公司章程 广东嘉元科技股份有限公司章程 （2023 年 11 月修订） | 第一章 | 总 | 则 | 1 | | --- | --- | --- | --- | | 第二章 | | 经营宗旨和范围 2 | | | 第三章 | 股 | 份 | 2 | | 第一节 | | 股份发行 2 | | | 第二节 | | 股份增减和回购 | 3 | | 第三节 | | 股份转让 5 | | | 第四章 | | 股东和股东大会 5 | | | 第一节 | | 股东 | 6 | | 第二节 | | 股东大会的一般规定 8 | | | 第三节 | | 股东大会的召集 | 11 | | 第四节 | | 股东大会的提案与通知 12 | | | 第五节 | | 股东大会的召开 | 14 | | 第六节 | | 股东大会的表决和决议 17 | | | 第五章 | | 董事会 | 22 | | 第一节 | | 董事 | 22 | | 第二节 | | 董事会 25 | | | 第六章 | | 总裁(总经理)、联席总裁、执行总裁及其他高级管理人员 | 30 | | 第七章 | | 监事会 | 32 | | 第一节 | | 监事 | 32 ...

| 证券代码：688388 | 证券简称：嘉元科技 | 公告编号：2023-082 | | --- | --- | --- | | 转债代码：118000 | 转债简称：嘉元转债 | | 广东嘉元科技股份有限公司 关于变更注册资本及修订《公司章程》的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 广东嘉元科技股份有限公司（以下简称"公司"）于 2023 年 11 月 21 日召 开了第五届董事会第十四次会议，审议通过了《关于变更注册资本及修订〈公司 章程〉的议案》，上述议案尚需提交公司股东大会审议。 一、变更注册资本 1、可转换公司债券转股 2022年10月21日,公司召开第四届董事会第三十六次会议，审议通过了《关 于变更注册资本及修订〈公司章程〉的议案》，公司总股本变更为304,455,566 股。公司向不特定对象发行的可转换公司债券"嘉元转债"的转股期为2021年9 月1日至2027年2月22日。自2022年10月21日至2023年5月24日期间，"嘉元转债" 累计转换股本168股，公司总股本增至304,455, ...

重要内容提示： 变更会计师事务所的简要原因及前任会计师的异议情况：鉴于立信会计 师事务所为广东嘉元科技股份有限公司（以下简称"公司"）提供审计服务已有 12 年，参照《国有企业、上市公司选聘会计师事务所管理办法》的相关规定， 为满足公司审计工作需要，公司综合考虑自身发展情况，拟聘用大华会计师事务 所（特殊普通合伙）为公司 2023 年度财务报告和内部控制审计机构。公司已就 变更会计师事务所事宜与立信会计师事务所（特殊普通合伙）进行了充分沟通， 其明确知悉本事项并确认无异议。 一、拟聘任会计师事务所的基本情况 （一）机构信息 1、基本信息 | 证券代码：688388 | 证券简称：嘉元科技 | 公告编号：2023-081 | | --- | --- | --- | | 转债代码：118000 | 转债简称：嘉元转债 | | 广东嘉元科技股份有限公司 关于变更会计师事务所的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 机构名称：大华会计师事务所（特殊普通合伙） 成立日期：2012 年 2 月 9 日成立（由大华会计师事 ...

| 证券代码：688388 | 证券简称：嘉元科技 | 公告编号：2023-079 | | --- | --- | --- | | 转债代码：118000 | 转债简称：嘉元转债 | | 广东嘉元科技股份有限公司 关于以集中竞价交易方式首次回购公司股份的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 2023 年 11 月 13 日，广东嘉元科技股份有限公司（以下简称"公司"） 通过上海证券交易所交易系统以集中竞价交易方式首次回购公司股份 240,405 股，占公司总股本 426,238,028 股的比例为 0.0564%，回购成交的最高价为 21.66 元/股，最低价为 21.45 元/股，支付的资金总额为人民币 5,182,337.20 元（不 含印花税、交易佣金等费用）。 一、回购股份的基本情况 公司于 2023 年 10 月 26 日召开了第五届董事会第十二次会议，审议通过了 《关于以集中竞价交易方式回购公司股份方案的议案》，同意公司使用不低于人 民币 3,000 万元（含）、不高于人民币 6 ...

| 证券代码：688388 | 证券简称：嘉元科技 | 公告编号：2023-077 | | --- | --- | --- | | 转债代码：118000 | 转债简称：嘉元转债 | | 广东嘉元科技股份有限公司 关于以集中竞价交易方式回购公司股份的回购报告书 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 广东嘉元科技股份有限公司（以下简称"公司"）拟使用自有资金通过 集中竞价交易方式回购公司已发行的部分人民币普通股（A股）股票，主要内容 如下： 1、拟回购股份的用途：回购的股份将在未来适宜时机用于员工持股计划、 股权激励或转换上市公司发行的可转换为股票的公司债券（以下简称"可转债"）， 并在发布股份回购实施结果暨股份变动公告日后三年内转让；若公司本次回购的 股份未能在股份回购实施结果暨股份变动公告日后三年内转让完毕，则将依法履 行减少注册资本的程序，未转让股份将被注销； 2、回购规模：回购资金总额不低于人民币3,000.00万元（含）、不超过人 民币6,000.00万元（含）； 3、回购价格：不超过人民 ...

| 证券代码：688388 | 证券简称：嘉元科技 | 公告编号：2023-078 | | --- | --- | --- | | 转债代码：118000 | 转债简称：嘉元转债 | | 广东嘉元科技股份有限公司 关于以集中竞价交易方式回购公司股份的进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 一、回购股份的基本情况 公司于 2023 年 10 月 26 日召开了第五届董事会第十二次会议，审议通过了 广东嘉元科技股份有限公司（以下简称"公司"）于 2023 年 10 月 26 日召 开第五届董事会第十二次会议，审议通过了《关于以集中竞价交易方式回购 公司股份方案的议案》，公司拟使用自有资金以集中竞价交易方式回购公司 已发行的部分人民币普通股（A 股）股票，公司拟使用不低于人民币 3,000 万元（含）、不高于人民币 6,000 万元（含）的自有资金回购公司股份，回 购价格不超过 30 元/股（含），回购期限自董事会审议通过回购股份方案之 日起 12 个月内。本次回购的股份拟用于员工持股计划、股权 ...

重要内容提示： 会议召开时间：2023 年 11 月 29 日（星期三）14:00-15:00 会议召开方式：上证路演中心网络文字互动 会 议 召 开 地 点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com） 投资者可于 2023 年 11 月 22 日（星期三）至 2023 年 11 月 28 日（星期 二）16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或将有关问题 通过电子邮件的形式发送至公司投资者关系邮箱（688388@gdjykj.net）进行提 问。公司将在说明会上对投资者普遍关注的问题进行回答。 | 证券代码：688388 | 证券简称：嘉元科技 | 公告编号：2023-075 | | --- | --- | --- | | 转债代码：118000 | 转债简称：嘉元转债 | | 广东嘉元科技股份有限公司 关于召开 2023 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 （三）会 议 召 ...

| 证券代码：688388 | 证券简称：嘉元科技 | 公告编号：2023-076 | | --- | --- | --- | | 转债代码：118000 | 转债简称：嘉元转债 | | 广东嘉元科技股份有限公司 关于回购股份事项前十名股东和前十名无限售条件股东 持股情况的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、公司前十名股东持股情况 | 8 | 景和资本管理（深圳）有限公司－景和开泰一 | 5,792,200 | 1.36 | | --- | --- | --- | --- | | | 号私募证券投资基金 | | | | 9 | 江西国控资本有限公司 | 4,907,216 | 1.15 | | 10 | 深圳市远致瑞信股权投资管理有限公司－深圳 | | | | | 市远致瑞信新一代信息技术私募股权投资基金 | 4,329,896 | 1.02 | | | 合伙企业（有限合伙） | | | 二、公司前十名无限售条件股东持股情况 | 序号 | 股东名称 | 持股数量 （股） | 占无限售条 件流通股的 | ...

[Report Overview](index=1&type=section&id=%E6%8A%A5%E5%91%8A%E6%A6%82%E8%A7%88) [Important Notice](index=1&type=section&id=%E9%87%8D%E8%A6%81%E6%8F%90%E7%A4%BA) The company's board of directors, supervisory board, and senior management guarantee the truthfulness, accuracy, and completeness of this quarterly report, assuming legal responsibility, and the financial statements for this period are unaudited - The company's board of directors, supervisory board, and senior management guarantee the truthfulness, accuracy, and completeness of the quarterly report content[2](index=2&type=chunk) - The company's responsible person, chief accountant, and head of accounting department guarantee the truthfulness, accuracy, and completeness of the financial information in the quarterly report[3](index=3&type=chunk) - The third-quarter financial statements are unaudited[4](index=4&type=chunk) [Key Financial Data and Indicators](index=1&type=section&id=%E4%B8%80%E3%80%81%20%E4%B8%BB%E8%A6%81%E8%B4%A2%E5%8A%A1%E6%95%B0%E6%8D%AE) [Key Accounting Data and Financial Indicators](index=1&type=section&id=(%E4%B8%80)%E4%B8%BB%E8%A6%81%E4%BC%9A%E8%AE%A1%E6%95%B0%E6%8D%AE%E5%92%8C%E8%B4%A2%E5%8A%A1%E6%8C%87%E6%A0%87) In Q3 2023, operating revenue increased by 20.87% YoY, but net profit attributable to shareholders decreased significantly by 93.27% YoY, with YTD net profit down 92.84%, while R&D investment continued to rise and total assets grew by 14.76% 2023 Q3 and YTD Key Financial Indicators | Item | This Reporting Period (Q3) (Yuan) | Year-on-Year Change (%) | Year-to-Date (YTD) (Yuan) | Year-on-Year Change (%) | | :--- | :--- | :--- | :--- | :--- | | Operating Revenue | 1,628,173,291.67 | 20.87 | 3,705,861,867.20 | 12.94 | | Net Profit Attributable to Shareholders of Listed Company | 10,074,201.49 | -93.27 | 31,319,916.31 | -92.84 | | Net Profit Attributable to Shareholders of Listed Company Excluding Non-Recurring Gains and Losses | 3,370,696.42 | -97.76 | 9,059,201.32 | -97.89 | | Basic Earnings Per Share (Yuan/share) | 0.02 | -95.65 | 0.07 | -94.78 | | Total R&D Investment | 38,464,935.76 | 147.10 | 158,888,502.52 | 33.07 | | R&D Investment as % of Operating Revenue (%) | 2.36 | Increased by 1.20 percentage points | 4.29 | Increased by 0.65 percentage points | | **As of the End of This Reporting Period** | | | **As of the End of Last Year** | **Change from End of Last Year to End of This Reporting Period (%)** | | Total Assets | 12,388,740,283.31 | | 10,795,771,988.38 | 14.76 | | Total Equity Attributable to Shareholders of Listed Company | 7,190,268,067.74 | | 7,286,287,476.45 | -1.32 | [Non-Recurring Gains and Losses Items and Amounts](index=2&type=section&id=(%E4%BA%8C)%E9%9D%9E%E7%BB%8F%E5%B8%B8%E6%8D%9F%E7%9B%8A%E9%A1%B9%E7%9B%AE%E5%92%8C%E9%87%91%E9%A2%9D) During the reporting period, the company's total non-recurring gains and losses amounted to 6.70 million Yuan, with a year-to-date total of 22.26 million Yuan, primarily from government grants and fair value changes in financial assets held for trading Non-Recurring Gains and Losses Items and Amounts | Item | Amount for This Reporting Period (Yuan) | Amount Year-to-Date (Yuan) | | :--- | :--- | :--- | | Government Grants Included in Current Profit and Loss | 4,399,931.05 | 8,894,893.56 | | Fair Value Change Gains/Losses and Disposal Gains/Losses from Financial Assets Held for Trading, Derivative Financial Assets, etc. | 3,501,412.26 | 16,614,174.62 | | Other Non-Operating Income and Expenses | -6,857.55 | 540,314.86 | | Less: Income Tax Impact | 1,190,990.53 | 3,991,520.37 | | Impact on Minority Interests (After Tax) | -9.84 | 183.79 | | **Total** | **6,703,505.07** | **22,260,714.99** | [Changes and Reasons for Key Accounting Data and Financial Indicators](index=4&type=section&id=(%E4%B8%89)%E4%B8%BB%E8%A6%81%E4%BC%9A%E8%AE%A1%E6%95%B0%E6%8D%AE%E3%80%81%E8%B4%A2%E5%8A%A1%E6%8C%87%E6%A0%87%E5%8F%91%E7%94%9F%E5%8F%98%E5%8A%A8%E7%9A%84%E6%83%85%E5%86%B5%E3%80%81%E5%8E%9F%E5%9B%A0) The company's net profit significantly declined due to intensified market competition, changes in supply and demand, reduced processing fees, raw material price fluctuations, and industry cycles, leading to a decrease in gross profit margin; operating cash flow increased due to higher cash received from sales, and R&D investment grew substantially, reflecting increased commitment to new products and technologies - Net profit attributable to shareholders of the listed company (this reporting period and year-to-date) decreased by **93.27%** and **92.84%** respectively, primarily due to a decline in the company's gross profit margin influenced by intensified market competition, changes in supply and demand, reduced processing fees, raw material price fluctuations, overall economic conditions, and industry cycles[11](index=11&type=chunk) - Net cash flow from operating activities year-to-date is not applicable, but it is mainly due to an increase in cash received from sales of goods and rendering of services compared to the same period last year[12](index=12&type=chunk) - Total R&D investment increased by **147.10%** in this reporting period and **33.07%** year-to-date, primarily due to increased investment in the research and development of new products and technologies[13](index=13&type=chunk) - Fixed assets increased by **46.54%** at the end of this reporting period, mainly due to the transfer of construction in progress at Jiangxi and Ningde bases to fixed assets[12](index=12&type=chunk) - Notes payable increased by **427.83%** at the end of this reporting period, mainly due to increased procurement of equipment using letters of credit and bank acceptance bills[12](index=12&type=chunk) [Shareholder Information](index=7&type=section&id=%E4%BA%8C%E3%80%81%20%E8%82%A1%E4%B8%9C%E4%BF%A1%E6%81%AF) [Total Number of Common Shareholders and Shareholding of Top Ten Shareholders](index=7&type=section&id=(%E4%B8%80)%E6%99%AE%E9%80%9A%E8%82%A1%E8%82%A1%E4%B8%9C%E6%80%BB%E6%95%B0%E5%92%8C%E8%A1%A8%E5%86%B3%E6%9D%83%E6%81%A2%E5%A4%8D%E7%9A%84%E4%BC%98%E5%85%88%E8%82%A1%E8%82%A1%E4%B8%9C%E6%95%B0%E9%87%8F%E5%8F%8A%E5%89%8D%E5%8D%81%E5%90%8D%E8%82%A1%E4%B8%9C%E6%8C%81%E8%82%A1%E6%83%85%E5%86%B5%E8%A1%A8) As of the end of the reporting period, the company had 21,342 common shareholders, with Shandong Jiayuan Industrial Investment Co., Ltd. holding the largest stake at 21.21%, and the company is unaware of any associated relationships or concerted action agreements among shareholders - The total number of common shareholders at the end of the reporting period was **21,342**[15](index=15&type=chunk) Top 10 Shareholders' Shareholding | Shareholder Name | Shareholder Nature | Number of Shares Held (shares) | Shareholding Ratio (%) | Number of Restricted Shares Held (shares) | | :--- | :--- | :--- | :--- | :--- | | Shandong Jiayuan Industrial Investment Co., Ltd. | Domestic Non-State-Owned Legal Person | 90,388,958 | 21.21 | 14,432,990 | | Ganzhou Development Investment Fund Management Co., Ltd. - Ganzhou Development Private Placement No. 3 Investment Fund (Limited Partnership) | Other | 16,742,267 | 3.93 | 0 | | Lai Shichang | Domestic Natural Person | 12,304,803 | 2.89 | 0 | | Wuhu Xinda Deleveraging Investment Management Partnership (Limited Partnership) | Other | 8,659,794 | 2.03 | 0 | | Bank of China Co., Ltd. - Harvest New Energy and New Materials Stock Investment Fund | Other | 8,141,055 | 1.91 | 0 | | Industrial and Commercial Bank of China Co., Ltd. - Harvest Smart Automobile Stock Investment Fund | Other | 7,127,254 | 1.67 | 0 | | Industrial and Commercial Bank of China Co., Ltd. - ABC-CA New Energy Theme Flexible Allocation Mixed Securities Investment Fund | Other | 6,496,567 | 1.52 | 0 | | Jinghe Capital Management (Shenzhen) Co., Ltd. - Jinghe Kaitai No. 1 Private Securities Investment Fund | Other | 5,792,200 | 1.36 | 0 | | Jiangxi Guokong Capital Co., Ltd. | Domestic Non-State-Owned Legal Person | 4,907,216 | 1.15 | 0 | | Shenzhen Yuanzhi Ruixin Equity Investment Management Co., Ltd. - Shenzhen Yuanzhi Ruixin New Generation Information Technology Private Equity Investment Fund Partnership (Limited Partnership) | Other | 4,329,896 | 1.02 | 0 | - The company is unaware of any associated relationships or concerted action agreements among the aforementioned shareholders[17](index=17&type=chunk) [Quarterly Financial Statements](index=9&type=section&id=%E5%9B%9B%E3%80%81%20%E5%AD%A3%E5%BA%A6%E8%B4%A2%E5%8A%A1%E6%8A%A5%E8%A1%A8) [Consolidated Financial Statements](index=9&type=section&id=%E5%90%88%E5%B9%B6%E8%B4%A2%E5%8A%A1%E6%8A%A5%E8%A1%A8) Consolidated financial statements show that as of September 30, 2023, total assets increased by 14.76% from the end of last year, with significant increases in both current and non-current liabilities; total operating revenue for the first three quarters increased by 12.94% YoY, but net profit decreased significantly by 92.84% YoY; net cash flow from operating activities turned positive, cash outflow from investing activities decreased, and cash inflow from financing activities increased [Consolidated Balance Sheet](index=9&type=section&id=%E5%90%88%E5%B9%B6%E8%B5%84%E4%BA%A7%E8%B4%9F%E5%80%BA%E8%A1%A8) As of September 30, 2023, the company's total assets reached **12.39 billion Yuan**, a **14.76%** increase from the end of last year, with significant growth in cash and cash equivalents, accounts receivable financing, prepayments, fixed assets, right-of-use assets, deferred income tax assets, notes payable, non-current liabilities due within one year, long-term borrowings, and deferred income Consolidated Balance Sheet Major Item Changes (September 30, 2023 vs. December 31, 2022) | Item | September 30, 2023 (Yuan) | December 31, 2022 (Yuan) | Change (%) | | :--- | :--- | :--- | :--- | | Cash and Cash Equivalents | 2,813,545,395.92 | 2,134,094,968.02 | 31.84 | | Financial Assets Held for Trading | 138,768,861.90 | 433,506,892.04 | -67.99 | | Notes Receivable | 169,880,437.15 | 323,916,827.49 | -47.55 | | Accounts Receivable Financing | 569,612,078.68 | 247,095,015.95 | 130.52 | | Prepayments | 56,703,476.19 | 8,993,084.80 | 530.52 | | Fixed Assets | 4,022,670,384.29 | 2,745,188,850.42 | 46.54 | | Right-of-Use Assets | 2,096,015.34 | 596,504.05 | 251.38 | | Deferred Income Tax Assets | 17,407,293.01 | 8,042,533.42 | 116.44 | | Total Assets | 12,388,740,283.31 | 10,795,771,988.38 | 14.76 | | Notes Payable | 1,134,701,349.28 | 214,974,062.21 | 427.83 | | Non-Current Liabilities Due Within One Year | 175,092,851.30 | 21,675,243.41 | 707.80 | | Long-Term Borrowings | 1,017,476,273.19 | 370,000,000.00 | 174.99 | | Lease Liabilities | 634,921.65 | 234,622.20 | 170.61 | | Deferred Income | 172,456,651.64 | 99,586,499.17 | 73.17 | | Share Capital | 426,238,028.00 | 304,455,734.00 | 40.00 | | Total Equity Attributable to Owners of the Parent Company | 7,190,268,067.74 | 7,286,287,476.45 | -1.32 | [Consolidated Income Statement](index=12&type=section&id=%E5%90%88%E5%B9%B6%E5%88%A9%E6%B6%A6%E8%A1%A8) In the first three quarters of 2023, total operating revenue was **3.71 billion Yuan**, a **12.94%** increase YoY; however, due to a significant **39.01%** increase in operating costs and a **75.01%** decrease in R&D expenses (due to accounting standard adjustments), operating profit and net profit decreased by **92.86%** and **92.92%** YoY, respectively Consolidated Income Statement Major Data (2023 Q1-Q3 vs. 2022 Q1-Q3) | Item | 2023 Q1-Q3 (Yuan) | 2022 Q1-Q3 (Yuan) | Year-on-Year Change (%) | | :--- | :--- | :--- | :--- | | Total Operating Revenue | 3,705,861,867.20 | 3,281,189,504.30 | 12.94 | | Operating Cost | 3,484,226,100.89 | 2,506,432,209.64 | 39.01 | | R&D Expenses | 29,833,882.95 | 119,402,805.11 | -75.01 | | Financial Expenses | 73,148,223.47 | 52,354,734.09 | 39.72 | | Other Income | 8,894,893.56 | 5,524,520.93 | 61.01 | | Gains from Changes in Fair Value | 10,743,613.69 | -716,421.15 | 1599.62 | | Operating Profit | 36,903,638.60 | 516,361,204.75 | -92.86 | | Total Profit | 37,443,953.46 | 515,554,538.03 | -92.74 | | Net Profit | 30,982,646.72 | 437,409,497.49 | -92.92 | | Net Profit Attributable to Shareholders of the Parent Company | 31,319,916.31 | 437,689,225.37 | -92.84 | | Income Tax Expense | 6,461,306.74 | 78,145,040.54 | -91.73 | - The decrease in R&D expenses is due to the implementation of "Interpretation No. 15 of Accounting Standards for Business Enterprises" from January 1, 2022, where products or by-products generated during R&D that meet the criteria are recognized as inventory and offset against R&D expenditures[13](index=13&type=chunk) [Consolidated Cash Flow Statement](index=14&type=section&id=%E5%90%88%E5%B9%B6%E7%8E%B0%E9%87%91%E6%B5%81%E9%87%8F%E8%A1%A8) In the first three quarters of 2023, net cash flow from operating activities turned positive to **484.34 million Yuan** from a negative value in the prior year, primarily due to increased cash received from sales; cash outflow from investing activities decreased, while net cash flow from financing activities maintained positive growth, indicating expanded financing Consolidated Cash Flow Statement Major Data (2023 Q1-Q3 vs. 2022 Q1-Q3) | Item | 2023 Q1-Q3 (Yuan) | 2022 Q1-Q3 (Yuan) | Change (%) | | :--- | :--- | :--- | :--- | | Net Cash Flow from Operating Activities | 484,341,044.95 | -274,002,393.11 | Not Applicable | | Cash Received from Sales of Goods and Rendering of Services | 3,398,850,348.02 | 2,974,245,002.03 | 14.27 | | Cash Paid for Goods and Services | 2,716,444,333.76 | 3,044,193,752.29 | -10.77 | | Net Cash Flow from Investing Activities | -481,371,214.17 | -948,127,388.64 | 49.23 (Decrease in outflow) | | Cash Paid for Acquisition of Fixed Assets, Intangible Assets, and Other Long-Term Assets | 995,179,744.76 | 1,765,148,264.20 | -43.62 | | Net Cash Flow from Financing Activities | 633,131,901.79 | 607,259,606.94 | 4.26 | | Cash Received from Borrowings | 1,315,088,375.25 | 1,903,023,160.00 | -30.89 | | Cash Paid for Repayment of Debts | 369,560,000.00 | 1,107,477,940.37 | -66.63 | | Net Increase in Cash and Cash Equivalents | 636,124,430.59 | -614,870,174.81 | Not Applicable | | Cash and Cash Equivalents at End of Period | 2,698,737,986.53 | 630,569,338.19 | 328.01 | [Parent Company Financial Statements](index=16&type=section&id=%E6%AF%8D%E5%85%AC%E5%8F%B8%E8%B4%A2%E5%8A%A1%E6%8A%A5%E8%A1%A8) The parent company's financial status aligns with consolidated trends, showing growth in both total assets and liabilities; operating revenue for the first three quarters increased YoY, but net profit significantly decreased YoY; net cash flow from operating activities improved considerably, cash outflow from investing activities decreased, and net cash flow from financing activities maintained stable growth [Parent Company Balance Sheet](index=16&type=section&id=%E6%AF%8D%E5%85%AC%E5%8F%B8%E8%B5%84%E4%BA%A7%E8%B4%9F%E5%80%BA%E8%A1%A8) As of September 30, 2023, the parent company's total assets reached **11.50 billion Yuan**, a **13.09%** increase from the end of last year, with significant growth in cash and cash equivalents, prepayments, notes payable, non-current liabilities due within one year, and long-term borrowings, reflecting business expansion and increased financing activities Parent Company Balance Sheet Major Item Changes (September 30, 2023 vs. December 31, 2022) | Item | September 30, 2023 (Yuan) | December 31, 2022 (Yuan) | Change (%) | | :--- | :--- | :--- | :--- | | Cash and Cash Equivalents | 2,585,708,126.57 | 895,576,274.71 | 188.73 | | Prepayments | 42,302,971.47 | 3,343,695.49 | 1165.00 | | Long-Term Equity Investments | 1,589,666,787.64 | 1,514,584,761.12 | 4.96 | | Total Assets | 11,504,894,129.77 | 10,173,652,444.99 | 13.09 | | Notes Payable | 944,574,041.99 | 87,356,822.78 | 981.30 | | Non-Current Liabilities Due Within One Year | 173,400,979.84 | 21,285,055.63 | 714.66 | | Long-Term Borrowings | 869,800,000.00 | 370,000,000.00 | 135.08 | | Share Capital | 426,238,028.00 | 304,455,734.00 | 40.00 | | Retained Earnings | 1,380,319,143.69 | 1,480,920,604.07 | -6.80 | [Parent Company Income Statement](index=18&type=section&id=%E6%AF%8D%E5%85%AC%E5%8F%B8%E5%88%A9%E6%B6%A6%E8%A1%A8) In the first three quarters of 2023, the parent company's operating revenue was **3.65 billion Yuan**, a **11.45%** increase YoY; however, due to a significant **34.85%** increase in operating costs and a **75.01%** decrease in R&D expenses (due to accounting standard adjustments), net profit decreased significantly by **84.89%** YoY Parent Company Income Statement Major Data (2023 Q1-Q3 vs. 2022 Q1-Q3) | Item | 2023 Q1-Q3 (Yuan) | 2022 Q1-Q3 (Yuan) | Year-on-Year Change (%) | | :--- | :--- | :--- | :--- | | Operating Revenue | 3,649,446,135.04 | 3,274,334,732.49 | 11.45 | | Operating Cost | 3,416,300,562.99 | 2,533,608,669.05 | 34.85 | | R&D Expenses | 29,833,882.95 | 119,402,805.11 | -75.01 | | Financial Expenses | 73,033,190.15 | 30,581,352.33 | 138.84 | | Operating Profit | 78,507,180.80 | 521,060,940.47 | -84.94 | | Net Profit | 66,971,186.54 | 442,377,175.69 | -84.89 | | Income Tax Expense | 12,566,322.37 | 77,851,583.34 | -83.85 | [Parent Company Cash Flow Statement](index=20&type=section&id=%E6%AF%8D%E5%85%AC%E5%8F%B8%E7%8E%B0%E9%87%91%E6%B5%81%E9%87%8F%E8%A1%A8) In the first three quarters of 2023, net cash flow from operating activities turned positive to **822.56 million Yuan** from a negative value in the prior year, primarily due to increased cash from sales and decreased cash paid for purchases; cash inflow from investing activities significantly increased, and net cash flow from financing activities remained stable Parent Company Cash Flow Statement Major Data (2023 Q1-Q3 vs. 2022 Q1-Q3) | Item | 2023 Q1-Q3 (Yuan) | 2022 Q1-Q3 (Yuan) | Change (%) | | :--- | :--- | :--- | :--- | | Net Cash Flow from Operating Activities | 822,559,490.05 | -172,590,820.54 | Not Applicable | | Cash Received from Sales of Goods and Rendering of Services | 3,323,046,944.25 | 2,909,187,102.40 | 14.22 | | Cash Paid for Goods and Services | 2,322,309,107.53 | 2,942,514,871.41 | -21.08 | | Net Cash Flow from Investing Activities | 297,551,042.75 | -1,125,782,240.14 | Not Applicable (Turned from negative to positive) | | Cash Received Related to Other Investing Activities | 3,227,041,826.04 | 0 | Not Applicable | | Cash Paid for Acquisition of Fixed Assets, Intangible Assets, and Other Long-Term Assets | 300,988,313.94 | 697,944,649.46 | -56.90 | | Net Cash Flow from Financing Activities | 525,671,823.89 | 522,327,085.72 | 0.64 | | Net Increase in Cash and Cash Equivalents | 1,645,805,054.71 | -776,045,974.96 | Not Applicable | | Cash and Cash Equivalents at End of Period | 2,541,381,329.42 | 434,899,033.14 | 484.36 | [Other Matters](index=9&type=section&id=%E5%85%B6%E4%BB%96%E4%BA%8B%E9%A1%B9) [Other Reminders](index=9&type=section&id=%E4%B8%89%E3%80%81%20%E5%85%B6%E4%BB%96%E6%8F%90%E9%86%92%E4%BA%8B%E9%A1%B9) There are no other significant operating matters during the reporting period that require investors' attention - Other important information regarding the company's operating situation during the reporting period that requires investors' attention: Not applicable[18](index=18&type=chunk) [Type of Audit Opinion](index=9&type=section&id=(%E4%B8%80)%E5%AE%A1%E8%AE%A1%E6%84%8F%E8%A7%81%E7%B1%BB%E5%9E%8B) This quarterly report is unaudited, therefore, no audit opinion type is applicable - Type of audit opinion: Not applicable[18](index=18&type=chunk) [Implementation of New Accounting Standards](index=22&type=section&id=%E6%96%B0%E4%BC%9A%E8%AE%A1%E5%87%86%E5%88%99%E6%89%A7%E8%A1%8C%E6%83%85%E5%86%B5) Starting from 2023, the company has not adopted new accounting standards or interpretations that require adjustments to the financial statements at the beginning of the first year of implementation - First-time adoption of new accounting standards or interpretations from 2023 involving adjustments to the financial statements at the beginning of the first year of implementation: Not applicable[41](index=41&type=chunk)

| 证券代码：688388 | 证券简称：嘉元科技 | 公告编号：2023-072 | | --- | --- | --- | | 转债代码：118000 | 转债简称：嘉元转债 | | 广东嘉元科技股份有限公司 关于公司 2021 年限制性股票激励计划 首次授予第一个归属期、第二个归属期 及预留授予第一个归属期条件成就的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次拟归属限制性股票数量及人数： 1、首次授予部分第一个归属期符合归属条件的激励对象共计 150 名，可归 属的限制性股票数量为 12.0113 万股； 2、首次授予部分第二个归属期符合归属条件的激励对象共计 150 名，可归 属的限制性股票数量为 12.0113 万股； 3、预留授予部分第一个归属期符合归属条件的激励对象共计 37 名，可归属 的限制性股票数量为 4.1860 万股。 归属股票来源：公司向2021年限制性股票激励计划的激励对象定向发行公司 A股普通股股票。 一、股权激励计划批准及实施情况 （一）本次股权激励计划的主要内 ...