风险控制，确保 公司资金安全。该项担保可以保障公司正常的经营需要，不会影响公司的持续经 营能力，不会损害公司及股东的利益。 表决情况：同意 3 票，反对 0 票，弃权 0 票。 本议案需 ...

中国北京市建国门外大街1号国贸大厦A座十层 100004 电话：010-5706 8585 传真：010-8515 0267 向不特定对象发行可转换公司债券的 补充法律意见书（二） 金证法意[2023]字 0815 第 0625 号 北京金诚同达律师事务所 关于 南华期货股份有限公司 本所同意将本补充法律意见书作为本次发行所必备的法定文件随其他材料一 起上报，并依法对本补充法律意见书承担责任。 金诚同达律师事务所 补充法律意见书（二） 北京金诚同达律师事务所 关于南华期货股份有限公司 向不特定对象发行可转换公司债券的 补充法律意见书（二） 金证法意[2023]字 0815 第 0625 号 致：南华期货股份有限公司 本所接受发行人的委托，依据《公司法》《证券法》《管理办法》《可转债管 理办法》等有关法律、法规和规范性文件的规定，作为本次发行的特聘专项法律顾 问，已就本次发行出具了《法律意见书》及《律师工作报告》，并就上交所于 2023 年 6 月 1 日下发的《关于南华期货股份有限公司向不特定对象发行可转债申请文件 的审核问询函》出具了《北京金诚同达律师事务所关于南华期货股份有限公司向不 特定对象发行可转换公 ...

关 于 南 华 期 货 股 份 有 限 公 司 向 不 特 定 对 象 发 行 可 转 债 申 请 文 件 的 第 二 轮 审 核 问 询 函 的 回 复 （浙江省杭州市上城区横店大厦 301 室、401 室、501 室、701 室、901 室、 1001 室、1101 室、1201 室） 保荐机构（主承销商） 住所：广东省深圳市福田区中心三路 8 号卓越时代广场（二期）北座 关于南华期货股份有限公司 向不特定对象 发行可转债申请文件的 第二轮审核问询函的回复 上海证券交易所： 贵所于 2023 年 7 月 28 日签发的《关于南华期货股份有限公司向不特定对象发行可 转债申请文件的第二轮审核问询函》（上证上审（再融资）〔2023〕526 号）（以下简 称"问询函"）已收悉。按照问询函要求，南华期货股份有限公司（以下简称"发行人" 或"公司"）已会同中信证券股份有限公司（以下简称"保荐机构"或"中信证券"）、 天健会计师事务所（特殊普通合伙）（以下简称"发行人会计师"或"会计师"）和北 京金诚同达律师事务所（以下简称"发行人律师"或"律师"）对问询函的问题逐项进 行了落实，并按照问询函的要求对所涉及的事项进行了 ...

证券代码：603093 证券简称：南华期货 公告编号：2023-022 南华期货股份有限公司 关于向不特定对象发行可转债申请文件的 第二轮审核问询函回复的提示性公告 南华期货股份有限公司（以下简称"公司"）于 2023 年 7 月 28 日收到上海 证券交易所（以下简称"上交所"）出具的《关于南华期货股份有限公司向不特 定对象发行可转债申请文件的第二轮审核问询函》（上证上审（再融资）〔2023〕 526 号）。具体内容详见公司 2023 年 8 月 1 日于上交所网站披露的《南华期货 股份有限公司关于向不特定对象发行可转换公司债券申请收到上海证券交易所 第二轮审核问询函的公告》（2023-021）。 公司收到上交所出具的第二轮审核问询函后，会同相关中介机构结合公司情 况就第二轮审核问询函提出的问题进行了逐项回复，并对相关回复进行公开披 露，具体内容详见公司 2023 年 8 月 16 日于上交所网站披露的《关于南华期货股 份有限公司向不特定对象发行可转债申请文件的第二轮审核问询函的回复》及其 他相关文件。 本次向不特定对象发行可转换公司债券事项尚需通过上交所审核，并获得中 国证券监督管理委员会（以下简称"中国 ...

7-2-2-1 | | | | 一、关于融资必要性……………………………………………… 第 | 1—39 | 页 | | --- | --- | --- | | 二、附件……………………………………………………………第 | 40—44 | 页 | | （一）本所营业执照复印件………………………………………第 | 40 | 页 | | （二）本所执业证书复印件………………………………………第 | 41 | 页 | | （三）本所从事证券服务业务备案完备证明材料………………第 | 42 | 页 | | （四）本所签字注册会计师执业证书复印件………………第 | 43—44 | 页 | 7-2-2-2 关于南华期货股份有限公司 向不特定对象发行可转债审核问询函中 有关财务事项的说明 上海证券交易所： 由中信证券股份有限公司转来的《关于南华期货股份有限公司向不特定对 象发行可转债申请文件的第二轮审核问询函》（上证上审（再融资）〔2023〕 526 号，以下简称审核问询函）奉悉。我们已对审核问询函所提及的南华期货 股份有限公司（以下简称南华期货公司或公司）财务事项进行了审慎核查，现 一、关于融资必要性 根据申报材料和首轮 ...

Financial Performance - The company's operating revenue for Q1 2023 was CNY 1,383,698,321.71, representing a decrease of 10.09% compared to the same period last year[5] - Net profit attributable to shareholders was CNY 62,327,523.45, an increase of 121.74% year-on-year[5] - Basic earnings per share for the period was CNY 0.1022, reflecting a growth of 121.69% compared to the previous year[5] - The company reported a total revenue of ¥1,267,566,568.57 for the first quarter of 2023, compared to ¥1,206,501,834.81 in the same period of the previous year, marking an increase of approximately 5.06%[15] - Net profit for Q1 2023 was ¥62,512,832.84, up 117.61% from ¥28,818,175.45 in Q1 2022[17] - The company reported a total profit of ¥71,255,346.38 in Q1 2023, an increase of 83.33% from ¥38,911,705.69 in Q1 2022[17] Cash Flow - The net cash flow from operating activities was negative at CNY -1,195,058,262.66, a decline of 219.53% year-on-year[5] - Cash flow from operating activities showed a net outflow of ¥1,195,058,262.66 in Q1 2023, contrasting with a net inflow of ¥999,777,011.44 in Q1 2022[18] - The net cash flow from operating activities for Q1 2023 was negative CNY 376,836,076.06, an improvement from negative CNY 419,737,957.97 in Q1 2022[26] - The net cash flow from investing activities for Q1 2023 was $210,606,417.78, a decrease from $653,118,675.00 in the previous period[27] Assets and Liabilities - Total assets at the end of the reporting period were CNY 35,406,495,253.31, an increase of 3.56% from the end of the previous year[6] - The total liabilities of the company as of March 31, 2023, were ¥32,031,758,584.83, compared to ¥30,864,142,130.41 at the end of 2022, reflecting an increase of approximately 3.79%[14] - Total assets as of March 31, 2023, amounted to CNY 23,924,685,514.44, an increase from CNY 23,381,681,030.37 as of December 31, 2022, representing a growth of approximately 2.32%[22] - The total liabilities as of March 31, 2023, were CNY 20,793,928,110.90, an increase from CNY 20,275,707,343.76 as of December 31, 2022, reflecting a growth of approximately 2.54%[22] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 21,561[8] - The largest shareholder, Hengdian Group Holdings Co., Ltd., held 69.68% of the shares[9] Investments and Expenses - The company reported non-recurring gains of CNY 5,561,921.41 for the period[6] - The company’s inventory increased to ¥189,473,176.31 from ¥150,463,427.37, representing a growth of approximately 25.92%[14] - Research and development expenses for Q1 2023 were CNY 8,719,345.03, up from CNY 5,931,002.21 in Q1 2022, marking an increase of approximately 47.00%[24] - The company’s investment income for Q1 2023 was CNY 567,218.62, a significant decrease from CNY 4,023,933.50 in Q1 2022[24] Future Plans - The company plans to issue convertible bonds to unspecified investors, pending approval from the Shanghai Stock Exchange and the China Securities Regulatory Commission[12]

证券代码：603093 证券简称：南华期货 公告编号：2023-009 南华期货股份有限公司 关于 2022 年度业绩暨现金分红说明会 召开时间调整的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： http://roadshow.sseinfo.com/） 南华期货股份有限公司（以下简称"公司"）已于 2023 年 3 月 15 日在上海 证券交易所网站所网站（http://www.sse.com.cn）披露了《南华期货股份有限 公司关于召开 2022 年度业绩暨现金分红说明会的公告》（公告编号 2023-008）。 根据实际工作安排，现调整本次会议召开时间，具体情况如下： 一、 说明会类型 本次投资者说明会以网络互动形式召开，公司将针对 2022 年度的经营成果 及财务指标的具体情况与投资者进行互动交流和沟通，在信息披露允许的范围内 就投资者普遍关注的问题进行回答。 二、 说明会召开的时间、地点 总经理：贾晓龙先生 董事会秘书：钟益强先生 副总经理、财务总监：王力先生 独立董事：张红英女士 （一） ...

证券代码：603093 证券简称：南华期货 公告编号：2023-008 南华期货股份有限公司 关于召开 2022 年度业绩暨现金分红说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 会议召开时间：2023年3月28日(星期二) 上午 11:00-12:00 会议召开地点：上海证券交易所上证路演中心（网址： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于2023年3月21日(星期二) 至3月27日(星期一)16:00前登录上 证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 nanhua-ir@nawaa.com进行提问。公司将在说明会上对投资者普遍关注的问题进 行回答。 南华期货股份有限公司（以下简称"公司"）已于 2023 年 3 月 11 日发布公 司2022年度报告，为便于广大投资者更全面深入地了解公司2022年度经营成果、 财务状况，公司计划于 2023 年 3 月 28 日 上午 11:00-12:00 举行 2022 ...

Financial Performance - The company's operating revenue for 2022 was ¥6,822,727,861.85, a decrease of 35.11% compared to ¥10,514,796,719.55 in 2021[55]. - The net profit attributable to shareholders of the parent company was ¥246,059,665.03, showing a slight increase of 1.01% from ¥243,598,566.41 in the previous year[55]. - The net cash flow from operating activities decreased significantly to ¥1,251,208,557.65, down 74.71% from ¥4,947,531,586.44 in 2021[55]. - Total assets at the end of 2022 reached ¥34,189,185,331.41, an increase of 13.72% from ¥30,065,138,381.78 at the end of 2021[55]. - Total liabilities increased by 14.27% to ¥30,864,142,130.41 from ¥27,009,717,603.19 in 2021[56]. - The equity attributable to shareholders of the parent company rose by 9.18% to ¥3,316,559,326.89 compared to ¥3,037,602,428.76 in 2021[56]. - Basic earnings per share for 2022 were ¥0.4033, a decrease of 0.25% from ¥0.4043 in 2021[57]. - The weighted average return on equity decreased to 7.75% from 8.59% in the previous year, a reduction of 0.84 percentage points[57]. - The company reported a net profit of ¥239,720,954.21 after deducting non-recurring gains and losses, a decrease of 2.57% from ¥246,038,870.26 in 2021[55]. - Other comprehensive income for 2022 was ¥57,402,119.18, compared to a loss of ¥22,360,902.21 in 2021, indicating a significant recovery[55]. Dividend and Capital Structure - The company plans to distribute a cash dividend of 0.56 CNY per 10 shares, totaling 34,163,690.01 CNY for the year 2022[5]. - The registered capital remains at 610,065,893 CNY, while the net capital decreased to 1,116,931,385.78 CNY from 1,130,843,592.29 CNY in the previous year[20]. - The company will adjust the per-share distribution ratio if there are changes in total share capital before the dividend distribution date, with specific adjustments to be announced later[5]. Regulatory Approvals and Licenses - The company holds licenses for commodity futures brokerage, financial futures brokerage, futures investment consulting, asset management, and securities investment fund distribution, with 10 subsidiaries and 29 business departments licensed by the China Securities Regulatory Commission[20]. - The company has received various qualifications from the China Securities Regulatory Commission for futures brokerage and investment consulting since 1995, with the latest being asset management qualifications in 2012[21]. - Nanhua Futures became a trading participant of the Shanghai Stock Exchange for stock options on January 27, 2015[22]. - Nanhua Capital was approved for risk management services including warehouse receipt services and basis trading on April 25, 2013[23]. - Nanhua Capital was granted the qualification for OTC derivatives business on July 30, 2015[23]. - Nanhua Capital was approved to conduct methanol futures delivery business starting from August 17, 2020[27]. - Nanhua Capital was approved as a basis trader for synthetic resin and iron ore on December 2020[27]. - Nanhua Fund was established with the approval of the China Securities Regulatory Commission on October 18, 2016[29]. - Nanhua International Futures obtained various regulatory approvals for futures trading activities in Hong Kong from 2007 to 2016[30]. - Nanhua USA received membership from the National Futures Association (NFA) and qualifications for futures commission merchant (FCM) business in 2014[31]. - Nanhua USA became a clearing member of multiple exchanges under the CME Group in February 2015[31]. - Nanhua Singapore obtained the capital market services license from the Monetary Authority of Singapore (MAS) for futures contract trading and leveraged foreign exchange trading[22]. - Nanhua UK received approval from the Financial Conduct Authority for trading in commodity futures and options, as well as leveraged spot foreign exchange contracts[29]. - Nanhua Singapore achieved membership qualifications for the Singapore Exchange (SGX) for derivatives trading and clearing[26]. - The company expanded its international presence by obtaining brokerage qualifications from multiple exchanges, including the Dalian Commodity Exchange and the Zhengzhou Commodity Exchange[32][33]. Business Operations and Market Presence - The company operates in various sectors including telecommunications, food sales, and import/export services[47]. - The company has established a total of 10 branches and 29 business departments as of December 31, 2022[48]. - The company has a total of 6 branches in Guangdong province, the highest among all provinces[49]. - The company has a total of 11 branches in Zhejiang province, indicating a strong local presence[49]. - The company has been expanding its business operations since its establishment in 2011, with a focus on capital operations and equity investment management[47]. - The company has a diverse range of business activities, including asset management and specific client asset management[48]. - The company has been actively involved in the futures market with a significant number of operational branches[48]. - The company has a total of 3 branches in Shanghai, reflecting its strategic importance in the financial market[49]. Risk Management - The company has acknowledged the risks associated with market fluctuations, credit risks, operational risks, and information system risks in its operations[10]. - The company’s future plans and strategic developments are subject to market risks and regulatory changes, which are highlighted as significant factors for investors to consider[6]. - The company faces various risks including market risk, credit risk, operational risk, regulatory risk, and information system risk, which could adversely affect its financial performance[128][129][130]. - Market risk in futures brokerage could lead to fluctuations in trading volume and a decline in market share, impacting overall revenue[128]. - Credit risk may arise from clients' inability to meet margin requirements, potentially leading to financial losses for the company[129]. - Operational risks are present in all business segments, particularly during the account opening and operational phases, which could harm client interests and the company's reputation[131]. - Regulatory risks could arise from changes in policies and regulations affecting the futures industry, impacting the company's financial status[132]. - The company has established a comprehensive risk assessment system for futures brokerage, adjusting margin levels to mitigate holding risks under various market conditions[134]. - In wealth management, the company monitors liquidity and asset management plans to ensure alignment between fund usage and sources, maintaining appropriate liquidity and safety[134]. - The company has implemented a strict internal control system for wealth management, detailing operational risk points to guide employees and reduce operational risks[137]. Corporate Governance - The company’s board of directors and management have confirmed the accuracy and completeness of the annual report, ensuring no misleading statements or omissions[9]. - The board of directors has established five specialized committees to enhance decision-making efficiency and ensure effective governance[141]. - The company held its first extraordinary general meeting in 2022, approving proposals related to issuing subordinated debt[142]. - The company held its second extraordinary general meeting on February 11, 2022, where it approved the election of non-independent and independent directors for the fourth board[143]. - The annual general meeting on April 6, 2022, approved the 2021 annual report and financial statements, including profit distribution proposals[144]. - The company’s third extraordinary general meeting on November 14, 2022, approved new daily related party transactions[144]. - The total remuneration for the chairman, Luo Xufeng, in the reporting period was 1.98 million yuan[146]. - The total remuneration for the general manager, Jia Xiaolong, was 1.48 million yuan[146]. - The total remuneration for the vice general manager, Zhang Zhe, was 1.45 million yuan[146]. - The company confirmed a total of 1,295.72 shares held by senior management at the end of the reporting period[149]. Social Responsibility and Community Engagement - The company invested a total of 1.9764 million yuan in social responsibility projects, including 1 million yuan for the establishment of a charity fund and 876,400 yuan for poverty alleviation projects[190]. - The company provided 1.3545 million yuan for poverty alleviation and rural revitalization efforts, with 876,400 yuan allocated for project donations and 312,500 yuan for educational support[191]. - The company supported 50 students from a specific class in Guizhou, achieving a 100% college admission rate and a 92% rate for first-tier universities[194]. - The company purchased agricultural products worth 92,400 yuan from rural areas to support local economies[194]. - The company provided 100,000 yuan to install solar street lights in a village, improving local living conditions[194]. - The company aims to deepen its financial services through innovative models like "insurance + futures" to assist rural enterprises[195]. - The company has established a leadership group for rural revitalization, emphasizing the importance of this initiative as a political and social responsibility[192]. Future Outlook and Strategic Initiatives - The company plans to continue expanding its market presence and enhance its product offerings in the upcoming fiscal year[144]. - The company is focused on revising its corporate governance documents, including the articles of association and meeting rules[144]. - The company plans to leverage internet trends by strengthening online service platforms and utilizing live streaming for customer attraction and marketing[124]. - The futures brokerage business will continue to deepen business collaboration and create differentiated competitive advantages[123]. - The risk management business will focus on basis trading, OTC derivatives, and market-making, with an emphasis on product innovation and risk control[124]. - The company anticipates that the futures market will see increased concentration and innovation, leading to a more mature industry structure[118]. - The company will continue to enhance product design and development capabilities in the OTC derivatives business, aiming to meet diverse risk management needs of enterprises and institutions[125]. - The company plans to expand its wealth management business by enhancing active investment management capabilities and leveraging multiple licenses for overall growth[127]. - The company aims to improve its active management capabilities in asset management, focusing on the development and application of CTA strategies[127].