上海永茂泰汽车科技股份有限公司 对 2023 年度会计师事务所履职情况评估报告 上海永茂泰汽车科技股份有限公司（以下简称"永茂泰"或"公司"）于 2023 年 4 月 28 日召开 2022 年年度股东大会，续聘天健会计师事务所（特殊普 通合伙）（以下简称"天健所"）为公司 2023 年度财务及内控审计机构。根据财 政部、国资委、证监会三部门联合发布的《国有企业、上市公司选聘会计师事务 所管理办法》等相关规定，公司对天健所开展公司 2023 年度财务及内控审计过 程中的履职情况进行了评估。经评估，公司认为天健所资质等方面合规有效，履 职保持独立性，勤勉尽责，公允表达意见，具体情况如下： | 会计师事务所名称 | 天健会计师事务所（特殊普通合伙） | | | | | | | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 成立日期 | 2011 7 | 年 | 月 | 18 | 日 | 组织形式 | | | | 特殊普通合伙 | | | 注册地址 | 浙江省杭州市西湖区灵隐街道西溪路 128 ...

Financial Performance - In 2023, the company's operating revenue was approximately CNY 3.54 billion, a slight increase of 0.07% compared to 2022[18]. - The net profit attributable to shareholders decreased by 67.18% to CNY 30.91 million, primarily due to a decline in aluminum processing fees[19]. - The net cash flow from operating activities increased by 82.54% to CNY 93.20 million, mainly due to a reduction in cash paid for purchasing goods and services[18]. - The company achieved operating revenue of 3.536 billion RMB in 2023, a slight increase of 0.07% compared to the previous year[74]. - The aluminum alloy business sales decreased by 2.25% to 2.465 billion RMB, while the automotive parts business sales increased by 6.85% to 1.000 billion RMB[74]. - Operating costs rose by 2.88% to 3.288 billion RMB, primarily due to increased sales volume[76]. - Research and development expenses increased by 24.26% to 91.836 million RMB, reflecting the company's investment in new projects[76]. - The gross margin for the aluminum alloy business decreased by 4.02 percentage points to 3.23%, influenced by price reductions in the automotive sector[79]. - The gross margin for the automotive parts business increased by 0.15 percentage points to 12.70%, benefiting from higher sales volume[79]. - The company reported a significant increase in deferred tax assets by 59.15% to 31,583,993.31 CNY, indicating potential future tax benefits[93]. - The company's net profit from its subsidiary Anhui Aluminum Co., Ltd. was reported at -585.03 million CNY, highlighting challenges in profitability[103]. Dividend and Share Capital - The company plans to distribute a cash dividend of 0.20 yuan per 10 shares (including tax) to shareholders, totaling approximately 6,524,747.44 yuan based on a share capital of 326,237,372 shares after deducting repurchased shares[3]. - The company plans to distribute a cash dividend of 0.39 RMB per 10 shares, totaling 9,898,200 RMB, which accounts for 10.51% of the net profit attributable to shareholders for 2022[175]. - The company will increase its share capital by 76,140,000 shares, resulting in a total share capital of 329,940,000 shares post-distribution[175]. - The cash dividend distribution policy requires a minimum of 80% payout if the company is in a mature stage without major investment plans[173]. - The company's cash dividend distribution ratio is 21.11% of the consolidated net profit attributable to ordinary shareholders[179]. Risk Management - The management has outlined potential risks in the future development section of the report, emphasizing the importance of risk awareness for investors[5]. - The company has established a risk management framework for its hedging activities, including a stop-loss warning line set at 5% of the audited net profit attributable to shareholders, with an absolute amount exceeding 8 million RMB[131]. - The company’s hedging strategy is subject to strict controls, ensuring that the volume and duration of futures contracts do not exceed the corresponding physical inventory and sales plans[131]. - The company plans to engage in foreign exchange derivatives trading to mitigate risks associated with exchange rate and interest rate fluctuations from its export business and foreign currency holdings[132]. - The company has established a risk warning line for foreign exchange derivatives trading losses at 5% of the audited net profit attributable to shareholders, which amounts to over 8 million RMB, and a stop-loss line at 10%, exceeding 10 million RMB[133]. - The company has implemented a comprehensive risk control framework for foreign exchange derivatives trading, including a management system that defines departmental responsibilities and risk limits[133]. - The automotive industry faces significant risks, including market fluctuations and intense competition, which could negatively impact the company's performance if not managed effectively[118]. Corporate Governance - The company has conducted 3 shareholder meetings and 6 board meetings during the reporting period, ensuring compliance with governance regulations and maintaining shareholder rights[137]. - The company has a governance structure that includes a board of directors, supervisory board, and management team, with independent directors participating in key committees[137]. - The company has established a performance evaluation system for its directors and senior management, linking compensation to performance metrics[138]. - The company maintains strict separation from its controlling shareholders and related parties in terms of personnel, assets, finance, and operations, ensuring independent operations[139]. - The company has implemented strict management of insider information and confidentiality prior to disclosures, ensuring transparency[140]. - The company has revised its corporate governance documents, including the Articles of Association and decision-making systems, to enhance operational efficiency[144]. - The company has established a remuneration committee to ensure that compensation aligns with industry standards and company performance[153]. - The company is focusing on enhancing the performance of its directors and senior management through a structured remuneration system linked to performance[153]. Research and Development - The company obtained 24 patent authorizations in 2023 and submitted 27 patent applications that are currently under review[31]. - The company has a strong R&D capability, holding 140 valid patents, including 28 invention patents and 112 utility model patents, which support its advanced manufacturing processes[61]. - The company is actively expanding its aluminum alloy production capacity to meet the growing demand from clients, particularly in the new energy vehicle sector[65]. - Research and development investment increased by 18%, totaling 200 million RMB, focusing on sustainable materials[150]. - The company plans to enhance its production capabilities by optimizing procurement, technology, and efficiency, aiming to reduce production costs and increase output in 2024[114]. - The company aims to develop high-strength, high-toughness aluminum alloys and expand its international market presence, focusing on components for NEV battery packs, motors, and chassis[112]. Environmental Responsibility - The company invested ¥6.6176 million in environmental protection funds during the reporting period[186]. - The company emphasizes ecological protection and pollution prevention, aligning with national hazardous waste regulations[200]. - The company has established pollution prevention facilities, including wastewater treatment and air pollution control systems, ensuring compliance with relevant standards[189]. - The company received approval for the environmental impact report of its 100,000-ton recycled aluminum project on January 9, 2023[191]. - No administrative penalties were imposed on the company for environmental issues during the reporting period, except for a fine of ¥200,000 on a subsidiary for exceeding water pollutant discharge limits[196]. - The company has implemented emergency response plans for environmental incidents across its subsidiaries, including risk analysis and emergency resource allocation[198]. Market Trends and Strategy - The automotive lightweight trend is driving demand for aluminum alloy materials, with a projected increase in aluminum usage per vehicle to 250 kg by 2025 and 350 kg by 2030, representing a 30% and 40% reduction in weight compared to 2014, respectively[108]. - The company is positioned to capitalize on the growing demand for recycled aluminum as part of the global low-carbon transition strategy, aligning with national development goals[109]. - The rapid development of the new energy vehicle (NEV) market in China has led to an oversupply of vehicles, with significant competition among automakers focusing on market share and price wars[105]. - The company anticipates that total vehicle sales in China will exceed 31 million in 2024, with a growth forecast of over 3%[104]. - The company is actively transitioning to the new energy vehicle sector, increasing its focus on aluminum alloy materials and components for this market[121]. - Recent market expansion efforts have led to significant sales growth with major clients such as FAW Casting and BorgWarner, helping to diversify the customer base and reduce dependency risks[123]. Production and Operations - The company has established an aluminum alloy production capacity of 273,000 tons, with 237,000 tons currently operational, including 100,000 tons of aluminum alloy ingots and 137,000 tons of aluminum alloy liquid[40]. - The company has improved its management mechanisms, enhancing budget management and cost control to respond effectively to market demand and price fluctuations[35]. - The company primarily adopts a "sales-driven production" model, organizing production based on customer orders and maintaining close cooperation among various departments[50]. - The company has developed a comprehensive industrial chain that includes waste aluminum recycling, automotive aluminum alloy production, and hazardous waste transportation and disposal, enhancing its market position and operational efficiency[56]. - The company has established a stable customer base, primarily consisting of automotive parts manufacturers, leveraging its strong market reputation[47]. - The company has a diverse supplier base for external processing, ensuring flexibility and reducing dependency on any single supplier[51].

证券代码：605208 证券简称：永茂泰 公告编号：2024-026 上海永茂泰汽车科技股份有限公司 关于开展外汇衍生品交易业务的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 交易目的：套期保值 交易币种：美元、欧元及其他符合上海永茂泰汽车科技股份有限公司（以下 简称"公司"）及子公司主业经营需要的币种 交易工具：外汇衍生品交易合约 交易场所：商业银行 交易金额：预计动用的保证金上限为 5,000 万元人民币，预计任一交易日持 有的最高合约价值不超过 20,000 万元人民币。 本次外汇衍生品交易预计事项已经公司 2024 年 4 月 25 日召开的第三届董事 会第七次会议和第三届监事会第五次会议审议通过；本次事项尚需提交股东 大会审议。 特别风险提示：公司开展外汇衍生品交易业务，存在市场汇率、利率发生与 公司预判趋势相反方向波动的风险，存在因公司流动资金不足而无法完成交 割的风险，存在因交易对手方不履行合约或客户订单调整、应收款项逾期等 原因导致到期无法履约的风险，存在因流程执行偏差、违反职业道德、系 ...

会计政策变更公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次会计政策变更系根据财政部发布的《企业会计准则解释第 17 号》（财会 〔2023〕21）对公司原会计政策相关内容进行调整，对公司财务状况、经营成果 和现金流量不产生重大影响。 一、会计政策变更概述 证券代码：605208 证券简称：永茂泰 公告编号：2024-028 上海永茂泰汽车科技股份有限公司 2023 年 10 月 25 日，财政部发布《企业会计准则解释第 17 号》（财会〔2023〕 21），主要包括"关于流动负债与非流动负债的划分"、"关于供应商融资安排的 （一）会计政策变更的性质 披露"、"关于售后租回交易的会计处理"等 3 项内容。根据上述规定，公司对现 行会计政策予以相应变更。 本次会计政策变更属于根据国家统一的会计制度要求变更会计政策。 （二）会计政策变更的原因 根据财政部 2023 年 10 月 25 日发布的《企业会计准则解释第 17 号》（财会 〔2023〕21）（以下简称"第 17 号解释"），上海永茂泰汽车科技股份 ...

证券代码：605208 证券简称：永茂泰 公告编号：2024-029 上海永茂泰汽车科技股份有限公司 关于计提资产减值准备的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 上海永茂泰汽车科技股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日召开第三届董事会第七次会议，审议通过了《关于计提资产减值准备的议案》。 现将有关情况公告如下： 和计量相关会计政策：对于以摊余成本计量的金融资产及以公允价值计量且其变 动计入其他综合收益的应收款项融资等，以预期信用损失为基础确认损失准备。 三、本次计提资产减值准备的项目及金额 本次计提资产减值准备的资产项目主要为应收账款、存货等科目的减值准 备，计提减值准备合计人民币 1,669.73 万元。其中： 1、计提信用减值损失 535.37 万元,具体如下： 一、本次计提资产减值准备概述 为客观、公允、准确地反映公司 2023 年度财务状况和各项资产的价值，根 据《企业会计准则》及公司会计政策的相关规定，本着谨慎性的原则，公司对应 收款项、存货等相关资产进行了清查，并按资产类 ...

证券代码：605208 证券简称：永茂泰 公告编号：2024-021 上海永茂泰汽车科技股份有限公司 第三届监事会第五次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 监事会会议召开情况 上海永茂泰汽车科技股份有限公司（以下简称"公司"）第三届监事会第五 次会议于2024年4月25日以通讯方式召开，会议通知和材料于2024年4月15日以电 子邮件发送全体监事。会议由监事会主席章妙君召集并主持，应出席监事3人， 实际出席监事3人。董事会秘书列席会议。会议的召集和召开程序符合《公司法》 和《公司章程》的规定，会议合法有效。 监事会会议审议情况 一、审议通过《2023 年年度报告及摘要》。 内容详见 2024 年 4 月 27 日公司在上海证券交易所网站 www.sse.com.cn 披 露的《2023 年年度报告》及在《中国证券报》《上海证券报》《证券时报》《证券 日报》和上海证券交易所网站 www.sse.com.cn 披露的《2023 年年度报告摘要》。 监事会认为，公司 2023 年年度报告及摘要的内容能够真实 ...

2023 年度董事会工作报告 一、经营情况讨论与分析 2023 年以来，面对复杂多变的市场环境和日趋激烈的竞争格局，公司迎难 而上、破难而进，贯彻稳健经营、积极发展的经营思路，坚定铝合金全产链绿 色低碳发展布局，抢抓汽车轻量化智能化发展机遇，不断加大新技术、新产品 研究，加强新客户开发，持续优化管理体系，尽管受行业因素影响公司经营业 绩出现下滑，但公司主导产品市场份额不丢、主营业务收入不减、客户结构不 断优化，经受住了经营和发展的严峻挑战，也为未来扭转业绩下滑打下了基础、 创造了条件。主要经营情况如下： 上海永茂泰汽车科技股份有限公司 1、客户结构不断优化，新能源占比稳中有升 2023 年以来，我国汽车市场竞争进入白热化，车企间价格战此起彼伏。在 传导机制的作用下，整个汽车产业链受到影响，公司两大主营产品铝合金及零 部件都面临下游部分主要客户需求减少和价格低迷的产业环境。面对严峻的市 场压力，公司积极加大客户开发力度，抢占存量市场、开拓增量市场。铝合金 客户一汽铸造、文灿、舜富、金澄、遵航、瑞鹄、佳合朔、爱仕达等，零部件 客户博格华纳、大陆制动系统、联合汽车电子、伊控动力等销量均逆势增加， 2023 年，公司 ...

证券代码：605208 证券简称：永茂泰 公告编号：2024-022 上海永茂泰汽车科技股份有限公司 2023 年度利润分配方案公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、利润分配方案内容 经天健会计师事务所（特殊普通合伙）审计，截至 2023 年 12 月 31 日，上 海永茂泰汽车科技股份有限公司（以下简称"公司"）母公司报表中期末未分配 利润为人民币 200,028,572.48 元。经董事会决议，公司 2023 年度拟以实施权益 分配比例：每 10 股派发现金红利 0.20 元（含税）。 本次利润分配以实施权益分派股权登记日登记的总股本扣除回购专用证券 账户中的股份数后的股本为基数，具体日期将在权益分派实施公告中明确。 在实施权益分派的股权登记日前公司总股本扣除回购专用证券账户中的股 份数后的股本发生变动的，公司拟维持每股分配比例不变，相应调整分配总 额，并将在相关公告中披露。 本次利润分配方案尚需提交公司 2023 年度股东大会审议通过后方可实施。 本年度现金分红比例低于 30%，主要是 ...

证券代码：605208 证券简称：永茂泰 公告编号：2024-027 上海永茂泰汽车科技股份有限公司 关于修订公司章程的公告 | 序号 修订前 | 修订后 | | --- | --- | | 源的资金成本和公司现金流量情况，确定 | 源的资金成本和公司现金流量情况，确定 | | 合理的现金分红比例，降低公司的财务风 | 合理的现金分红比例，降低公司的财务风 | | 险。 | 险。 | | (二)利润分配方式 | (二)利润分配方式 | | 公司可采取现金、现金和股票相结合的利 | 公司可采取现金、现金和股票相结合的利 | | 润分配方式或者法律、法规允许的其他方 | 润分配方式或者法律、法规允许的其他方 | | 式分配股利。在符合现金分红的条件下， | 式分配股利。在符合现金分红的条件下， | | 公司应当优先采取现金分红的方式进行 | 公司应当优先采取现金分红的方式进行 | | 利润分配。 | 利润分配。 | | (三)现金分红的条件和比例 | (三)现金分红的条件和比例 | | 在公司年度实现的可供股东分配利润(即 | 在公司年度实现盈利，且母公司报表中未 | | 公司弥补亏损、提取公积金后所余的税后 | ...

上海永茂泰汽车科技股份有限公司（以下简称"公司"）于 2023 年 4 月 28 日召开 2022 年年度股东大会，续聘天健会计师事务所（特殊普通合伙）（以下简 称"天健所"）为公司 2023 年度财务及内控审计机构。根据财政部、国资委、证 监会三部门联合发布的《国有企业、上市公司选聘会计师事务所管理办法》等相 关规定，在天健所开展公司 2023 年度财务及内控审计过程中，公司董事会审计 委员会本着勤勉尽责的原则，恪尽职守，认真履行了监督职责。具体情况如下： 一、公司 2023 年度审计会计师事务所基本情况 | 会计师事务所名称 | 天健会计师事务所（特殊普通合伙） | | | | | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 成立日期 | 2011 7 组织形式 | 年 | 月 | 18 | 日 | | | 特殊普通合伙 | | | 注册地址 | 浙江省杭州市西湖区灵隐街道西溪路 128 号 | | | | | | | | | | 首席合伙人 | 王国海 上年末合伙人数量 | | | | | | 238 | ...