证券代码：605377 证券简称：华旺科技 公告编号：2024-025 杭州华旺新材料科技股份有限公司 关于 2023 年度募集资金存放与使用情况的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、募集资金基本情况 （一）实际募集资金金额和资金到账时间 根据中国证券监督管理委员会《关于核准杭州华旺新材料科技股份有限公司 非公开发行股票的批复》（证监许可〔2021〕3701 号），本公司由主承销商中信 建投证券股份有限公司采用向特定投资者非公开发行股票的方式，向特定对象非 公开发行人民币普通股（A 股）股票 4,510.451 万股，发行价为每股人民币 18.18 元，共计募集资金 82,000.00 万元，坐扣承销和保荐费用 583.02 万元后的募集资 金为 81,416.98 万元，已由主承销商中信建投证券股份有限公司于 2022 年 3 月 8 日汇入本公司募集资金监管账户。另减除律师费、审计验资费、发行手续费用及 材料制作费用等与发行权益性证券直接相关的新增外部费用 182.75 万元后，公 司本次募集资金 ...

中信建投证券股份有限公司 关于杭州华旺新材料科技股份有限公司 | 关联交易类别 | 关联人 | 2023 年预计 金额 | 2023 年实际 发生金额 | 预计金额与上年 实际发生金额差 异较大的原因 | | --- | --- | --- | --- | --- | | | 杭州临安华旺热能 | 7,000.00 | 6,095.77 | 采购价格有所下 降 | | 向关联人采购商 品和接受劳务 | 有限公司 杭州华旺汇科投资 | | | | | | 有限公司 | 120.00 | 119.31 | - | | 向关联人提供劳 务 | 杭州临安华旺热能 有限公司 | 67.00 | 52.42 | - | | 其他 | 杭州华旺汇科投资 | 205.57 | 184.07 | - | | | 有限公司 | | | | | | 合计 | 7,392.57 | 6,451.57 | - | 二、2024年度公司日常关联交易预计金额和类别 2024 年度预计关联交易的核查意见 中信建投证券股份有限公司（以下简称"中信建投证券"或"保荐机构"） 作为杭州华旺新材料科技股份有限公司（以下简称"华旺科技"或"公司"）非 ...

杭州华旺新材料科技股份有限公司 2023年度独立董事述职报告 作为杭州华旺新材料科技股份有限公司（以下简称"公司"）的独立董事， 本人严格遵照《公司法》《证券法》《上市公司治理准则》《上市公司独立董事管 理办法》《上海证券交易所股票上市规则》等相关法律法规和规章制度的规定及 《公司章程》、公司《独立董事工作制度》的要求，勤勉尽责，审慎行使独立董 事权利，主动地了解公司的经营和发展情况，积极出席董事会和股东大会，参与 公司的重大决策，对公司董事会审议的重大事项充分发挥自身的专业优势，发表 独立客观的意见，切实维护了公司的整体利益和全体股东的合法权益，履行了诚 信、勤勉的职责和义务。现将本人 2023 年度履职情况汇报如下： 一、独立董事的基本情况 （一）个人工作履历、专业背景以及兼职情况 王磊，1983 年生，中国国籍，无境外永久居留权，本科学历。历任义乌华 鼎锦纶股份有限公司副总经理、董事会秘书、浙江泰坦股份有限公司副总经理、 董事会秘书、西陇科学股份有限公司董事会办公室主任、浙江海派智能家居股份 有限公司董事会秘书，现任浙江明佳环保科技股份有限公司独立董事，2020 年 9 月至今，担任浙江宏鑫科技股份有限 ...

中信建投证券股份有限公司 关于杭州华旺新材料科技股份有限公司 2023 年持续督导年度报告书 | 保荐机构名称：中信建投证券股份有限公 | 被保荐公司名称：杭州华旺新材料科技股份 | | --- | --- | | 司 | 有限公司 | | 保荐代表人姓名：李华筠 | 联系方式：18616770960 | | | 联系地址：上海市浦东新区浦东南路 528 号 | | | 上海证券大厦北塔 2203 室 | | 保荐代表人姓名：林煜东 | 联系方式：18221963081 | | | 联系地址：上海市浦东新区浦东南路 号 528 | | | 上海证券大厦北塔 2203 室 | 根据中国证券监督管理委员会《关于核准杭州华旺新材料科技股份有限公司 非公开发行股票的批复》（证监许可〔2021〕3701 号），华旺科技由主承销商中 信建投证券采用向特定投资者非公开发行股票的方式，向特定对象非公开发行人 民币普通股（A 股）股票 4,510.451 万股，发行价为每股人民币 18.18 元，共计募 集资金 82,000.00 万元，坐扣承销和保荐费用 583.02 万元后的募集资金为 81,416.98 万元，已由主承销 ...

杭州华旺新材料科技股份有限公司 2023年度独立董事述职报告 作为杭州华旺新材料科技股份有限公司（以下简称"公司"）的独立董事， 本人严格遵照《公司法》《证券法》《上市公司治理准则》《上市公司独立董事 管理办法》《上海证券交易所股票上市规则》等相关法律法规和规章制度的规定 及《公司章程》、公司《独立董事工作制度》的要求，勤勉尽责，审慎行使独立 董事权利，主动地了解公司的经营和发展情况，积极出席董事会和股东大会，参 与公司的重大决策，对公司董事会审议的重大事项充分发挥自身的专业优势，发 表独立客观的意见，切实维护了公司的整体利益和全体股东的合法权益，履行了 诚信、勤勉的职责和义务。现将本人 2023 年度履职情况汇报如下： 一、独立董事的基本情况 张群华，1972 年出生，中国国籍，无境外永久居留权，研究生学历。历任 中国农业银行嘉兴市分行员工、浙江中铭会计师事务所审计部经理、合伙人、世 源科技（嘉兴）医疗电子有限公司首席财务官、浙江古纤道新材料股份有限公司 董事兼财务总监、杭州天地数码科技股份有限公司副总经理、董事会秘书、浙江 博凡动力装备股份有限公司独立董事、浙江大洋生物科技集团有限公司独立董事、 浙江博菲 ...

中信建投证券股份有限公司 关于杭州华旺新材料科技股份有限公司 非公开发行股票持续督导之保荐工作总结报告书 中信建投证券股份有限公司（以下简称"中信建投证券"或"保荐机构"） 作为杭州华旺新材料科技股份有限公司（以下简称"华旺科技"、"发行人"或 "公司"）非公开发行股票的保荐机构，履行持续督导期截至 2023 年 12 月 31 日。目前，本次非公开发行的持续督导期已届满。保荐机构根据《证券发行上市 保荐业务管理办法》的相关规定，出具本保荐总结报告书。 一、保荐机构及保荐代表人承诺 （一）保荐总结报告书和证明文件及其相关资料的内容不存在虚假记载、误 导性陈述或重大遗漏，保荐机构及保荐代表人对其真实性、准确性、完整性承担 法律责任。 （二）本机构及本人自愿接受中国证监会对保荐总结报告书相关事项进行的 任何质询和调查。 （三）本机构及本人自愿接受中国证监会按照《证券发行上市保荐业务管理 办法》的有关规定采取的监管措施。 | 保荐机构名称 | 中信建投证券股份有限公司 | | --- | --- | | 注册地址 | 北京市朝阳区安立路 66 号 4 号楼 | | 主要办公地址 | 上海市浦东新区浦东南路 528 ...

目 录 一、内部控制审计报告…………………………………………第 1—2 页 第 1 页 共 2 页 内部控制审计报告 天健审〔2024〕4176 号 杭州华旺新材料科技股份有限公司全体股东： 二、注册会计师的责任 我们的责任是在实施审计工作的基础上，对财务报告内部控制的有效性发表 审计意见，并对注意到的非财务报告内部控制的重大缺陷进行披露。 三、内部控制的固有局限性 内部控制具有固有局限性，存在不能防止和发现错报的可能性。此外，由于 情况的变化可能导致内部控制变得不恰当，或对控制政策和程序遵循的程度降低， 根据内部控制审计结果推测未来内部控制的有效性具有一定风险。 四、财务报告内部控制审计意见 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要求，我 们审计了杭州华旺新材料科技股份有限公司（以下简称华旺科技公司）2023 年 12 月 31 日的财务报告内部控制的有效性。 一、企业对内部控制的责任 按照《企业内部控制基本规范》《企业内部控制应用指引》以及《企业内部 控制评价指引》的规定，建立健全和有效实施内部控制，并评价其有效性是华旺 科技公司董事会的责任。 第 2 页 共 2 页 第 1 页 共 ...

证券代码：605377 证券简称：华旺科技 公告编号：2024-027 杭州华旺新材料科技股份有限公司 关于续聘外部审计机构的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 拟续聘的会计师事务所名称：天健会计师事务所（特殊普通合伙） 杭州华旺新材料科技股份有限公司（以下简称"公司"）已于 2024 年 4 月 26 日召开第四届董事会第三次会议，审议通过了《关于续聘外部审计机构的 议案》。公司拟续聘天健会计师事务所（特殊普通合伙）为公司 2024 年度审计 机构。该议案尚需提交公司股东大会审议通过。 一、拟续聘会计师事务所的基本情况 （一）机构信息 1、基本信息 | 事务所名称 | 天健会计师事务所（特殊普通合伙） | | | | --- | --- | --- | --- | | 成立日期 | 2011年7月18日 | 组织形式 | 特殊普通合伙 | | 注册地址 | 浙江省杭州市西湖区西溪路128号6楼 | | | | 首席合伙人 | 王国海 上年末合伙人数量 | | 238 人 | | 上年末执业人 ...

Financial Performance - The company's operating revenue for 2023 reached ¥3,975,786,810.43, representing a 15.70% increase compared to ¥3,436,401,576.53 in 2022[23]. - The net profit attributable to shareholders for 2023 was ¥566,089,373.56, up 21.13% from ¥467,335,090.53 in 2022[23]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥527,910,202.62, reflecting a 16.43% increase from ¥453,400,020.52 in 2022[23]. - The total assets of the company as of the end of 2023 were ¥6,218,722,546.99, a 12.67% increase from ¥5,519,651,980.40 at the end of 2022[23]. - The net assets attributable to shareholders increased by 11.14% to ¥4,009,722,291.81 from ¥3,607,787,901.95 in 2022[23]. - Basic earnings per share for 2023 were ¥1.72, an increase of 17.81% from ¥1.46 in 2022[24]. - The company achieved a total revenue of CNY 3,975.79 million in 2023, representing a year-on-year growth of 15.70%[33]. - The net profit attributable to shareholders of the listed company was CNY 566.09 million, an increase of 21.13% compared to the previous year[33]. - The weighted average return on equity increased by 0.75 percentage points to 14.92%[25]. Cash Flow and Investments - The net cash flow from operating activities decreased by 18.62% to ¥438,595,334.32 from ¥538,973,828.30 in 2022[23]. - The net cash flow from operating activities for the fourth quarter was CNY 482.99 million, showing a strong recovery[26]. - The net cash flow from investment activities is ¥49,071,122.59, a significant improvement from -¥431,765,622.45 in the previous year, mainly due to increased redemptions of financial products[70]. - The net cash flow from financing activities decreased by 102.37% to -¥16,159,720.20, primarily due to the absence of funds raised from non-public stock issuance compared to the previous year[71]. - The total amount of receivables financing increased by 45.77% to ¥1,099,897,263.02, attributed to the expansion of sales and increased bill collections[73]. - Fixed assets increased by 40.57% to ¥1,294,377,450.52, mainly due to the completion of the special paper production line expansion project[73]. Market and Product Development - The company successfully launched the "18,000 tons special paper production line expansion project (Phase I)", contributing to continuous capacity growth[33]. - The company actively expanded its overseas market presence, resulting in a significant increase in overseas business volume[34]. - The company implemented a centralized procurement strategy, effectively reducing procurement costs and optimizing the supply chain[35]. - The company focused on improving operational efficiency and cost control, leading to a reduction in inventory turnover time[36]. - The company is a leading manufacturer in the specialty paper industry, focusing on decorative base paper, with over 500 varieties produced across two major production bases in Hangzhou and Ma'anshan[41]. - The decorative base paper products have strong printing performance and environmental production processes, gradually replacing natural wood, stone, leather, and other decorative materials[42]. - The company has achieved significant digital transformation, enhancing production delivery capabilities and efficiency through the integration of MES, ERP, and WMS systems[37]. - The domestic market for decorative base paper is experiencing high demand growth due to urbanization and rising income levels, with a focus on high-end products[39]. - The overseas market for decorative base paper is expanding, driven by the Belt and Road Initiative and increasing demand in Southeast Asia[40]. - The company emphasizes customized production to meet client needs, enhancing its market share in the mid-to-high-end segment[44]. - The decorative base paper industry is seeing increased concentration, with higher quality requirements from downstream customers, favoring mid-to-high-end products[39]. Research and Development - Research and development expenses increased by 30.06% to 120,663.20 million RMB, driven by higher investment in R&D[56]. - The proportion of research and development personnel to total employees is 17.50%, with a total of 232 R&D staff[68]. - The company has no PhD researchers among its R&D personnel, with only 1 holding a master's degree[68]. - The company will increase R&D efforts to maintain its technological leadership in the industry[86]. Environmental and Sustainability Initiatives - The company is actively pursuing a green low-carbon strategy, implementing clean production processes to minimize resource consumption and environmental impact[45]. - The company invested CNY 10.97 million in environmental protection during the reporting period[147]. - The company has installed a 24-hour online monitoring system at wastewater discharge points, which is connected to environmental regulatory authorities[150]. - The company reduced carbon emissions by 8,287 tons through measures such as using photovoltaic energy and implementing energy-saving technologies[158]. - The company received various environmental honors, including being recognized as a "Demonstration Unit for Energy Measurement" by the Hangzhou Municipal Government and achieving "Green Factory" status at the national level[157]. - The company has implemented a self-monitoring scheme for environmental compliance, with results showing all pollutant emissions meet standards[155]. - The company has not faced any administrative penalties for environmental issues during the reporting period[156]. Governance and Compliance - The company held three shareholder meetings during the reporting period, ensuring compliance with relevant laws and regulations, and providing equal treatment to all shareholders, especially minority shareholders[98]. - The board of directors convened seven meetings, adhering to the established rules and procedures, and maintaining a structured governance framework with specialized committees[99]. - The company has implemented a transparent performance evaluation and incentive mechanism for directors and senior management, ensuring compliance with legal standards[99]. - The company is committed to maintaining information disclosure transparency, ensuring that all shareholders have fair access to relevant information[99]. - The company has established a financial management system for its subsidiaries to ensure compliance and mitigate financial risks[144]. - The company has not faced any penalties from securities regulatory agencies in the past three years[121]. Shareholder and Management Changes - The total number of shares held by the board members at the beginning of the year was 76,477,100, which decreased to 76,212,920 by the end of the year, reflecting a reduction of 264,180 shares[107]. - Zhang Yancheng, the General Manager, reduced his shareholding by 257,980 shares, bringing his total from 5,023,500 to 4,765,520 shares[107]. - The company reported a significant leadership change with the resignation of independent director Mr. Zhang Qunhua after serving for six years[110]. - The company appointed Mr. Qiu Jianghao as the new chairman of the board, effective from March 7, 2023, following the resignation of Mr. Qiu Zhengliang[110]. - The company is undergoing a board and supervisory board transition, with several members resigning due to retirement or work adjustments[113]. - The management team remains stable despite the changes in board and supervisory positions, ensuring continuity in operations[112]. Risk Management - The company faces risks from macroeconomic slowdown and raw material price fluctuations, particularly in wood pulp[90][91]. - The company will strengthen its analysis of raw material markets and improve procurement planning to mitigate risks from price volatility[92]. - The company faces risks from exchange rate fluctuations, particularly due to its reliance on imported wood pulp and USD settlements, which could increase procurement costs if the RMB depreciates against the USD[94]. - Changes in government policies, including environmental regulations and tax adjustments, could significantly impact the company's competitive environment and operational strategies, leading to increased uncertainty in future operations[95].

中信建投证券股份有限公司 关于杭州华旺新材料科技股份有限公司 2023 年度募集资金存放与使用情况之专项核查报告 中信建投证券股份有限公司（以下简称"中信建投证券"或"保荐机构"） 作为杭州华旺新材料科技股份有限公司（以下简称"华旺科技"或"公司"）非 公开发行股票的保荐机构，根据《证券发行上市保荐业务管理办法》、《上海证券 交易所上市公司自律监管指引第 11 号——持续督导》、《上海证券交易所股票上 市规则》、《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要 求》、《上海证券交易所上市公司自律监管指引第 1 号——规范运作》等相关法 律、法规和规范性文件的规定，对杭州华旺新材料科技股份有限公司非公开发行 股票募集资金 2023 年度的存放与使用情况进行了核查，情况如下： 一、募集资金基本情况 根据中国证券监督管理委员会《关于核准杭州华旺新材料科技股份有限公司 非公开发行股票的批复》（证监许可〔2021〕3701 号），华旺科技由主承销商中信 建投证券股份有限公司采用向特定投资者非公开发行股票的方式，向特定对象非 公开发行人民币普通股（A 股）股票 4,510.451 万股，发行价为每股人民 ...