| 证券代码：603978 | 证券简称：深圳新星 公告编号：2024-093 | | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | 深圳市新星轻合金材料股份有限公司 关于控股股东、实际控制人之一致行动人 解除部分股份质押的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 经与岩代投资确认，本次解除质押的部分股份后续暂无再质押的计划，若后 续存在股份质押计划，岩代投资将根据实际情况及时履行告知义务，公司将按照 相关法律、法规要求及时履行信息披露义务。 二、股东累计质押股份情况 截至本公告披露日，公司控股股东、实际控制人陈学敏先生及其一致行动人 累计质押股份情况如下： 深圳市新星轻合金材料股份有限公司（以下简称"公司"）控股股东、实 际控制人陈学敏先生之一致行动人深圳市岩代投资有限公司（以下简称"岩代投 资"）持有公司股份数量为25,262,280股，占公司总股本比例为14.77%；本次部分 股份解除质押后，岩代投资累计质押公司股份数量为9,300,000股，占其持股数 ...

一、董事会会议召开情况 | 证券代码：603978 | 证券简称：深圳新星 | 公告编号：2024-090 | | --- | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | | 深圳市新星轻合金材料股份有限公司 第五届董事会第十四次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 2024-092）。 深圳市新星轻合金材料股份有限公司（以下简称"公司"）第五届董事会第十 四次会议于 2024 年 8 月 28 日在深圳市光明区高新产业园区汇业路 6 号新星公司 红楼会议室以通讯方式召开。本次会议已于 2024 年 8 月 16 日以邮件及电话的方 式通知全体董事。本次会议由公司董事长陈学敏先生主持，应出席董事 9 人，实 际出席董事 9 人。本次会议的召集和召开符合《公司法》和《公司章程》的规定， 合法有效。 本议案已经董事会审计委员会 2024 年第四次会议审议通过。 表决结果：9 票同意，0 票反对，0 票弃权。 二、董事会会议审议情况 1、审议通过《2024 年半年度报 ...

Financial Performance - The company's operating revenue for the first half of 2024 reached ¥1,163,034,025.50, representing a 79.71% increase compared to the same period last year[11]. - The net profit attributable to shareholders of the listed company was -¥57,337,693.01, showing a decline from -¥49,033,236.52 in the previous year[11]. - The net cash flow from operating activities was -¥127,246,815.23, compared to -¥41,329,142.36 in the same period last year[11]. - Total assets increased by 10.87% to ¥3,970,487,711.12 compared to the end of the previous year[11]. - The net assets attributable to shareholders of the listed company decreased by 4.06% to ¥1,528,669,821.54[11]. - The company's basic earnings per share for the first half of 2024 was -0.36 CNY, compared to -0.30 CNY in the same period last year, indicating a decline[12]. - The weighted average return on equity was -3.67%, down from -2.87% in the previous year[12]. - The company's total operating revenue for the reporting period was 116,303.40 million yuan, a year-on-year increase of 79.71%, while operating costs rose by 80.00%[54]. - The net profit attributable to shareholders was -5,733.77 million yuan, a decrease of 16.94% year-on-year, and the net profit after deducting non-recurring gains and losses was -7,127.41 million yuan, down 37.77% year-on-year[54]. Market and Industry Trends - The company's operating revenue increased by 79.71% year-on-year, primarily due to growth in the battery aluminum foil blank business[12]. - The production of aluminum materials in China reached 33.255 million tons in the first half of 2024, a year-on-year increase of 9.5%[17]. - The export volume of unwrought aluminum and aluminum materials was 3.17 million tons, up 13.1% year-on-year, while imports surged by 70.1% to 2.04 million tons[17]. - The demand for high-end aluminum grain refiners and aluminum intermediate alloys is expected to increase due to the rapid development of new energy and clean energy sectors[18]. - The overall demand for aluminum grain refiners is projected to grow in line with the increasing production of aluminum materials driven by favorable government policies[17]. - In the first half of 2024, China's new energy vehicle production and sales reached 4.929 million and 4.944 million units, respectively, representing year-on-year growth of 30.1% and 32%, with a market share of 35.2%[22]. - The total production of lithium-ion batteries in China for the first half of 2024 was 480 GWh, showing a year-on-year increase of 20%[22]. Research and Development - The company is actively involved in the research and development of lithium battery materials, including the construction of a lithium hexafluorophosphate project[15]. - The company has established subsidiaries to expand into the lithium battery materials sector, indicating a strategic move towards market expansion[15]. - The company has achieved international leading technology in the potassium aluminum fluoride (KAlF4) energy-saving technology for aluminum electrolysis additives[44]. - The company focuses on technological innovation to maintain its leading position in the aluminum grain refining agent market and expand into new materials for lithium battery applications[42]. - The company has received multiple domestic and international patents for its independently developed electromagnetic induction furnace and continuous rolling mill[43]. - The company’s research and development expenses increased by 22.72% to CNY 40,397,637.03, with a total of 5 domestic invention patents applied for during the reporting period[60]. Production Capacity and Operations - The company has achieved a casting capacity of 80,000 tons for battery aluminum foil raw materials, with phase one at 20,000 tons, phase two at 30,000 tons, and phase three at 30,000 tons[28]. - A cold rolling production line with an annual capacity of 50,000 tons has been put into operation, with another 50,000 tons expected to be operational by September 2024[33]. - The company has established a lithium hexafluorophosphate production line with a total planned capacity of 15,000 tons, with phases one and two already operational[32]. - The battery aluminum foil project has an annual production capacity of 100,000 tons, with 80,000 tons of casting capacity already in operation[41]. - The company has developed a new product as a substitute for hot-rolled materials, which has passed customer trials successfully[41]. - The company has invested in a 500-ton lithium fluoride pilot production line to meet raw material needs for lithium hexafluorophosphate, reducing production costs[48]. Financial Position and Liabilities - The company's total assets as of the end of the first half of 2024 were CNY 2,743,701,680.02, compared to CNY 2,638,878,671.57 at the end of the first half of 2023, showing an increase of about 4%[141]. - The total liabilities as of the end of the first half of 2024 amounted to CNY 1,243,737,001.51, compared to CNY 1,090,263,356.91 at the end of the first half of 2023, representing an increase of about 14%[141]. - The total equity decreased to CNY 1,499,964,678.51 in the first half of 2024 from CNY 1,548,615,314.66 in the same period of 2023, indicating a decline of approximately 3%[141]. - The company's long-term liabilities due within one year increased by 90.58% to CNY 249,790,957.68, mainly due to an increase in long-term borrowings[65]. - The total amount of guarantees provided by the company, including those to subsidiaries, is 74,523.8 million RMB, which accounts for 46.77% of the company's net assets[116]. - The company reported a financial expense of CNY 39,048,740.49 in the first half of 2024, up from CNY 31,125,911.71 in the first half of 2023, reflecting an increase of about 25%[143]. Environmental and Regulatory Compliance - The company has committed to strict compliance with national environmental laws and regulations, conducting regular environmental inspections and third-party emissions monitoring[97]. - The company has established an emergency response plan for environmental incidents, including five specific plans for air pollution, fire, and hazardous material leaks, with regular drills conducted[91]. - The company has not faced any administrative penalties for environmental issues during the reporting period[93]. - The company utilizes clean energy natural gas in production, ensuring emissions meet standards and no wastewater is discharged[94]. - The company has identified key environmental risks and established a dedicated environmental risk management team to enhance its response capabilities[95]. Corporate Governance and Shareholder Relations - The company has implemented a stock option incentive plan to attract and retain talent, with the plan approved on August 14, 2020, and subsequent adjustments made due to changes in the status of incentive recipients[82]. - The company has established commitments to minimize and regulate related party transactions, ensuring fair market pricing and compliance with legal disclosure obligations[107]. - The company is involved in significant litigation matters, including a dispute over a shareholder meeting resolution regarding the transfer of 100% equity for RMB 12.5 million, with the court ruling against the plaintiff's claims[110]. - The company has received financial support from its major shareholder, Shenzhen Yandai Investment Co., Ltd., amounting to no more than RMB 250 million, with interest rates not exceeding the benchmark rates set by the People's Bank of China[112]. - The company has not disclosed any significant related party transactions during the reporting period[113]. Future Outlook and Strategic Plans - The company plans to optimize its product structure by focusing on the production and sales of cold-rolled products, which have higher gross margins than cast-rolled products[52]. - The company plans to continue focusing on operational efficiency and cost management to improve cash flow in the upcoming quarters[150]. - The company plans to transfer the assets related to the lithium hexafluorophosphate project, including a 3,000-ton production line and a 2,000-ton production line, for a total asset transfer price of RMB 160 million[123]. - The company plans to continue its market expansion and product development strategies in the upcoming quarters[154].

| 证券代码：603978 | 证券简称：深圳新星 公告编号：2024-091 | | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | 深圳市新星轻合金材料股份有限公司 第五届监事会第八次会议决议公告 （3）在提出本意见前，未发现参与公司2024年半年度报告编制和审议的人员 有违反保密规定的行为。 深圳市新星轻合金材料股份有限公司（以下简称"公司"）第五届监事会第八 次会议于 2024 年 8 月 28 日在深圳市光明区高新产业园区汇业路 6 号新星公司红 楼会议室以通讯方式召开。本次会议已于 2024 年 8 月 16 日以邮件及电话的方式 通知全体监事。本次会议由监事会主席谢志锐先生主持，应出席监事 3 人，实际 出席监事 3 人。本次会议的召集和召开符合《公司法》和《公司章程》的规定， 合法有效。 二、监事会会议审议情况 1、审议通过《2024 年半年度报告及摘要》 监事会对公司编制的《2024年半年度报告及摘要》发表如下审核意见： 《2024 年半年度报告摘要》同日刊登在《中国证券报》《上海证券报》《证 券时报》《证券日报》以及上海证券交易所网站（http://www. ...

| 证券代码：603978 | 证券简称：深圳新星 公告编号：2024-092 | | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | 深圳市新星轻合金材料股份有限公司 2024 年半年度募集资金存放与实际使用情况的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 根据《上海证券交易所上市公司自律监管指引第 1 号—规范运作》和《上海证券交 易所上市公司自律监管指南第 1 号—公告格式》的规定，现将深圳市新星轻合金材料股 份有限公司（以下简称"本公司"或"深圳新星"）2024 年半年度募集资金存放与实际使用 情况报告如下： 一、募集资金基本情况 （一）首次公开发行 A 股股票募集资金情况 1、实际募集资金金额、资金到账时间 经中国证券监督管理委员会证监许可[2017]1313 号文核准，本公司于 2017 年 7 月 向社会公开发行人民币普通股（A 股）20,000,000.00 股，每股发行价为 29.93 元，应募 集资金总额为人民币 598,600,000.00 元 ， 根 ...

| 证券代码：603978 | 证券简称：深圳新星 公告编号：2024-089 | | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | 深圳市新星轻合金材料股份有限公司 持股 5%股东集中竞价减持股份计划时间届满 暨减持结果公告 本公司董事会、全体董事及相关股东保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 大股东持股的基本情况 本次减持计划实施前，深圳市新星轻合金材料股份有限公司（以下简称"公 司"）股东楼奕霄先生持有公司股份 8,297,626 股，占公司总股本的比例为 5%， 股份来源为协议转让所得。 集中竞价减持计划的实施结果情况 公司于 2024 年 5 月 8 日披露了《关于持股 5%股东集中竞价减持股份计划公 告》（公告编号：2024-041），因个人资金需求，楼奕霄先生计划自本公告披露之 日起 15 个交易日后的 90 天内（即 2024 年 5 月 29 日起至 2024 年 8 月 26 日期间 内），通过上海证券交易所集中竞价交易方式减持不超过 829,776 股，占公司总 股本 ...

深圳市新星轻合金材料股份有限公司 股票交易异常波动公告 | 证券代码：603978 | 证券简称：深圳新星 公告编号：2024-088 | | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | 经公司自查，并书面问询公司控股股东、实际控制人，截至本公告披露 日，不存在应披露而未披露的重大事项或重要信息。 财务风险：公司于 2024 年 7 月 9 日披露了《2024 年半年度业绩预亏公 告》，经财务部门初步测算，预计 2024 年半年度实现归属于母公司所有者的净利 润为-6,500 万元到-5,500 万元，与上年同期相比，亏损增加 596.68 万元到 1,596.68 万元；归属于母公司所有者的扣除非经常性损益后的净利润为-8,000 万元到 -7,000 万元。敬请广大投资者理性投资，注意投资风险。 重大事项风险：关于全资子公司资产转让事项，公司正在按照协议要求 推进资产转让事项。因本次交易尚未完成，相关资产的交割、过户、工商变更等 事项是否能最终顺利完成尚存在不确定性。本次交易对方具备履约能力及付款能 力，但依然存在不能按协议约定及时支付资产转让对价的履约风险。敬请广大投 ...

| 证券代码：603978 | 证券简称：深圳新星 | 公告编号：2024-087 | | --- | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | | 深圳市新星轻合金材料股份有限公司 关于全资子公司增加注册资本的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 投资标的名称：新星轻合金材料（洛阳）有限公司（以下简称"洛阳新星"）、 松岩新能源材料（全南）有限公司（以下简称"松岩新能源"） 投资金额：公司拟将前期以借款形式分别投入子公司洛阳新星的 4.13 亿 元人民币和投入子公司松岩新能源的 7.00 亿元人民币，以债转股的方式对其进 行增资；增资完成后，洛阳新星注册资本将由人民币 5.87 亿元增加至人民币 10.00 亿元，松岩新能源的注册资本将由人民币 3.00 亿元增加至人民币 10.00 亿元。 本次对全资子公司增资，不构成关联交易，亦不构成重大资产重组。本 次投资在董事会的审批权限范围内，无需提交公司股东大会审议。 本次对全资子公司增资符合公司战略发展 ...

关于《深圳市新星轻合金材料股份有限公司关于股 票交易异常波动的问询函》的回函 深圳市新星轻合金材料股份有限公司: 本人已收到《深圳市新星轻合金材料股份有限公司关于股票交易 异常波动的问询函》，经认真自查，现就有关情况回复如下: 截至目前，本人作为深圳市新星轻合金材料股份有限公司(以下 简称"深圳新星")的控股股东、实际控制人,本人不存在影响深圳新 星股票价格异常波动的重大事项;不存在其他应披露而未披露的重大 信息,包括但不限于重大资产重组、发行股份、上市公司收购、债务 重组、业务重组、资产剥离和资产注入等重大事项。 本人在上述问询函涉及的异动期间内(2024年 8 月 15 日、8 月 16 日、8 月 19 日），不存在买卖深圳新星股票的行为。 特此回复。 控股股东、实际控制人: 深圳市新星轻合金材料股份有限公司: 本公司已收到《深圳市新星轻合金材料股份有限公司关于股票交 易异常波动的问询函》,经认真自查,现就有关情况回复如下: 截止目前，作为深圳市新星轻合金材料股份有限公司(以下简称 "深圳新星")控股股东、实际控制人之一致行动人，本公司不存在影 响深圳新星股票价格异常波动的重大事项;不存在其他应披露而未 ...

| 证券代码：603978 | 证券简称：深圳新星 | 公告编号：2024-085 | | --- | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | | 深圳市新星轻合金材料股份有限公司 关于控股股东、实际控制人及其一致行动人持股 比例因可转债转股被动稀释超过1%的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示: 本次权益变动系"新星转债"转股使公司总股本增加，导致公司控股股东、 实际控制人及其一致行动人在持股数量不变的情况，持股比例被动稀释超过 1%， 不触及要约收购； 经中国证券监督管理委员会"证监许可〔2020〕1441号"文核准，深圳市新星 轻合金材料股份有限公司（以下简称"公司"）于2020年8月13日公开发行了595.00 万张可转换公司债券，每张面值100元，发行总额59,500万元。本次发行的可转 债期限为自发行之日起6年，即2020年8月13日至2026年8月12日；债券票面利率 为：第一年0.4%、第二年0.6%、第三年1%、第四年1.5%、 ...