Jiangsu Sinopep-Allsino Biopharmaceutical (688076)
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一科创板公司财务造假,公开发行文件编造重大虚假内容,公司及责任人拟被罚7620万
梧桐树下V· 2025-07-19 08:30
Core Viewpoint - Jiangsu Nuotai Aosaikeno Biopharmaceutical Co., Ltd. is facing administrative penalties due to significant violations in financial reporting and information disclosure, leading to a warning and substantial fines for the company and its executives [1][2][12]. Summary by Sections Violations Identified - The company’s 2021 annual report contained false records, inflating business revenue by 30 million yuan and total profit by 25.9516 million yuan, which accounted for 20.64% of the reported profit for that period [1][5][12]. - The company fabricated significant false content in public issuance documents, particularly in the financial accounting information section of the convertible bond issuance prospectus [1][9][12]. Administrative Penalties - The China Securities Regulatory Commission (CSRC) plans to impose a fine of 47.4 million yuan on the company and a warning, along with fines on the actual controller and other responsible individuals ranging from 150,000 to 1.3 million yuan [2][15]. - The company’s stock will be subject to risk warnings and will be temporarily suspended from trading [2][16]. Details of the Convertible Bond Issuance - The company issued convertible bonds totaling 434 million yuan with a six-year term, but the financial data disclosed in the issuance documents was misleading due to the previously mentioned violations [1][8][9]. Management Accountability - Key executives, including the actual controller Zhao Dezhong and chairman Zhao Deyi, are held accountable for the violations, with specific fines imposed based on their roles in the misconduct [12][15]. - The management team failed to address the irregularities in the financial reporting and the issuance documents, leading to their respective penalties [6][10][12]. Company Response - The company acknowledges the violations and expresses commitment to rectify the issues, enhance compliance with regulations, and improve operational standards to protect shareholder interests [17][19].
突发!688076,将被ST!
Zhong Guo Ji Jin Bao· 2025-07-19 03:16
Core Viewpoint - Notai Bio will be subject to other risk warnings and will be suspended from trading for one day starting July 21, following the issuance of an administrative penalty notice by the China Securities Regulatory Commission (CSRC) [2][10]. Group 1: Administrative Penalty - The CSRC's administrative penalty notice indicates that Notai Bio's 2021 annual report contains false records and that the company fabricated significant false content in its public offering documents [4][8]. - Notai Bio's business transaction with Zhejiang Huabei Pharmaceutical Co., Ltd. in December 2021 led to an inflated revenue of 30 million yuan and an inflated profit of 25.9516 million yuan, accounting for 20.64% of the total profit disclosed for that period [7]. Group 2: Risk Warning Implementation - Starting July 22, Notai Bio will have its stock trading name changed to ST Notai due to the identified violations, in accordance with the Shanghai Stock Exchange's rules [10]. - During the period of other risk warnings, Notai Bio's stock will not be traded on the risk warning board, but the price fluctuation limit remains at 20% [11]. Group 3: Financial Outlook - Notai Bio projected a net profit attributable to shareholders of 300 million to 330 million yuan for the first half of 2025, representing a year-on-year growth of 32.06% to 45.27% [11].
突发!688076,将被ST!
中国基金报· 2025-07-19 03:06
Core Viewpoint - Notai Biotech will be subject to other risk warnings and will be suspended from trading for one day starting July 21, following a notice from the China Securities Regulatory Commission regarding administrative penalties [2][12]. Summary by Sections Company Announcement - Notai Biotech announced that it will be subject to other risk warnings starting July 22, with its stock name changing to ST Notai [2][16]. - As of the market close on July 18, Notai Biotech's stock price was 40.98 yuan per share, with a total market value of 12.95 billion yuan [4]. Regulatory Findings - The administrative penalty notice indicates that Notai Biotech's 2021 annual report contained false records, and the company fabricated significant false content in its public offering documents [8][11]. - Specifically, in December 2021, Notai Biotech transferred drug technology and licensing rights to Zhejiang Huabei Pharmaceutical Co., confirming business income of 30 million yuan, which was later found to be inflated [10]. Financial Impact - The China Securities Regulatory Commission noted that the transaction with Zhejiang Huabei resulted in an inflated operating income of 30 million yuan and an inflated total profit of 25.9516 million yuan, accounting for 20.64% of the reported profit for that period [10][11]. - Notai Biotech is facing a penalty of 47.4 million yuan and warnings for its actual controller and former director, totaling 28.8 million yuan in fines for related personnel [11]. Future Outlook - Notai Biotech's stock will not enter the risk warning board during the warning period, and the stock price fluctuation limit remains at 20% [16]. - The company projected a net profit of 300 million to 330 million yuan for the first half of 2025, representing a year-on-year growth of 32.06% to 45.27% [16].
晚间公告丨7月18日这些公告有看头
第一财经· 2025-07-18 15:32
Core Viewpoint - Multiple listed companies in the Shanghai and Shenzhen markets announced significant updates, including stock issuance terminations, share transfers, acquisitions, and financial performance reports, which may present investment opportunities and risks for investors [2]. Major Events - Jinbo Co., Ltd. announced the termination of its plan to issue A-shares to specific investors for the year 2025 [3]. - Cross-Border Communication's largest shareholder successfully auctioned 8 million shares for 36.09 million yuan, with no change in control [4]. - Shanghai Shimao Development's subsidiary plans to sell part of its Quanzhou project for 2.053 billion yuan, expecting a net profit of approximately 163 million yuan [6]. - Prit Group's subsidiary introduced a strategic investor, Guangzhou Guoyan No. 1, through a capital increase [7]. - Caesar Travel's subsidiary intends to acquire 51% of Guotour Fujian for 16.83 million yuan [8]. - Dongfang Fortune's shareholder plans to transfer 159 million shares, representing 1% of the total share capital [9]. - Changhong High-Tech plans to acquire 100% of Guangxi Changke's equity, with shares resuming trading on July 21 [10]. - Weifu High-Tech intends to convert its B-shares to be listed on the Hong Kong Stock Exchange [11][12]. - ST Yazhen's stock will resume trading on July 21 after completing a verification process [13]. - ChipLink Integration plans to acquire 72.33% of ChipLink Yuezhou for 5.897 billion yuan [14]. - Notai Bio will be subject to risk warnings, changing its A-share abbreviation to ST Notai due to previous financial misreporting [15]. - Delisted Jinguang's stock will cease trading on July 25 [16]. - Bohui Co. plans to purchase servers and related assets for intelligent computing services, with a total expenditure not exceeding 390 million yuan [17]. Financial Performance - CICC's subsidiary reported a net profit of 987 million yuan for the first half of the year [21]. - Great Wall Motors reported a net profit of 6.337 billion yuan, a decrease of 10.22% year-on-year [22]. - Shuangjie Electric expects a net profit of 100 million to 120 million yuan, an increase of 16.03% to 39.23% year-on-year [23]. - Shentong Technology reported a net profit of 64.278 million yuan, a year-on-year increase of 111.09% [24]. - Sanhuan Group anticipates a net profit of 1.128 billion to 1.333 billion yuan, a growth of 10% to 30% year-on-year [25][26]. - Nanjing Gaoke's contract sales reached 820 million yuan, a year-on-year increase of 824.68% [27]. - Kaierda expects a net profit of 1.97 million to 2.56 million yuan, a decrease of 89.11% to 91.62% year-on-year [28]. Major Contracts - Senyuan Electric signed a strategic cooperation agreement with Xuchang Digital Technology for a business collaboration worth up to 500 million yuan [29]. - Oke Technology signed a 176 million yuan equipment sales contract, accounting for 40.51% of its last year's revenue [30]. - Rike Chemical signed a strategic cooperation framework agreement with Dongming Petrochemical for various technical collaborations [31]. Shareholding Changes - Hongbaoli's major shareholder plans to reduce its stake by up to 2% [33]. - Yaopi Glass's shareholder plans to reduce its stake by up to 2% [34]. - Dingsheng New Materials' shareholders plan to reduce their stake by up to 3% [35]. - Huiyun Titanium's controlling shareholder plans to reduce its stake by up to 3% [36]. - MediX's shareholder plans to reduce its stake by up to 1.49% [37]. - Aopu Optoelectronics' controlling shareholder plans to reduce its stake by up to 1% [38]. - Huada Jiutian's major shareholders plan to reduce their stakes by up to 1.5% [39][40]. Financing Activities - Zhengyu Industrial plans to raise up to 450 million yuan through a private placement [41]. - Dongwu Securities plans to raise up to 6 billion yuan through a private placement, with specific subscriptions from major investors [42]. - Weiguang Bio plans to raise up to 1.5 billion yuan for its smart industrial base project [43].
诺泰生物:被实施其他风险警示暨停牌,公司生产经营正常有序开展
Zheng Quan Shi Bao Wang· 2025-07-18 13:42
Group 1 - Company received an administrative penalty notice and announced a risk warning, leading to a one-day suspension of its stock on July 21, with resumption on July 22 [2] - The penalty relates to matters from 2021, affecting the annual report and subsequent convertible bond issuance, but does not trigger mandatory delisting [2] - The board is committed to addressing regulatory requirements and aims to mitigate the impact of the penalty, with plans to apply for the removal of the risk warning after fulfilling certain conditions [2] Group 2 - In early July, the company voluntarily disclosed a half-year performance forecast for 2025, expecting a net profit of 300 million to 330 million yuan, representing a year-on-year growth of 32.06% to 45.27% [3] - The growth is driven by the increasing demand for GLP-1 targeted drugs, which supports the company's performance, alongside new production capacity coming online [3] - The company is exploring advanced fields such as oligonucleotide drugs and synthetic biology, including a strategic partnership with a leading biomanufacturing firm to enhance technological progress [3]
诺泰生物: 诺泰生物:关于收到《行政处罚事先告知书》的公告
Zheng Quan Zhi Xing· 2025-07-18 13:14
Core Viewpoint - Jiangsu Nuotai Aosaino Biopharmaceutical Co., Ltd. is facing administrative penalties from the China Securities Regulatory Commission (CSRC) for violations related to information disclosure and fraudulent issuance of shares, particularly concerning the 2021 annual report which inflated revenue and profit figures [1][2][6]. Group 1: Violations and Findings - The 2021 annual report of Nuotai Biopharmaceutical contained false records, inflating revenue by 30 million yuan and profit by 25.9516 million yuan, which accounted for 20.64% of the reported total profit for that period [2][4]. - The actual controller, Zhao Dezhong, and other executives were involved in orchestrating the fraudulent activities, including the arrangement of a technology transfer that lacked commercial substance [2][3][5]. - The company also fabricated significant false content in its public offering documents, violating multiple regulations, including the Securities Law [6][8]. Group 2: Proposed Penalties - The CSRC plans to impose a fine of 43.4 million yuan on Nuotai Biopharmaceutical for the false content in its public offering documents and additional fines on individual executives, including 6 million yuan for Zhao Dezhong [7][8]. - Specific penalties include 1.3 million yuan for Zhao Dezhong, 500,000 yuan for Zhao Deyi, and 330,000 yuan for Jin Fuqiang, among others [8][9]. - The company is required to correct its violations and has been warned about the consequences of its actions, which may lead to further regulatory scrutiny [7][10]. Group 3: Company Response and Future Actions - The company acknowledges the violations and expresses a commitment to rectify the issues, enhance compliance training, and improve operational standards to protect shareholder interests [10][11]. - Nuotai Biopharmaceutical will continue to monitor the situation and fulfill its disclosure obligations as required by law [10].
诺泰生物: 诺泰生物:关于实施其他风险警示暨停牌的公告
Zheng Quan Zhi Xing· 2025-07-18 13:14
Core Viewpoint - The company, Jiangsu Nuotai Aosaino Biopharmaceutical Co., Ltd., is facing a risk warning and stock suspension due to receiving an administrative penalty notice from the China Securities Regulatory Commission (CSRC) regarding false financial disclosures [1][2][3] Stock Suspension and Risk Warning - The company's stock will be suspended from trading on July 21, 2025, and will resume trading on July 22, 2025, under the new name "ST Nuotai" [2][3] - The stock code remains "688076," and the risk warning will be effective from July 22, 2025 [2][3] Reasons for Risk Warning - The CSRC's notice indicates that the company's annual report contained false financial indicators, including revenue, total profit, and net profit, but did not meet the criteria for more severe penalties [3][4] Trading Restrictions - During the risk warning period, investors are limited to purchasing a maximum of 500,000 shares of the company's stock through various trading methods [4] - The stock's price fluctuation limit remains at 20% [3][4] Company's Response and Future Actions - The company plans to take measures to mitigate the impact of the risk warning and aims to apply for the removal of the warning once certain conditions are met, including a 12-month period since the CSRC's administrative penalty decision [5] - The company emphasizes its commitment to focusing on its core business and improving compliance with regulations to protect shareholder interests [5][6] Investor Communication - The company will continue to accept investor inquiries through its hotline and the Shanghai Stock Exchange's interactive platform during the risk warning period [6]
突发!300亿化工股董事长被刑事拘留
Xin Lang Cai Jing· 2025-07-18 13:08
Company Announcements - Chairman of Yara International, Guo Bochun, has been criminally detained for suspected embezzlement and abuse of power, but the company's operations remain normal and unaffected [1] - Notai Bio will be subject to risk warnings and its A-share abbreviation will change to "ST Notai" starting July 22 due to false reporting in its 2021 annual report, which inflated revenue by 30 million and profit by 25.95 million [2] - Changhong High-Tech plans to acquire 100% equity of Guangxi Changke, with stock resuming trading on July 21 [3][4] - China Shipbuilding has received approval from the CSRC for the absorption merger with China Shipbuilding Heavy Industry, involving the issuance of 3.053 billion new shares [4] - Bohui Co. intends to purchase assets for 390 million yuan to develop intelligent computing services [17] Shareholding Changes - Good Products has agreed to transfer 5.1% of its shares from its controlling shareholder [19] - Cross-Border Communication's major shareholder's 8 million shares have been judicially auctioned, but this will not change the company's control [19] Performance & Earnings - Sanhuan Group expects a net profit increase of 10%-30% for the first half of 2025 [25] - Longhua Automobile reported a net profit of 6.337 billion yuan for the first half of 2025, a decrease of 10.22% year-on-year [7] - Yunda Express reported a 2.77% increase in revenue for June 2025, while Shentong Express saw a 10.15% increase [24] Contracts & Project Wins - Oke Technology signed a 176 million yuan equipment sales contract, which accounts for 40.51% of its last year's revenue [31] Other Developments - ST Tianshan's controlling shareholder's 53.86 million shares will be publicly auctioned, potentially leading to a change in company control [33]
诺泰生物(688076) - 诺泰生物:关于实施其他风险警示暨停牌的公告
2025-07-18 13:00
江苏诺泰澳赛诺生物制药股份有限公司 关于实施其他风险警示暨停牌的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏,并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示: 证券停复牌情况:适用 因公司于 2025 年 7 月 18 日收到中国证券监督管理委员会(以下简称"中国 证监会")下发的《行政处罚事先告知书》(处罚字〔2025〕59 号)(以下简称"《事 先告知书》")。依据《事先告知书》载明的内容,根据《上海证券交易所科创板股 票上市规则(2025 年 4 月修订)》(以下简称"《上市规则》")相关规定,公司股票 将被实施其他风险警示,本公司的相关证券停复牌情况如下: | 证券代码 | 证券简称 | 停复牌类型 | | 停牌起始日 | 停牌 | 停牌终止日 | 复牌日 | | --- | --- | --- | --- | --- | --- | --- | --- | | | | | | | 期间 | | | | 688076 | 诺泰生物 | A 股 | 停牌 | 2025/7/21 | 全天 | 2025/7/21 | 2025/7/22 | 证券代 ...
诺泰生物(688076) - 诺泰生物:关于收到《行政处罚事先告知书》的公告
2025-07-18 13:00
证券代码:688076 证券简称:诺泰生物 公告编号:2025-057 江苏诺泰澳赛诺生物制药股份有限公司 关于收到《行政处罚事先告知书》的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏,并对其内容的真实性、准确性和完整性承担法律责任。 江苏诺泰澳赛诺生物制药股份有限公司(以下简称"公司")于 2024 年 10 月 22 日收到中国证券监督管理委员会(以下简称"中国证监会")《立案告知书》 (证监立案字 0382024093 号、证监立案字 0382024094 号)。根据《立案告知书》, 因涉嫌信息披露违法违规等,根据《中华人民共和国证券法》《中华人民共和国 行政处罚法》等法律法规,中国证监会决定立案。详见公司 2024 年 10 月 24 日 披露的《关于公司及实际控制人之一收到中国证券监督管理委员会立案告知书的 公告》(公告编号:2024-092)。 公司于 2025 年 7 月 18 日收到中国证监会下发的《行政处罚事先告知书》(处 罚字〔2025〕59 号)(以下简称"《事先告知书》"),现公告如下: 江苏诺泰澳赛诺生物制药股份有限公司、赵德中先生、赵德毅先 ...