安徽天禾律师事务所 关于张家港广大特材股份有限公司 2024 年第二次股东大会之法律意见书 天律意 2024 第 02207 号 致：张家港广大特材股份有限公司 根据《中华人民共和国公司法》(下称《公司法》)、《中华人民共和国证券 法》（下称《证券法》）和中国证券监督管理委员会《上市公司股东大会规则》 （下称《股东大会规则》）的规定，以及贵公司（下称"公司"）与安徽天禾律 师事务所（下称"本所"）签订的《法律顾问合同》，本所律师出席公司 2024 年第二次临时股东大会，并对本次股东大会相关事项进行了见证，出具本法律意 见书。 为出具本法律意见书，本所及本所律师依据《律师事务所从事证券法律业务 管理办法》和《律师事务所证券法律业务执业规则（试行）》等规定，严格履行 了法定职责，遵循了勤勉尽责和诚实信用的原则，对本次股东大会所涉及的相关 事项进行了必要的核查和验证，核查了本所认为出具本法律意见书所需的相关文 件和资料。为出具本法律意见，本所律师审查了公司提供的以下文件： 1、《公司章程》； 2、公司 2024 年 8 月 26 日独立董事 2024 年第二次会议决议； 3、公司 2024 年 8 月 29 日第三 ...

张家港广大特材股份有限公司 证券代码：688186 证券简称：广大特材 公告编号：2024-037 2024 年第二次临时股东大会决议公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次会议是否有被否决议案：无 一、 会议召开和出席情况 （一） 股东大会召开的时间：2024 年 9 月 18 日 （二） 股东大会召开的地点：江苏省张家港市凤凰镇安庆村锦栏路公司 8 楼会 议室 （三） 出席会议的普通股股东、特别表决权股东、恢复表决权的优先股股东及 其持有表决权数量的情况： | 1、出席会议的股东和代理人人数 | 57 | | --- | --- | | 普通股股东人数 | 57 | | 2、出席会议的股东所持有的表决权数量 | 68,788,642 | | 普通股股东所持有表决权数量 | 68,788,642 | | 3、出席会议的股东所持有表决权数量占公司表决权数量的 | 32.1081 | | 比例（%） | | | 普通股股东所持有表决权数量占公司表决权数量的比例 | 32.1081 | | （% ...

国元证券股份有限公司 关于张家港广大特材股份有限公司 2024 年半年度持续督导跟踪报告 国元证券股份有限公司（以下简称"国元证券"或"保荐机构"）作 为张家港广大特材股份有限公司（以下简称"广大特材"或"公司"）持 续督导阶段的保荐机构，根据《证券发行上市保荐业务管理办法》《上海 证券交易所科创板股票上市规则》《上海证券交易所上市公司自律监管指 引第 11 号——持续督导》等相关规定，负责广大特材的持续督导工作，并 出具本持续督导半年度跟踪报告。 一、持续督导工作情况 | 序号 | 工作内容 | 实施情况 | | --- | --- | --- | | 1 | 建立健全并有效执行持续督导工作制 | 保荐机构已建立健全并有效执行了 | | | 度，并针对具体的持续督导工作制定相 | 持续督导制度，并制定了相应的工作 | | | 应的工作计划。 | 计划。 | | 2 | 根据中国证监会相关规定，在持续督导 工作开始前，与上市公司签署持续督导 | 保荐机构已与广大特材签订保荐协 | | | 协议，明确双方在持续督导期间的权利 | 议，明确了双方在持续督导期间的权 | | | | 利和义务。 | | | 义务，并 ...

张家港广大特材股份有限公司 2024 年第二次临时股东大会 证券代码：688186 证券简称：广大特材 张家港广大特材股份有限公司 2024 年第二次临时股东大会会议资料 2024 年 9 月 张家港广大特材股份有限公司 2024 年第二次临时股东大会 目录 | 张家港广大特材股份有限公司 | 2024 | 年第二次临时股东大会会议须知 1 | | --- | --- | --- | | 张家港广大特材股份有限公司 | 2024 | 年第二次临时股东大会会议议程 4 | | 张家港广大特材股份有限公司 | 2024 | 年第二次临时股东大会会议议案 6 | | 议案一：关于公司 2024 | | 年半年度利润分配方案的议案 6 | 议案二：关于修订《对外担保管理制度》的议案.....................7 张家港广大特材股份有限公司 2024 年第二次临时股东大会 张家港广大特材股份有限公司 2024 年第二次临时股东大会会议须知 为维护全体股东的合法权益，确保股东大会会议秩序和议事效率，保证股东 大会的顺利召开，根据《中华人民共和国公司法》（以下简称《公司法》）、《中华 人民共和国证券法》（以下 ...

Financial Performance - Net profit attributable to shareholders for the first half of 2024 was RMB 42.78 million, a decrease of 50.06% year-on-year [3] - Revenue for the first half of 2024 was RMB 1.88 billion, a decrease of 8.37% year-on-year [3] - Operating cash flow for the first half of 2024 was negative RMB 418 million, mainly due to cash payments for daily procurement, employee salaries, and taxes, as well as increased inventory and long-term asset purchases [4] - Investment cash flow for the first half of 2024 was negative RMB 234 million, primarily due to investments in convertible bond projects [4] Profit Distribution - The company plans to distribute a cash dividend of RMB 0.5 per 10 shares, totaling RMB 10.71 million [1] - The profit distribution plan has been approved by the board of directors and requires approval by two-thirds of the shareholders at the general meeting [2] Subsidiary Performance - Deyang Guangda Dongqi New Materials Co, Ltd, a subsidiary, achieved revenue of RMB 617 million and a net profit of RMB 25.39 million in the first half of 2024 [2] Industry and Product Strategy - The company focuses on high-end equipment special steel materials and new energy wind power components, serving industries such as wind power, rail transit, mechanical equipment, military equipment, aerospace, energy power equipment, and marine petrochemicals [2] - The company is adjusting its product structure to reduce reliance on wind power castings and increase the production of high-value-added products such as basic materials, wind power spindles, and cast steel parts [2][3] Capacity Expansion - The special alloy material expansion project is under construction, with partial equipment already in use, and is expected to be operational by December 2024 [3] Convertible Bonds - The company's RMB 1.55 billion convertible bonds have not yet been converted, with a current premium rate of 127% [3] - The board of directors has decided not to lower the conversion price of the convertible bonds for the next six months [4] Market and Investor Relations - The company's stock price has fallen by 47% this year, and the convertible bond price has dropped by 34% to RMB 64.766 [3] - The company is actively managing its operations to improve cash flow and believes that the convertible bond price will gradually reflect its value in the long term [4]

张家港广大特材股份有限公司 重大信息内部报告制度 第一章 总 则 第一条 为加强与投资者之间的联系，确保张家港广大特材股份有限公司 （以下简称"公司"）公司信息披露的及时、准确、完整、充分，根据《中华人 民共和国公司法》《中华人民共和国证券法》《上海证券交易所科创板股票上市 规则》（以下简称《上市规则》）、《张家港广大特材股份有限公司章程》（以 下简称《公司章程》）、《张家港广大特材股份有限公司信息披露管理制度》及 其他有关法律、法规的规定，结合公司实际情况，特制定本制度。 第二条 公司重大信息内部通报制度是指当出现、发生或即将发生可能对公 司股票及其衍生品种的交易价格产生较大影响的情形或事件时，按照本制度规定 负有报告义务的有关人员和公司，应及时将相关信息向公司董事长、副董事长、 经理层和董事会秘书报告的制度。 第三条 公司各部门负责人、公司下属分公司（涉及分公司事项待公司设立 分公司后适用，下同）或分支机构的负责人、公司控股子公司负责人负有向公司 董事长、副董事长、经理层和董事会秘书报告其职权范围内所知悉的重大信息的 义务。 公司下属分公司、控股子公司负责人可以指定熟悉相关业务和法规的人员为 证券事务信息 ...

Financial Performance - The net profit attributable to shareholders for the first half of 2024 is CNY 42,779,874.46[5] - The company's operating revenue for the first half of 2024 was CNY 1,880,993,199.80, a decrease of 8.37% compared to CNY 2,052,878,276.27 in the same period last year[17] - The net profit attributable to shareholders decreased by 50.06% to CNY 42,779,874.46 from CNY 85,666,397.95 year-on-year[19] - The net profit after deducting non-recurring gains and losses fell by 84.20% to CNY 7,982,641.34 from CNY 50,519,887.14 in the previous year[19] - The basic earnings per share decreased by 50.00% to CNY 0.20, while diluted earnings per share decreased by 41.67% to CNY 0.21[19] - The gross profit margin for the main business products was 13.92%, a decrease of 2.94 percentage points year-on-year, attributed to the decline in wind power industry product prices and increased depreciation costs from ongoing projects[79] - The company reported a total revenue of 40,254,311.50 CNY and a net profit of -1,839,885.06 CNY for Guangda Steel, indicating a significant loss[98] - The company achieved operating revenue of 1,880,993,199.80 CNY in the reporting period, a decrease of 8.37% compared to the same period last year[88] Profit Distribution - As of June 30, 2024, the company's distributable profits amount to CNY 550,170,132.41[5] - The proposed cash dividend is CNY 0.5 per 10 shares, totaling CNY 10,712,028.55 to be distributed[5] - The profit distribution plan has been approved by the board and requires a two-thirds majority at the shareholders' meeting for implementation[5] Assets and Liabilities - The total assets increased by 2.60% to CNY 10,937,019,873.31 from CNY 10,660,077,297.17 at the end of the previous year[19] - The company's net assets attributable to shareholders increased by 0.96% to CNY 3,566,652,217.93 compared to CNY 3,532,634,836.82 at the end of the previous year[17] - The total liabilities reached ¥7,002,661,501.99, up from ¥6,772,236,416.13, indicating an increase of around 3.39%[163] - The company's cash and cash equivalents decreased to ¥498,065,972.97 from ¥570,604,073.50, a decline of about 12.68%[161] Research and Development - Research and development expenses accounted for 4.14% of operating revenue, a decrease of 0.64 percentage points compared to the previous year[19] - Research and development expenses totaled ¥77,865,660.03, a decrease of 20.67% compared to the previous year, with R&D expenses accounting for 4.14% of operating income[49] - The R&D personnel count increased to 276, representing 12.51% of the total workforce, up from 11.94% in the previous year[75] - The average salary for R&D personnel rose to 7.99 million, compared to 5.83 million in the same period last year[75] Market and Industry Trends - The company’s main business focuses on high-end special steel materials and new energy wind power components, serving industries such as renewable energy, rail transportation, and aerospace[22] - In the first half of 2024, the national newly installed capacity for wind power reached 25.84 GW, representing a year-on-year growth of 12.40%[23] - The mechanical equipment industry is experiencing increased concentration, with leading enterprises expanding their market share and product diversity[25] - The government has issued policies to promote the development of rail transportation equipment, enhancing the industry's growth prospects[24] Operational Challenges - The company reported a negative cash flow from operating activities of CNY -417,839,730.83, compared to CNY -222,233,685.25 in the same period last year[17] - The company experienced a decline in gross margins for wind power castings and cast steel products, impacting overall profitability[19] - The company faces risks related to core technology personnel turnover and potential product substitution due to increasing competition in the high-end equipment and new energy sectors[81] Corporate Governance - The company completed the election of the third board of directors and supervisory board on January 5, 2024, with several new appointments including independent directors and supervisors[103] - The company’s governance structure was updated with the election of new independent directors, enhancing its corporate governance[102] - The company has established a sound corporate governance structure to ensure the rights of shareholders and the effective operation of the board of directors and supervisory board[120] Future Outlook - The company provided a positive outlook for the second half of 2024, projecting a revenue growth of 25%[115] - New product launches are expected to contribute an additional 300 million in revenue by the end of 2024[115] - The company plans to allocate an additional ¥82,000,000 for the "High-end Equipment Core Precision Components Project (Phase I)" due to increased customer demands[95] Investment and Funding - The company invested ¥820 million in self-raised funds to enhance production line layout and equipment for key components of wind power gearboxes[80] - The total amount of funds raised through various projects is CNY 3.46 billion, with CNY 2.99 billion utilized as of the report date[140] - The company plans to invest the raised funds into special alloy material expansion projects, new material R&D center projects, working capital supplementation, and bank loan repayment[119] Compliance and Risk Management - The company is committed to improving its risk management and operational efficiency while controlling operational risks[119] - Measures are being taken to protect minority investors' interests, including enhanced risk management protocols for fundraising[117] - The company has established a mechanism for protecting the rights of minority shareholders and ensuring fair treatment in profit distribution[120]

张家港广大特材股份有限公司 根据《公司法》《证券法》《上市公司监管指引第 2 号——上市公司募集资 金管理和使用的监管要求》《上海证券交易所科创板股票上市规则》及《上海证 券交易所科创板上市公司自律监管指引第 1 号——规范运作》等有关法律法规 和规范性文件的规定，董事会编制了《2024 年半年度募集资金存放与使用情况 的专项报告》。 经审议，独立董事认为：公司 2024 年半年度按照《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要求》《上海证券交易所科创板上市 公司自律监管指引第 1 号——规范运作》和《上海证券交易所科创板股票上市 规则》等有关法律、法规和规范性文件的规定，依据《公司章程》及《张家港 广大特材股份有限公司募集资金管理办法》的相关要求建立了募集资金专户进 行存储和专项使用，不存在变相改变募集资金用途、违规存放和使用募集资金 的情形，也不存在损害公司及股东、尤其是中小股东利益的情形。 经与会独立董事表决，2 票赞成、0 票反对、0 票弃权，一致通过该议案并 同意提交董事会审议。 独立董事专门会议 2、《关于公司 2024 年半年度利润分配方案的议案》 2024 年第二次会议决 ...

| 证券代码：688186 | 证券简称：广大特材 | 公告编号：2024-033 | | --- | --- | --- | | 转债代码：118023 | 转债简称：广大转债 | | 张家港广大特材股份有限公司 第三届监事会第三次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 张家港广大特材股份有限公司（以下简称"公司"）第三届监事会第三次会 议通知于 2024 年 8 月 20 日以电子邮件方式发出，于 2024 年 8 月 29 日以现场 表决的方式召开，本次会议由监事会主席季良高先生召集并主持，会议应出席 监事 3 人，实际出席监事 3 人。本次会议的召集、召开符合有关法律、行政法 规、部门规章、规范性文件和《公司章程》的规定，表决形成的决议合法有 效。 二、监事会会议审议情况 经与会监事认真审议，本次会议以记名投票表决方式表决形成以下决议： （一）审议通过了《关于公司 2024 年半年度报告全文及其摘要的议案》 经审议，监事会认为公司 2024 年半年度报告的编制和审议程序 ...

| 证券代码：688186 | 证券简称：广大特材 | 公告编号：2024-035 | | --- | --- | --- | | 转债代码：118023 | 转债简称：广大转债 | | 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 张家港广大特材股份有限公司 2024 年半年度利润分配方案公告 本次利润分配方案尚需提交股东大会审议。 每股分配比例 每 10 股派发现金红利 0.5 元（含税），不进行资本公积金转增股本，不送 红股。 本次利润分配以实施权益分派股权登记日登记的总股本为基数，具体日 期将在权益分派实施公告中明确。 在实施权益分派的股权登记日前公司总股本发生变动的，拟维持分配总 额不变，相应调整每股分红比例，并将另行公告具体调整情况。 本利润分配方案尚需提交股东大会审议通过。 一、利润分配方案内容 张家港广大特材股份有限公司（以下简称"公司"）2024 年 1-6 月实现归 属于上市公司股东的净利润为 42,779,874.46 元。截至 2024 年 6 月 30 日，母 公司期末可供分配利 ...