浙江新化化工股份有限公司 章 程 中国 浙江 二〇二三年（修订） | 第一章 | 总则 | 2 | | --- | --- | --- | | 第二章 | 经营范围 | 3 | | 第三章 | 股份 | 3 | | 第一节 | 股份发行 3 | | | 第二节 | 股份增减和回购 4 | | | 第三节 | 股份转让 6 | | | 第四章 | 股东和股东大会 | 7 | | 第一节 | 股东 7 | | | 第二节 | 股东大会的一般规定 10 | | | 第三节 | 股东大会的召集 12 | | | 第四节 | 股东大会的提案与通知 14 | | | 第五节 | 股东大会的召开 15 | | | 第六节 | 股东大会的表决和决议 17 | | | 第五章 | 董事会 21 | | | 第一节 | 董事 21 | | | 第二节 | 董事会 24 | | | 第六章 | 总经理及其他高级管理人员 27 | | | 第七章 | 监事会 29 | | | 第一节 | 监事 29 | | | 第二节 | 监事会 29 | | | 第八章 | 财务会计制度、利润分配和审计 | 31 | | 第一节 | 财务会计制度 ...

第二条 独立董事对公司及全体股东负有诚信与勤勉义务。独立董事须 按照相关法律、法规、规章、规范性文件及《公司章程》的要求，认真履 行职责，维护公司整体利益，尤其要关注中小股东的合法权益不受损害。 第三条 独立董事须独立履行职责，不受公司主要股东、实际控制人或 者其他与公司存在利害关系的单位或个人的影响。 第四条 公司董事会成员中应当包括不低于三分之一的独立董事，其中 至少包括一名会计专业人士（以会计专业人士身份被提名为独立董事候选 人的，应具备较丰富的会计专业知识和经验，并至少曾具备注册会计师 （CPA）、高级会计师、会计学专业副教授或者会计学专业博士学位等四类 资格之一）。 第五条 独立董事最多在三家境内上市公司担任独立董事，并确保有足 够的时间和精力有效地履行独立董事的职责。 浙江新化化工股份有限公司 独立董事工作细则 二〇二三年 浙江新化化工股份有限公司 独立董事工作细则 第一章 总则 第一条 为进一步完善浙江新化化工股份有限公司（以下简称"公 司"）法人治理结构建设，为独立董事创造良好的工作环境，促进公司规范 运行，根据《中华人民共和国公司法》（以下简称"《公司法》"）、《上市公 司治理准则》《上海证 ...

| 证券代码：603867 | 证券简称：新化股份 | 公告编号：2023-053 | | --- | --- | --- | | 转债代码：113663 | 转债简称：新化转债 | | 浙江新化化工股份有限公司 第六届董事会第三次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、董事会会议召开情况 表决结果：同意 9 票，反对 0 票，弃权 0 票。 2、审议通过《关于增加注册资本并修订<公司章程>的议案》 具体内容详见公司于同日在上海证券交易所网站（www.sse.com.cn）披露的 公司《关于增加注册资本并修订<公司章程>的公告》。 表决结果：同意 9 票，反对 0 票，弃权 0 票。 该议案尚需提交股东大会审议。 浙江新化化工股份有限公司（以下简称"公司"）第六届董事会第三次会议 于 2023 年 8 月 28 日在浙江省建德市洋溪街道新安江路 909 号以现场结合通讯方 式召开。会议通知已通过电子方式送达各位董事。本次会议应出席董事 9 人，实 际出席董事 9 人。 会议由董事长应思斌先生主持 ...

证券代码：603867 证券简称：新化股份 公告编号：2023-056 转债代码：113663 转债简称：新化转债 浙江新化化工股份有限公司 2023年半年度募集资金存放与使用情况的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 根据中国证监会发布的《上市公司监管指引第2号——上市公司募集资金管理和使用的 监管要求》和上海证券交易所发布的《上海证券交易所上市公司自律监管指引第1号——规 范运作》等有关规定，浙江新化化工股份有限公司（以下简称"公司"）董事会编制了截 至2023年6月30日止的《2023年半年度度募集资金存放与使用情况的专项报告》。现将公司 2023年半年度募集资金存放与实际使用情况报告如下： 一、募集资金基本情况 (一) 2019年公开发行股票"新化股份" 1.实际募集资金金额和资金到账时间 经中国证券监督管理委员会证监许可〔2019〕958号文核准，并经上海证券交易所同 意，本公司由主承销商光大证券股份有限公司采用余额包销方式，向社会公众公开发行 人民币普通股（A股）股票3,500万股，发行价 ...

| 证券代码：603867 | 证券简称：新化股份 | 公告编号：2023-052 | | --- | --- | --- | | 转债代码：113663 | 转债简称：新化转债 | | 浙江新化化工股份有限公司 关于使用暂时闲置募集资金进行现金管理的进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 公司于2022年12月13日召开了第五届董事会第二十一次会议、第五届监事会第 二十次会议审议通过了《关于使用部分闲置募集资金进行现金管理的议案》，同意 在确保不影响公司募集资金安全和募集资金投资计划正常进行的前提下，公司及全 资子公司宁夏新化化工有限公司（以下简称"宁夏新化"）计划使用不超过人民币 20,000.00万元的闲置募集资金进行现金管理，用于购买的产品品种为安全性高、流 动性好、短期、稳健型投资产品。投资期限自董事会审议通过之日起12个月内有效， 单个产品的投资期限不超过12个月，在上述额度和投资期限内，资金可以滚动使用。 具体内容详见公司于2022年12月15日在上海证券交易所网站（www.sse.com ...

上 海 证 券 交 易 所 上证公监函〔2023〕0154 号 关于对浙江新化化工股份有限公司 时任监事方军伟予以监管警示的决定 当事人： 方军伟，浙江新化化工股份有限公司时任监事。 经查明，浙江新化化工股份有限公司（以下简称公司）时任监 事方军伟于 2023 年 1 月 3 日至 10 日通过二级市场集中竞价方式分 4 笔卖出 25,400 股公司股票，占公司总股本的 0.013%，成交金额合计 约 86 万元。公司于 2023 年 1 月 12 日披露《浙江新化化工股份有限 公司 2022 年度业绩预增公告》，方军伟卖出股票的时点均处于业绩 预告前 10 日内，构成业绩预告窗口期违规买卖股票。 方军伟作为公司时任监事，在窗口期违规买卖股票，上述行为 违反了中国证监会《上市公司董事、监事和高级管理人员所持本公 司股份及其变动管理规则》第十二条、《上海证券交易所股票上市规 则》（以下简称《股票上市规则》）第 3.4.1 条、《上海证券交易所上 市公司自律监管指引第 8 号——股份变动管理》第十条等有关规定 及其在《董事（监事、高级管理人员）声明及承诺书》中作出的承 诺。 鉴于上述违规事实和情节，根据《股票上市 ...

浙江新化化工股份有限公司（以下简称"公司"）已于 2023 年 4 月 25 日发布公司 2022 年度报告，为便于广大投资者更全面深入地了 解公司 2022 年度经营成果、财务状况，公司计划于 2023 年 05 月 30 日 上午 10:00-11:30 举行 2022 年度业绩说明会，就投资者关心的 问题进行交流。 | 证券代码:603867 | 证券简称:新化股份 | 公告编号：2023-037 | | --- | --- | --- | | 转债代码:113663 | 转债简称:新化转债 | | 浙江新化化工股份有限公司 关于召开 2022 年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 一、 说明会类型 本次投资者说明会以视频结合网络互动召开，公司将针对 2022 会议召开时间：2023 年 05 月 30 日(星期二) 上午 10:00-11:30 会议召开地点：上海证券交易所上证路演中心（网址： http://roadshow.sseinfo.com/） 会议召开方式 ...

Financial Performance - The company's operating revenue for Q1 2023 was ¥662,063,164.17, representing a decrease of 7.25% compared to the same period last year[5] - The net profit attributable to shareholders for Q1 2023 was ¥78,334,236.90, down 22.01% year-on-year[5] - The basic earnings per share for Q1 2023 was ¥0.42, a decrease of 23.64% compared to the previous year[6] - Total revenue for Q1 2023 was ¥662,063,164.17, a decrease of 7.2% compared to ¥713,846,960.37 in Q1 2022[19] - Net profit for Q1 2023 was ¥84,753,139.12, a decline of 21.1% from ¥107,434,359.23 in Q1 2022[19] - The total comprehensive income for Q1 2023 was ¥84,753,139.12, compared to ¥107,434,359.23 in Q1 2022, reflecting a decrease of 21.1%[20] - Basic earnings per share for Q1 2023 were ¥0.42, down from ¥0.55 in Q1 2022, representing a decline of 23.6%[20] Assets and Liabilities - The total assets at the end of Q1 2023 were ¥3,858,281,687.01, an increase of 3.36% from the end of the previous year[6] - Total assets as of March 31, 2023, were ¥3,858,281,687.01, an increase from ¥3,732,732,847.69 at the end of 2022[17] - Total liabilities increased slightly to ¥1,564,174,989.53 from ¥1,554,268,943.14, indicating stable leverage[17] - Shareholders' equity rose to ¥2,294,106,697.48 from ¥2,178,463,904.55, reflecting retained earnings growth[17] Cash Flow - The net cash flow from operating activities for Q1 2023 was ¥48,225,953.02, showing an increase of 24.05% year-on-year[5] - The net cash flow from operating activities for Q1 2023 was ¥48,225,953.02, an increase of 24.0% from ¥38,876,621.23 in Q1 2022[23] - The total cash inflow from investment activities in Q1 2023 was ¥239,839,585.89, significantly higher than ¥62,085,142.17 in Q1 2022[24] - The net cash flow from financing activities for Q1 2023 was ¥4,188,258.72, down from ¥17,109,801.47 in Q1 2022[24] - The cash and cash equivalents at the end of Q1 2023 amounted to ¥893,089,242.95, an increase from ¥298,455,132.09 at the end of Q1 2022[24] - The company reported a net increase in cash and cash equivalents of ¥214,426,281.88 for Q1 2023, contrasting with a decrease of ¥110,991,691.51 in Q1 2022[24] - The company’s total cash inflow from operating activities in Q1 2023 was ¥660,189,035.14, up from ¥593,986,846.17 in Q1 2022, indicating a growth of 11.1%[23] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 9,820[11] - The largest shareholder, JianDe State-owned Assets Management Co., held 31,348,331 shares, accounting for 16.9% of the total shares[11] Investment and Expenses - The company reported a significant increase of 197.79% in long-term equity investments due to additional investments in a subsidiary[9] - The company experienced a 228.00% increase in financial expenses primarily due to the amortization of convertible bond interest[9] - Research and development expenses decreased to ¥16,700,849.15 in Q1 2023 from ¥21,693,597.18 in Q1 2022, reflecting a shift in investment strategy[19] - Total operating costs for Q1 2023 were ¥565,072,421.18, down from ¥589,812,026.57 in Q1 2022, reflecting a cost reduction strategy[19] Accounts Receivable and Inventory - Accounts receivable rose to ¥279,839,560.44 from ¥245,367,103.91, suggesting potential challenges in collections[15] - Inventory increased to ¥331,531,906.24 from ¥302,247,048.85, indicating a buildup of stock[15]

Financial Performance - The company achieved operating revenue of 2,683,361,600, an increase of 5.03% compared to the previous year[24]. - Net profit attributable to shareholders reached 329,227,288, marking a 67.28% increase year-over-year[24]. - The net profit after deducting non-recurring gains and losses was 306,348,555, reflecting a 69.61% growth compared to the previous year[24]. - Basic earnings per share increased to 1.79, up 65.74% from 1.08 in the previous year[25]. - The weighted average return on equity rose to 18.34%, an increase of 5.71 percentage points from the previous year[26]. - Total assets at the end of 2022 were 3,732,732,800, a 32.69% increase from the previous year[24]. - Cash flow from operating activities reached 322,931,647, a significant increase of 486.63% compared to the previous year[24]. - The company distributed a cash dividend of 5.00 per 10 shares, totaling 42,528,150 shares in capital increase[26]. - The company has outlined future growth projections, aiming for a revenue increase of 10% year-over-year in the upcoming fiscal year[121]. Audit and Compliance - The company received a standard unqualified audit report from Tianjian Accounting Firm[4]. - The report indicates that the company has maintained compliance with regulatory requirements throughout the reporting period[8]. - The management has confirmed the authenticity, accuracy, and completeness of the annual report[8]. - There are no non-operating fund occupations by controlling shareholders or related parties[7]. - The company has not violated decision-making procedures for external guarantees[7]. - The company has not faced any issues with a majority of directors being unable to ensure the report's accuracy[7]. - The internal control audit report received a standard unqualified opinion[154]. - There were no significant deficiencies in internal control during the reporting period[153]. Risk Management - The company has outlined potential risks in its future business outlook, which are detailed in the management discussion section[7]. - The fluctuation in raw material prices, primarily linked to petroleum products, poses a risk to the company's gross margin, with raw materials constituting a high proportion of production costs[112]. - The company faces potential challenges in collecting accounts receivable if downstream customers experience financial difficulties, which could impact operational efficiency[112]. - The company is aware of potential risks from increasing environmental regulations and is committed to investing in pollution control measures to maintain compliance[110]. Strategic Initiatives - The company has initiated several key projects, including the Ningxia Xinhua spice project, which is expected to enhance high-quality development[35]. - The company is focusing on safety and environmental management, ensuring compliance with safety production standards and environmental regulations[36]. - The company is focusing on optimizing its industrial structure and enhancing innovation capabilities to adapt to market changes and competition[71]. - The company plans to shift from a scale-speed development model to a quality-efficiency model, emphasizing innovation-driven growth[71]. - The company aims to enhance its market position by concentrating on high-end chemical materials and specialized chemicals[71]. - The company is actively pursuing mergers and acquisitions to bolster its market position and diversify its product offerings[121]. Research and Development - Research and development expenses rose by 8.43% year-on-year to approximately ¥87.82 million, reflecting increased investment in new products and technologies[50]. - The company has employed 138 R&D personnel, making up 13.77% of the total workforce[63]. - The company’s R&D efforts have led to significant breakthroughs in lithium extraction and recovery technologies, marking its entry into the new energy sector[84]. - The company plans to invest in high-end technology and new materials, particularly in lithium extraction technologies for lithium recovery from salt lakes and ores[103]. Environmental Responsibility - The company is committed to safety and environmental standards, with ongoing improvements in safety management and regulatory compliance to prevent major accidents in the chemical sector[74]. - The company has mechanisms in place for environmental protection and compliance with emission standards[158]. - The company has implemented continuous monitoring of emissions from its facilities[157]. - The company has paid environmental protection taxes for all four quarters of 2022[174]. - The company upgraded equipment to improve energy efficiency, resulting in a reduction of approximately 669 tons of CO2 emissions[178]. Governance and Shareholder Relations - The company has established a governance structure that includes a shareholders' meeting, board of directors, supervisory board, and management team, ensuring clear responsibilities and coordination[115]. - The company has made adjustments to its internal control manuals and processes to align with its strategic and business development needs[115]. - The company has implemented a stock option and restricted stock incentive plan, with independent directors providing opinions on the plan[149]. - The company commits to minimizing related party transactions to protect the interests of all shareholders and will not seek preferential treatment in business cooperation[197]. Employee and Management - The company has a total of 1,002 employees, with 601 in the parent company and 401 in major subsidiaries[139]. - The employee composition includes 587 production personnel, 46 sales personnel, 158 technical personnel, and 87 management personnel[139]. - The management team has emphasized the importance of performance evaluations in determining the remuneration of senior management, ensuring alignment with company goals[124]. - The company has established a comprehensive training system to enhance employee skills and capabilities[142].

2022 年第三季度报告 证券代码：603867 证券简称：新化股份 浙江新化化工股份有限公司 2022 年第三季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 第三季度财务报表是否经审计 □是 √否 一、 主要财务数据 (一)主要会计数据和财务指标 单位：元 币种：人民币 | 项目 | 本报告期 | 本报告期 比上年同 期增减变 | | 年初至报告期 末比上年同期 增减变动幅度 | | --- | --- | --- | --- | --- | | | | | 年初至报告期末 | | | | | 动幅度(%) | | (%) | | 营业收入 | 623,313,462.82 | 13.61 | 2,019,367,651.66 | 7.54 | | 归属于上市公司股东的 | 55,902,573.19 | 341.25 | 248,128,949.23 | 125.81 | | 净利润 | | | | | | 归属于上市公司股东的 扣除非经常性损益的净 | 55,402,331.98 | 350.74 | 230, ...