证券代码：688187（A 股） 证券简称：时代电气（A 股） 公告编号：2023-042 证券代码：3898（H 股） 证券简称：时代电气（H 股） 株洲中车时代电气股份有限公司 关于股东增持达到 1%的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： ●本次权益变动属于增持，不触及要约收购,公司控股股东及实际控制人不发 生变化。 ●本次权益变动后，中国中车股份有限公司通过中车株洲电力机车研究所有限 公司、中车株洲电力机车有限公司、中车投资租赁有限公司及中国中车香港资本管 理有限公司合计持有公司股份 663,615,368 股，占公司总股本的比例为 46.86%。 株洲中车时代电气股份有限公司（以下简称"公司"或"本公司"）于 2023 年 9 月 8 日收到股东中国中车香港资本管理有限公司（以下简称"中车香港资本"） 发来的《增持股份的进展说明函》，告知中车香港资本自 2022 年 5 月 3 日至 2023 年 9 月 7 日期间，通过香港联合交易所交易系统增持本公司 H 股 17,927, ...

FF301 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2023年8月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 株洲中車時代電氣股份有限公司 呈交日期: 2023年9月4日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 03898 | 說明 | H股 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | 547,329,400 | RMB | | 1 | RMB | | 547,329,400 | | 增加 / 減少 (-) | | | | | | | RMB | | | | 本月底結存 | | | 547,329,400 | RMB | | 1 | RMB | | 547,329,400 | II. 已發行股份變動 | ...

证券代码：688187（A 股） 证券简称：时代电气（A 股） 公告编号：2023-040 证券代码： 3898（H 股） 证券简称：时代电气（H 股） 株洲中车时代电气股份有限公司 关于参加 2023 年半年度高端装备行业 集体业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： （http://roadshow.sseinfo.com/） 投资者可于 2023 年 9 月 6 日(星期三)16:00 前通过邮件、电话、传真等 形式将需要了解和关注的问题提前提供给公司。公司将以适当方式对投资者普遍 关注的问题进行回答。 株洲中车时代电气股份有限公司（以下简称"公司"）已于 2023 年 8 月 22 日发布公司 2023 年半年度报告，为便于广大投资者更全面深入地了解公司 2023 年半年度经营成果、财务状况、发展理念，公司参与了由上交所主办的 2023 年 半年度高端装备行业集体业绩说明会，此次活动将采用视频和网络文字互动的方 式举行，投资者可登录上海证券交易所上证路演中心 会议线上交流时间 ...

Financial Performance - The company's operating revenue for the first half of 2023 reached ¥8,570,210,633, representing a 31.31% increase compared to ¥6,526,910,740 in the same period last year[19]. - Net profit attributable to shareholders for the first half of 2023 was ¥1,154,168,154, up 32.52% from ¥870,961,499 in the previous year[20]. - The net profit after deducting non-recurring gains and losses increased by 50.33%, amounting to ¥928,692,585 compared to ¥617,782,749 in the same period last year[20]. - The company's total assets as of June 30, 2023, were ¥50,389,952,338, reflecting a 3.88% increase from ¥48,509,554,784 at the end of the previous year[20]. - The net assets attributable to shareholders increased by 1.27%, reaching ¥34,968,786,765 compared to ¥34,530,700,003 at the end of the previous year[20]. - The net cash flow from operating activities for the first half of 2023 was -¥468,059,212, slightly worse than -¥442,798,854 in the same period last year[20]. - The company's operating revenue increased by 31.31% year-on-year, primarily due to growth in the emerging equipment industry[21]. - Net profit attributable to shareholders increased by 32.52% year-on-year, driven by revenue growth leading to increased operating profit[21]. - Basic and diluted earnings per share rose by 32.79% year-on-year, reflecting the growth in net profit attributable to shareholders[21]. - The weighted average return on net assets increased by 0.65 percentage points to 3.28%[21]. Research and Development - Research and development expenditure as a percentage of operating revenue decreased by 1.18 percentage points to 9.97%[21]. - The company achieved a total R&D investment of approximately ¥854.58 million, representing a 17.46% increase compared to ¥727.53 million in the previous year[52]. - The proportion of R&D investment to operating income decreased to 9.97% from 11.15% in the previous year[52]. - The company has developed a new generation of IGBT chip products across all voltage levels, enhancing its product offerings in power electronics[47]. - The company has successfully developed over 50 sets of big data platform products for urban rail and railway sectors, focusing on data integration, governance, processing, storage, and sharing[41]. - The company has made significant advancements in high-performance edge computing and multi-sensor fusion technologies, leading to the development of an intelligent perception application platform[25]. - The company has developed a new SiC integrated motor drive system that reduces device weight by over 30% and meets the performance requirements for metro systems operating at 1500V[58]. - The company is focusing on expanding its market presence through the engineering application of intelligent driving technology in heavy-duty locomotives[59]. - The company has established a comprehensive R&D system with over 20 laboratories, enhancing its continuous innovation capabilities across various business areas[64]. Market Expansion and Strategy - The company is expanding into new markets outside of rail transit, including power semiconductor devices and new energy vehicle drive systems[28]. - The national "dual carbon" strategy is expected to create significant growth opportunities in the new energy market, valued in the hundreds of billions[32]. - The company aims to provide comprehensive solutions for rail transit equipment, emphasizing smart and low-carbon technologies[30]. - The company is actively pursuing mergers and acquisitions to strengthen its market position and expand its technological portfolio[182]. - The company is expanding its overseas operations, facing challenges from international trade policies and local economic conditions[80]. - The company is committed to enhancing its core competitiveness through innovative product designs and advanced cooling technologies[58]. - The company plans to establish over 25 new production lines in the sensor segment, aiming for mass production of new chips[72]. - The company is focusing on expanding its market presence and enhancing product development in the upcoming quarters[198]. Environmental and Social Responsibility - The company achieved 100% compliance in wastewater, waste gas, and noise emissions during the first half of 2023[119]. - The company processed 49.99 million tons of wastewater and reused 9.19 million tons in the first half of 2023[115]. - The company has engaged in outdoor environmental awareness activities in collaboration with local environmental departments[124]. - The company is committed to carbon management, conducting carbon emission checks and developing carbon neutrality plans[127]. - The company has successfully produced the first batch of "green hydrogen" at a national-level 10,000-ton new energy hydrogen production project[126]. - The company has established an emergency response plan for environmental incidents and has completed the necessary filings with local environmental authorities[118]. Corporate Governance and Compliance - The board of directors confirmed that the financial report is true, accurate, and complete, with no significant omissions[4]. - The report includes a forward-looking statement risk declaration, indicating that future plans and strategies do not constitute a commitment to investors[6]. - The company has not reported any non-operating fund occupation by controlling shareholders or related parties[6]. - The company has committed to maintaining a healthy capital ratio to support business development and maximize shareholder value[100]. - The company will strictly adhere to laws regarding related party transactions, ensuring fair pricing and protecting the rights of shareholders[150]. - The company has established long-term commitments regarding the fulfillment of public promises made in the prospectus, with specific measures outlined for violations[147]. - The company will publicly disclose reasons for any failure to fulfill commitments regarding share repurchase[138]. - The company has a long-term commitment to ensure the accuracy and completeness of its financial disclosures and will face civil liability for any misleading information[140]. Shareholder Information - The total number of shares outstanding is 1,416,236,912, with 758,570,493 shares under unrestricted conditions, representing 53.56% of total shares[189]. - The company has 20,088 total shareholders as of the end of the reporting period, with 19,011 A-share holders and 1,077 H-share holders[195]. - The largest shareholder, CRRC Zhuzhou Electric Locomotive Co., Ltd., holds 589,585,699 shares, representing 41.63% of total shares[198]. - The report indicates that there were no changes in earnings per share or net asset per share due to share changes after the reporting period[191]. - The report emphasizes the importance of maintaining a diversified shareholder base to mitigate risks associated with ownership concentration[198].

Financial Performance - The company reported its unaudited interim results for the six months ending June 30, 2023[1]. - The company's operating revenue for the first half of 2023 reached CNY 8,570,210,633, representing a year-on-year increase of 31.31%[16]. - Net profit attributable to shareholders increased by 32.52% year-on-year, amounting to CNY 1,154,168,154, driven by revenue growth[18]. - The net profit attributable to shareholders after deducting non-recurring gains and losses rose by 50.33% year-on-year, totaling CNY 928,692,585[18]. - Basic and diluted earnings per share increased by 32.79% to CNY 0.81[17]. - Total assets at the end of the reporting period were CNY 50,389,952,338, reflecting a year-on-year increase of 3.88%[16]. - The rail transportation equipment business generated revenue of RMB 4.69 billion, growing by 1.97%, while the emerging equipment business saw revenue of RMB 3.75 billion, an increase of 105.13%[94]. - The company achieved a total R&D investment of CNY 854,577,771, representing a 17.46% increase compared to the previous year[48]. Corporate Governance - The report indicates that there are no significant risks or governance issues affecting the accuracy of the financial statements[3]. - The company confirms that all directors attended the board meeting to ensure the report's integrity[4]. - The company is committed to enhancing corporate governance and transparency to maximize long-term shareholder value[122]. - The company has established an effective corporate governance structure and regularly reviews its internal controls and governance mechanisms[122]. - Independent non-executive directors were present at the annual general meeting held on June 27, 2023, ensuring comprehensive understanding of shareholder opinions[123]. - The company continues to comply with the Hong Kong Stock Exchange's corporate governance codes and regulations[122]. Research and Development - Research and development expenses accounted for 9.97% of operating revenue, a decrease of 1.18 percentage points compared to the previous year[17]. - The company has established a robust R&D system with over 20 laboratories covering various business areas, enhancing its continuous innovation capabilities[72]. - The company has developed a new generation of IGBT chip products across all voltage levels[46]. - The company has achieved breakthroughs in advanced motor control technology based on direct torque control, including sensorless motor control and AI-based fault prediction and diagnosis[30]. - The company has successfully delivered over 50 big data platform products in the urban rail and railway sectors, enhancing data integration, governance, and processing capabilities[22]. - The company has made significant progress in the development of new materials and technologies for track engineering, focusing on structural strength and vibration reduction[34]. Market Strategy and Expansion - The company aims to expand its market presence in the rail transit sector while maintaining a focus on high-quality operations and efficiency[22]. - The company is actively expanding into industries outside rail transit, including power semiconductor devices and new energy vehicle drive systems, aligning with national strategies for carbon neutrality[23][28]. - The company has successfully entered overseas markets in Asia and the Americas, capitalizing on the growing demand for freight and passenger services[82]. - The company is committed to continuous monitoring of industry dynamics and enhancing risk assessment for overseas projects[93]. Environmental Commitment - The company achieved 100% compliance in wastewater, waste gas, and noise emissions during the first half of 2023, with all hazardous waste disposed of in accordance with regulations[138]. - The company has implemented energy-saving measures that achieved a 15% energy-saving rate in the Wenzhou S2 permanent magnet traction system project, marking it as the first large-scale project of its kind in the domestic market[141]. - The company is actively responding to the national "dual carbon" strategy by developing new products and technologies aimed at reducing carbon emissions[142]. - The company has established a comprehensive energy system in the Tianxin Industrial Park, focusing on the integration of solar and storage systems to reduce carbon emissions from electricity[142]. Shareholder Commitments - The company reported a commitment to maintain the accuracy and completeness of its information disclosure materials, ensuring no false statements or significant omissions[160]. - The company has committed to transparency and accountability in its financial reporting and disclosures[160]. - The company will bear legal responsibility for any inaccuracies in the prospectus that lead to losses for shareholders and the public[163]. - The company has established specific measures for stabilizing stock prices, including share buybacks and increases by directors and senior management[150]. - The company will ensure that any illegal gains from share reductions will be returned to the company, and any non-compliance will result in withholding of cash dividends equivalent to the illegal gains[147]. Investment and Financial Assets - Cash and cash equivalents at the end of the period amounted to CNY 7,449,097,496, accounting for 14.78% of total assets, a decrease of 0.68% compared to the previous year[98]. - The total amount of external equity investments at the end of the period was CNY 739,792,759, up 20.05% from CNY 616,224,407 at the beginning of the year[103]. - The company approved an investment of CNY 1,107,990,000 for the new energy passenger vehicle electric drive system and key components manufacturing base project, which is currently under implementation[104]. - The company's leverage ratio was reported at 13.69%, which is below the policy limit of 30%[113]. Risk Management - The company faces risks from international trade policies and local political and economic environments affecting overseas operations[92]. - The company has faced challenges in overseas operations due to international political events and supply chain issues, necessitating improved risk management strategies[88]. - The company is committed to continuous innovation and improving product competitiveness to address the increasing market competition in the new energy vehicle components sector[90].

中 國 中 車 集 團 公 司 為 本 公 司 的 關 連 人 士，故 根 據 香 港 聯 合 交 易 所 有 限 公 司 證 券 上 市 規 則（「上市規則」），本 集 團 與 中 國 中 車 集 團 該 等 公 司 進 行 的 上 述 互 相 供 應 交 易 構成本公司的持續關連交易，並須遵守上市規則第十四A章的申報、公告及獨立股 東 批 准 規 定。本 公 司 已 於 二 零 二 二 年 六 月 十 七 日 召 開 的 股 東 週 年 大 會 上 就 該 協 議 項下擬進行之交易取得相關獨立股東批准。 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責， 對 其 準 確 性 或 完 整 性 亦 不 作 任 何 聲 明，並 明 確 表 示 概 不 就 因 本 公 告 全 部 或 任 何 部 分內容而產生或因依賴該等內容而引致的任何損失承擔任何責任。 （於中華人民共和國註冊成立的股份有限公司） （股份代號：3898） 關於持續關連交易季度意見的公告 謹 此 提 述 株 洲 中 車 時 代 電 氣 股 份 有 限 公 司（「本公司」，連 同 其 附 屬 公 司，統 稱「本 集 團」）於 二 ...

证券代码：688187（A 股） 证券简称：时代电气（A 股） 公告编号：2023-039 证券代码： 3898（H 股） 证券简称：时代电气（H 股） 株洲中车时代电气股份有限公司 关于第七届监事会第二次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 1、审议通过《关于本公司 2023 年半年度报告及其摘要的议案》 监事会认为：株洲中车时代电气股份有限公司 2023 年半年度报告的编制和审 核程序符合法律、法规及监管机构的规定；报告的内容真实、准确、完整、真实地 反映了公司的实际情况；不存在虚假记载、误导性陈述或者重大遗漏；半年报编制 过程中，未发现公司参与半年度报告编制和审议的人员有违反保密规定的行为。 《株洲中车时代电气股份有限公司 2023 年半年度报告》及《株洲中车时代电 气股份有限公司 2023 年半年度报告摘要》的具体内容详见同日刊登于上海证券交 1 易所网站（www.sse.com.cn）的相关公告。 表决结果：4 票同意、0 票弃权、0 票反对。 2、审议通过《关于本公司 2023 年半年度 ...

株洲中车时代电气股份有限公司 关于中国中车香港资本管理有限公司的风险持续 评估报告 株洲中车时代电气股份有限公司（以下简称"公司"或"本公司"）通过查 验中国中车香港资本管理有限公司（以下简称"香港资本公司"）相关证件资料， 并查阅了香港资本公司 2023 半年度财务报告及相关数据指标，并进行相关的风 险评估，出具本风险持续评估报告。 一、香港资本公司基本情况 香港资本公司是经香港特别行政区公司注册处批准成立的公司，成立于 2010 年 8 月。香港资本公司的实收资本为人民币 350,357 万元, 现持公司注册 处核发的《放债人牌照》，牌照号码为 MLR4629。 香港资本公司经营范围包括：吸收成员企业存款；办理成员企业贷款；办理 成员企业代理支付；提供成员企业财务咨询业务；从事投资业务及资产管理业务。 截至本风险持续评估报告出具之日，中国中车股份有限公司持有香港资本公 司 100.00%股权。 二、香港资本公司内部控制的基本情况 （一）控制环境 香港资本公司已根据《香港公司法》、其《公司章程》及其《董事会议事规 则》的有关规定，建立党工委会、董事会及总经理办公会。党工委会把方向、管 大局，董事会定战略、做 ...

证券代码：688187（A 股） 证券简称：时代电气（A 股） 公告编号：2023-036 证券代码： 3898（H 股） 证券简称：时代电气（H 股） 株洲中车时代电气股份有限公司 2023 年半年度募集资金存放与实际使用情况 的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 株洲中车时代电气股份有限公司（以下简称"时代电气"、"本公司"或"公司") 根据中国证券监督管理委员会（以下简称"证监会"）《上市公司监管指引第2号—— 上市公司募集资金管理和使用的监管要求》（证监会公告〔2022〕15号）及《上海 证券交易所科创板上市公司自律监管指引第1号——规范运作》（上证发〔2022〕 14号）的规定，编制了2023年半年度募集资金存放与实际使用情况的专项报告。现 将2023年半年度募集资金存放与实际使用情况专项报告如下： 一、募集资金基本情况 （一） 实际募集资金金额和资金到位时间 经中国证券监督管理委员会《关于同意株洲中车时代电气股份有限公司首次公 开发行股票注册的批复》（证监许可[2021]2112 号）核准 ...

株洲中车时代电气股份有限公司 与中车财务有限公司开展金融业务风险处置预案 第一章 总则 第一条 为有效防范、及时控制和化解株洲中车时代电气股份有限公司（以下简称"公 司"）与中车财务有限公司（以下简称"中车财务公司"）之间的金融业务风险，保证 资金安全，根据中国证券监督管理委员会《关于规范上市公司与企业集团财务公司业务 往来的通知》证监发［2022］48 号及上海证券交易所《自律监管指引第5 号——交易与 关联交易》等有关规定，特制定本金融业务风险处置预案。 第二章 风险处置机构及职责 第四条 工作组每半年应对中车财务公司的经营资质、业务和风险状况进行评 估，并负责组织起草中车财务公司持续风险评估报告，以定期或临时报告的形式向领 导小组报告。 第二条 公司成立风险预防处置领导小组（以下简称"领导小组"），由公司董事 长任组长，为金融业务风险防范及处置工作的第一责任人，公司总经理及分管财务副总经 理任副组长，领导小组成员包括财务中心、审计和风险控制部、证券法律部、纪委机关部 门负责人。领导小组下设工作组，工作组设置在财务中心，具体负责对与中车财务公司发 生的金融业务进行日常监管，关注中车财务公司日常经营情况，并 ...