证券代码：603978 证券简称：深圳新星 公告编号：2025-101 深圳市新星轻合金材料股份有限公司 关于以集中竞价交易方式回购公司股份进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 | 重要内容提示： | | --- | | 回购方案首次披露日 | 2024/2/21，由实际控制人、董事长兼总经理陈学 | | | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | | | 敏先生提议 | | | | | | | | 回购方案实施期限 | 年 月 2 11 | 月 2024 | 20 | 日~2025 | 年 | 19 | 日 | | 预计回购金额 | 3,000万元~6,000万元 | | | | | | | | 回购用途 | □减少注册资本 √用于员工持股计划或股权激励 □用于转换公司可转债 | | | | | | | | | □为维护公司价值及股东权益 | | | | | | | | 累计已回购股数 | 99.77万股 | | | | | | ...

Core Viewpoint - The company plans to repurchase shares for employee stock ownership plans or equity incentives, with an estimated amount between 30 million to 60 million yuan, and the repurchase period extends until November 19, 2025 [1] Summary by Relevant Sections - **Repurchase Proposal** The actual controller, chairman, and general manager Chen Xueming proposed a share repurchase plan aimed at employee stock ownership or equity incentives, with a budget of 30 million to 60 million yuan [1] - **Adjustments to the Plan** The company has made multiple adjustments to the repurchase plan, including extending the implementation period, modifying the funding sources, and changing the upper limit of the repurchase price [1] - **Current Status of Repurchase** As of October 31, 2025, the company has repurchased a total of 997,700 shares, accounting for 0.47% of the total share capital, with a total payment of approximately 10.03 million yuan, and the repurchase price ranged from 9.33 yuan to 12.58 yuan per share. No repurchase occurred in October [1]

Group 1 - The report highlights a mixed economic outlook for the US, with expectations of a government shutdown resolution and a potential interest rate cut in December, impacting market liquidity and stock performance [4][15][19] - The A-share market is expected to remain in a consolidation phase, with a focus on three main investment themes: dividend recovery, economic recovery, and technology themes benefiting from the 14th Five-Year Plan [4][21] - The report identifies ten key stocks for November, including companies in the new energy, automotive, power equipment, fixed income, and pharmaceutical sectors, with no specific ranking [3][12][19] Group 2 - The report emphasizes the importance of the 14th Five-Year Plan in guiding future development directions, particularly in technology self-reliance, domestic consumption, and new energy [17][18] - The performance of the A-share market has shown volatility, with a significant portion of public fund holdings in the TMT sector, leading to potential profit-taking pressures [21][19] - The report provides detailed financial forecasts for selected companies, indicating expected revenue and profit growth across various sectors, including new energy and automotive [22][39][45]

深圳市新星轻合金材料股份有限公司 2025 年第五次临时股东大会会议资料 深圳市新星轻合金材料股份有限公司 2025 年 11 月 17 日 | 2025 | 年第五次临时股东大会参会须知 2 | | --- | --- | | 2025 | 年第五次临时股东大会议程 3 | | 2025 | 年第五次临时股东大会议案 5 | | | 议案一：《关于取消监事会并修订<公司章程>的议案》 5 | | | 议案二：《关于制定、修订公司部分治理制度的议案》 6 | 深圳新星 2025 年第五次临时股东大会会议资料 深圳市新星轻合金材料股份有限公司 2025 年第五次临时股东大会参会须知 为维护各位投资者的合法权益，确保公司本次股东大会的顺利召开，依据中国证券 监督管理委员会《上市公司股东会规则》及公司《股东大会议事规则》等有关规定，特 制定股东大会须知如下： 一、公司董事会以维护股东合法权益、确保股东大会正常秩序和议事效率为原则， 认真履行法定职责，由公司证券部具体负责大会各项事宜。 二、出席现场会议的股东（或股东代理人）须在会议召开前的 30 分钟内向证券部办 理签到手续，并按规定出示股东账户卡、授权委托书（注明 ...

深圳市新星轻合金材料股份有限公司 2025 年第五次临时股东大会会议资料 深圳市新星轻合金材料股份有限公司 2025 年 11 月 17 日 | 2025 | 年第五次临时股东大会参会须知 2 | | --- | --- | | 2025 | 年第五次临时股东大会议程 3 | | 2025 | 年第五次临时股东大会议案 5 | | | 议案二：《关于制定、修订公司部分治理制度的议案》 6 | 深圳新星 2025 年第五次临时股东大会 会议资料 深圳市新星轻合金材料股份有限公司 2025 年第五次临时股东大会参会须知 为维护各位投资者的合法权益，确保公司本次股东大会的顺利召开，依据中国证券 监督管理委员会《上市公司股东会规则》及公司《股东大会议事规则》等有关规定，特 制定股东大会须知如下： 一、公司董事会以维护股东合法权益、确保股东大会正常秩序和议事效率为原则， 认真履行法定职责，由公司证券部具体负责大会各项事宜。 二、出席现场会议的股东（或股东代理人）须在会议召开前的 30 分钟内向证券部办 理签到手续，并按规定出示股东账户卡、授权委托书（注明委托范围）、本人身份证 （或者单位证明）等证件，经验证后方可出席会 ...

年报信息披露重大差错责任追究制度 深圳市新星轻合金材料股份有限公司 年报信息披露重大差错责任追究制度 第一章 总则 第一条 为了进一步提高深圳市新星轻合金材料股份有限公司（以下简称"公 司"）规范运作水平，加强职业操守，加大对年度报告信息披露相关责任人员的 问责力度，提高年度报告信息披露的质量和透明度，增强年度报告信息披露的真 实性、准确性、完整性和及时性，推进公司内部控制制度建设，根据《中华人民 共和国证券法》、《中华人民共和国会计法》、《上市公司信息披露管理办法》、《上 市公司治理准则》、《上海证券交易所股票上市规则》（以下简称"《上市规则》"） 等法律、法规、规范性文件及《公司章程》、《公司信息披露管理办法》的有关规 定，结合公司的实际情况，制定本制度。 第二条 本制度适用于公司的董事、高级管理人员、公司各子（分）公司的 负责人、公司以及各子（分）公司财务部门的工作人员以及与年度报告信息披露 工作有关的其他人员（以上统称"年报信息披露相关人员"）。年报信息披露相关 人员在年度报告信息披露工作中违反国家有关法律、法规、规范性文件、《上市 规则》以及公司规章制度，未勤勉尽责或者不履行职责，导致年度报告信息披 ...

内部问责制度 深圳市新星轻合金材料股份有限公司 内部问责制度 第一条 为进一步完善深圳市新星轻合金材料股份有限公司（以下简称"公 司"）治理结构，健全内部约束和责任追究机制，促进公司董事及管理层恪尽职 守，提高公司决策与经营管理水平，根据《公司法》、《证券法》、《深圳市新星轻 合金材料股份有限公司章程》（以下简称《公司章程》）及公司《内部控制制度》 等相关规定，结合公司实际情况，制定本制度。 第二条 公司董事会、高级管理人员应当按照《公司法》、《证券法》、《上海 证券交易所股票上市规则》等有关法律、法规、规范性文件及《公司章程》等规 定，完善公司内部控制体系的建设，促进公司实现规范运作和健康发展。 第三条 内部问责是指对公司董事及高级管理人员在其所管辖的部门及工作 职责范围内，由于故意或者过失，不履行或者不正确履行工作职责，工作不力， 给公司造成不良影响和后果的行为进行责任追究。 第四条 问责对象为公司董事、高级管理人员及控股子公司的董事、监事、 总经理及其他高级管理人员。 第五条 本制度坚持下列原则： (一) 制度面前人人平等原则； (二) 责任与权利对等原则； (三) 谁主管谁负责原则； 第六条 本制度所 ...

Market Overview - The metal new materials sector experienced a decline of 3.25% on October 31, with AnTai Technology leading the drop [1] - The Shanghai Composite Index closed at 3954.79, down 0.81%, while the Shenzhen Component Index closed at 13378.21, down 1.14% [1] Stock Performance - Notable gainers in the metal new materials sector included: - Shenzhen New Star (603978) with a closing price of 26.55, up 4.53% on a trading volume of 260,000 shares and a turnover of 706 million yuan [1] - Youyan Powder Materials (688456) closed at 48.70, up 2.79% with a trading volume of 17,500 shares and a turnover of 85.36 million yuan [1] - Major decliners included: - AnTai Technology (000969) closed at 21.24, down 8.65% with a trading volume of 2,030,300 shares and a turnover of 440.3 million yuan [2] - Jinli Permanent Magnet (300748) closed at 39.18, down 6.87% with a trading volume of 792,000 shares and a turnover of 3.137 billion yuan [2] Capital Flow - The metal new materials sector saw a net outflow of 1.629 billion yuan from institutional investors, while retail investors contributed a net inflow of 1.477 billion yuan [2] - The capital flow for specific stocks showed mixed results, with some stocks experiencing significant outflows from institutional and speculative investors [3]

Core Viewpoint - Shenzhen New Star (603978.SH) reported its Q3 2025 results, highlighting a significant increase in institutional investor holdings, which now account for 22.26% of the total share capital, reflecting a 0.94 percentage point increase from the previous quarter [1] Institutional Holdings - As of October 30, 2025, six institutional investors disclosed their holdings in Shenzhen New Star, totaling 46.99 million shares [1] - The institutional investors include Shenzhen Yandai Investment Co., Ltd., Shenzhen Huike Light Metal R&D Management Co., Ltd., Shenzhen New Star Light Alloy Materials Co., Ltd. - 2024 Employee Stock Ownership Plan, China Merchants Bank Co., Ltd. - Oriental Alpha Industry Pioneer Mixed Fund, CITIC Securities Asset Management (Hong Kong) Co., Ltd. - Client Funds, and Goldman Sachs International - Proprietary Funds [1] - The total institutional holding percentage increased by 0.94 percentage points compared to the previous quarter [1] Public Fund Disclosures - One new public fund was disclosed in this period, namely the Oriental Alpha Industry Pioneer Mixed A [1] - A total of 18 public funds were not disclosed in this quarter compared to the previous one, including funds such as Baoying New Sharp Mixed A, Fuanda CSI A500 Index Enhanced A, and others [1]

Group 1 - Shenzhen New Star (SH 603978) announced on October 31 that its fifth board meeting was held on October 30, 2025, via teleconference to discuss the proposal for the fifth extraordinary shareholders' meeting in 2025 [1] - For the year 2024, Shenzhen New Star's revenue composition is as follows: 96.09% from non-ferrous metal rolling processing, 3.68% from new energy lithium battery materials, and 0.23% from other businesses [1]