根据中国证券监督管理委员会《关于同意交控科技股份有限公司向特定对象 发行股票注册的批复》（证监许可[2021]1983 号），公司向特定对象发行人民币普 通股（A 股）26,592,022 股，募集资金总额 759,999,988.76 元，募集资金净额 745,109,332.76 元，上述款项已于 2021 年 09 月 01 日全部到位。立信会计师事务 所（特殊普通合伙）对前述事项进行了审验，并出具了信会师报字[2021]第 ZB11390 号《验资报告》。 中信建投证券股份有限公司 关于交控科技股份有限公司使用暂时闲置募集资金进行现金管理 公司对募集资金采取了专户存储制度，设立了相关募集资金专项账户。募集 资金到账后，已全部存放于该募集资金专项账户内，并与保荐机构、存放募集资 金的银行签署了《募集资金专户存储三方监管协议》。 的核查意见 由于募集资金投资项目建设需要一定周期，根据公司募集资金投资项目推进 计划，公司的部分募集资金存在暂时闲置的情形。 二、本次使用暂时闲置募集资金进行现金管理的基本情况 （一）投资目的 中信建投证券股份有限公司（以下简称"中信建投证券"、"保荐机构"）作 为交控科技股份有 ...

中信建投证券股份有限公司 关于交控科技股份有限公司 2023 年半年度持续督导跟踪报告 中信建投证券股份有限公司（以下简称"中信建投证券"）作为交控科技股 份有限公司（以下简称"交控科技"或"公司"）2020 年度向特定对象发行股票 的保荐机构，根据《证券发行上市保荐业务管理办法》、《上海证券交易所科创板 股票上市规则》、《上海证券交易所科创板上市公司自律监管指引第 1 号——规范 运作》以及《科创板上市公司持续监管办法（试行）》等相关规定，负责交控科 技的持续督导工作，持续督导期为 2020 年 11 月 17 日至 2023 年 12 月 31 日。 2023 年半年度，中信建投证券对交控科技的持续督导工作情况总结如下： 三、重大风险事项 公司面临的风险因素主要如下： （一）宏观环境风险 | 序号 | 工作内容 | 持续督导情况 | | --- | --- | --- | | 1 | 建立健全并有效执行持续督导工作制度，并针 | 保荐机构已建立健全并有效执行 了持续督导制度，并制定了相应 | | | 对具体的持续督导工作制定相应的工作计划。 | | | | | 的工作计划 | | | 根据中国证监会相关规 ...

证券代码：688015 证券简称：交控科技 公告编号：2023-026 交控科技股份有限公司 关于新增日常关联交易的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 是否需要提交股东大会审议：否 日常关联交易对上市公司的影响：本次日常关联交易为公司正常经营所必 需，上述关联交易是在公平、公正、公允的基础上进行的，未损害公司利益，未 对公司当期的财务状况、经营成果产生重大影响，未影响公司的独立性，公司不 会对上述关联方产生依赖。 一、日常关联交易基本情况 （一）日常关联交易履行的审议程序 公司于 2023 年 8 月 29 日召开第三届董事会第十五次会议和第三届监事会第 十二次会议，审议通过了《关于新增日常关联交易议案》，出席本次会议的董事 对各关联方与公司预计新增的日常关联交易进行了逐项表决，逐项表决时相应的 关联董事进行了回避表决，非关联董事一致表决通过。 公司独立董事发表了事前认可意见和明确的独立意见：本次预计新增的日常 关联交易事项，符合公司实际经营的需要，系公司按照公平、公正、公开原则开 展，不 ...

交控科技股份有限公司独立董事 关于第三届董事会第十五次会议相关事项的事前认可意见 根据《中华人民共和国公司法》《中华人民共和国证券法》《上海证券交易所 科创板股票上市规则》《上市公司独立董事规则》《交控科技股份有限公司章程》 （以下简称"《公司章程》"）的有关规定，作为公司的独立董事，仔细审阅第三 届董事会第十五次会议审议的相关议案后，发表事前认可意见如下： 一、《关于新增日常关联交易的议案》 根据了解，我们认为公司本次拟与关联方北京城市轨道交通咨询有限公司、 北京京投信安科技发展有限公司发生的日常关联交易事项，符合公司实际经营的 需要，系公司按照公平、公正、公开原则开展，不存在损害公司及公司全体股东、 特别是中小股东利益的情形，不会对公司当期的财务状况、经营成果产生重大影 响，未影响公司的独立性。 综上，我们同意《关于新增日常关联交易的议案》，并同意将此议案提交公 司董事会审议，关联董事审议相关议案时需回避表决。 （本页无正文，为《交控科技股份有限公司独立董事关于第三届董事会第十五次会议相关 事项的事前认可意见》之签署页 ) 独立董事签字: 园G国交控科技 （本页无正文，为《交控科技股份有限公司独立董事关于 ...

中信建投证券股份有限公司（以下简称"中信建投证券"、"保荐机构"）作为 交控科技股份有限公司（以下简称"公司"、"交控科技"）2020 年度向特定对象 发行 A 股股票的保荐机构，根据《证券发行上市保荐业务管理办法》、《上海证券 交易所科创板股票上市规则》、《科创板上市公司持续监管办法（试行）》等有关 规定，对交控科技新增日常关联交易事项进行了审慎核查，核查情况及核查意见 如下： 一、日常关联交易基本情况 （一）日常关联交易履行的审议程序 交控科技股份有限公司（以下简称"公司"）于 2023 年 8 月 29 日召开第三 届董事会第十五次会议和第三届监事会第十二次会议，审议通过了《关于新增日 常关联交易的议案》，出席本次会议的董事对各关联方与公司预计新增的日常关 联交易进行了逐项表决，逐项表决时相应的关联董事进行了回避表决，非关联董 事一致表决通过。 中信建投证券股份有限公司 关于交控科技股份有限公司新增日常关联交易 的核查意见 | | | 本次 | 占同类业 | 本年年初至披 | | 占同类业 | 本次预计金额 | | --- | --- | --- | --- | --- | --- | --- | -- ...

证券代码：688015 证券简称：交控科技 公告编号：2023-018 交控科技股份有限公司 关于公司董事长解除留置的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 交控科技股份有限公司（以下简称"公司）于 2023 年 6 月 27 日披露《关于 公司董事长被留置并配合调查事项的公告》（公告编号：2023-016），公司董事 长兼总经理、法定代表人郜春海先生被实施留置。 2023 年 8 月 28 日，公司收到天长市监察委员会解除留置通知书，天长市监 察委员会已解除对郜春海先生的留置措施。 2023 年 8 月 29 日 目前郜春海先生能够正常履行公司董事长兼总经理、法定代表人职责，公司 副董事长邓爱群女士不再代为履行公司董事长及法定代表人职责，以及不再代为 履行公司董事会相关委员会成员的职责，公司副总经理王伟先生不再代为履行公 司总经理职责。 公司指定信息披露媒体为《中国证券报》、《证券时报》、《证券日报》、 《上海证券报》及上海证券交易所网站（www.sse.com.cn），公司发布的信息均 以在上述媒体刊登的 ...

证券代码：688015 证券简称：交控科技 公告编号：2023-017 交控科技股份有限公司 股东减持股份计划公告 本公司董事会、全体董事及相关股东保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律 责任。 重要内容提示： 股东持股的基本情况 截至本公告披露之日，交控科技股份有限公司（以下简称"公司"）股东北 京基石创业投资基金（有限合伙）（以下简称"基石基金"）持有公司无限售流通 股份 3,999,661 股，占公司总股本比例为 2.13%，上述股份来源于公司首次公开 发行前持有的股份，已于 2022 年 7 月 22 日上市流通。基石基金的一致行动人北 京市基础设施投资有限公司（以下简称"京投公司"）持有公司无限售流通股份 31,978,822 股，占公司总股本比例为 17.02%，其中 5,314,905 股来源于公司 2020 年度向特定对象发行股票持有的股份，已于 2022 年 3 月 10 日上市流通， 26,663,917 股来源于公司首次公开发行前持有的股份，已于 2022 年 7 月 22 日 上市流通。基石基金和京投公司合计持有公司股 ...

Financial Performance - The company's operating revenue for Q1 2023 was ¥295,215,009.61, a decrease of 23.95% compared to the same period last year[3] - Net profit attributable to shareholders was ¥10,122,164.29, down 53.85% year-on-year[3] - The net profit after deducting non-recurring gains and losses was ¥1,201,237.32, reflecting a significant decline of 91.47%[3] - The basic and diluted earnings per share were both ¥0.05, representing a decrease of 58.33% compared to the previous year[3] - The company reported a net loss for Q1 2023, with total operating costs exceeding total operating revenue[17] - In Q1 2023, the net profit was CNY 9,426,951.16, a decrease of 54.9% compared to CNY 20,892,975.28 in Q1 2022[19] - The total comprehensive income for Q1 2023 was CNY 9,404,181.98, a decrease of 55.0% from CNY 20,883,894.96 in Q1 2022[19] Cash Flow - The net cash flow from operating activities was -¥47,657,314.79, indicating a negative cash flow situation[3] - The company reported a net cash outflow from operating activities of CNY -47,657,314.79, an improvement from CNY -70,024,689.51 in Q1 2022[23] - Cash flow from operating activities showed a net outflow of ¥91,347,580.96 in Q1 2023, compared to a net outflow of ¥38,626,752.25 in Q1 2022[30] - The company reported cash received from investment income of $2,532,456.16, a decline from $4,741,888.70 in the previous year[31] - The net increase in cash and cash equivalents was -$66,269,991.26, compared to -$9,936,282.68 in the prior year[31] Assets and Liabilities - Total assets at the end of the reporting period were ¥5,448,349,014.92, a decrease of 3.03% from the end of the previous year[4] - Total assets as of March 31, 2023, were RMB 5,448,349,014.92, compared to RMB 5,618,369,198.05 at the end of 2022[14] - Total liabilities decreased to RMB 2,881,570,331.86 as of March 31, 2023, from RMB 3,062,358,318.49 at the end of 2022[15] - The total assets decreased to ¥4,869,900,002.99 in Q1 2023 from ¥5,075,353,354.84 in Q1 2022, reflecting a decline of 4.1%[27] - The total liabilities decreased to ¥2,472,104,338.62 in Q1 2023 from ¥2,698,337,522.94 in Q1 2022, a reduction of 8.4%[27] Shareholder Information - The total equity attributable to shareholders was ¥2,469,057,124.09, showing a slight increase of 0.47%[4] - The company had a total of 8,125 ordinary shareholders at the end of the reporting period[9] - The total equity as of March 31, 2023, was RMB 2,566,778,683.06, slightly up from RMB 2,556,010,879.56 at the end of 2022[15] - The company's total equity increased to ¥2,397,795,664.37 in Q1 2023 from ¥2,377,015,831.90 in Q1 2022, reflecting a growth of 0.9%[27] Research and Development - Research and development expenses totaled ¥60,685,254.58, accounting for 20.56% of operating revenue, an increase of 6.59 percentage points[4] - Research and development expenses increased to CNY 60,685,254.58, up 11.3% from CNY 54,241,640.68 in Q1 2022[22] - The company's research and development expenses remained stable at ¥44,302,211.31 in Q1 2023, slightly up from ¥44,181,779.24 in Q1 2022[28] Operational Efficiency - The company is focusing on improving operational efficiency and reducing costs in response to declining revenues[17] - The company incurred a credit impairment loss of CNY 13,244,250.62, compared to a gain of CNY -899,766.29 in Q1 2022[22] Investment Activities - Investment activities generated a net cash inflow of CNY 18,590,289.95, compared to CNY 14,702,136.48 in the previous year[23] - Cash paid for investments was $330,000,000.00, down from $494,000,000.00, indicating a reduction in investment activity[31] Accounting Standards - The company has adopted new accounting standards starting in 2023, which may affect the financial statements[31]

证券代码：688015 证券简称：交控科技 公告编号：2023-013 交控科技股份有限公司 关于召开 2022 年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 会议召开时间：2023 年 04 月 21 日(星期五)下午 15:00-16:00 会议召开地点：上海证券交易所上证路演中心（网址： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心视频和网络互动 投资者可于 2023 年 04 月 14 日(星期五)至 04 月 20 日(星期四)16:00 前登 录上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 ir@bj- tct.com 进行提问。公司将在说明会上对投资者普遍关注的问题进行回答。 交控科技股份有限公司（以下简称"公司"）已于 2023 年 4 月 8 日发布公 司 2022 年度报告，为便于广大投资者更全面深入地了解公司 2022 年度经营成 果、财务状况，公司计划于 2023 年 04 月 21 日下午 15:00-16: ...

Financial Performance - The net profit attributable to the parent company's shareholders for 2022 was RMB 229,494,862.24, representing a cash dividend distribution ratio of 30.30%[6]. - The proposed cash dividend is RMB 3.70 per 10 shares (including tax), totaling RMB 69,539,080.94 based on a total share capital of 187,943,462 shares as of December 31, 2022[6]. - As of December 31, 2022, the company's distributable profits amounted to RMB 653,411,108.87[6]. - The company reported a net profit attributable to shareholders of 229.49 million yuan in 2022, a decrease of 21.14% compared to the previous year[22]. - The company's operating revenue for 2022 was 2.467 billion yuan, down 4.43% year-on-year[25]. - The net cash flow from operating activities was -60.01 million yuan, a decline of 131.55% compared to the previous year[24]. - The company's total assets at the end of 2022 were 5.618 billion yuan, an increase of 6.18% from the end of the previous year[24]. - The net assets attributable to shareholders increased to 2.457 billion yuan, up 7.22% year-on-year[24]. - Basic earnings per share for 2022 were 1.22 yuan, a decrease of 30.29% from the previous year[23]. - The company's R&D expenditure accounted for 12.35% of operating revenue, an increase of 1.83 percentage points year-on-year[25]. Risk Management - The company emphasizes the importance of risk factors in its management discussion and analysis section, urging investors to be cautious[4]. - The company has not experienced any non-operating fund occupation by controlling shareholders or related parties[7]. - The company has not violated any decision-making procedures for providing guarantees[7]. - The company’s future plans and strategic developments are subject to risks and do not constitute substantial commitments to investors[6]. - The company faced risks related to accounts receivable collection, with potential impacts from macroeconomic downturns[104]. - The competitive landscape in the domestic market intensified, leading to concerns over potential declines in gross margins[104]. Research and Development - The company is focusing on R&D for next-generation signal system technologies, emphasizing the strategy of "applying one generation, developing one generation, and researching one generation"[37]. - In 2022, the company achieved a total R&D investment of CNY 304.83 million, representing a year-on-year increase of 12.18%[43]. - The company has accumulated 857 authorized patents as of December 31, 2022, with 371 patent applications filed in 2022 alone[43]. - The company has increased its R&D personnel to 529, representing 25.13% of the total workforce, up from 23.44% in the previous year[89]. - The average salary for R&D personnel has risen to CNY 36.18 million, compared to CNY 34.68 million in the previous year[89]. - The company is developing a new "Virtual Coupling" technology to enhance train operation efficiency and flexibility, which is currently in the research phase[90]. - The company is leveraging advanced technologies such as cloud computing, big data, and AI to enhance its smart rail system capabilities[91]. Market Expansion - The company has seen significant market expansion in maintenance services, securing new contracts worth CNY 39,646,600 during the reporting period[36]. - The company is expected to see significant growth in the suburban railway market, with 15 urban agglomerations planning to start construction on multiple suburban railway lines in 2023[62]. - The total investment for 63 suburban railway projects approved by the National Development and Reform Commission exceeds 1,032.025 billion yuan[62]. - The company is expanding its market presence in Southeast Asia, targeting a 10% market share by the end of 2024[168]. - The company is exploring potential acquisitions in the smart transportation sector to diversify its portfolio[168]. Corporate Governance - The company has not disclosed any special arrangements for corporate governance[7]. - The company emphasizes the importance of corporate governance and compliance with legal regulations to ensure effective management and protect shareholder rights[163]. - The company has established a robust internal control system to ensure the compliance and efficiency of its operational activities[165]. - The company has established a remuneration and assessment committee to review and assess the compensation policies for directors and senior management[188]. Strategic Initiatives - The company is committed to enhancing its brand value through high-quality project launches and innovative technology applications[157]. - The company is transitioning from a system manufacturer to a comprehensive service provider for the entire lifecycle of rail transit weak current equipment[158]. - The company aims to improve the automation level of signal systems to meet the highest international safety standards[86]. - The company is committed to sustainability initiatives, aiming to reduce carbon emissions by 20% over the next five years[176]. Management Changes - The company appointed Mr. Gao Chunhai as the new General Manager and several executives including Ms. Li Chang and Mr. Wang Zhiyu as Vice General Managers on January 26, 2022[179]. - The company experienced a change in its supervisory board with Ms. Wang Junyue resigning on March 8, 2022, and Ms. Zhao Danjuan being elected as the new non-employee representative supervisor on March 25, 2022[180]. - The company continues to expand its management team with new appointments to enhance operational efficiency[184]. - Changes in senior management included the appointment of a new financial director and several vice general managers due to work-related reasons and term changes[189]. Financial Guidance - The company provided guidance for 2023, projecting a growth rate of 12% to 15%[193]. - The company has set a revenue guidance of 1.8 billion RMB for the fiscal year 2023, indicating an expected growth of 20%[168]. - New product launches are expected to contribute an additional 300 million RMB in revenue in 2023[168].