观韬中茂律师事务所 GUANTAO LAW FIRM 中国北京市西城区金融大街 5 号 新盛大厦 B 座 19 层 邮编：100032 19/F, Tower B, Xin Sheng Plaza, No.5, Finance Street, Beijing ,10032 Tel：86 10 66578066 Fax：86 10 66578016 E-mail：guantao@guantao.com http：// www.guantao.com 北京观韬中茂律师事务所 关于航天长征化学工程股份有限公司 2023年年度股东大会的 法律意见书 观意字（2024）第003718号 北京观韬中茂律师事务所（以下简称"本所"）受航天长征化学工程股份有 限公司（以下简称"公司"）之委托，指派律师出席公司2023年年度股东大会（ 以下简称"本次股东大会"），并依据《中华人民共和国公司法》（以下简称"《 公司法》"）、《中华人民共和国证券法》等相关法律、行政法规、《上市公司股东 大会规则》（以下简称"《规则》"）以及公司现行有效的《公司章程》的有关规定 ，出具本法律意见书。 本法律意见书仅供公司为本次股东大会之目的而使用， ...

航天长征化学工程股份有限公司 2023年年度股东大会 会议资料 二〇二四年五月 | 会议议程 | | 3 | | --- | --- | --- | | 会议须知 | | 5 | | 会议议案 | | 6 | 航天长征化学工程股份有限公司 2023 年年度股东大会会议资料 航天长征化学工程股份有限公司 2023年年度股东大会会议议程 一、会议时间 网络投票时间：采用上海证券交易所网络投票系统，通过交易系 统投票平台的投票时间为2024年5月16日的交易时间段，即9:15-9:25， 9:30-11:30，13:00-15:00；通过互联网投票平台的投票时间为2024 年5月16日的9:15-15:00。 现场会议时间：2024年5月16日14:00 二、现场会议地点 北京市亦庄经济技术开发区经海四路141号公司二层会议室 三、会议主持人 董事长姜从斌先生 四、会议议程 （四）宣读会议议案 3 （一）主持人宣布会议开始并介绍现场会议出席情况 （二）宣读航天工程公司2023年年度股东大会会议须知 （三）推选股东大会监票人和计票人 1.审议《关于公司2023年度董事会工作报告的议案》 2.审议《关于公司2023年度 ...

Financial Performance - The company's operating revenue for Q1 2024 was ¥237,515,952.25, representing a decrease of 53.91% compared to the same period last year[3] - The net profit attributable to shareholders was ¥12,827,669.21, down 61.33% year-on-year[3] - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥12,191,086.24, a decline of 62.02%[3] - The basic and diluted earnings per share were both ¥0.02, reflecting a decrease of 66.67%[3] - The weighted average return on equity was 0.39%, a decrease of 0.67 percentage points compared to the previous year[3] - In Q1 2024, the company reported a net profit of CNY 12,827,669.21, a decrease of 61.3% compared to CNY 33,175,729.27 in Q1 2023[18] - The operating profit for Q1 2024 was CNY 14,420,025.34, down 51.8% from CNY 29,897,649.39 in the same period last year[18] - The company's total revenue from operating activities was CNY 201,298,084.04, a decline from CNY 283,466,782.09 in Q1 2023[23] Cash Flow and Liquidity - The net cash flow from operating activities was negative at -¥369,669,020.44, indicating significant cash outflow[3] - Cash flow from operating activities showed a net outflow of CNY -369,669,020.44, worsening from CNY -177,053,029.88 in the previous year[23] - The company's cash and cash equivalents decreased to ¥1,896,294,270.75 as of March 31, 2024, from ¥2,174,441,336.49 at the end of 2023, representing a decline of 12.7%[11] - The total cash and cash equivalents at the end of Q1 2024 were CNY 1,651,055,390.27, slightly up from CNY 1,634,052,703.28 at the end of Q1 2023[24] - The company raised CNY 6,800,000.00 through financing activities in Q1 2024, with a net cash inflow of CNY 6,792,810.25 after outflows[24] Assets and Liabilities - The total assets at the end of the reporting period were ¥5,392,579,511.24, a decrease of 1.28% from the end of the previous year[4] - The company's total assets were reported at ¥5,392,579,511.24, a decrease of 1.3% from ¥5,462,392,753.24 at the end of 2023[14] - The equity attributable to shareholders at the end of the reporting period was ¥3,283,859,130.19, an increase of 0.36% compared to the end of the previous year[4] - Total liabilities decreased to ¥2,091,720,381.05, down 4.0% from ¥2,180,097,243.41 in Q4 2023[13] Operational Metrics - Total operating costs for Q1 2024 were ¥210,213,072.60, down 55.2% from ¥469,086,610.88 in Q1 2023[17] - Accounts receivable increased to ¥473,285,816.12 in Q1 2024, up 10.8% from ¥427,245,283.60 in Q4 2023[12] - Inventory rose significantly to ¥410,938,513.43, an increase of 79.7% compared to ¥228,535,255.82 in Q4 2023[12] - Total current assets amounted to ¥4,224,690,814.76, a slight decrease of 1.6% from ¥4,294,635,932.27 in Q4 2023[12] Research and Development - Research and development expenses for Q1 2024 were CNY 20,353,074.47, compared to CNY 44,287,517.02 in Q1 2023, indicating a significant reduction[18] Other Financial Information - The company received government subsidies amounting to ¥472,893.39, which are closely related to its normal business operations[5] - The total number of ordinary shareholders at the end of the reporting period was 27,149[7] - The company incurred a credit impairment loss of CNY -27,044,373.17 in Q1 2024, compared to CNY -10,117,158.00 in the same quarter last year[18] - The company reported a slight increase in retained earnings to ¥1,565,632,907.62 from ¥1,552,805,238.41 in Q4 2023, indicating a stable profit retention strategy[14]

关于本报告 本报告是航天长征化学工程股份有限公司发布的首份环境、社会及治理（ESG）报告，本着客观、规范、透明和全面的原 则，详细披露了航天工程2023年在积极承担社会责任、有效管理ESG风险与机遇等方面的具体举措、重点实践、亮点案 例和关键绩效，旨在回应利益相关方的期望，未来更好地履行社会责任。 时间范畴 地 址： 北京市经济技术开发区路东区经海四路141号 ENVIRONMENTAL, SOCIAL AND GOVERNANCE REPORT 股票代码：603698（上海证券交易所发行上市） 邮 编： 101111 电 话： 86-010-56325888 电子邮件：htgc_bgs@china-ceco.com 公司网站： www.china-ceco.com 本报告为年度报告，报告期间为2023年1月1日至2023年12月31日，部分内容可能超出此时间范围。 报告范围 本报告以航天长征化学工程股份有限公司为主体，包含其所属分、子公司。 释义 | 简称 | | 全称 | | --- | --- | --- | | 航天工程/公司 | 指 | 航天长征化学工程股份有限公司 | | 航天科技集团 | 指 | ...

关于航天长征化学工程股份有限公司 涉及财务公司关联交易的存款、贷款等 金融业务的专项说明 中天运会计师事务所 (特殊普通合伙) JONTEN CERTIFIED PUBLIC ACCOUNTANTS (LIMITED LIABILITY PARTNERSHIP) 中天运[2024]审字第 90012 号附 4 号 航天长征化学工程股份有限公司全体股东: 我们接受委托,根据中国注册会计师审计准则审计了航天长征化学工程股份有限公司 (以 下简称" 贵公司"）的 2023 年度财务报表，包括 2023 年 12 月 31 日合并及公司资产负债表, 2023 年度合并及公司利润表、股东权益变动表和现金流量表以及财务报表附注,并于 2024 年 4 月 18 日签发了中天运[2024]审字第 90012 号无保留意见的审计报告。 按照《上海证券交易所上市公司自律监管指引第 5 号 -- 交易与关联交易》的要求,贵 公司编制了本专项说明所附的《航天长征化学工程股份有限公司 2023 年度涉及财务公司存款、 贷款等金融业务情况汇总表》(以下简称"汇总表")。 目 录 | 一、涉及财务公司关联交易的存款、贷款等金融业务的专项 ...

Financial Performance - The company's operating revenue for 2023 reached ¥2,807,383,491.57, representing a 12.01% increase compared to ¥2,506,260,191.91 in 2022[22] - The net profit attributable to shareholders of the listed company was ¥187,158,325.77, up 12.00% from ¥167,102,115.30 in the previous year[22] - The net profit after deducting non-recurring gains and losses was ¥180,392,608.69, reflecting a 12.73% increase from ¥160,026,782.91 in 2022[22] - Basic earnings per share for 2023 increased by 12.90% to CNY 0.35 compared to CNY 0.31 in 2022[23] - The weighted average return on equity rose to 5.84% in 2023, an increase of 0.41 percentage points from 5.43% in 2022[23] - The net cash flow from operating activities decreased by 13.12% to ¥374,478,256.13 from ¥431,046,430.53 in the previous year[22] - The company reported a net cash outflow from investment activities of ¥129,401,345.75, a reduction of 23,377,197.51 compared to the previous year, mainly due to expenditures on energy and environmental technology projects[55] - The net cash outflow from financing activities was ¥42,352,337.74, a decrease of 4,819,286.85 year-over-year, influenced by investments received from minority shareholders in newly established subsidiaries[55] Assets and Liabilities - As of the end of 2023, the total assets amounted to ¥5,462,392,753.24, a 12.68% increase from ¥4,847,729,040.60 at the end of 2022[22] - The net assets attributable to shareholders of the listed company were ¥3,272,095,509.83, which is a 4.30% increase from ¥3,137,214,569.96 at the end of 2022[22] - Current assets amounted to CNY 4,294,635,932.27, accounting for 78.62% of total assets, with a growth of 15.38%[74] - The company's cash and cash equivalents were CNY 2,174,441,336.49, representing 39.81% of total assets, up by 8.36%[74] - Contract assets increased to CNY 1,230,639,533.94, a rise of 37.36% due to increased performance assessments and warranty funds[74] - Inventory grew by 71.65% to CNY 228,535,255.82, driven by orderly procurement and production according to project delivery plans[74] - The company reported a 31.85% increase in accounts payable, totaling CNY 1,333,569,481.83, due to procurement aligned with project schedules[75] Investments and R&D - Research and development expenses rose to ¥161,040,410.63, a 25.19% increase, driven by the company's ongoing transformation and increased investment in R&D activities[54] - The company received 31 new patent authorizations and 2 international PCT authorizations during the reporting period[33] - The company plans to invest 200 million CNY in R&D for innovative chemical solutions[112] - The company is committed to maintaining its leading position in clean and efficient coal utilization technology, focusing on key technologies such as advanced gasification and hydrogen core equipment[94] Corporate Governance - The company has established a financial management system architecture called "12431" to strengthen accounting reporting, fund management, cost control, and tax management functions[34] - The company’s governance structure was recognized as an excellent practice case by the China Listed Companies Association in 2023[33] - The company adheres to legal regulations for corporate governance, ensuring compliance and enhancing decision-making processes through independent board oversight[104] - The company has maintained 100% compliance with annual environmental protection goals and has not faced any significant environmental violations or penalties during the reporting period[160] Strategic Initiatives - The company is focusing on the development of advanced technologies and has plans to promote green and low-carbon technologies by 2030[40] - The company aims to enhance compliance and risk management by ensuring a 100% contract legal review rate[36] - The company is actively pursuing digital transformation in modern coal chemical equipment to foster smart production scenarios[88] - The company plans to accelerate the delivery of green hydrogen projects, including the production of a 2000m3 ALK electrolyzer prototype and the performance verification of a 1000m3 ALK electrolyzer[93] Market and Competition - The company faces significant market competition in the coal chemical sector, with a need to innovate and maintain technological advantages to secure market share[99] - The company is exploring international markets, with a target of entering two new countries by the end of 2024[115] - The company is committed to achieving high-quality development in the modern coal chemical industry, particularly in the Xinjiang region, which is becoming a key area for coal chemical industry clusters[89] Shareholder Information - The total number of ordinary shareholders as of the end of the reporting period is 26,295, down from 27,149 at the end of the previous month[186] - The largest shareholder, China Academy of Launch Vehicle Technology, holds 246,425,829 shares, representing 45.98% of the total shares[189] - The company has not reported any changes in shareholding for its directors during the reporting period[109] - The report indicates that there are no significant share pledges or restrictions on share reductions for major shareholders[199]

公司代码：603698 公司简称：航天工程 航天长征化学工程股份有限公司 2023 年度内部控制评价报告 航天长征化学工程股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简称企业内部 控制规范体系），结合本公司（以下简称公司）内部控制制度和评价办法，在内部控制日常监督和专项 监督的基础上，我们对公司2023年12月31日（内部控制评价报告基准日）的内部控制有效性进行了评价。 一. 重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并如实披露内 部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行监督。经理层负责组织 领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、高级管理人员保证本报告内容不存 在任何虚假记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个别及连带法 律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及相关信息真实完整，提 高经营效率和效果，促进实现发展战略。由于内部控制存在的固有局限性，故仅能为实现上述目标提供 合理保证。此外，由于情况的 ...

（二）聘任会计师事务所履行的程序 公司第四届董事会审计委员会 2023 年第六次会议、第四届董事 会第十六次会议、公司 2023 年第一次临时股东大会审议通过了《关 于聘任公司 2023 年度审计机构的议案》，同意续聘中天运会计师事务 所（特殊普通合伙）为公司 2023 年度财务及内控审计机构，财务报 告审计费用人民币 80 万元，内部控制审计费用人民币 28 万元，共计 人民币 108 万元（含差旅费等费用）。独立董事对本议案发表了事前 认可意见及独立意见。 航天长征化学工程股份有限公司董事会审计委员会 对会计师事务所 2023 年度履行监督职责情况报告 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市 公司治理准则》《国有企业、上市公司选聘会计师事务所管理办法》 《上海证券交易所上市公司自律监管指引第 1 号——规范运作》和航 天长征化学工程股份有限公司（以下简称公司）的《公司章程》《董 事会审计委员会议事规则》等规定和要求，董事会审计委员会本着勤 勉尽责的原则，恪尽职守，认真履职。现将董事会审计委员会对会计 师事务所 2023 年度履行监督职责的情况报告如下： 一、2023 年年审会计师事务所 ...

航天长征化学工程股份有限公司（以下简称公司）聘请中天运会 计师事务所（特殊普通合伙）（以下简称中天运 ）作为公司 2023 年 度财务及内部控制审计机构。根据财政部、国资委及证监会颁布的《国 有企业、上市公司选聘会计师事务所管理办法》，公司对中天运 2023 年审计过程中的履职情况进行了评估。经评估，公司认为中天运在资 质等方面合规有效，履职保持独立性，勤勉尽责，公允表达意见，具 体情况如下： 一、资质条件 中天运始建于 1994 年 3 月，2013 年 12 月完成转制，取得《北 京市财政局关于同意设立中天运会计师事务所（特殊普通合伙）的批 复》（京财会许可[2013]0079 号）。组织形式：特殊普通合伙。注册地 址：北京市西城区车公庄大街 9 号院 1 号楼 1 门 701-704。首席合伙 人：刘红卫先生。 2023 年末，合伙人 54 人，注册会计师 317 人，签署过证券服务 业务审计报告的注册会计师 145 人。2023 年度经审计的收入总额为 56,520.37 万元，审计业务收入为 39,534.99 万元，证券业务收入为 13,186.80 万元。 二、执业记录 1、基本信息 项目合伙人 ...

关于航天长征化学工程股份有限公司 内部控制审计报告 中天运[2024]控字第 90002 号 中天运会计师事务所 (特殊普通合伙) JONTEN CERTIFIED PUBLIC ACCOUNTANTS LLP 中天运会计师事务所（特殊普通合伙）JONTEŃ CPAS 关于航天长征化学工程股份有限公司 内部控制审计报告 家 00 一、内部控制审计报告 l 中天运会计师事务所(特殊普通合伙) IONTEN CPAS 内部控制审计报告 中天运[2024]控字第 90002 号 航天长征化学工程股份有限公司全体股东: 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要求,我们 审计了 航天长征化学工程股份有限公司(以下简称"航天工程")2023年12月 31日的 财务报告内部控制的有效性。 一、企业对内部控制的责任 按照《企业内部控制基本规范》、《企业内部控制应用指引》、《企业内部控制评 价指引》的规定,建立健全和有效实施内部控制,并评价其有效性是航天工程董事 会的责任。 二、注册会计师的责任 我们的责任是在实施审计工作的基础上,对财务报告内部控制的有效性发表审 计意见,并对注意到的非财务报告内部控制的重 ...